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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Input Feature Optimization for ANN Models Predicting Daylight in Buildings</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>C-L. Lorenz, A. B. Spaeth, C. Bleil De Souza, M. Packianather Cardiff University</institution>
          ,
          <addr-line>Wales</addr-line>
          ,
          <country country="UK">U.K</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Artificial Neural Networks (ANNs) were used as prediction models to explore design solutions for the atrium design of a school building. To this end, a solution space of 165 design variants was generated via parametric modeling. This paper details the process of extracting and selecting the input features required for ANN training in order to predict the DA and sDA metric. The feature selection undertaken in this study mainly consisted of two steps: Firstly, a computationally less extensive machine learning model was used to rank the input features according to their relevance in predicting daylight levels. Secondly, ANNs were trained applying sequential forward selection. The proposed method is investigated in terms of achievable improvements to prediction accuracy, reduceable training time and the feasibility of the method.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
    </sec>
    <sec id="sec-2">
      <title>1.1 ANN-based Daylight Predictions</title>
      <p>
        In the field of daylight design, ANNs have been used as prediction models for luminous efficacy
        <xref ref-type="bibr" rid="ref7">(Lopez and Gueymard, 2007)</xref>
        , sky luminance and sky irradiance
        <xref ref-type="bibr" rid="ref23 ref3 ref5">(Pattanasethanon,
Lertsatitthanakorn and Atthajariyakul, 2008; Janjai and Plaon, 2011)</xref>
        , and horizontal internal
illuminance levels
        <xref ref-type="bibr" rid="ref5">(Kazanasmaz, Gunaydin and Binol, 2009)</xref>
        . The ANN models relied on
historic data as training data, which constituted an obstacle in terms of the time and the effort
required to generate the training data. The need of data to be collected over a longer period of
time - e.g. around 3 months as in
        <xref ref-type="bibr" rid="ref5">Kazanasmaz et al. (2009)</xref>
        - also undermines the feasibility of
applying ANNs in the first place. One line of research has circumvented this problem by
applying ANNs in the optimization of building design, thereby training the ANN models on
data extracted from a fraction of simulations required as part of the optimization process.
        <xref ref-type="bibr" rid="ref12">Magnier and Haghihat (2010)</xref>
        showed that simulation-based ANNs could be used to pass
performance results to the fitness function of a Genetic Algorithm to considerably reduce
simulation time. In further optimization studies, ANNs were used to predict electric energy
consumption and visual comfort
        <xref ref-type="bibr" rid="ref12 ref26 ref3 ref6">(Wong, Wan and Lam, 2010; Kim, Jeon and Kim, 2016)</xref>
        .
Concerning climate-based metrics,
        <xref ref-type="bibr" rid="ref28">Zhou and Liu (2015)</xref>
        were able to predict the specific
illuminance range of the UDI (Useful Daylight Illuminance). The studies undertaken typically
predict hourly or point-in-time daylight levels. Thus, annual culminative predictions of the DA
metric has been understudied. The potential for predicting DA metric was introduced in the
authors’ previous work
        <xref ref-type="bibr" rid="ref8">(Lorenz et al., 2018)</xref>
        and is reinvestigated for a more complex design
scenario. The input features so far had been selected empirically. As a result, the need for a
robust, automated and replicable method of improving the input feature selection was
identified.
      </p>
    </sec>
    <sec id="sec-3">
      <title>1.2 Input Feature Selection and Optimization</title>
      <p>
        Input features, also known as predictor variables, make up the training data which is passed to
ANN models in order to facilitate supervised, unsupervised and reinforcement type learning.
Input feature selection refers to the reduction of the dimensionality of training data by selecting
a subset of input features. An objective function is commonly used as selection criterium to
minimize the predictive error and thereby identify an optimal or suboptimal subset of input
features. Such input feature selection methods have been shown to improve prediction accuracy
and identify the minimum number of features needed
        <xref ref-type="bibr" rid="ref14">(Marcano-Cedeño et al., 2010; Özşen,
2013)</xref>
        .
