<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Ranking Studies for Systematic Reviews Using Query Adaptation: University of She eld's Approach to CLEF eHealth 2019 Task 2</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Amal Alharbi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Stevenson</string-name>
          <email>mark.stevensong@sheffield.ac.uk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>King Abdulaziz University</institution>
          ,
          <country country="SA">Saudi Arabia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of She eld</institution>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <abstract>
        <p>This paper describes the University of She eld's approach to the CLEF 2019 eHealth Task 2: Technologically Assisted Reviews in Empirical Medicine. This task focuses on identifying relevant studies for systematic reviews. The University of She eld participated in subtask 2 (Abstract and Title Screening). Our approach used lexical statistics (LogLikelihood, Chi-Squared and Odds-Ratio) to identify terms that retrieve speci c types of evidence. A total of 12 o cial runs were submitted.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Systematic reviews aim to collect, synthesise and summarise all available
evidence that answers a speci c research question. Medical practitioners and
decision makers rely on the information they contain to guide treatment decisions.</p>
      <p>
        Cochrane is one the key producers of medical systematic reviews. Its library
contains 7,987 reviews1 which fall into ve categories [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]:
1. Intervention reviews assess the bene ts and harms of interventions used
in healthcare and health policy.
2. Diagnostic test accuracy reviews (DTA) assess the accuracy of a
diagnostic test when used to detect a particular disease.
3. Methodology reviews explore issues about the processes associated with
conducting systematic reviews and clinical trials.
4. Qualitative reviews address questions related to healthcare interventions
other than e ectiveness by synthesizing qualitative evidence.
5. Prognosis reviews address the probable course or future outcome(s) of
people with a health problem.
1 At the date of writing this paper May 2019
      </p>
      <p>Copyright c 2019 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0). CLEF 2019, 9-12
September 2019, Lugano, Switzerland.</p>
      <p>
        Systematic reviews are time-consuming to create, it may take up to a year
to conduct a single review [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. One of the most time consuming steps is
evidence collection. The main stages in this process are: (1) Boolean Search: A
Boolean query is created and applied to a medical database, such as MEDLINE,
to retrieve a set of candidate citations. (2) Title and Abstract Screening: The
title and abstract of all candidate citations returned by the Boolean query are
screened to decide which ones should be considered for inclusion in the review.
(3) Content Screening: The full text of the remaining citations are examined to
determine the nal set that will be included in the review [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        CLEF eHealth 2019 Task 2 Subtask 2 [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] focuses on the second stage of
evidence collection (`Title and Abstract Screening '). The dataset contains four
of the ve types of review produced by Cochrane: DTA, Intervention, Prognosis
and Qualitative. Participants are asked to rank the list of PubMed Document
Identi ers (PMIDs) returned from the Boolean query so that relevant citations
appear as early as possible.
      </p>
      <p>This paper is structured as follows: Section 2 describes the datasets and
approaches used, Section 3 the experiments conducted and Section 4 states and
discusses the results obtained.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Method</title>
      <sec id="sec-2-1">
        <title>Datasets</title>
        <p>CLEF2019 dataset is partitioned into training and testing datasets. The training
dataset contains two types of review (72 DTA and 20 Intervention) while the
test dataset contains four types (eight DTA, 20 Intervention, two Qualitative and
one Prognosis). For each review participants are provided with the review title,
Boolean query, set of PMIDs and relevance judgements for both title/abstract
and content level screening.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>University of She eld's Approach to Subtask 2</title>
        <p>
          She eld's submission extended the approach that had been developed for our
previous entries to the task. The core of our approach extracts terms from the
Boolean query and uses them to rank the studies [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. In addition, these terms
are augmented with additional ones designed to identify the DTA reviews that
formed the majority of the studies in previous editions of the task (e.g.
`sensitivity', `speci city' and `diagnosis') [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ].
