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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>State of the Art in Damage Information Modeling for Bridges</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mathias Artus</string-name>
          <email>mathias.artus@uni-weimar.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Christian Koch</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Bauhaus-Universität Weimar</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The Bridge collapse in Genoa let us take a closer look at the health state of bridges. Inspection and maintenance is essential to ensure the serviceability and safety of bridges. Current inspection on site is often done manually on paper, and paper is the medium to exchange condition information between involved stakeholders. After damage registration or information exchange, the data is processed digitally. The repeated digitalization is an error prone process and leads to redundant work. A dedicated information model, called damage information model, could provide a solution to improve the information exchange. This present paper investigates the state of practice and research in damage information modeling for bridges. After analyzing bridge damage data, it reviews different norms, guidelines, and existing research papers. Analyzing different national practices and synthesizing available research results form the basis for the presented achievements and challenges in the field of damage information modelling.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>2. State of practice</title>
    </sec>
    <sec id="sec-3">
      <title>2.1 Bridge condition assessment</title>
      <p>
        In Germany, the standard DIN 1076 regulates the inspection of all kinds of civil infrastructure
        <xref ref-type="bibr" rid="ref8">(Deutsches Institut für Normung, 1999)</xref>
        . Structures like bridges, tunnels, and similar, have to
be inspected every 3 years. Within this interval the rough or plain inspection and the main
indepth inspection alternate. Inspectors have to inspect bridges within the range of the hands, to
tap, to finger, and to take a close look. It is similar in California (USA) and Queensland
(Australia). Both perform multiple types of inspection. The Unite States have a flexible period
for inspection between 2 and 4 years
        <xref ref-type="bibr" rid="ref9">(FHWA, 1988)</xref>
        . Queensland defines an assessment score
dependent inspection period between one and five years, e.g. intact bridges have a longer period
than bridges with major deterioration
        <xref ref-type="bibr" rid="ref7">(Department of Transport and Main Roads, 2016)</xref>
        . For
further information about guidelines of other countries, consider the paper of Hüthwohl et al.
        <xref ref-type="bibr" rid="ref12 ref13">(Hüthwohl et al., 2018)</xref>
        .
      </p>
      <p>
        Independent from the country, it is necessary to register defects and damages for later
assessment and maintenance planning. Modeling damages within a BIM context is a
prerequisite to support the full life-cycle of built infrastructure. Aiming at modeling damage
information it is important to know existing damage types and related parameters. To get an
overview about damage types, an analysis of the German catalog of damages for civil
engineering structures follows. The catalog of damages for civil engineering structures
        <xref ref-type="bibr" rid="ref3">(Bundesanstalt für Straßenwesen, 2017)</xref>
        lists more than 500 types of damages. While grouping
the damages related to components, the catalog lists damages of the same types several times,
e.g. the superstructure and the substructure could have chloride penetration. This grouping is
insufficient for later damage modeling, because a chloride penetration has the same parameters,
independent from the component at which it occurs. Hence, all damages are grouped in
categories, which are separated by semantics, for example material change, cracks, spalling,
and divergences from specification/design and so on.
The highest damage score Z from all damages within a component group, defines the score of
the whole component group. In Germany, 14 component groups are defined, e.g. superstructure,
substructure, prestressing, foundation, etc. Figure 2 shows only 2 component groups for
simplicity. Depending on the amount of damages within the component group, the Z-score of
the group can be increased or decreased by 0.1. Both condition ratings have a decrease of 0.1,
because they have less than 5 or 3 damages, respectively. Finally, the score of the whole
structure is the highest score of all component groups. The decrease in figure 1 emerges from
the fact that less than 3 component groups are affected by damages. In conclusion, the damage
with the highest Z-score leads to the assessment score of the entire bridge
        <xref ref-type="bibr" rid="ref11">(Haardt, 1999)</xref>
        .
