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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>New applications of gaze tracking in speech science</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>KTH Royal Institute of Technology</institution>
          ,
          <addr-line>Speech, Music &amp; Hearing, Stockholm</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Springer Heidelberg</institution>
          ,
          <addr-line>Tiergartenstr. 17, 69121 Heidelberg</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>0000</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>We present an overview of speech research applications of gaze tracking technology, where gaze behaviours are exploited as a tool for analysis rather than as a primary object of study. The methods presented are all in their infancy, but can greatly assist the analysis of digital audio and video as well as unlock the relationship between writing and other encodings on the one hand, and natural language, such as speech, on the other. We discuss three directions in this type of gaze tracking application: modelling of text that is read aloud, evaluation and annotation with naïve informants, and evaluation and annotation with expert annotators. In each of these areas, we use gaze tracking information to gauge the behaviour of people when working with speech and conversation, rather than when reading text aloud or partaking in conversations, in order to learn something about how the speech may be analysed from a human perspective.</p>
      </abstract>
      <kwd-group>
        <kwd>gaze tracking</kwd>
        <kwd>speech technology</kwd>
        <kwd>label acquisition</kwd>
        <kwd>annotation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Gaze tracking is used in a number of applications that aim to improve interaction
between humans or between humans and machines. Examples include interfaces that
utilize gaze tracking to allow hands-free pointing, to track the addressee of speech, or that
utilize pupil dilation to track cognitive load, for example in drivers. There is a wide
range of such application areas and more. Gaze has been associated with for example
cognitive state, cognitive load, direction of visual attention and turn taking in
conversation
        <xref ref-type="bibr" rid="ref1 ref2">(Eckstein, Guerra-Carrillo, Miller Singley, &amp; Bunge 2017; Rayner 1998)</xref>
        .
      </p>
      <p>More recently, a number of new applications of gaze tracking have surfaced in which
gaze tracking is used to model the behaviour of people who are somehow working with
or analysing actions (e.g. speech), rather than people who are in the process of
performing them (e.g. partaking in a conversation).</p>
      <p>In the following, we describe three main areas where gaze tracking is exploited in
this relatively new manner, as a tool to assist in the analysis of speech and language,
rather than as an object of research in itself:
 Modelling of text to be read aloud
 Evaluation and annotation with naïve informants
 Evaluation and annotation with expert annotators
We discuss the potential benefits and the risks involved, and highlight the particular
requirements placed on gaze tracking technology by these specific application areas, as
compared to other areas where gaze is used, such as in experimental psychology and in
interaction design.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Modelling of text to be read aloud</title>
      <p>Reading texts aloud is an important application area of speech technology. Apart from
its use in commercial applications, speech synthesis, or text-to-speech (TTS), is used
by government authorities to produce talking books as a means of making texts
accessible to those who are for some reason not able to read in the traditional sense of the
word. As an example, the Swedish Agency for Accessible Media has produced
thousands of talking university text books and continuously produces around a hundred
talking newspapers using TTS. The impact of less-than-perfect TTS, then, is great, but
we still struggle with finding viable ways of modelling how text should best be read
aloud.</p>
      <p>
        A key characteristic of speech is that it exhibits variation in prominence. Speakers
make some words more prominent by lengthening and by expansion of spectral
characteristics, whereas other words are more backgrounded, that is, reduced. A number of
models have been suggested to help assess which words in a text that is to be read aloud
should be made prominent, including measures based on the probabilistic aspects of the
text
        <xref ref-type="bibr" rid="ref3">(Malisz, Brandt, Möbius, Oh, &amp; Andreeva 2018)</xref>
        . Namely, high contextual
probability of a word correlates with its lower prominence and vice versa
        <xref ref-type="bibr" rid="ref4">(Aylett &amp; Turk
2004)</xref>
        , consequently assessing the probability might help identify words to be made
prominent.
