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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Creation of digital elevation models for river oodplains</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>A Klikunova</string-name>
          <email>klikunova@volsu.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>A Khoperskov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Volgograd State University</institution>
          ,
          <addr-line>Volgograd, Russia, 400062</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <fpage>275</fpage>
      <lpage>284</lpage>
      <abstract>
        <p>A procedure for constructing a digital elevation model (DEM) of the northern part of the Volga-Akhtuba inter uve is described. The basis of our DEM is the elevation matrix of Shuttle Radar Topography Mission (SRTM) for which we carried out the re nement and updating of spatial data using satellite imagery, GPS data, depth measurements of the River Volga and River Akhtuba stream beds. The most important source of high-altitude data for the Volga-Akhtuba oodplain (VAF) can be the results of observations of the coastlines dynamics of small reservoirs (lakes, eriks, small channels) arising in the process of spring ooding and disappearing during lowow periods. A set of digitized coastlines at di erent times of ooding can signi cantly improve the quality of the DEM. The method of constructing a digital elevation model includes an iterative procedure that uses the results of morphostructural analysis of the DEM and the numerical hydrodynamic simulations of the VAF ooding based on the shallow water model.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        A high-resolution 3D topographic model for the large areas is essential to solving a variety
of applied problems in the geosciences that are associated with modeling and monitoring
the environment. The progress of computer technology and numerical methods gives us new
opportunities for modeling uid dynamics in certain territories. Such problems include storm
surges, spring oods in river valleys, ooding due to heavy rainfall [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. Hydrodynamic models
allow technical and environmental expertise in the design of hydrological structures [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ]. The
important tasks are the determination of the watersheds' boundaries [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], the creating tools to
help authorities respond to emergency situations [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        One important research area is the creation of decision support systems (DSS) for solving
various hydrological problems, and the e ectiveness of these DSS is determined by the quality
of the applied digital elevation models (DEM) [
        <xref ref-type="bibr" rid="ref7 ref8 ref9">7, 8, 9</xref>
        ]. Such DSS belong to the class of Spatial
Decision-Support System, which combine standard decision-making tools with geographic
information systems, providing new opportunities for water resources management [
        <xref ref-type="bibr" rid="ref10 ref4">4, 10</xref>
        ],
city and regional planning, real-time decision-making for land management [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], transportation
engineering [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], protecting the natural resources in conditions of increasing human pressures
on the ecosystem.
      </p>
      <p>
        A quality DEM is a critical component for all these tasks [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. The terrain is a major physical
factor that in uences the dynamics of water. Unfortunately, the accuracy of best topographic
maps is not high enough for numerical simulations. In addition, new problems appear on small
spatial scales, and they are associated with changes in the surface of the relief caused by natural
and man-made factors [
        <xref ref-type="bibr" rid="ref14 ref15">14, 15</xref>
        ]. Changes in the pro le of the bottom and adjacent areas are a
continuous process due to active sediment transfer and erosion processes, which require the use
of the self-consistent model of water and sediment dynamics and regular updating of the DEM
also [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