      </p>
    </sec>
    <sec id="sec-4">
      <title>2.2 Analysis of frequency and significance of damage types</title>
      <p>
        To analyze data from practice, we defined 23 damage categories based on the German damage
catalog
        <xref ref-type="bibr" rid="ref3">(Bundesanstalt für Straßenwesen, 2017)</xref>
        . The data used for the statistical analysis has
been provided by the Thuringian Department of Building and Transportation (Thüringer
Landesamt für Bau und Verkehr). The data covers 25 610 damages at 2 953 bridges. Figure 3
depicts the ten most often occurring damages. The x-axis displays the different categories,
whereas the y-axis shows the amount of damages. The number above the bars show the amount
of the damage occurrences. Cracks occur most often at bridges. Right after that follow
divergences from specification and design, which summarize defects, for example, regarding
the thickness of layers, dimensions of components or wrong component types. The third place
are joint damages. This category includes expansion gaps, as well as mortar gaps. Next are
waste, pollution and other foreign bodies e.g. garbage, vegetation or formwork residuals.
Corrosion, chloride intrusion and carbonation are examples for material changes. That group
has two sub groups: with and without loss of substance, e.g. corrosion can lead to a loss of
substance. The subgroup without loss of substance takes place 6. Changes, which are visible at
the surface of concrete, e.g. efflorescence, take place 7. Similar, however a bit different, are
enclosures of foreign bodies, coarse grain or voids within concrete. The last two places cover
the lack of components or parts and their state and functionality, e.g. fixed or loose. To define
a damage model, it would be sufficient to start from the most frequent occurrences, namely
cracks, divergences and joint damage.
Beside the information about how often a damage occurs, it is interesting to know which
influence has a damage on the overall assessment score of a bridge, e.g. cracks smaller as 0.2
mm in concrete are negligible for the structural integrity, and thereby for the assessment score,
too. To answer which damage types are significant for the assessment score, it is necessary to
consider the assessment algorithm, which is described above. Hence, to define the most
significant damage types, the analysis only takes into account the damages with the highest
Zscores per bridge.
Figure 4 shows the result of the analysis on the significance of damage types. The x-axis lists
the categories or types, whereas the y-axis shows the amount of damages within the category.
The numbers on top of the bars show the amount of damages of the category. To give an
overview about the Z-rating of the significant damages, the colors show six groups of damage
Z-scores: lower than 1.5, between 1.5 and 2, between 2 and 2.5, between 2.5 and 3, between 3
and 3.5, as well as between 3.5 and 4. Some colors are not visible at the bars, e.g. blue. Two
new categories are inserted into that graph: Material change with loss of substance, as well as
the thickness and dimensions of concrete coating. As already described, the material change
with loss of substance is mainly corrosion. Concrete coatings can be too thin or in a bad quality
Material changes with loss of substance are interesting, because of the high ratio of Z-scores
about 2.5 and above.
      </p>
      <p>In conclusion, there are multiple damage categories, which are interesting to model, e.g. cracks,
divergences from specification and design, spalling or joint damages. Future investigation on
damage information modelling should care about multiple damage categories and focus on the
most frequent and significant damage types.</p>
    </sec>
    <sec id="sec-5">
      <title>3. State of research</title>
      <p>The existing literature is systematically structured using two dimensions in order to form a
twodimensional matrix. Firstly, it is categorized according to eight damage types. Beside the six
damage types with the most frequent occurrences, as discussed in section 2, two groups are
added: Other and Damages in general. The category Other covers damage types aside from the
top six, whereas Damages in general deals with literature that is concerned with a general
approach to model damage information.</p>
      <p>Secondly, the literature is structured according to the complexity of the modelled damage
information. In this context, complexity refers to how much information is modelled at what
detail, e.g. the concept only links raw data, it suggests an as-built model with damage
parameters or it presents a comprehensive geometric and semantic information model for
damages. Figure 5 illustrates these 3 complexity levels. Linked raw data are, for example,
drawings, spread sheets, point clouds, textures, pictures, text or audio recordings, which are
interlinked. The next category refers to a 3D as-built model of the bridge with damage
parameters, e.g. crack width, spalling radius, corrosion depth etc. The highest complexity would
be a geometric-semantic information model, which takes e.g. 3D damage model that includes
relations to the bridge (component), influences on material data by this damage, repair
recommendation, type of material for repair and so forth.</p>
      <p>(Linked) Raw data</p>
      <p>As-built BIM with damage
parameters and information</p>
      <p>Geometric-semantic
information model</p>
    </sec>
    <sec id="sec-6">
      <title>3.1 Linked raw data</title>
      <p>
        This section covers existing research approaches, which interlink raw data, e.g. point clouds,
documents, pictures or others. In 2012,
        <xref ref-type="bibr" rid="ref1">Adhikari et al. (2012)</xref>
        published a paper on automatic
condition state prediction. The paper describes a method to automatically rate inspection
results. An artificial neural network processes pictures of damages and predicts the rating for
them. Even if the research does not show a data model, it deduces a first link between
information: a damage has one or more pictures and a rating
        <xref ref-type="bibr" rid="ref1">(Adhikari et al., 2012)</xref>
        .