      </p>
      <p>Behavioural research has long been using gaze data to study reading, which has
illuminated salient linguistic cues used by skilled readers. Word frequency,
neighbourhood frequency, and syllable length have all been associated with our reading behaviour
and with our processing of textual information. It is therefore likely that gaze data can
refine, compliment or substitute statistical models of text.</p>
      <p>
        A key difference between gaze behaviour and language models is that the latter,
while efficient in capturing predictability from a within-text point of view, they do not
capture the processing steps as they occur online while a person is reading. Gaze data
has also been shown to correlate with subjective measures of word predictability in
sentences
        <xref ref-type="bibr" rid="ref5">(Bystedt 2016; Schwanenflugel &amp; LaCount 1988)</xref>
        .
      </p>
      <p>
        In ongoing studies, we are attempting to model prominence via gaze, by collating
gaze tracking data from multiple readers of the same text to determine to which words
readers pay particular attention. We hypothesize that quantified gaze data can
accompany and strengthen models based on sample distribution of contextual predictability
of words in the text – statistics which frequently form the basis for prosodic models.
Others have also pointed out that future prosodic modelling with gaze or other similarly
inspired applications could emerge as alternative methods for modelling prosody in
TTS
        <xref ref-type="bibr" rid="ref7">(Vainio, Suni, &amp; Aalto 2015)</xref>
        .
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Evaluation and annotation with naïve informants</title>
      <p>Speech science and speech technology research are increasingly data driven, and today,
the greatest bottleneck for machine learning of speech and human interaction
behaviours is no longer limited access to speech data, of which there is a lot, but rather access
to useful annotations of speech data. Acquiring good annotations, or labels, on which
to train models is expensive and time consuming, and developing efficient methods for
these purposes is becoming increasingly important.</p>
      <p>In addition, speech technology research is in most cases an iterative process, where
a method is developed and trained, then evaluated, and then retrained using more or
better data. The results of many evaluation results can be viewed as a series of examples
of what went well and what did not work. Seen from another perspective, this is training
data, and it is often the case that the results of an evaluation that ends an iteration
become the input for the training of the next iteration. Evaluation and annotation, then,
are closely related.</p>
      <p>Gaze tracking has been used both for evaluation and annotation in speech science.
Here, we discuss two methods that operate on naïve informants in the sense that the
informants are not professionals, nor have they received any special training to
complete their tasks. Instead, these methods tap into more or less subconscious human
communicative behaviours. The first method evaluates TTS quality by measuring gaze
patterns of informants responding to instructions during an audio-visual task, and the
second tracks the gaze target of people observing recorded interactions to learn more about
speaker changes in conversation.</p>
      <p>Most TTS evaluation methods fall short when it comes to pinpoint where in the
evaluated speech a problem occurs. When informants fill in a questionnaire after listening
to TTS, they are not able to point to particular instances of the speech to which they
listened, but rather make general judgements. Gaze data, on the other hand, is
synchronous, meaning that it may give insights about a person’s perception at the same moment
it takes place.</p>
      <p>
        Swift, Ca
        <xref ref-type="bibr" rid="ref8">mpana, Allen and Tanenhaus (2002</xref>
        ) first employed gaze data as an
objective measure for TTS evaluation. Using a temporal resolution of 60 Hz, they could
capture incremental recognition of single words, i.e. phoneme-by-phoneme processing.
The experiment was quite specific: informants responded to an audio instruction to
fixate one of many items situated in front of them while gaze movement was
recorded. Subsequent researchers manipulated prosody in the audio instructions and
looked for facilitation; that is, when the informant completes the task faster than
normal, and also compared TTS to a gold standard of human speech.
      </p>
      <p>
        Van Hooijdonk, Commandeur,
        <xref ref-type="bibr" rid="ref9">Cozijn, Krahmer and Marsi (2007</xref>
        ) used the same
experimental paradigm to determine that two consecutive instructions to select the
same object facilitated object localization when prosodic marking was present. They
also found an interaction between object and speech condition in TTS as opposed to
human speech, indicating that anticipation and not prosody aided audio recognition
of TTS with low intelligibility.
      </p>
      <p>
        More recently, White, Rajku
        <xref ref-type="bibr" rid="ref10">mar, Ito and Speer (2014</xref>
        ) tested prosody on two levels.