      </p>
      <p>In this paper, we describe the key stages of creating a DEM for river systems based on the
synthesis of various spatial data using the example of the northern part of the Volga-Akhtuba
oodplain (VAF). The Volga Hydroelectric Station controls the ow of water downstream of the
Volga River and the moisture reserves for the entire oodplain. The volume ow of water through
the dam is called discharge Q(t) (m3 sec 1) and it varies between Q(t) ' 4000 30000 m3 sec 1
during the year.</p>
      <p>Important components of our methodology are the use of observational data on the dynamics
of the coastlines of numerous small reservoirs in the inter uve during the spring ood and the
veri cation of DTM using hydrodynamic modeling. Observations of the coastlines motions
for a large number of reservoirs during the spring ooding are a source of very accurate local
topography data. These water reservoirs are the results of the passage of spring water and they
usually disappear in early summer. Thus, the water surface area in the territory of VAF varies
strongly during a few weeks from 2-5% before ooding (low water) up to a maximum value
of 20-40%, which depends on the speci c conditions in each year. In late summer, the water
basin area is smaller than in the early spring period before the ood, that connected with high
summer temperature and lack of rain. The coastline coincides with the contour line (isoline) of
the heights' distribution with very high accuracy at each time point. Thus, the local DEM may
be the result of processing the monitoring data of the coastlines dynamics for a large number
of small reservoirs during the spring ood. These local DEMs are high-resolution data for the
most critical areas in terms of hydrology as a part of global DEM for the northern territory of
the Volga-Akhtuba oodplain (Fig. 1).</p>
    </sec>
    <sec id="sec-2">
      <title>2. Iterative process of creating DEM</title>
      <p>2.1. Main stages of creating DEM
Figure 2 shows the general scheme for constructing a digital elevation model and highlights
the most signi cant steps which we will discuss below. Our DEM is based on the height matrix
bij = b(xi; yj ) for nodes of the Pulkovo 95 coordinate system with step x = y: xi = x0 + i x,
[SRT M]
yj = y0 + j y (i = 1; 2; :::; Nx, j = 1; 2; :::; Ny). We take the SRTM3 SRTMGL1 data bij
as the initial height matrix. The professional GIS \Panorama" tools allow us to recalculate the
matrix by a smaller step ( x = 15 m, 10 m, 5 m) using the weighted average interpolation in 16
directions. Such matrix b[i0j] will be called the basic digital elevation model.</p>
      <p>The main stages of the transformation matrix b[i0j] are discussed below.</p>
      <p>1) To clarify the model of the bottom of the Volga River and the Akhtuba River, we use</p>
    </sec>
    <sec id="sec-3">
      <title>Sailing Directions (shipping charts) and water depth maps. To re ne the bottom</title>
      <p>model of the Volga River and the Akhtuba River, we use Sailing Directions (shipping charts)
and reservoir depth maps, and then we obtain the matrix b[i1j] after digitizing and embedding
this data into the basic DEM b[i0j].</p>
      <p>2) A unique feature of the VAF is a complex system of small channels in the inter uve (the
so-called eriks), which form a hierarchical system of channels between River Akhtuba and River
Volga (Fig. 3). We use the satellite images of the \RESURS-P" series and UK-DMC 2, the
DigitalGlobe's satellite constellation (Google Earth services) to vectorize the linear objects of
this channel system for subsequent introduction into the DEM matrix of b[i1j]. UAV images and
geodesic data are an important source for clarifying the location of small channels (Fig. 5). As
a result, we have the matrix b[i2j], which contains the system of small channels.</p>
      <p>3) To update the Volga River bottom model, we use the data of the last depth
measurements ranging from the Volga hydroelectric power station to the Svetly Yar settlement.
These data are very sparse and after approximation to all our grid nodes we have the matrix
b[i3j] with the height data of the river bed.</p>
      <p>4) We use data on dynamics of coastlines of transient reservoirs, which are lled with
water at the stage of inter uve ooding (April { May) and dry out in the summer (Figure 4).
