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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Lokahi Prototype: Toward the automatic Extraction of Entity Relationship Models from Text</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Michael Kaufmann</string-name>
          <email>m.kaufmann@hslu.ch</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Copyright held by the author(s). In A. Martin, K. Hinkelmann, A. Gerber</institution>
          ,
          <addr-line>D. Lenat, F. van Harmelen, P. Clark (Eds.)</addr-line>
          ,
          <institution>Proceedings of the AAAI 2019 Spring Symposium on Combining Machine Learning with Knowledge Engineering (AAAI-MAKE 2019). Stanford University</institution>
          ,
          <addr-line>Palo Alto, California</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Lucerne University of Applied Sciences and Arts School of Information Technology Suurstoffi 41</institution>
          ,
          <addr-line>6343 Rotkreuz</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Entity relationship extraction envisions the automatic generation of semantic data models from collections of text, by automatic recognition of entities, by association of entities to form relationships, and by classifying these instances to assign them to entity sets (or classes) and relationship sets (or associations). As a first step in this direction, the Lokahi prototype can extract entities based on the TF*IDF measure, and generate semantic relationships based on document-level co-occurrence statistics, for example with likelihood ratios and pointwise mutual information. This paper presents results of an explorative, prototypical, qualitative and synthetic research, summarizes insights from two research projects and, based on this, indicates an outline for further research in the field of entity relationship extraction from text.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>With the data explosion we are currently facing, tools to
provide an overview are needed. Knowledge extraction
techniques could support humans to keep track of important
information. If a knowledge management system could
extract semantic structure from text automatically, it became
possible to automate the task of classifying and ordering
data and documents. For example, automatic tagging of
emails and automatic linking of tags could help alleviate the
problem of the e-mail flood. Also, automatic extraction of
knowledge networks can help explorative analysis of
unstructured data, for example in the field of social media
mining. Therefore, in this paper a framework for knowledge
extraction based on simplified entity relationship models is
presented. A research prototype is described that
exemplifies a first step in this direction, and its method for
entity extraction and relationship extraction is explained.
The paper concludes with insights from this explorative
synthesis, and an outline of research questions to achieve the
vision of automatically deriving entity relationship models
from text.</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>
        The network as a meta-structure of knowledge
representation has been postulated for half a century. Instances are
Semantic Networks
        <xref ref-type="bibr" rid="ref12">(Quillian, 1967)</xref>
        , Conceptual Graphs
        <xref ref-type="bibr" rid="ref13">(Sowa, 1976)</xref>
        , Entity-relationship models (Chen, 1976),
Concept Maps
        <xref ref-type="bibr" rid="ref11">(Novak &amp; Gowin, 1984)</xref>
        , Topic Maps (Rath
&amp; Pepper, 1999) and the semantic web, all of which overlap
in basic principles but differ in application orientation.
Semantic networks serve the knowledge representation for
artificial intelligence; conceptual graphs have been developed
for use in database systems; Concept maps were used for
university didactics; and Topic Maps serve the exchange of
metadata via XML (XTM); Semantic Web Technology
(RDF) is intended for machine-to-machine knowledge
exchange and reasoning
      </p>
      <p>
        Instead of manually encoding and externalizing
knowledge, ontology learning is a technique to
automatically infer knowledge networks from data (Maedche &amp;
Staab, 2001, Alani et al., 2003). There exist approaches to
extract knowledge networks from data. For example,
        <xref ref-type="bibr" rid="ref4">(Böhm, Heyer, Quasthoff, &amp; Wolff, 2002)</xref>
        generated topic
      </p>
      <sec id="sec-2-1">
        <title>Entities</title>
      </sec>
      <sec id="sec-2-2">
        <title>Relationships</title>
        <p>(Lokahi)</p>
      </sec>
      <sec id="sec-2-3">
        <title>Association</title>
        <p>maps from text using window-based co-occurrences.