Matthew
        <xref ref-type="bibr" rid="ref25">Torok (2014)</xref>
        worked on crack detection for post-disaster assessment. Besides photos,
they use 3D-meshes for damage registration. Finally, the work stores the location of a damage.
Even if there is no 3D as-built model, the position of a damage is the first parameter, which is
important for further work. To evaluate the results, crack widths and depths are used. These
parameters, damage position and dimension, are necessary for a comprehensive damage
information model.
      </p>
      <p>
        Every bridge is part of a particular environment. Thus, changes in the environment can affect
the bridge condition, e.g. changes to the embankment can lead to impacts on the road safety.
Due to this,
        <xref ref-type="bibr" rid="ref19">Miyamoto et al. (2016)</xref>
        worked on the integration of environmental changes to a
BIM database. After generating a 3D damage model of the embankment, the data is linked to a
civil infrastructure information model.
      </p>
      <p>
        Inspecting a bridge is time consuming and cumbersome. To address this issue,
        <xref ref-type="bibr" rid="ref20">Omer et al.
(2018)</xref>
        presented an approach that suggests inspecting bridges virtually via virtual reality (VR).
Central for this is the acquisition of point clouds of the building. They use MATLAB
        <xref ref-type="bibr" rid="ref17">(MathWorks, 1994)</xref>
        to process additional pictures that were taken on sight in order to highlight
damages in the mesh. Finally, a head mounted display visualizes the point cloud with the
highlighted damages. Again, this work shows some parameters of damages, like location and
dimensions
        <xref ref-type="bibr" rid="ref20">(Omer et al., 2018)</xref>
        .
      </p>
      <p>All of the work presented above lack 3D building models. They mainly collect independent
data for visualization, simulation or planning.</p>
    </sec>
    <sec id="sec-7">
      <title>3.2 As-built BIM with damage parameters</title>
      <p>
        This section covers achievements that work with 3D models of the bridge and attach damage
parameters and data.
        <xref ref-type="bibr" rid="ref22">Sacks et al. (2016)</xref>
        describe an information delivery manual for bridge
inspection. Central in the manual are parameters and semantics for bridges. After localizing
damages, an algorithm groups them all by types, e.g. crack, spallings, scaling, efflorescence,
corrosion or other. For that purpose, additional parameters are take, for example, the position.
Upon this, a boundary shape representation is used to help visualizing damages
        <xref ref-type="bibr" rid="ref22">(Sacks et al.,
2016)</xref>
        . However, further information, e.g. how to model the damage information, is not refined.
        <xref ref-type="bibr" rid="ref21">Sacks et al. (2018)</xref>
        extended their work on bridge inspection in 2018. Additionally to their
information delivery manual, they published a model view definition. Every bridge element can
have several element defects, whereas several element defects are part of a defect. Furthermore,
every defect can be structural or not. Multiple damage types are specializations (child classes)
of element defects and contain several parameters
        <xref ref-type="bibr" rid="ref21">(Sacks et al., 2018)</xref>
        . Even if the paper covers
multiple damage types, there are still damage types, which are not covered, for example joint
damages. Moreover, an inclusion of 3D damage models is missing.