These measurements provide an additional set of lines with a constant level of relief with very
high accuracy. The re ned matrix b[i3j] is the result of binding these isolines to heights. Our
studies have shown the e ectiveness of the UAVs use to obtain data on the boundaries of water
bodies (Fig. 5). UAVs provide a more detailed sequence of isolines at the initial stage of ooding
rise, which is almost unattainable for satellite data. However, this approach is local and does
not allow to cover large areas.</p>
      <p>Figure 4 shows vertical pro les along the AB and CD segments for the b[i2j] matrix, indicating
the positions of the corresponding intersections of coastlines with these segments. The points
for the same coastline on opposite slopes of the reservoir have di erent elevation levels, which
indicates the need to update the matrix b[i2j]. For example, the height di erence is b = 0:5 m
for a pair of points (1a, 1b) in the gure 4 b and b = 1 m for (2a, 2d) in the gure 4 c.</p>
      <p>
        5) Then we calculate the standard set of morphostructural analysis parameters [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]:
the pro le curvature kt(xi; yj ), the tangential curvature ks(xi; yj ) and the tilt angles s(xi; yj )
(Figure 6):
s =
kt
=
360o
2
      </p>
      <p>2
bxxby
arctan qb2x + by2 ;</p>
      <p>2
2bxybxby + byybx
ppq
;
@b @b @2b @2b @2b
bx = @x , by = @y , bxx = @x2 , byy = @y2 , bxy = @x@y , p = b2x + by2, q = 1 + p.</p>
      <p>We often encounter two types of artifacts:
a) Strong local errors of heights on the b[i0j] matrix are strongly highlighted against the background
of a rather at territory. These errors are often caused by data processing problems for small
forests and small water reservoirs.
b) The second di culty is related to the detection of small channels connectedness.</p>
      <p>
        There are problems with the automatic selection of objects even in images for urbanized
areas, the morphology of which is simpler compared to the wooded marsh landscape of the
oodplain [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. Analysis of the hyperspectral observational data for various platforms allows us
to improve the classi cation of objects [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], but this approach is algorithmically complex [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ].
The spatial distributions of the parameters (1) { (3) help identify areas with artifacts, rst of
all, areas with a violation of hydrological connectedness of watercourses on the digital elevation
model. The morphostructural analysis of the DEM allows simple means to detect possible errors
and promptly correct them, re ning the hydrological network [
        <xref ref-type="bibr" rid="ref20 ref21">20, 21</xref>
        ].
      </p>
      <p>
        6) Hydrodynamic modeling is carried out at the nal stage (Fig. 3a, b), reproducing the
spring ooding of the inter uve territory in accordance with the procedure described in [
        <xref ref-type="bibr" rid="ref1 ref22 ref3">1, 3, 22</xref>
        ].
This allows you to check the channels connectedness of the hydrological system in addition to
the morphostructural analysis. Comparison of simulation results with observational data is a
powerful tool for updating the DEM for the most important zones, which primarily provide for the
formation of vast reservoirs of the lake type due to the water out ow from small canals (eriks).
      </p>
      <p>8 p
bpn+;m1 = &lt; bn;m +</p>
      <p>
        : b(ne;xmp) ;
Such veri cation based on hydrodynamic modeling is the most resource-intensive procedure. For
hydrodynamic simulations, we use the software for the numerical solution of the shallow water
equations described in [
        <xref ref-type="bibr" rid="ref1 ref22">1, 22</xref>
        ] and taking into account the parallel implementation for GPUs
[
        <xref ref-type="bibr" rid="ref23">23</xref>
        ].
      </p>
      <sec id="sec-3-1">
        <title>2.2. Assimilation of local spatial data by the DEM matrix</title>
        <p>One essential feature of building a digital model of river bed is the source data sparseness, which
include:
(i) There are two coastlines with water level mark Lcoast(~r), Lcoast(~r).
1 2
(ii) There are several depth curves on topographic maps of Libed(~r) (i = 1; :::; mB). We have
only mB 3 4 even for the largest rivers.
(iii) Several soundings show, as a rule, only the deepest points on a topographic map.