        </p>
        <p>
          Our submissions to the 2019 task extended this approach to multiple review
types by developing lists of terms that indicate the relevant evidence for a
speci c review type. Lexical statistics were used to automatically derive these lists
of key terms. Three lexical statistics were applied: Log-Likelihood, Chi-Squared
and Odds-Ratio [
          <xref ref-type="bibr" rid="ref10 ref11 ref12 ref4 ref6 ref8">4,6,12,8,10,11</xref>
          ]. These lexical statistics are computed using a
contingency table created for each term (see Table 1). This table assumes that
the collection is partitioned into relevant and irrelevant documents and encodes
information about the frequency with which the term appears in each. For
example, Orel represents the number of times the term occurs within the entire set
of relevant documents and Nrel the sum of the occurrences of all terms.
where Orel and Oirrel are the observed frequency of the term in di erent subsets
of the collection (e.g. relevant and irrelevant documents). Erel and Eirrel are the
term's expected frequencies, calculated as
        </p>
        <sec id="sec-2-2-1">
          <title>Orel + Oirrel</title>
        </sec>
        <sec id="sec-2-2-2">
          <title>Nrel + Nirrel</title>
          <p>Erel = Nrel
;</p>
          <p>Eirrel = Nirrel</p>
        </sec>
        <sec id="sec-2-2-3">
          <title>Orel + Oirrel</title>
        </sec>
        <sec id="sec-2-2-4">
          <title>Nrel + Nirrel</title>
          <p>where Nrel and Nirrel represent sub-corpus size (e.g. relevant and irrelevant
documents). Terms are assigned high Log-Likelihood scores for a particular corpus
when their observed frequency is (much) higher than the expected frequency.
Chi-Squared is computed as
Odds-Ratio is computed as</p>
          <p>Chi-Squared =
(Orel</p>
          <p>2
Erel) + (Oirrel</p>
        </sec>
        <sec id="sec-2-2-5">
          <title>Eirrel)</title>
          <p>2</p>
        </sec>
        <sec id="sec-2-2-6">
          <title>Erel</title>
        </sec>
        <sec id="sec-2-2-7">
          <title>Eirrel</title>
          <p>where Orel and Oirrel are the observed values and Erel and Eirrel are expected
values calculated using equation 2.</p>
          <p>Odds-Ratio =</p>
        </sec>
        <sec id="sec-2-2-8">
          <title>Orel</title>
        </sec>
        <sec id="sec-2-2-9">
          <title>Oirrel</title>
          <p>(Nirrel
(Nrel</p>
        </sec>
        <sec id="sec-2-2-10">
          <title>Oirrel) Orel)</title>
          <p>where Orel and Oirrel are the frequency counts of the term in the relevant and
irrelevant sub-corpus and Nrel and Nirrel are the total number of terms in each
of those sub-corpus.
(1)
(2)
(3)
(4)</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Experiments</title>
      <p>Four o cial runs were submitted for DTA and Intervention reviews: she
eldbaseline, she eld-Log Likelihood, she eld-Chi Squared and she eld-Odds Ratio.
Two o cial runs were submitted for Prognosis and Qualitative reviews: she
eldbaseline and she eld-relevance feedback.
3.1</p>
      <p>
        she eld-baseline
A baseline query was formed using the review title and terms extracted from
the Boolean query. Studies were ranked using this query and BM25 [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. This
approach was applied to all reviews types and was also used in our submissions
to previous editions of the task [
        <xref ref-type="bibr" rid="ref2 ref3">2,3</xref>
        ].
3.2
she eld-Log Likelihood, she eld-Chi Squared,
she eld-Odds Ratio
Training data was available for two review types (DTA and Intervention). Where
this is available lexical statistics were applied to derive a list of terms that
indicate evidence relevant to a speci c type of review.
      </p>
      <p>Studies in the training dataset were partitioned into relevant and irrelevant
sets depending upon whether they were included in the systematic review. The
three lexical statistics described in Section 2 were calculated and the terms with
the highest scores added to the baseline query. The number of terms added was
determined from experiments conducted using the training data2. The studies
in the test dataset are ranked by matching terms from the expanded queries
against those in the abstracts using BM25. Note that sets of additional terms
were generated for each review type separately, i.e. once for DTA reviews and
again for Intervention reviews.
3.3</p>
      <p>she eld-relevance feedback
No training data was provided for Prognosis and Qualitative reviews.
