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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Landscape of MOOCs and Higher Education in Europe and the USA</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Turin</institution>
          ,
          <addr-line>Lungo Dora Siena 100, 10153 Turin, IT</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <fpage>0000</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>European countries are late adopters of MOOCs compared to the USA. However, starting from 2013, several initiatives were launched in Europe by both Higher Education institutions and governments, giving origin to a considerable number of 'European' MOOCS and platforms. As it happened for the US, also in Europe MOOCs enjoyed a huge degree of attention on the media. Nonetheless, so far very few studies addressed similarities and differences of the diffusion of MOOCs on the two sides of the Atlantic Ocean from an institutional standpoint. Which are the unique features, the strengths and weaknesses of each models? Which are the peculiar features of the diffusion of MOOCs in Europe as opposed to the United States? This work-in-progress paper addresses these questions aiming to accomplish a comparison of the two experiences. Building on existing literature about the institutional configuration of MOOCs in Europe and USA the paper highlights patterns of diffusion, main differences and similarities across the two cases.</p>
      </abstract>
      <kwd-group>
        <kwd>diffusion of MOOCs</kwd>
        <kwd>institutional models of MOOCs</kwd>
        <kwd>EU-USA comparative research</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>European countries are late adopters of MOOCs compared to the USA, where since
2012 MOOCs had an impressive growth, accompanied by an enthusiastic media
coverage. Starting from 2013 several initiatives were launched in Europe, giving origin
to a considerable number of MOOCS provided by European HE institutions delivered
on both European-based platforms and other regional or own platforms.</p>
      <p>
        As it happened for the US, MOOCs became a buzzword in Europe as well, and
enjoyed a huge degree of attention on the media. No other educational technology ever
gained such a hype of excitement among both private and public actors [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>Nonetheless, so far very few studies addressed similarities and differences of the
diffusion of MOOCs on the two sides of the Atlantic Ocean from an institutional
standpoint. This work-in progress maps the timing and modes of emerging MOOCs
initiatives in Europe and the role played by institutional actors, with particular attention
to the unique features that characterize the evolution of MOOCs in Europe as opposed
to what happened in the USA. For the purpose of this investigation the unit of analysis
are those resources that fall under the definition provided by the MOOC acronym itself:
university-level courses on a specific subject, delivered online on digital platforms,
free-of charge (at least in their basic form) and potentially available to a massive
number of learners simultaneously. Moreover, for the sake of comparison this work
narrows the analysis to experiences in the USA and Europe only. Early experience of
cMOOCs and recent developments of MOOCs in the rest of the world (e.g. in India and
China) are out of the scope of this paper.</p>
      <p>
        A comparison of the European and North American experiences can help identifying
the strengths and weaknesses of each model and contributes to a better understanding
of the phenomenon. This work-in-progress paper aims to contribute to the discussion
about MOOCs by extending the analysis to institutional and ethical implications of the
phenomenon. Responding to the call for an enlarged research agenda about MOOCs
claimed by De Rosa [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], the paper aims to provide new evidence on the study of
MOOCs as social movement, investigating institutional strategies and policy reforms
implemented at European and North-American level.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>The Diffusion of MOOCs in Europe</title>
      <p>
        The discourse around MOOCs in Europe started with a bit of delay and with much less
media attention [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] compared to the hype the characterized the North-American
experience. The ‘year of the MOOCs’ in Europe was 2013, and the major player
initiating the conversation was the European Commission (EC). In June 2013 the EC
released a Communication to the EU Parliament [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] in which clearly refers to the
potential of MOOCs in widening access to education by reaching non-traditional
students and then, in September 2013, launched the Opening Up Education Initiative
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Since then the EC funded several projects through H2020 and other specific
programs by its Directions Generals. Some examples are the website Open Education
Europa and the European MOOC Scoreboard tracking all MOOCs produced and
delivered by European HE institutions (terminated in 2016) [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. OpenupEd appeared in
2013, coordinated by EADTU, as the first Pan-European partnership created with the
aim of fostering collaboration among HE institutions providing MOOCs. In 2014 the
EC funded the MOOC aggregator EMMA, created by the University of Naples
‘Federico II’ with the aim of hosting MOOCs taught in different languages from several
European HE institutions. The unique feature of EMMA is an explicit focus on
multilanguage MOOCs, with the aim of combining the potential wide reach of free, open,
online courses with the strength represented by the diversity of the European context.
      </p>
      <p>
        More recently, in 2017, the European MOOC Consortium was created with the aim
of “taking a leading role in developing the discourse relating to MOOCs and other
innovative developments in online learning in Europe” [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], including MOOCs for
credit.
      </p>
      <p>
        Alongside supra-national experiences, several other MOOCs initiatives developed
at national level [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Due to the limited space available here we can only mention some
of the major local initiatives: FUN –France Université Numerique (France, public),
Future Learn (UK, private), Federica Web learning and OpenEd (Italy, public), Iversity
(Germany, public).
