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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Application of the C-Means Fuzzy Clustering Method for the Patient's State Recognition Problems in the Medical Monitoring Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Viktorii</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stril</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>V. N. Karazin Kharkiv National University</institution>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <fpage>0000</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>Systematization and grouping of information about objects allows improving the quality of decisions. This paper discusses using of pattern recognition methods in medical monitoring systems. The analysis of clustering methods for processing biomedical data was carried out. The problem of stratification of patients using the c-means method, a feature of which is the possibility of designing clusters that intersect, is considered. Particular attention is paid to the choice of the structure and parameters of fuzzifiers to achieve the best clustering accuracy.</p>
      </abstract>
      <kwd-group>
        <kwd>clustering</kwd>
        <kwd>c-means fuzzy clustering</kwd>
        <kwd>fuzzifier</kwd>
        <kwd>medical data processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        In medicine clustering is one of the tools of experimental data and clinical
observations analyzing. This mathematical instrument is widely used for diagnostic purposes,
for the classification problems solving and the search for new patterns, and for
formulating new scientific hypotheses [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. A Significant advantage of cluster analysis is that
it allows doing a breakdown of objects by not only one parameter, but by a whole set
of factors. In addition, cluster analysis, unlike most mathematical and statistical
methods, does not impose any limitations on the kind of objects under consideration,
and allows considering a lot of initial data of arbitrary nature. This is essential for the
objects classification problems in medicine.
      </p>
    </sec>
    <sec id="sec-2">
      <title>Problem statement</title>
      <p>
        Currently there are many different approaches and specific heuristic algorithms for
solving cluster analysis problems (taxonomies, or classifications without a teacher)
when it is necessary to find natural groups of similar objects (clusters) according to a
given sample of their vector descriptive descriptions [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Like any other method,
cluster analysis has certain disadvantages and limitations: in particular, the composition
and number of clusters depends on the selection criteria for the partition. When the
output data array is reduced to a more compact form, certain distortions may occur
and individual features of certain objects may be lost due to the replacement of their
characteristics with the generalized values of the cluster parameters. When the objects
are classified, the possibility of the absence of any cluster values in this set is often
ignored. Solutions found by different algorithms can vary significantly, which
requires careful selection of the clustering method. The purpose of this work is to
improve the quality of diagnosing diseases by applying methods of fuzzy clustering of
data [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Publications review</title>
      <p>
        The problem of automatic objects classification consists of dividing the whole set of
analyzed objects into a relatively small number of homogeneous, in a certain sense,
classes. Different methods can be used for this purpose. One of them is based on
constructing a hierarchy of classes, which is defined as the sequence of embedded
partitions [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>The algorithms for organizing data of this type proceed from the fact that some
kind of objects is characterized by a certain degree of connectivity. It is assumed to
have attached groups (clusters of different order). Algorithms, in their turn, are
divided into agglomerative (unifying) and divisive (separating). In separating clustering all
the initial data sets are considered as one cluster, which splits into two, those in their
turn for two more etc., until each of them will consist of a single object.</p>
      <p>In agglomerate clustering the hierarchical tree is also formed, but by combining
objects into larger clusters of smaller ones. First each object of the initial set is treated
as a separate cluster, then two objects are searched, the distance between which is
minimal, and are combined into one and so on. This procedure continues until all the
objects are assembled into a single cluster. The disadvantages of this approach include
the lack of clear recommendations for choosing the number of clusters, the relatively
large amount of computations and the impossibility of individual accounting of
certain elements when clustering is combined.</p>
      <p>
        Another approach to solving the automatic classification problem is given by
probabilistic clustering models [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], such as EM-algorithm and Bayesian models. Methods
of the EM-algorithm family assume that there is some cluster mathematical model in
the data space and seek to maximize the similarity of this model and the available
data. Often, this apparatus uses mathematical statistics.
      </p>
      <p>
        The EM algorithm [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] is based on the assumption that the studied data set can be
modeled using a linear combination of multidimensional distributions. Its goal is to
evaluate the distribution parameters that maximize the likelihood function used as a
safety feature of the model. In other words, it is assumed that data in each cluster is
subject to certain distribution laws. Taking into account this assumption, it is possible
to determine the optimal parameters of the distribution law – the mathematical
expectation and the variance in which the probability function is maximal. Thus, it is
assumed that any object belongs to all clusters, but with different probabilities. Then the
task will be to "fit" the set of data distributions, and then to determine the probabilities