(Villalon &amp; Calvo, 2009) used a syntactical approach,
analyzing grammatical structures in sentences to induce
concept maps.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>A Framework for Knowledge Extraction</title>
      <p>Figure 1 presents an abstract framework for knowledge
extraction. The vision is to automatically infer
entity-relationship models in the sense of (Chen, 1976) directly from
text. Following Chen (1976), a simplified Entity
Relationship (ER) knowledge network can be defined as a quadruple
ER = (E, R, E’, R’), defined by the following components:
1.) A set of symbols E Ì S* which are named entities as a
subset of arbitrary strings. According to Chen, “An entity is
a thing which can distinctly identified. A specific person,
company, or event is an example of an entity.”</p>
      <p>2.) A set R Ì E´E of binary relationships between
entities, r. Chen wrote that "A relationship is an association
between entities." (Chen 1976)</p>
      <p>3.) A class E‘ Ì E of entity sets that group or cluster
similar entities. Elements of E’ are classes with an element
relation: Î Ì E´E‘</p>
      <p>4.) A set R‘ Ì E of relationship sets that group or cluster
similar relationships. This extends the element relation to Î
Ì R´R‘</p>
      <p>This definition of ER models is simplified in the sense
that there are no properties, entities are identified with their
name, and relationships can only be binary. Also, it is a
purely syntactical approach fitted for extraction from text,
where all labels, even entity sets and relationship sets, are
named entities, that is, entities identified with their
syntactical representation in form of their name. This reduces the
task of entity and relationship classification to finding truth
tables for the element relation for named entities.</p>
      <p>As seen in Figure 1 this means that first, entities are
recognized and extracted from text. In a second step,
relationships between those entities are generated by association
learning. And in a third step, by abstraction, these entities
and relationships are generalized toward entity sets and
relationship sets by classification. The result of this procedure
is an automatically extracted semantic data model based on
possibly huge amounts of unstructured data. This model
represents the essence of the information contained in a
collection of data.</p>
      <p>The project Lokahi (Kaufmann, Wilke, Portmann, &amp;
Hinkelmann, 2014) (Wilke, Emmenegger, Lutz, &amp;
Kaufmann, 2016) approached this vision by proposing a
method and implementing a system that can extract entities
and relationships in a first, basic way. The project XMAS
extended on these ideas and developed the prototype further
toward concept recognition and n-gram concept extraction
(Waldis, Mazzola, &amp; Kaufmann, 2018) In the following, the
resulting method and system for entity relationship
extraction is presented, and the insights, implications and
points for further research are discussed.</p>
    </sec>
    <sec id="sec-4">
      <title>The Lokahi Prototype for Concept Browsing</title>
      <p>
        Lokahi is a research prototype that prototypically
explores the automatic generation of knowledge networks.
With the Lokahi prototype, automatically tagged texts can
be searched and with the help of graph visualization related
terms and key phrases can be browsed. The text documents
are automatically tagged based on term statistics. The
relationships of the individual terms are determined by their
common distribution in the corpus. These relationships are
then visualized in the Lokahi search engine. As shown in
Figure 2, the user can enter search terms to find documents
and to browse a knowledge network related to the search
query. The interface is designed so that the user can click on
the nodes that have a relationship with the concept they are
looking for. This allows the user to explore related concepts,
to surf in the concept map in the sense of
        <xref ref-type="bibr" rid="ref12">(Nilsson &amp; Palmér,
1999)</xref>
        ; and to find documents related to concepts. In the
example in Figure 2, there are two search terms, “database”
and “computer science”. The user is displayed a list of
documents relevant to this query as well as a concept graph
visualizing semantically related concepts to the search query.
Clicking on a concept changes the search query term.
Clicking on a document shows the content of it, together with
extracted key phrases that are also highlighted in the text.
      </p>
    </sec>
    <sec id="sec-5">
      <title>Extraction of Entities with TF*IDF</title>
      <p>For the extraction of entities from text, keyword
extraction using a term frequency and inversed document
frequency TF*IDF (Lee &amp; Kim, 2008) was chosen as an initial
method. For every document d, the terms t are ranked using
the TF*IDF score S(t,d) as shown in formula 1, where
TF(t,d) is the number of occurrences of t in d, and IDF(t) is
the inverse document frequency defined in formula (2),
where n is the number of documents in the corpus, and DF(t)
is the document frequency of t defined as the number of
documents in the index that contain t.</p>
      <p>S(t,d) = TF(t,d) * IDF(t)
IDF(t) = 1 + log( n / (DF(t) + 1) )
(1)
(2)</p>
      <p>In later stages, this formula was slightly adapted. Firstly,
a variant of the TF*IDF function defined in formula (3)
showed better results.</p>
      <p>S’(t,d) = ( TF(t,d)2 + IDF(t) ) / |d|
(3)</p>
      <p>In Formula 3, the TF component was squared, and the
score was divided by |d|, the number of words in the
document to compensate for large TF values in large documents.