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Patterns of diffusion – the three waves revisited</title>
      <p>
        MOOCs seem to be headed to a stage of maturity and consolidation, so nowadays it is
possible to identify some key phases, or waves as defined by Brown [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], in their process
of diffusion and establishment. In this section we build on the work done by Brown and
contribute to differentiate between the North-American and European trajectories.
      </p>
      <p>
        The first wave has been denominated “MOOCs for marketing” to stress the main
drivers of the early diffusion of MOOCs. Indeed, as also emerging in Allen and Seaman
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and Tirthali and Holland [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], the early developments of xMOOCs were
characterized by a branding activity of elite higher education institutions in the USA,
which strategically adopted MOOCs to increase their (already high) international
prestige and to attract students. The surveys highlighted that maintaining the global
value of their brand, increasing visibility of the institution and the recruitment of
students were mentioned as the key drivers for the early period. This phase was also
characterized by a sort of race toward the adoption of MOOCs, framed in the “Fear of
Missing Out” syndrome (FOMO). As far as Europe in concerned, the first phase was
characterized by high expectations, but combined with less enthusiasm compared to the
hype occurring in the USA, and a mix of over-caution and fear for the unknown
consequences of MOOCs on HE institutions [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. As Brown notes, European HE
institutions joined with a bit of delay the MOOCs trend and will be the main players of
the second wave. At the very early stage of the MOOC diffusion European HE
institutions mainly stood as observers with a bit of apprehension [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. This waiting
strategy is well summarized by some ed-tech investors who lamented that “UK higher
education is extremely good, but the scale of ambition is low” [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] with respect to
joining the revolution of online learning. Part of HE institutions, in particular those who
traditionally served the market of distance education, expressed serious concern for the
future of their business. The Vice-Chancellor of UK Open University, defined the
emerging of MOOCs as the “Napster moment for higher education": institutions
supporting MOOC may be considered irresponsible as free MOOCs could clear the
market of distance education, with consequences for all HE institutions [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. Even more
positive perspectives, such as the one expressed by the Vice-Chancellor of the
University of London, defined the MOOCs as a wave to be surfed, inherently
impossible to retain and considering MOOCs an emerging issue that HE institutions,
like it or not, have to deal with.
      </p>
      <p>
        Brown identified the second wave as “MOOCs for life-long learning”.
Approximately this phase matches with the emergence of MOOCs initiatives outside
of the USA, occurring at European level, national level (e.g. France, Italy, Spain) as
well as other regional experiences (in Australia, Mexico, China, India and Arabic
platforms). This second wave approximately took place around the years 2013-2014
and was characterized by a diverse array of experiences as well as by a resizing of the
potential and expectations of MOOCs. The hype that occurred in the USA indeed, very
quickly started to design its descending curve [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. It is the period in which the promises
and viability of MOOCs started to be questioned, some of the key actors experienced
important backlashes [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and movements of protest against the adoption of MOOCs
for credit spread across American universities [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>
        European institutions thus seem to take advantage of the lessons coming from the
USA and start implementing initiatives that stress the open component of MOOCs as a
step to circulation of knowledge. They are in general motivated by macro-drivers as
“exploring flexible learning opportunities” and “reaching new target groups” [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]; tend
to adopt business strategies oriented to support life-long learning processes and not to
interfere with formal education. Also in virtue of the leading role played by the
European Commission, the diffusion of MOOCs in Europe soon took the shape of a
homogenous process, outlining the emergence of a ‘European way’ (although mainly
involving Western European countries). In this context, MOOCs were also framed as a
potential tool for bridging country differences and contributing to build a truly
European HE system: “An ambitious goal, that could reinforce institutional consensus
and work towards a genuinely European identity” [3, p. 281].
      </p>
      <p>
        Finally, the most recent wave is denominated “MOOCs for credit and Continuing
Professional Development pathways”, pointing to the emerging trend of
microcredentials and professional short degrees that pile up single MOOCs to form a short
and consistent series on a specific topic. This trend is led by major US providers (edX,
Coursera, Udacity), offering several forms of ‘micro-masters’ or ‘nano-degrees’ that
rapidly spread on the market of MOOCs (over 450 micro-credentials are available in
2018). However, there is a huge variance in the form and characteristics of the
microcredential both among and within providers. Not all of them are stackable to make a
longer educational program, nor are transferrable for credits; their value and role in the
educational landscape is not yet clear [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. Actually, recent analysis shows mixed
evidence about this emerging trend, with full online degrees in competition with
microcredentials: “Microcredentials, which were on the rise for the past few years, are no
longer the new hot thing; the focus has shifted to online degrees, though over 120 new
Microcredential programs were launched this year” [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. In any case, this segment of
the MOOCs market lost the second O of MOOC, the one that stands for ‘Open’,
showing a strong market orientation, with business models following market logics
targeting professionals and other medium-high skilled workers (as D. Shah points out
“one thing is abundantly clear: free users are no longer a focus”[
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]).