A target word and its adjective were accented in one of two different ways: Condition
1: adj + noun = L*H* + no-acc; Condition 2: adj + noun = H* + H*, and words with
L*H accent were hypothesized to be acoustically salient and therefore most likely to
attract attention. Gaze tracking showed that the L*H* marking facilitated object
localization when it occurred in human speech, but not in TTS. After acoustic and various
metric analyses, they concluded that a combination of data from offline subjective
measures (e.g. ratings) and online objective measures (e.g. gaze) can reveal differences
between how people perceive and process synthetic as compared to human speech.
      </p>
      <p>When it comes to speaker changes, a recurring problem with data from real
conversations is that one cannot be sure that a place where a speaker change occurred was
actually a suitable place just because it occurred, as people sometimes flaunt
conventions, and similarly one cannot be certain that a place where no speaker change occurred
was an inappropriate place for a speaker change.</p>
      <p>
        Based on the observations that lookers-on of a conversation fixate the speaking
person and redirect their gaze in expectation of a speaker change
        <xref ref-type="bibr" rid="ref11">(Edlund et al. 2012)</xref>
        , gaze
tracking of 3rd party observers of conversations has been used to provide insights into
speaker changes that might have occurred but did not, and those that occurred where it
may not have been expected. Tice and Henetz (2011) introduced the method, and others
have since then used it in different experimental settings with similar results
        <xref ref-type="bibr" rid="ref11">(Edlund et
al. 2012)</xref>
        . In short, the paradigm consists of analysing data from informants viewing a
recorded dyadic conversation, which is presented split-screen with one conversant on
each side of the screen. The visual attention of the observer is used to assess the
predictability of speaker changes that occur, and to point at times where a speaker change
could well have occurred but did not. Compared to standard means of annotation, this
measure is continuous and depends on real-time perception of a human observer on
very small time frames, which creates a signal with strong potential as a machine
learning feature.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Annotation with expert annotators</title>
      <p>Trained professionals are paid to annotate data. The standard way of getting
transcriptions of speech, for example, is to pay transcribers to write down what is said, usually
painstakingly following a detailed transcription manual. Other tasks are performed
similarly. Phonetic segmentation, for example, is the task of splitting utterances into their
phonetic units. Phonetically segmented speech is used for a wide range of purposes in
speech technology development, including the training of ASR and TTS. Automatic
segmentation – or forced alignment – does this job very well for some recordings, but
in other cases manual labour is still required to reach acceptable quality.</p>
      <p>
        Manual phonetic segmentation is an example where data sets on expert annotator
gaze behaviour can add new layers of information to training data for developing
automatic methods. Khan, Steiner, Sug
        <xref ref-type="bibr" rid="ref13">ano, Bulling and Macdonald (2018</xref>
        ) captured gaze
data and other behaviours from annotators required to draw exact time boundaries
between segments in spectrograms. Preliminary results on their data show improvements
on automatic segmentation using the behaviour data. At KTH Speech, Music and
Hearing, researchers are investigating a similar method where the gaze behaviours of a
socalled Wizard-of-Oz, a person controlling a spoken dialogue system behind the scenes
for data collection purposes are collected to be used as a feature for training.
5
      </p>
    </sec>
    <sec id="sec-5">
      <title>Requirements as compared to other application areas</title>
      <p>In most fields where gaze tracking has been employed, there is a need to pay great
attention to aspects such as control, exactness (which requires precise calibration), and
clear instructions. Often, the goal of the tracking makes it necessary to know, for each
moment in the experiment, exactly where the gaze rests. Conversely, the applications
we discuss here generally require large amounts of statistical data, where ill effects of
a small proportion of errors may be less damaging. On the other hand, ease of use is
important (or the professionals will not agree), and calibration must be unobtrusive or
even hidden (lest the presence of the instrument endangers the ecological validity of
the experiment). In general, the requirements of these applications are more concerned
with usability issues and less with experimental control.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions and next steps</title>
      <p>In summary, we believe that tracked gaze behaviours can boost a wide range of speech
technology and spoken interaction research methods. However, gaze applications of
this nature place different requirements on the gaze tracking technology, and the
methods are still in their infancy.</p>
      <p>Our work for the near future focusses on modelling of text to be read aloud with TTS
and on further exploring the possibilities afforded by registering 3rd party observers’
gaze behaviours. We predict, however, that as gaze tracking hardware becomes
increasingly accessible, the range of applications of the type discussed here will quickly grow.</p>
    </sec>
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