<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Learning and engagement assessment in MOOCs using multivariate methods and models ?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maria Carannante</string-name>
          <email>maria.carannante2@unina.it</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cristina Davino</string-name>
          <email>cristina.davino@unina.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Domenico Vistocco</string-name>
          <email>domenico.vistocco@unina.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Economics and Statistics</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Political Science</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Federica Weblearning Center for Innovation and Dissemination of Distance Education</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <fpage>27</fpage>
      <lpage>32</lpage>
      <abstract>
        <p>Massive Open Online Courses (MOOCs) phenomenon is the new frontier of online learning, where un-limited time and no location restrictions allow users to follow di erent strategies of learning. In the learning analytics literature there are many contributes dealing on how MOOC learners' behaviour a ects their performance and in uences reaching the course achievements. The present paper proposes a statistical model to analyse the relationship among learning, performance and engagement in a MOOC framework. As MOOCs o er di erent forms of learning, it is necessary to consider engagement and learning as multidimensional concepts, measurable using several indicators. The network of relationships is estimated through Partial Least Squares Path Modeling and di erences in learners' behaviour according to age are also explored.</p>
      </abstract>
      <kwd-group>
        <kwd>Learning analytics Multivariate modeling Engagement</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        MOOCs phenomenon became popular in recent years as widely used learning
tools in higher education institutes both in traditional and distance universities.
Since MOOCs o er a variety of learning instruments, such as video lectures,
multiple-choice quizzes, discussion forums and documents, the customization of
learning analytics (LA) to the MOOC framework represents an important
challenge [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. One of the most cited de nitions of LA is `the measurement, collection,
analysis and reporting of data about learners and their contexts, for purposes
of understanding and optimizing learning and the environments in which it
occurs' [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. This paper aims to provide a contribution to the MOOC assessment
exploring the e ect of engagement and learning on students' performance. The
methodological framework is represented by a consolidated multivariate method,
Partial Least Squares Path modelling (PLSPM) [
        <xref ref-type="bibr" rid="ref14 ref15">14,15</xref>
        ], well-known in literature
when it is necessary to measure a network of relationship among concepts not
      </p>
      <p>
        M. Carannante et al.
directly measurable. The analysis refers to one of the courses of IPSAMOOCs
series o ered by the Platform FedericaX, the EdX MOOCs platform of the
"Federica WebLearning" Center at University of Naples Federico II [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], using data
relating to socio-demographics characteristics and tracking log of 3,339 users'
actions.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Model de nition</title>
      <p>
        Learning and engagement can be de ned as two important drivers of students'
performance. The present study aims at modeling the e ect of these two
components on the outcome of students attending a MOOC. As either learning
and engagement and performance are complex concepts that cannot be directly
measured by a single indicator, the rst part of the study has been devoted to
their conceptualisation and operativization [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The debate about Learning and
Engagement concepts is still open, with many de nitions deeply di erent each
other and often overlapping. Engagement is a multidimensional concept and, in
particular, we refer to the emotional engagement, de ned as a ective feelings for
coursework, teachers or institutions [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Learning can be de ned as the process
of acquiring new, or modifying existing, knowledge, behaviours, skills, values, or
preferences [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Conceptualisation, operativisation and measurement of learning
and engagement required the de nition of a proper set of indicators [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The
Learning dimension has been structured into three sub-dimensions: Frequency
based activity, Time based activity and Interaction. Frequency-based data are the
simplest and most used data for synthesizing data from tracking logs [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Despite
its simplicity, frequency can provide many useful information (e.g. the
distribution of user events) to identify di erent behavioural patterns among learners.
Time-based activity data give information about time spent studying. In
literature, the quantity of time spent in learning activities is a predictor of students'
performance. According to Hadwin et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], analysing only the time spent in
one or more learning activities is not enough, but it is necessary to analyse
indicators about how a learner spent its time. The interaction sub-dimension
relates to discussion forums activity and social learning activities. Discussion
forum activity not only allows peer-to-peer learning and a direct interaction
between teacher and learners, but it may help to reduce the drop-out rate. The
Engagement dimension can be structured into two sub-dimensions: Regularity
and Procrastination. The Regularity sub-dimension is related to the time-based
activity dimension but from a di erent point of view as it measures how a learner
spends his time on the platform and how he organizes his own learning
roadmap.Procrastination is a key factor of MOOCs analysis; it can be viewed as the
failure of the learner to organise its own learning process [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>The paper explores the simplest structure relating the previous dimensions
and sub-dimensions: the model is shown in Figure 1 where the direction of the
arrows goes from the driver to the dependent concept (numbers on the arrows
will be explained in Section 3). Further developments will regard the
exploration of more complex structures with more connections (e.g. from engagement</p>
      <p>Learning and engagement assessment in MOOCs ...
to learning and vice-versa). For easiness of interpretation, the polarity of the
indicators related to Procrastination has been reversed. The asterisk symbol has
been assigned to the indicators with reversed polarity.</p>
      <p>In the model, Performance is the outcome dimension, that is it estimates
the degree of e ective learning of users. For this block, we consider a unique
variable, the rate of correct responses with respect to total quizzes. The full
list of the indicators adopted for each dimension and sub-dimension is shown in
Table 1 (the last column will be described in Section 3, while numbers form 1
to 5 in the label column refer to the modules in which the course is structured).