(iv) Depth measurements using echo sounders require new eld studies.</p>
        <p>All these data form set of points P on the height matrix bij .</p>
        <p>We used an iterative procedure to build a river bottom DEM:
h p
bn+1;m
2bpn;m + bpn 1;mi +
h p
bn;m+1</p>
        <p>i
2bpn;m + bpn;m 1 ;</p>
        <p>Pn;m 2= P
Pn;m 2 P ;
(4)
where b(ne;xmp) is the depth at the points Pn;m, is the parameter that determines the
convergence of the iterative procedure (4). The formula (4) is the nite-di erence analog of the
di usion equation. We obtain the solution to the Poisson's equation in the case of converging
iterations (4). Figure 7 shows the results of the construction of the DEM of the Volga River
area, based on the approach described above.</p>
        <p>a)
b)</p>
      </sec>
      <sec id="sec-3-2">
        <title>2.3. Coastlines dynamics as factor in improving DEM</title>
        <p>Fig. 3 shows a schematic diagram of the hydrological regime in the VAF. Water ows from
the Volga River to the Akhtuba River in a low water period in the case Q ' 5 9 thousands
m3 sec 1, but it is not enough to ll the channels and besides the moisture reserve is very small
in the area between the rivers. All channels are quickly lled with the increase of Q up to
23{30 thousands m3 sec 1 and the water is poured onto the at part of VAF. The water level
is maintained by the powerful moistening at the third stage with Q = 16000 20000 m3 sec 1.
In late spring, there is a change to low-water and the total moisture content decreases in the
territory.</p>
        <p>There is a large number of shallow lakes on the at territory between the large and small
channels in spring and early summer. The coastlines of such reservoirs are moved on considerable
distances in a short time period (Fig. 8 and See Fig. 4). Measuring the position of coastline
at di erent points in time can help us determine an additional set of contour lines (isolines of
heights) of the terrain for critical zones.</p>
      </sec>
      <sec id="sec-3-3">
        <title>2.4. Veri cation based on the resultsof hydrodynamic simulations</title>
        <p>Fig. 9 shows the results of hydrodynamic simulations in the oodplain of the small river at
various stages of the DEM re nement:
(i) We use the DEM after embedding the riverbed in the SRTM matrix and assignment the
coastlines, the fairway line and the river slope (Fig. 9a).
(ii) Panel b in the gure demonstrates the water distribution in the river channel after processing
the DEM in the \Construction of horizontals by elevation matrix" service in the GIS
Panorama.
(iii) The next iteration involves the DEM rebuilding taking into account the geodetic transverse
pro les of the river valley, which are obtained as a result of eld measurements (Fig. 9c).
(iv) The nal step involves updating the digital model on a small scale at the high water stage
(Fig. 9d ).</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>3. Conclusions</title>
      <p>The object of our study is the valley between the River Volga and River Akhtuba, the ecosystem
of which is unique on Earth due to the special hydrological regime. We propose the iterative
procedure for creating the DEM for special oodplain areas with a large number of transient
reservoirs. The initial data are the SRTM matrix, the space images from the \Resource-P "
and UK-DMC-2 satellites, the topographic maps, the geodetic measurements of the elevation
pro les, the depth measurements. The morphostructural analysis and the numerical simulations
of surface water dynamics on realistic topography can be powerful tools for veri cation of the
digital elevation model.</p>
      <p>The observed dynamics of coastlines allows building elevation levels along the boundaries of
water bodies, and this approach is actively used to construct the DEM. However, this method
acquires special value in the case of periodically ooded areas, since the moving coastlines</p>
      <p>Figure 9. Resultosf local DEM re nement for the small river valley using hydrodynamic
simulations. By identifying the shortcomings of the DEM, we provide ooding in the model for the
nearest areas in accordance with the observations.
provide detailed sets of contour lines, being the basis for a very high-quality and relevant digital
elevation model.
Acknowledgments
The work has been supported by the Ministry of Science and Higher Education (government task no.
2.852.2017/4.6). The research is carried out using the equipment of the shared research facilities of
HPC computing resources at Lomonosov Moscow State University. The authors are grateful to E.
Agafonnikova, S. Khrapov, A. Pisarev, K. Tertychny for their help and assistance in carrying out this
project. A. Klikunova thanks for the support of the Russian Federal Property Fund and the
Administration of the Volgograd region (grant 18-47-340003).</p>
    </sec>
  </body>
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