of belonging to each cluster. Obviously, the object must be attributed to the cluster for
which this feature is higher.
      </p>
      <p>The EM-algorithm is simple and easy to implement, not sensitive to isolated
objects and quick converges with successful initialization. However, it requires
indication of the clusters number k for initialization, which implies the presence of priori
knowledge about the data. In addition, if the initialization fails, the convergence of the
algorithm may be slow or a poor result can be obtained. Obviously, such algorithms
are not applicable to spaces with high dimensionality since in this case it is extremely
difficult to assume a mathematical model of data distribution in this space.</p>
      <p>
        Among the fast-acting algorithms using the concept of the masses center the most
common algorithms are k-means and the FOREL algorithm. The FOREL algorithm
(FORmal ELement) proposed by Zagoruiko and Yolkina [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] has numerous variations,
described in detail in [
        <xref ref-type="bibr" rid="ref8 ref9">8, 9</xref>
        ]. The basis of all these variations is the following basic
procedure. Let some point  0 ∈  and parameter R are given. Specify all the sample
points   ∈   that fall into the sphere  (  ,  0) ≤  , and the point  0 is transferred to
the center of the selected points gravity. This procedure is repeated until the
composition of the selected points, and hence the position of the center, will not cease to
change. It is proved that this procedure converges for a finite number of steps. In this
case the sphere moves to the place of local points thickening. In the general case the
sphere center  0 is not the subject of the sample, therefore it is called a formal
element. The algorithm is very sensitive to the choice of the starting position of the point
 0 for each new cluster. To remove this disadvantage in [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] it is proposed to generate
several (about 10…20) clustering centers. Since the starting position of the centers is
chosen randomly, these clustering will vary difference. Finally, the clustering that
supplies the optimal value to the given quality function is selected.
      </p>
      <p>
        The k-means algorithm [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] builds k located at possibly large distances from each
other. The main problem type solved by the k-means algorithm is the presence of
assumptions (hypotheses) as to the clusters number, while they must be different as
far as possible. The choice of the number k can be based on the results of previous
studies, theoretical considerations or intuitions.
      </p>
      <p>The general idea of the algorithm: the given fixed number k of observation clusters
is compared to the clusters so that the averages in the clusters (for all variables) differ
as much as possible from each other. The algorithm disadvantage is that the algorithm
is too sensitive to emissions, which can distort the average; slow work at large
databases; it is needed to set the clusters number.</p>
      <p>The considered clustering algorithms provide the separation of objects into disjoint
sets, while medical data have the property of overlaying one another. This
disadvantage is deprived of fuzzy clustering algorithms, for example, the c-means
algorithm, the application of which for medical and biological data is considered in this
article.</p>
      <p>Application of the k-means fuzzy clustering method for the
patient’s state recognition problems in the medical
monitoring systems
As an example of a complex system the medical-biological system is considered, this
includes the following elements: a physician, patients and a subsystem diagnosing
patients.</p>
      <p>
        The system model of the diagnostic process of the medical and biological system is
presented in Fig. 1. Designations in the picture are: S is an inputs adder, Controller is
a control body, which is an attending medical doctor, who develops patient care
scenarios, u are control variables, f is external influences (perturbation), Object of control
- the object of control (patients), Z is variable of patients states, W is criteria for the
quality of patients states. The beginning and end of the stages of the patient's
lifecycle will be determined as the set of end-states of patients. The number of states
accepted for consideration is set by an expert in the subject area based on the results
of the clustering analysis. It is accepted hypothesis of local equilibrium as working,
according to which the patient's state is uniquely determined by the fundamental
system of its variables. We will assume that a critical condition on a set of end states is a
resistant state in which the patient loses control in the process of treatment due to the
progressive development of defects in functional parts. The objective problem is that
there is no structural decision rule for the transition to a resistant state for the patient
under consideration.
for a batch or sequential processing of information [
        <xref ref-type="bibr" rid="ref12 ref13">12-13</xref>
        ].
      </p>
      <p>The initial information is a sample of observations generated from the 
ndimensional vector of factors</p>
      <p>= { (1),  (2), … ,  ( )},  ( ) ∈  ,  = 1,2, … ,  .</p>
      <p>The result of the method is to split the initial data array into 
classes with a certain
level   ( ) of belonging to the k-th vector of factors of the j-th cluster. The objective
function to be minimized is:
 (w( ), c) = ∑
 =1 ∑ =1    ( ) 2( ( ),   ) →</p>
      <p>with limitations:</p>
      <p>∑
 =1   ( ) = 1,</p>
      <p>= 1, … ,  , 0 &lt; ∑
 =1   ( ) &lt;  ,  = 1, … ,  .</p>
      <p>
        Here   ( ) ∈ [
        <xref ref-type="bibr" rid="ref1">0,1</xref>
        ] is the membership level of the vector to the j-th cluster;   is the
centroid of the j-th cluster;  2( ( ),   ) is the distance between  ( ) and   in the
accepted metric,  is an integral parameter called "fuzzifier" (in the case of use as
 2( ( ),   ) an Euclidean distance, is taken as 2).
      </p>
      <p>The work of the algorithm begins with the definition of the initial random matrix of
fuzzy partition  0</p>
      <p>. According to its values, the initial set of prototype centers   0 is
calculated according to the formula