      </p>
      <p>
        As exhaustive search methods are computationally expensive, two other common methods of
input feature selection are Sequential Forward Selection (SFS), and Sequential Backward
Selection (SBS). SFS is a bottom-up approach that starts with an empty set of features to which
features are iteratively added
        <xref ref-type="bibr" rid="ref25">(Whitney, 1971)</xref>
        . Its counterpart, SBS starts from the complete
set from which features are iteratively removed
        <xref ref-type="bibr" rid="ref15">(Marill and M. Green, 1963)</xref>
        . Inevitably, both
methods inhibit a nesting problem, whereby potentially important features, once removed,
cannot be re-introduced. To ensure that important features would be kept alive, mixed method
approaches were introduced (Pudil, Novovi and Kittler, 1994). A comparative evaluation of
methods is given in
        <xref ref-type="bibr" rid="ref29">(Zongker and Jain, 1996)</xref>
        . As forward-based methods have been shown to
be faster than backward-based methods, this paper works with a forward-sequential approach
in combination with a machine learning algorithm, which was used to determine the sequence
of input features.
      </p>
    </sec>
    <sec id="sec-4">
      <title>2. Research Methodology</title>
      <p>The different steps to developing, optimizing and validating ANN models are illustrated in
Figure 1. The ANNs were employed to predict daylight for a design solution space. As such,
performance data was collected from selected samples of the design solution space. The
performance data was extracted from daylight simulations and recorded features describing the
design changes and the corresponding daylight results. While a majority of data was used for
training the ANN models, a part of it was retained for validation of the models.
Once a training set had been generated, bagged decision trees, a machine learning technique,
were used to determine a sequence for the forward-sequential selection of features. Thus, the
ANN models were first trained with the input features that showed the highest impact as
predictors. The training data set was again subdivided into a training subset, a validation subset
and a test subset at the ratio of 65:25:15. The validation subset was used for early stopping to
avoid overfitting and the test subset was used to estimate prediction accuracies on new cases.
Both subsets were also used to assist in the optimization of the network architecture. Each
network architecture was trained ten times with the initial weight settings and distribution of
samples across the subsets varying in each training run. The network architecture with the
lowest error across ten training runs was used for predictions, and the output of all ten networks
was averaged to improve generalization.</p>
      <p>The predictions were validated against the simulations withheld from training. In the case of
insufficient accuracy, another training feature was added to the training set and the optimization
of network architecture, and validation was repeated. There are several options for terminating
the training cycle: once a desired threshold of accuracy is reached, once the accuracy converges
for a number of training cycles, once all input features have been tested, or a combination of
the three. In this study we tested all input features to allow for a more wholistic evaluation of
the method. However, if the aim is not to find an optimal subset of features but to identify the
minimum number of input features required to reduce the training time, the first two options of
termination better serve the purpose.</p>
    </sec>
    <sec id="sec-5">
      <title>2.1 Design Solution Space and Design Variables</title>
      <p>
        The exploration of design solutions was done for the central atrium of a school-building in
Hamburg (Figure 2). As a first design variable, the atrium base dimension was reduced from
225m2 to 56,25m2, thereby splaying the atrium well walls in obtuse angles between 90 and 79°.
With a second design variable, the atrium well was slanted, changing the orientation between
north and south. 9 possible solutions were specified for the slant of the atrium well, modifying
its splay angles between 58 and 104°. This resulted in a 9 by 6 matrix of 54 possible design
variants for the atrium well geometry. As the third design variable, 3 possibilities were specified
for the window-to-wall ratios (WWR) across floor levels of the 6-storey building. The WWR
was reduced from the ground to higher floor levels in order to increase the reflected light and
daylight levels on the ground floor
        <xref ref-type="bibr" rid="ref23">(Samant, 2017)</xref>
        . In a first option, the WWR distribution was
set to 50% -6th floor, 60% - 5th floor, 70% - 4th floor, 80%- 3rd floor, 90% - 2nd floor and 100%
- ground floor. In a second option, the WWR distribution was set to 20% -6th floor, 35% - 5th
floor, 50% - 4th floor, 65%- 3rd floor, 80% - 2nd floor and 100% - ground floor. Lastly, in a third
option, the WWR distribution was set to 20% -6th floor, 30% - 5th floor, 40% - 4th floor,
50%3rd floor, 60% - 2nd floor and 100% - ground floor. The entire solution space thereby contained
162 design variants for the central atrium.