      </p>
      <p>
        During the construction process, defects, such as wrong dimensions of components or wrong
placements, can lead to additional costs. Due to this,
        <xref ref-type="bibr" rid="ref13">Hamledari et al. (2018)</xref>
        published a method
on updating object data in IFC for as-built modeling. The idea is that every entity has a related
type and a change in the parameters of an entity is done by changing the type with its parameters
        <xref ref-type="bibr" rid="ref13">(Hamledari et al., 2018)</xref>
        . This approach is comprehensible to some defects during constructions,
e.g. installation of a wrong door. However, it is lacking links between defects.
In 2016,
        <xref ref-type="bibr" rid="ref18">McGuire et al. (2016)</xref>
        developed a system to use damage information within structural
analysis and for repair quantity estimation. Damage information from cracks, spallings and
delamination have connections to bridge components. The paper also considers information
about damage volumes. Last but not least, dimension parameters for the damages are defined
        <xref ref-type="bibr" rid="ref18">(McGuire et al., 2016)</xref>
        . The next step would be a geometric model for the damages and links
between damages.
      </p>
      <p>
        <xref ref-type="bibr" rid="ref24">Tanaka et al. (2018)</xref>
        started a work on damage information modeling in 2016. Based upon the
IFC, they modeled degradations at bridges. Beside geometric information, images and
measurements are part of the model. Additionally, Tanaka et al. integrated a time line to show
the propagation of a damage. For this purpose, an extension of the IFC was necessary
        <xref ref-type="bibr" rid="ref23">(Tanaka
et al., 2016)</xref>
        . However, the work lacks some data for a 3D model of a damage and relations
between different damages. In 2018 Tanaka et al. extended their work with an automated data
extraction from inspection reports
        <xref ref-type="bibr" rid="ref24">(Tanaka et al., 2018)</xref>
        .
      </p>
    </sec>
    <sec id="sec-8">
      <title>3.3 Geometric-semantic information model</title>
      <p>
        The section presents literature, which describes a damage model with geometric and semantic
damage information, e.g. damage geometry, interlinking of damages, and effects of damages.
        <xref ref-type="bibr" rid="ref12">Hamdan and Scherer (2018)</xref>
        published an information model for damages in 2018 that considers
parameters and the geometry of damages. The information model contains some properties and
documentation, too. Also, the decomposition of a damage into individual damages is suggested.
What is missing is the relation between damages and influences on material parameters of the
affected component. Furthermore, a definition of levels of detail or development is missing.
        <xref ref-type="bibr" rid="ref14">Hüthwohl et al. (2018)</xref>
        propose a second idea on modeling damages. Every damages is related
to an inspection. Similar to
        <xref ref-type="bibr" rid="ref21">(Sacks et al., 2018)</xref>
        , Hüthwohl et al. disassemble a defect into
several element defects and added several parameters. Additionally, the work contains data for
inspection, e.g. time, type, inspector and weather. However, their approach lacks detailed 3D
damage geometry and further semantic links and relations to represent damage histories.
      </p>
    </sec>
    <sec id="sec-9">
      <title>3.4 Overview of the examined literature</title>
      <p>Table 1 shows the summary of the literature examined. As clearly visible, several efforts have
been made in the area of as-built BIM with damage parameters and information. However, so
far only one research focuses on a more detailed model. None of the studies examined deals
with links between damages, a level of detail or repair recommendations.</p>
    </sec>
    <sec id="sec-10">
      <title>4. Already published achievements and remaining challenges</title>
      <p>
        Damage information modeling is a growing branch in the entire architecture, engineering and
construction society, mainly empowered by the research on automated bridge inspection.
Bridge management systems (BMS) cover the first level of damage information modeling.
These management systems link raw data about bridges (or other civil engineering structures)
to the related bridge or other components. 3D models are currently not part of these systems.