Consequently it was not possible to apply the lexical statistics and a relevance
feedback approach was used instead. Studies in the test dataset are ranked using
BM25 and the top 5% extracted. The Chi-Squared statistic was then applied
using relevance judgements to divide the studies into relevant and irrelevant sets.
The top 20 terms were added to the query which is then used to re-rank the
remaining 95% of the studies.
2 For DTA reviews, 10 terms were added when the Log-Likelihood and Chi-Squared
lexical statistics were used and 50 when Odds-Ratio was used. For Intervention
reviews, 20 terms were added for the Log-Likelihood statistic, 5 for Chi-Squared and
50 for Odds-Ratio.</p>
    </sec>
    <sec id="sec-4">
      <title>Results and Discussion</title>
      <p>Results for Intervention reviews are shown in Table 3. Log-Likelihood
performs strongly, with the best results for all metrics using content level judgements
and using MAP for abstract level judgements. However, it is noteworthy that
the baseline approach achieves the best performance using the WSS@95 metric
and abstract level judgements.</p>
      <p>Tables 4 and 5 show the results produced by applying the baseline and
relevance-feedback approaches to the Qualitative and Prognosis reviews,
respectively. The use of relevance feedback produced a slight improvement in the
results, particularly MAP. The modest level of improvement may be down to
the small number of relevant studies found in the top 5% of the ranked
documents. For example, for the Qualitative review (CD011558) only two of the
2,168 (0.09%) studies are relevant.
3 https://github.com/leifos/tar</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>This paper presented the University of She eld's approach to CLEF2019 task
2 subtask 2. Studies were ranked by supplementing terms extracted from the
Boolean query with ones speci c to the review type. Three lexical statistics were
used to generate these list of supplementary terms. Results demonstrated that
adding these additional terms improved performance although there was no clear
picture of which lexical statistics was most e ective.</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          1.
          <string-name>
            <given-names>About</given-names>
            <surname>Cochrane</surname>
          </string-name>
          <article-title>Reviews | Cochrane Library</article-title>
          . https://www.cochranelibrary.com/about/about-cochrane-reviews,
          <source>accessed: 2019-05-1</source>
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          2.
          <string-name>
            <surname>Alharbi</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Briggs</surname>
            ,
            <given-names>W.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Stevenson</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          :
          <article-title>Retrieving and ranking studies for systematic reviews: University of she eld's approach to clef ehealth 2018 task 2</article-title>
          . In: CLEF 2018 Labs Working Notes. Avignon, France (
          <year>2018</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          3.
          <string-name>
            <surname>Alharbi</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Stevenson</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          :
          <article-title>Ranking abstracts to identify relevant evidence for systematic reviews: The University of She eld's approach to CLEF eHealth 2017 Task 2</article-title>
          . In: Working Notes of CLEF 2017 -
          <article-title>Conference and Labs of the Evaluation Forum</article-title>
          .
          <source>CEUR Workshop Proceedings</source>
          , CEUR-WS.org, Dublin,
          <source>Ireland (September</source>
          <volume>11</volume>
          -14
          <year>2017</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          4.
          <string-name>
            <surname>Alharbi</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Stevenson</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          :
          <article-title>Improving ranking for systematic reviews using query adaptation</article-title>
          .
          <source>In: Proceedings of the 10th International Conference of the CLEF Association (CLEF</source>
          <year>2019</year>
          ). Springer, Lugano, Switzerland (
          <year>2019</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          5.
          <string-name>
            <surname>Baeza-Yates</surname>
            ,
            <given-names>R.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Ribeiro-Neto</surname>
            ,
            <given-names>B.</given-names>
          </string-name>
          :
          <article-title>Modern Information Retrieval: The Concepts and Technology Behind Search</article-title>
          . Addison-Wesley Publishing Company, USA, 2nd edn. (
          <year>2011</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref6">
        <mixed-citation>
          6.
          <string-name>
            <surname>Dunning</surname>
            ,
            <given-names>T.</given-names>
          </string-name>
          :
          <article-title>Accurate methods for the statistics of surprise and coincidence</article-title>
          .
          <source>Computational linguistics 19(1)</source>
          ,
          <volume>61</volume>
          {
          <fpage>74</fpage>
          (
          <year>1993</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref7">
        <mixed-citation>
          7.