Also, we implemented a method for combining keywords to
n-grams.</p>
      <p>This approach was implemented in the Lokahi Prototype
by extending the Lucene library source code and by
indexing 500K Wikipedia articles of quality levels FA (featured
articles), GA (good articles), A, B and C to remove noise
from the corpus. In Figure 3 two screenshots of the results
of our prototype implementation for key phrase extraction
are shown. It is evident the TF-IDF measure can not only
match documents based on keywords, but also extract
keywords from documents. Also, it is evident that keywords
with a high TF-IDF score have a high likelihood to be actual
semantic entities.</p>
    </sec>
    <sec id="sec-6">
      <title>Extraction of Relationships by Co-Occurrence</title>
      <p>
        As a first step toward relationship extraction, a frequentist
approach based on word co-occurrence statistics was chosen
as suggested by (Bullinaria &amp; Levy, 2012). Based on the
joint probability p(A,B) of document-level co-occurrence of
terms A and B, several probabilistic relatedness measures
can be computed. Using a frequent itemset approach
        <xref ref-type="bibr" rid="ref1">(Agrawal, Imieliński, &amp; Swami, 1993)</xref>
        the joint frequency
of the most frequent keywords in the index can be calculated
efficiently. Based on this approach, in the Lokahi prototype,
several measures were explored. Two measures turned out
most interesting: pointwise mutual information PMI,
defined in formula 4, and likelihood ratio LR, in formula 5.
PMI(a,b) = log( p(a,b) / ( p(a) * p(b) ) )
LR(a,b) = p(a | b) / p(a | not b)
(4)
(5)
This approach was implemented and visualized in a GUI so
that the different approaches can be compared qualitatively.
In Figure 5, relationships between terms extracted using the
PMI measure are visualized for two terms, computer science
and database. The related terms in the graph are selected as
the top seven items in the ranked list of term pairs according
to the PMI measure. Clearly, there is some form of semantic
relationship extracted here, because the terms have a similar
meaning. In comparison, in Figure 4 the related terms for
the same base terms have been computed using the LR
measure. Again, there seems to be a semantic similarity
between the extracted terms. However, in this case the LR
apparently extracts relationships to more specific terms.
      </p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions and Outlook</title>
      <p>The Lokahi prototype demonstrates technologically that
it is feasible to extract some form of entities and
relationships from text. It is important not to reinvent the
wheel, and other research has also already demonstrated this
potential that this research confirms. Still, it rather is
remarkable that the purely statistical, syntactic computation of
Lokahi evidently can extract semantically meaningful
entities and relationships. However, this research also indicates
the formidable effort needed to tackle the challenge to fulfill
the vision of automatic extraction of complete entity
relationship models. We can conclude from it some insights and
lessons learned.</p>
      <p>Firstly, the presented prototype explores the research
direction case-based, qualitatively and prototypically. The
Lokahi Prototype is a very small first step in this direction.
It could be, however, useful for semantic and explorative
analysis of unstructured data, for example, in social media
mining, if it is extended so that it can easily visualize the
semantic structure of any document collection given as
input. Secondly, to strengthen the research focus, a broad
range of measures for relevance and relatedness ranking
needs to be qualitatively and quantitatively assessed. It is
important to know what different kinds of semantics
different statistics generate. Thirdly, more research into methods
to combine single terms to meaningful n-gram entities need
to be developed. Perhaps a window- or sentence-based
cooccurrence statistic could be compared. Fourthly, even with
an optimal extraction of entities and relationships, there
needs to be research on methods to automatically classify
entities to classes and relationships to association types to
form actual entity relationship models. Considering this, we
are still a very long way from entity relationship extraction.
And fifthly, there is the possibility to incorporate human
knowledge, as described by Kaufmann et al. (2014) and
Wilke et al. (2016), not only in the form of externalized
entities, relationships, classes and associations, e.g. from
DBpedia or semantic domain models, but also POS tagging,
expert systems and other forms of encoded descriptive and
procedural knowledge.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgement</title>
      <p>Thisresearch has been funded by the Swiss Commission for
Technology and Innovation (CTI) as part of the research
projects LOKAHI Inside, CTI-No. 16152.1 PFES-ES, and
Feasibility Study X-MAS: Cross-Platform Mediation,
Association and Search Engine, CTI-No. 26335.1 PFES-ES.</p>
    </sec>
  </body>
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