3</p>
    </sec>
    <sec id="sec-3">
      <title>Methodology and main results</title>
      <p>
        PLS-PM is a consolidated statistical method able to model complex
multivariate relationships among blocks of observed indicators (also known as manifest
variables, MVs) and unobserved concepts named latent variables (LVs). A
PLSPM is made of a measurement (or outer) model relating each block of MVs to
its corresponding LV and a structural (or inner) model connecting the LVs in
accordance with a network of linear relationships. The PLS-PM algorithm
allows to estimate separately the blocks of the measurement model and the
structural model. In the PLS-PM terminology, Engagement, Learning and
Performance and their related sub-dimensions represents LVs while the indicators
described in Table 1 are the MVs. Figure 1 represents the adopted structural
model. For further methodological details about PLS-PM see [
        <xref ref-type="bibr" rid="ref13 ref14 ref6">6, 13, 14</xref>
        ].
      </p>
      <p>A preliminary analysis has been carried out to check unidimensionality and
internal consistency of LVs taking into account the di erence between the rst
and the second eigenvalue (the 1st eigenvalue is expected to be the only one
greater than 1 and much higher than the second one), the Cronbach's and the
Dillon-Goldstein's (grater than 0.7 in case of unidimensionality).
M. Carannante et al.</p>
      <p>The estimation of the measurement part of the model allows to measure the
importance of each indicator on the corresponding LV. Such measures, named
outher weights, are shown in Table 1. All the coe cients are statistically
signi cant at the 0.01 level using the classical t-test where standard errors are
estimated through a bias-corrected bootstrap approach with 200 samples.</p>
      <p>For Frequency-based activity, active days and rate backward give less
contribution to the variable explication than the others, this means that learners
pay more attention to the number and the kind of activities than to perform
these activities as many days as possible, and they do not consider so
important coming back on videos. For Time-based activity, the greatest contribution
is given by video completion and the lowest by video time. This implies that
it is not important how much time learners spend on videos, but if they watch
the whole video. Participation to problems (rate problem) has a very high
impact on Interaction with respect to rate forum. For Regularity, interval days,
ave time1 and rate return give a very few contribution, this implies that
learners' regularity is less conditioned by the interval of days between activities, by
the activities of the rst subsection and the return on previous subsections.
Finally, for No Procrastination the size of the coe cients increases moving from
the rst module to the last, meaning that as the course progresses, it is much
more important for students to be on time in starting an activity as soon as the
learning materials are available.</p>
      <p>The estimation of the structural part of the model allows to measure the
impact of each sub-dimension on the related LV and of Engagement and Learning
on Performance. Such weights, named path coe cients, are the numbers on the</p>
      <p>Learning and engagement assessment in MOOCs ...
arrows in Figure 1. The model suggests that Performance is mainly a ected by
Learning (coe cient equal to 0.75) while Engagement plays a quite irrelevant
role (coe cient equal to 0.03) even not signi cant. On one hand to improve
Learning it is advisable to act on actions related to Frequency-based activity
which has the highest impact on Learning (coe cient equal to 0.71), almost
three times greater than Time-based activity and Interaction. On the other hand,
Engagement can be improved acting on Regularity (coe cient equal to 0.55)
and reducing Procrastination (coe cient equal to 0.49) as well.</p>
      <p>
        The analysis of the contribution (expressed by the path coe cient) of each
determinant (i.e. each explanatory LV in the structural model) to the
Performance can be deepened through an importance-performance map (IPMA) [
        <xref ref-type="bibr" rid="ref10 ref9">9,10</xref>
        ]
(Figure 2) where the horizontal axis measures the so-called Importance, given
by the path coe cients of the model, while Performance is the rescaled mean
of each LV in the range 0{100 and measured on the vertical axis. The map can
be divided into four quadrants, counterclockwise numbered from the one on the
top right. Considering that the rst quadrant is the area to keep, the second
the overkill area, the third the low priority area and the fourth the critical area,
it is evident that all the constructs based on frequencies can be improved and
that the leverage two improve the Performance relies on the Frequency-based
activity and more in general Learning.