=
∑ =1   ( ) ( )</p>
      <p>∑ =1</p>
      <p>( )
 
=
( 2( ( ),  ))1−

∑ =1( 2( ( ),  ))1−
1</p>
      <p>1
 ,
(1)
(2)
(3)
(4)
(5)
Based on the calculated prototype centers   0, the matrix  1 is calculated in
accordance with the formula:
After that a batch mode   1,  2, … ,   ,    ,   +1, …  
calculates, until the
difference between the current and the next values of the matrix W is not be less than the
Another method of calculating the coefficients of the matrix (denoted by its μ-matrix)
was also used in the work:
 
=
1
 2
 2( ( ),  ( )) 1−
]
1 , 
= min‖  −   ‖
given threshold of accuracy. Thus, all available sample data is processed multiple
times.</p>
      <p>As a result of the algorithm, we obtain a matrix of fuzzy clustering, in which
patients will be divided into clusters (diagnoses). The shape of the clusters can vary
from the hypersphere to the hyperellipsoid, depending on the form of the input data,
that is from the choice of the distance between  ( ) and   :
 2( ( ),   ) = √( ( ) −   )   ( ( ) −   )

(6)
(7)
where   is a matrix that can be defined as the inverse fuzzy covariance matrix of
each cluster.</p>
      <p>If, as a matrix   , we take a unit matrix, then the result is an Euclidean distance

 2( ( ),   ) = √( ( ) −   ) ( ( ) −   ) and the shape of the clusters will be
rounded (hypersphere).
tive and   =   −1, where</p>
      <p>To give clusters the form of hyperellipsoids as a matrix   , one can use a
symmetric positive definite matrix, that is a matrix in which all eigenvalues are real and
posi

=
∑ =1   ( )( ( )−  )( ( )−  )

∑ =1  ( )