      </p>
      <p>
        European HE institutions are still in the midst of this evolution. The presence of EU
institutions in the market of MicroCredential is still very limited, with only three
European HE institutions offering, among which the UK Open University has a leading
role [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. Indeed, the UK provider Future Learn was the first one to introduce, alongside
proper MOOCs, full online degrees in partnership with UK and Australian universities.
The recent partnership between Future Learn and the SEEK Group [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ] may suggest an
increasing interest for the UK provider toward continuous education, micro-credentials
and up-skilling/re-skilling of adult learners. The European HE institutions that founded
the European MOOC Consortium released a position paper supporting -among
othersthe goal of a common recognition framework for MOOCs [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>
        It is too early to assess these experiences and to guess where the next wave will
break. A common trait is that in both the EU and USA the integration of MOOCs in the
HE system eventually did not happen. The two streams remain separate in two tracks:
the formal curricular education and the market of lifelong learning and professional
development. Even the recent push toward MicroCredentials [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] does not seem to
interfere with the market of formal education: the two markets do not overlap and rather
are complementary (it even increases students at campus courses) [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Can we talk about a European way to MOOCs?</title>
      <p>In this section we attempt to summarize the main differences pertaining to key
dimensions of the development of MOOCs that distinguish the European experience
from the development occurred in the USA.</p>
      <p>
        • Actors: A first key difference between Europe and the USA is that a European
common HE system does not exist. Despite efforts to harmonize the several national
systems through the Bologna Process, each Member State still maintains its own
authority over education, including the Higher Education system. A second important
difference is the structure of the HE system. The US HE system is a multitier system,
highly stratified and diversified, with a handful of 4-year selective elite liberal arts
colleges and research universities that constitute the top tier (involving only a tiny
minority of the whole US students), and a large basis of broad access schools that admit
the majority of applicants and range from 4 to 2-year programs at public or private
organizations [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. The MOOC phenomenon originated from a very restricted group of
highly selective elite universities, which spilled over its consequences on the lower tiers
of the HE system in a top-down approach. On the other side, most European countries
have a larger public component and the HE system is less diversified and stratified
compared to the US HE system. Despite the heterogeneity of institutional governance,
European MOOC experiences have been characterized by an active and participatory
role of governmental initiatives, led by the European Commission at super-national
level and by national Ministries at State level. In this context regional and national
policies have been considered key enablers in supporting the growth of MOOCs [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ].
The public nature of these initiatives, which funded specific programs for the diffusion
of MOOCs and even directly funded public platforms for the provision of MOOCs,
made the development of MOOCs in Europe generally less oriented to market logics
compared to the leading private companies providing MOOCs founded in the USA (as
Coursera and Udacity).
      </p>
      <p>
        • Logics: With respect to the vision of what MOOCs are and which is the leading
perspective that characterizes their diffusion in Europe, the three paradigms elaborated
by De Rosa and Reda [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] indicate that the diffusion of MOOCs in the USA has
shown since the beginning features typically belonging to the “Economic paradigm”.
Elite HE institutions joined (if not initiated) the MOOC movement with the idea of
using free online education as a marketing strategy to recruit prospective students and
to internationally brand their name and prestige [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The major MOOCs platforms were
established as for-profit companies (Coursera, Udacity) while the only major non-profit
platform, edX, drifts toward market logics [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. On the other hand, De Rosa and Reda
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] stress the internal homogeneity of the “European paradigm”, despite the cultural and
language heterogeneity. The development of MOOCs in Europe seem to aim to
preserve the original openness and accessibility features inherited from the Open
Education movement, with a focus on enlarging the audience of potential learners and
experimenting flexible forms of learning. European HE institution may appreciate
positive returns associated to MOOC provisions as the rise in overall enrollment [30]
and may be interested in evaluating several options of MOOCs business models [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ].
However, the dimensions of finance, scalability of MOOCs, and student recruitment
are not a priority for EU institutions, as opposed to HE institutions in the USA [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
Another key point is the attention to cultural and linguistic diversity of the European
context. Despite the majority of courses provided by European institutions are in
English in order to reach a wide audience, several experiences advocate in favor of
language and cultural diversity, either directly (e.g. FUN, EMMA) or indirectly (e.g.
Spanish HE institutions on MiriadaX).
      </p>
      <p>
        • Supply: as far as practical aspects of the diffusion of MOOCs are concerned, the
emerging pattern for Europe points to a widespread diffusion of MOOCs initiatives
across many institutions and many MOOC providers. It results in a plurality of solutions
in the provision of MOOCS. Moreover, European experiences highlight a preference
of HE institutions for running MOOCs on their own platforms versus out-sourcing the
provision of MOOCs to external platforms, as in the case of Coursera or edX [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
    </sec>
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