      </p>
    </sec>
    <sec id="sec-6">
      <title>2.2 Daylight Simulation and Data Extraction</title>
      <p>
        From the solution space of 162 variants, a reduced set of 36 variants were selected to provide
training data and another 21 variants were selected for validation of ANN accuracy. The
architectural models were built in Grasshopper, and daylight simulation on the selected variants
were run in Diva – a radiance-based and validated software
        <xref ref-type="bibr" rid="ref17 ref28 ref6">(Mohsenin and Hu, 2015)</xref>
        . DA was
calculated for sensor points at a work-plane height of .8 m above floor level and the sensor
points were spaced in .6 m distance of each other. The input features were extracted for every
sensor point and passed to the input layer of the network model (Figure 3). The corresponding
DA levels were passed to the output layer of the network for it to undergo supervised training.
As shown in Figure 3, 26 input features in total were extracted from the simulation model and
grouped according to categories. This was done for the next step, in which a sequence for
feature selection was determined.
      </p>
    </sec>
    <sec id="sec-7">
      <title>2.3 Ranking of Input Feature Categories</title>
      <p>In order to rank the input feature categories according to their impact as predictors, the training
data set was passed to machine learning (ML) models for fitness approximation. Although
ANNs can be trained to identify significant features, this was not done due to their increased
computation time. Among the tested ML techniques were linear regression models, fine,
medium and coarse trees, boosted tree ensembles, liner, quadratic, cubic, fine Gaussian support
vector machines and Gaussian Process Regression models. Bagged decision trees showed the
lowest root mean squared error (RMSE) and superior performance compared to the other
models. Additionally, the computation time was low, with approximation taking around four
minutes. Hence, they were selected to identify a feature selection sequence.</p>
      <p>From the data set that was passed to the bagged trees model, every input feature category was
individually removed and the corresponding variance in RMSE was measured. The features
were then ranked according to the variance they inflicted on the error, with those features
causing the largest variance ranked highest. The RMSE during approximation on the training
data set and resulting sequence of input feature categories is given in Table 1.</p>
    </sec>
    <sec id="sec-8">
      <title>2.4 Sequential Feature Selection and Validation</title>
      <p>The ANN models were trained starting from a data set with one input feature category. Once
trained, the ANN model was used to predict the DA metric for the 21 retained variants and
predictions were compared to the simulated DA. Two measures were used: the mean absolute
error (MAE) and the root mean square error (RMSE). The MAE, which gives the absolute
difference between the simulated and predicted values, was chosen for its ease of interpretation.