Scientists are on their way to overcome this issue. First attempts show damage information
models that include relations between damages and the bridge or their components. Another
achievement are the first ideas to visualize damages, e.g. by overlaying a texture upon a
component. Data, which is related to damages, for example the inspection parameters and
information, is part of publications as well. Finally, one publication enhances the information
model with a 3D model of the damage and properties
        <xref ref-type="bibr" rid="ref12">(Hamdan and Scherer, 2018)</xref>
        .
Damage type
      </p>
      <p>Cracks</p>
      <p>Divergences from
specification/ design</p>
      <p>Joint damages
Waste, pollution and
other foreign bodies</p>
      <p>Spallings</p>
      <p>Adhikari et al. (2012)
Moisture penetration,
efflorescence, washout</p>
      <p>Other</p>
      <p>Miyamoto (2016)
Damages in general</p>
      <p>
        <xref ref-type="bibr" rid="ref20">Omer et al. (2018)</xref>
        Taking a close look at the current state of the art reveals the lack of investigation in damage
types. Different damage types need different parameters, e.g. a crack might have a 3D geometric
model whereas corrosion is maybe only a material defect on the surface. Future investigation
should focus on necessary parameters depending on the damage type. Another area may deal
with the relations for damages, e.g. some damages relate to a component of a bridge and other
maybe relate to the whole bridge. Moreover, more often than not, damages relate to other
damages. Normally, this is written in an inspection report, whereas a comprehensive damage
model should be able to represent this via data relations within the information model. The
current work mainly focuses on inspection. However, inspections are usually followed
maintenance, construction monitoring or destruction. Damage information has at least relations
to maintenance, for example the damage geometry helps calculate the amount of material for
repair, structural damages or defects can deliver necessary information for destruction. Finally,
a definition for levels of details for the damages is currently not being considerd. Think about
a maintenance manager, he or she does not need all the information about every crack in detail,
but may need the overall amount and location of cracks and the type of the related material.
Hence, a definition of different levels of detail are important to make BIM applicable for the
whole life cycle of bridges.
      </p>
    </sec>
    <sec id="sec-11">
      <title>5. Conclusion</title>
      <p>For safety and operations, it is important to keep bridges in secure conditions. Inspections are
a key process to identify problems and weaknesses at bridges, as well as for repair and
maintenance. Besides, BIM is a well-known and applicable concept to manage civil
infrastructure and related processes. Using BIM over the whole bridge life cycle leads to the
necessity of a damage information model. To define the needs of a damage model, this paper
analyzed the state of practice and deduced damage categories from the German damage catalog.
Statistical data from Thuringia helped identify the most significant damage types, which
delivered categories for the reviewed literature. Most of the existing research work deals with
damage modeling in the way of linking different data together and take a 3D bridge model as
the basis for all damages. Less effort exists in advancing damage models to geometric-semantic
models with relations between single damages, level of detail or repair recommendations. If
BIM shall be applicable within the field of inspection and maintenance, a geometric-semantic
damage model is necessary. Future work should focus on this area allowing the usage of BIM
data all over the life cycle.</p>
      <p>With digital information about damages, e.g. crack geometry and position, an automated
assessment calculation can be done maybe via an artificial neural network. Hence, a big part of
assessment can be automated: take photos of the bridge, extract damage types and parameters
with the usage of image processing, calculate the assessment of the damages, components,
component groups and the whole bridge by using artificial neural networks or defined
algorithms. If an assessment reveals critical structural issues, the content of the DIM can be
used by engineers for calculations, simulations and helps to identify possible damage reasons
or effects. Hence, it becomes cheaper and easier to analyse the bridge state and prevent
collapses.</p>
      <p>Last but not least, register as much information about damages as possible, offers possibilities
for data analysis to improve design, inspection practices, assessment and maintenance concepts,
by using technologies from the fields of data mining, machine and deep learning.</p>
    </sec>
    <sec id="sec-12">
      <title>6. Acknowledgement</title>
      <p>We thank the “Thüringer Landesamt für Bau und Verkehr” for their support with knowledge
from practice in bridge inspection and statistical data about bridges in federal state of Thuringia
in Germany.</p>
    </sec>
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