      </p>
      <p>A further exploration has been carried out to evaluate if the estimated
relationships change in case of an observed heterogeneity, for example related to
age. In order to identify di erences by age we consider two groups of students:
up to 24 years, that is the age of scholar or academic students, and over 24,
that is the age of self-regulated learners. The group of over 24 years students
signi cantly di ers from the youngest students showing higher coe cients with
respect to Frequency-based activity, Interaction and Engagement. The di
erent role played by engagement is particularly interesting as it results a driver
of performance just for self-regulated learners. Further explorations of group
di erences can be realised using importance preference mapping.</p>
      <p>In conclusion, we performed a multivariate model to estimate the concepts
of Learning, Engagement and Performance and to measure the relationships
among them. Moreover the proposed PLS-PM also allows to explore lower order
relationships providing the impact of each sub-dimension and of each indicator.</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          1.
          <string-name>
            <surname>Azevedo</surname>
            , R.: De ning
            <given-names>and Measuring</given-names>
          </string-name>
          <string-name>
            <surname>Engagement</surname>
            and Learning in Science: Conceptual, Theoretical,Methodological, and
            <given-names>Analytical</given-names>
          </string-name>
          <string-name>
            <surname>Issues</surname>
          </string-name>
          .
          <source>Educational Psychologist</source>
          ,
          <volume>50</volume>
          (
          <issue>1</issue>
          ), pp.
          <volume>84</volume>
          {
          <issue>94</issue>
          (
          <year>2015</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          2.
          <string-name>
            <surname>Beasley</surname>
            ,
            <given-names>R. E.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Vila</surname>
            ,
            <given-names>J. A.</given-names>
          </string-name>
          :
          <article-title>The identi cation of navigation patterns in a multimedia environment : a case study in an introductory course in arti cial intelligence</article-title>
          .
          <source>Journal of Educational Multimedia and Hypermedia</source>
          <volume>1</volume>
          ,
          <issue>209</issue>
          {
          <fpage>222</fpage>
          (
          <year>1992</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          3.
          <string-name>
            <surname>Carannante</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Davino</surname>
            ,
            <given-names>C.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Vistocco</surname>
            ,
            <given-names>D.</given-names>
          </string-name>
          :
          <article-title>MOOCs learning assessment: conceptualisation, operativisation and measurement</article-title>
          .
          <source>In: Proceedings of INTED2019 Conference</source>
          , pp
          <volume>6694</volume>
          {
          <fpage>6700</fpage>
          . IATED academy, Valencia, Spain (
          <year>2019</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          4. EdX research guide, https://media.readthedocs.org/pdf/devdata/latest/devdata.pdf.
          <source>Last accessed 1 Mar 2019</source>
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          5.
          <string-name>
            <surname>Hadwin</surname>
            ,
            <given-names>A. F.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Nesbit</surname>
            ,
            <given-names>J. C.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Jamieson-Noel</surname>
            ,
            <given-names>D.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Code</surname>
            ,
            <given-names>J.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Winne</surname>
            ,
            <given-names>P. H.</given-names>
          </string-name>
          :
          <article-title>Examining trace data to explore self-regulated learning</article-title>
          .
          <source>Metacognition and Learning</source>
          <volume>2</volume>
          (
          <issue>2</issue>
          ),
          <volume>107</volume>
          {
          <fpage>124</fpage>
          (
          <year>2007</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref6">
        <mixed-citation>
          6.
          <string-name>
            <surname>Henseler</surname>
            ,
            <given-names>J.</given-names>
          </string-name>
          <string-name>
            <surname>Ringle</surname>
            ,
            <given-names>C.</given-names>
          </string-name>
          <string-name>
            <surname>Sarstedt</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          :
          <article-title>Using Partial Least Squares Path Modeling in International Advertising Research: Basic Concepts and Recent Issues</article-title>
          . In: Editor, Okazaki, S. (eds.) Handbook of Research on International Advertising, pp.
          <volume>252</volume>
          {
          <fpage>276</fpage>
          .
          <string-name>
            <surname>Edward Elgar Pub</surname>
          </string-name>
          (
          <year>2012</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref7">
        <mixed-citation>
          7.
          <string-name>
            <surname>Howell</surname>
            <given-names>A.J.</given-names>
          </string-name>
          and
          <string-name>
            <surname>Watson D.C.</surname>
          </string-name>
          <article-title>: Procrastination: associations with achievement goal orientation and learning strategies</article-title>
          .
          <source>Personality and Individual Di erences 43(1)</source>
          , pp.
          <volume>167</volume>
          {
          <issue>178</issue>
          (
          <year>2007</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref8">
        <mixed-citation>
          8.