          <string-name>
            <surname>Ganann</surname>
            ,
            <given-names>R.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Ciliska</surname>
            ,
            <given-names>D.</given-names>
          </string-name>
          , Thomas,
          <string-name>
            <surname>H.</surname>
          </string-name>
          :
          <article-title>Expediting systematic reviews: methods and implications of rapid reviews</article-title>
          .
          <source>Implementation science : IS 5</source>
          ,
          <issue>56</issue>
          (jul
          <year>2010</year>
          ). https://doi.org/10.1186/
          <fpage>1748</fpage>
          -5908-5-56
        </mixed-citation>
      </ref>
      <ref id="ref8">
        <mixed-citation>
          8.
          <string-name>
            <surname>Gelbukh</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Sidorov</surname>
            ,
            <given-names>G.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Lavin-Villa</surname>
            ,
            <given-names>E.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Chanona-Hernandez</surname>
            ,
            <given-names>L.</given-names>
          </string-name>
          :
          <article-title>Automatic term extraction using log-likelihood based comparison with general reference corpus</article-title>
          . In: Hopfe,
          <string-name>
            <given-names>C.J.</given-names>
            ,
            <surname>Rezgui</surname>
          </string-name>
          ,
          <string-name>
            <given-names>Y.</given-names>
            ,
            <surname>Metais</surname>
          </string-name>
          ,
          <string-name>
            <given-names>E.</given-names>
            ,
            <surname>Preece</surname>
          </string-name>
          ,
          <string-name>
            <given-names>A.</given-names>
            ,
            <surname>Li</surname>
          </string-name>
          ,
          <string-name>
            <surname>H</surname>
          </string-name>
          . (eds.)
          <source>Natural Language Processing and Information Systems</source>
          . pp.
          <volume>248</volume>
          {
          <fpage>255</fpage>
          . Springer Berlin Heidelberg, Berlin, Heidelberg (
          <year>2010</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref9">
        <mixed-citation>
          9.
          <string-name>
            <surname>Kanoulas</surname>
            ,
            <given-names>E.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Li</surname>
            ,
            <given-names>D.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Azzopardi</surname>
            ,
            <given-names>L.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Spijker</surname>
          </string-name>
          , R.:
          <article-title>CLEF 2019 Technology Assisted Reviews in Empirical Medicine Overview</article-title>
          . In:
          <article-title>CLEF 2019 Evaluation Labs</article-title>
          and Workshop: Online Working Notes. CEUR-WS (
          <year>September 2019</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref10">
        <mixed-citation>
          10.
          <string-name>
            <surname>Oakes</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Farrow</surname>
            ,
            <given-names>M.</given-names>
          </string-name>
          :
          <article-title>Use of the chi-squared test to examine vocabulary di erences in english language corpora representing seven di erent countries</article-title>
          .
          <source>Literary and Linguistic Computing</source>
          <volume>22</volume>
          (
          <issue>1</issue>
          ),
          <volume>85</volume>
          {
          <fpage>99</fpage>
          (
          <year>2007</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref11">
        <mixed-citation>
          11.
          <string-name>
            <surname>Pojanapunya</surname>
            ,
            <given-names>P.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Todd</surname>
          </string-name>
          , R.W.:
          <article-title>Log-likelihood and odds ratio: Keyness statistics for di erent purposes of keyword analysis</article-title>
          .
          <source>Corpus Linguistics and Ling. Theory</source>
          <volume>14</volume>
          (
          <issue>1</issue>
          ),
          <volume>133</volume>
          {
          <fpage>167</fpage>
          (
          <year>2018</year>
          )
        </mixed-citation>
      </ref>
      <ref id="ref12">
        <mixed-citation>
          12.
          <string-name>
            <surname>Rayson</surname>
            ,
            <given-names>P.</given-names>
          </string-name>
          :
          <article-title>From key words to key semantic domains</article-title>
          .
          <source>International Journal of Corpus Linguistics</source>
          <volume>13</volume>
          (
          <issue>4</issue>
          ),
          <volume>519</volume>
          {
          <fpage>549</fpage>
          (
          <year>2008</year>
          )
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>