.</p>
      <p>As a result of the clustering algorithm, we obtain the division of our data into
homogeneous clusters, which may take the form of arbitrarily-oriented hyperellipsoid in the
space and are able to intersect in the space of signs. Also, as a result of the algorithm's
operation, the degree of belonging of each object to each of the clusters   ( ) will be
known.</p>
      <p>
        The training sample consisted of 180 objects, which are data from laboratory
studies of patients aged from 46 to 78 years old, where 50 belonged to the class "healthy"
- benign tumor, 45 people belonged to the “nonmetastable class ", 52 people to the
class" metastasize "and 33 people to the class "hormone-resistant "[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. To describe
the objects in use 24 controlled variable states (attributes) were used. Their values are
valid and take different meanings. The attributes are presented in Table 1. A set of
characteristic is required for the identification of 4 groups of patients.
The initial information was a dataset of 24-attributed set describing the stage of the
Prostate cancer stage. The task of recognizing the disease group was to automatically
assign set of 24 attributes, describing the status of a patient, to one of the four classes
mentioned above.
      </p>
      <p>The data was transformed to a normalized form to improve the algorithm's
performance. As data has been normalized, the Mahalanobis distance instead of the
Euclidean distance can be used (suppose that there are no correlations between variables).</p>
      <p>Three datasets were selected for conducting experiments. The first dataset contains
the Prostate cancer data (the main sample), the second one is Fischer's irises and the
third is the breast cancer data. The first experiment was performed on a Prostate
cancer data containing 25 parameters, 4 groups of patients and 180 samples. In addition,
it was decided to choose different methods for calculating fuzzy clustering matrix
(Wmatrix and μ-matrix). To verify the accuracy of clustering with a fuzzy c-means
method the obtained clustering is compared in percentage to the original dataset by
the number of samples of the particular disease stage.</p>
      <p>In the first case with the W matrix, 43 patients of «Without Metastases» group of
45 were included in the first cluster (95% accuracy), the second - 31 patients from
«With Metastases» group from 52 with 52 (60% accuracy), in the third - 49 patients
in the «Healthy» group from 50 (98% accuracy) and in the fourth - 13 patients in the
group "4th" from 33 (39% accuracy). This clustering was performed with an accuracy
of 72.3%. In the second case with the μ matrix, 34 patients from the Without
Metastases group from 45 (75% accuracy), the second - 14 patients in the group "4th" from
33 (42% accuracy), in the third - 25 patients with the "With Metastases" group from
52 were in the first cluster (49% accuracy) and in the fourth - 50 patients of the
"Healthy" group from 50 (100% accuracy). This clustering was carried out with an
accuracy of 66.5%.</p>
      <p>The fuzzifier was chosen manually to select the best result, therefore, on the basis
of experiments with the fuzzifier, the best result was found in the matrix W in the
values of 1.1, in the case of the matrix μ fuzzifier β= - 2. The choice of the fuzzifier
depends on the sample data and the matrix. Сlusterization results for diagnosing
prostate cancer are shown in Figure 2.
From the experiments conducted, we can conclude that clustering with a W matrix
gives better results. Therefore, it was decided to finally accept the W matrix for
further experiments.</p>
      <p>The second experiment was conducted on a Irises dataset, which contains 4
parameters, 3 groups of the iris type and 150 samples. In the second experiment different
fuzzifier values were used. In the first case with fuzzifier 1.1, 36 flowers from 50 of
the group "virginica" were in included the first cluster (72% accuracy), in the second
50 flowers from 50 of setosa group (100% accuracy) and in the third - 47 flowers
from 50 of the group "versicolor" (94% accuracy). This clustering was carried out
with an accuracy of hit 87%. In the second case with the fuzzifier 2, 50 flowers of the
setosa group from 50 were included in the first cluster (100% accuracy), the second
43 flowers from 50 of the group "versicolor" (86% accuracy) and in the third - 45
flowers from 50 of the group "virginica" (90% accuracy). This clustering was
performed with an accuracy of 92%. The experiment showed that using the fuzzifier 2
for the sample with irises is more accurate. Сlusterization results for the Irises dataset
are shown in Figure 3.
Then let us consider the latest experiment with breast cancer data. The second
experiment was conducted on a sample of cancer patients, containing 30 parameters, 2
groups of tumor type and 569 samples. In the first case with the fuzzifier 2, 350
patients from 357 of the "benign" group (98% accuracy) were included in the first
cluster, the other 142 patients from 212 of the "malignant" group (66% accuracy) were
included in the second cluster. This clustering was performed at an accuracy of 82%.
In the second case with the fuzzifier 3, 324 patients from 357 of the "benign" group
(90% accuracy) and the other 171 patients from 212 of the "malignant" group (80%
accuracy) were in the second cluster. This clustering was performed with an accuracy
of 85%. The experiment has shown that using the fuzzifier 3 for a cancer patients
dataset is more accurate. Сlusterization results for the breast cancer data are shown in
Figure 4.
The problem of stratification of patients in medical monitoring systems using of the of
c-means fuzzy clustering method has been considered. The two models of
membership grade have been investigated. It is shown that the W-matrix model is more
effective in terms of image recognition. From the experiments carried out, it has been
concluded that using different values of the distance fuzzifier allows improving the
quality of clustering, as well as obtaining a more accurate picture of the conducted
clustering. As it can be seen from the three experiments, the quality of clustering depends
not only on the fuzzifier, but also on the set of data and the number of clusters. This is
the reason for a more detailed study of the method, its modifications, and the choice
of the fuzzifier.
6</p>
    </sec>
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