          <string-name>
            <surname>Johnson</surname>
          </string-name>
          , L.,
          <string-name>
            <surname>Becker</surname>
            ,
            <given-names>S. A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Estrada</surname>
            ,
            <given-names>V.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Freeman</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          :
          <source>Horizon Report: 2014 Higher Education</source>
          .Austin TX, USA: The New Media Consortium,
          <string-name>
            <surname>Austin</surname>
            <given-names>TX</given-names>
          </string-name>
          , USA (
          <year>2014</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref9">
        <mixed-citation>
          9.
          <string-name>
            <surname>Kristensen</surname>
            ,
            <given-names>K.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Martensen</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Gr</surname>
            <given-names>nholdt</given-names>
          </string-name>
          , L.:
          <article-title>Customer satisfaction measurement at post Denmark: Results of application of the european customer satisfaction index methodology</article-title>
          .
          <source>Total Quality Management</source>
          ,
          <volume>11</volume>
          (
          <issue>7</issue>
          ),
          <volume>1007</volume>
          {
          <fpage>1015</fpage>
          (
          <year>2000</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref10">
        <mixed-citation>
          10.
          <string-name>
            <surname>Ringle</surname>
            ,
            <given-names>C.M.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Sarstedt</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          :
          <article-title>Gain more insight from your PLS-SEM results: The importance-performance map analysis</article-title>
          .
          <source>Industrial Management &amp; Data Systems</source>
          ,
          <volume>116</volume>
          (
          <issue>9</issue>
          ), pp.
          <year>1865</year>
          {
          <year>1886</year>
          (
          <year>2016</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref11">
        <mixed-citation>
          11.
          <string-name>
            <surname>Siemens</surname>
            ,
            <given-names>G.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Long</surname>
            ,
            <given-names>P.</given-names>
          </string-name>
          :
          <article-title>Penetrating the Fog: Analytics in Learning and Education</article-title>
          .
          <source>EDUCAUSE review 46(5)</source>
          ,
          <volume>30</volume>
          {
          <fpage>41</fpage>
          (
          <year>2011</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref12">
        <mixed-citation>
          12.
          <string-name>
            <surname>Sinatra</surname>
            ,
            <given-names>G.M.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Heddy</surname>
            ,
            <given-names>B.C.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Lombardi</surname>
            ,
            <given-names>D.</given-names>
          </string-name>
          : The Challenges of De ning and Measuring Student Engagement in Science.
          <source>Educational Psychologist</source>
          ,
          <volume>50</volume>
          (
          <issue>1</issue>
          ), pp.
          <volume>1</volume>
          {
          <issue>13</issue>
          (
          <year>2015</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref13">
        <mixed-citation>
          13.
          <string-name>
            <surname>Tenenhaus</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          ,
          <string-name>
            <given-names>Esposito</given-names>
            <surname>Vinzi</surname>
          </string-name>
          ,
          <string-name>
            <given-names>V.</given-names>
            ,
            <surname>Chatelin</surname>
          </string-name>
          ,
          <string-name>
            <given-names>Y. M.</given-names>
            ,
            <surname>Lauro</surname>
          </string-name>
          ,
          <string-name>
            <surname>C.</surname>
          </string-name>
          :
          <article-title>PLS path modeling</article-title>
          .
          <source>Computational Statistics &amp; Data Analysis</source>
          <volume>48</volume>
          (
          <issue>1</issue>
          ),
          <volume>159</volume>
          {
          <fpage>205</fpage>
          (
          <year>2005</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref14">
        <mixed-citation>
          14.
          <string-name>
            <given-names>Esposito</given-names>
            <surname>Vinzi</surname>
          </string-name>
          ,
          <string-name>
            <given-names>V.</given-names>
            ,
            <surname>Chin</surname>
          </string-name>
          ,
          <string-name>
            <given-names>W.W.</given-names>
            ,
            <surname>Henseler</surname>
          </string-name>
          ,
          <string-name>
            <given-names>J.</given-names>
            ,
            <surname>Wang</surname>
          </string-name>
          ,
          <string-name>
            <surname>H.</surname>
          </string-name>
          :
          <source>Handbook of Partial Least Squares. 6th edition</source>
          . Springer Berlin Heidelberg, (
          <year>2010</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref15">
        <mixed-citation>
          15.
          <string-name>
            <surname>Wold</surname>
          </string-name>
          , H.:
          <article-title>Partial Least Squares</article-title>
          . In: Editor, Kotz,
          <string-name>
            <surname>S.</surname>
          </string-name>
          , Johnson, N. (eds.) Encyclopedia Statistical Science, pp.
          <volume>1</volume>
          {
          <fpage>13</fpage>
          . Wiley, New York (
          <year>1985</year>
          )
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>