The RMSE was selected as it weighs larger errors more heavily and is a commonly used
measure of accuracy. The RMSE was observed for each added input feature and its
minimization was used as the objective function to optimise the selection. As long as the RMSE
reached a new low, one additional input feature category was added to the training data set. If
the RMSE worsened, the last added feature was removed before adding the next feature in the
sequence. In this way, all input features were added to the training data set at some point in a
forward-sequential manner. The results discuss the observed errors in accuracy for every added
feature.</p>
    </sec>
    <sec id="sec-9">
      <title>2.5 ANN Training</title>
      <p>Back-propagation ANN models were employed in conjunction with the Lavenberg-Marquardt
algorithm. The training parameters were set to an initial mu of 1, a mu decrease factor of .8 and
mu increase factor of 1.5. The training was run for 200 epochs, during which the connection
strengths between neurons were adjusted to minimise the mean squared error (MSE) on the
training data set. The training data set was again divided into a subset of training, validation
and test data in order to ensure robustness of the trained networks through cross-validation and
early stopping. The maximum number of validation failures was set to 6. Ten network
architectures with 38 to 40 neurons in the hidden layer were trained and tested with said settings
and the network architecture with the lowest MSE on the training, validation and test subset
was used for predictions. This was done to ensure that a network optimised architecture was
used to evaluate the input features.</p>
    </sec>
    <sec id="sec-10">
      <title>3. Results</title>
      <p>The MSE on the training data set (36/162 simulations with 150.706 sensor point data samples)
and the RMSE and MAE on the validation set (21/162 sim with 87.850 sensor point data
samples) were recorded at each training stage of the sequential search. Figure 4 shows the MSE
during feature selection (for the sequence refers back to Table 1). Figure 5 shows the MAE
obtained on the validation set and Figure 6 the RMSE. The minimum achieved error has been
highlighted in red. The sequence at which an added input feature category was again removed
from the training data has been highlighted in yellow.</p>
      <p>0.004
0.0035
0.003
0.0025
SE0.002
0M.0015
0.001
0.0005
0
1
2
3
10
11
12
4 5 6 7 8 9
Sequence/ number of tested input features</p>
      <p>. . . . . MSE with all input features
1.5
1.4
1.3
) 1.2
(DA1.1
E 1
AM0.9
0.8
0.7
0.6
2.4
2.2</p>
      <p>2
SE1.8
RM1.6
1.4
1.2
1
1
2
3
10
11
12
4</p>
      <p>5 6 7 8 9
Sequence/ number of tested input features</p>
      <p>. . . . . MAE with all input features
The MSE dropped below 0.01 after including six input features (which include distance and
direction to atrium closest point, distance to façade, distance and direction to atrium center
point, WWRs, location of sensor points inside or outside atrium, and atrium well spay angles).
The MAE and RMSE remained in the similar range after the 7th input feature category, the
sensor point identifiers, were added as training data. The lowest MSE was reached after adding
the 8th input feature describing glazing areas on the simulated floor level. The MAE and RMSE
however increased, resulting in the feature being removed from the feature set. Consecutively,
the MAE and RMSE reached their minimum at .78 MAE and 1.16 RMSE. In comparison, the
ANNs trained with all input features showed marginally higher errors of .79 MAE and 1.17
RMSE. Although this shows that the input feature selection could not result in a significant
improvement of accuracies, it highlights that not all input features are needed and overall
training time can be reduced.</p>
      <p>In fact, training time of the ‘optimal’ feature set with 8 added and one removed input feature
category (19 individual features) including network optimization took 04:33 (hh:mm), whereas
the training and optimization of the model that included all input features was 05:55. Taking a
more minimal approach, the training with 7 added feature categories (18 individual features)
was 03:01. Predictions on the validation set were made in less than 1 second.
Inadvertently, due to nature of the selection process, it lacks in feasibility compared to a trial
and error approach validating an empirically selected feature set. The above outlined time
savings can therefore only truly be achieved if: a) the selected input feature subset is extracted
and trained for a larger data set, b) the feature subset holds validity for a new or similar design
scenario, or c) the same input features would be selected with a smaller and thereby less
computationally expensive network architecture of fewer hidden neurons. This however would
still need validation. The training times as measured here were taken on a 2.6 GHz Intel Core
i9 processor.</p>
      <p>The prediction accuracy converged around .8 DA MAE, meaning that this was, on average, the
absolute difference between the simulated and predicted DA. The simulated DA range from 0
to 88%, with 1% referring to 1% of occupied hours in a year. A difference of .8 DA can
therefore hardly be interpreted and constitutes a negligible error. The RMSE, which converged
around 1.2%, supports this finding and shows a high accuracy of ANNs in predicting the DA
metric.</p>
      <p>In order to achieve above-mentioned accuracies, data was extracted from a total of 57/162
simulations for training and validation. As daylight simulations took approximately 3 hours per
design variant, a total of 315 hours of simulations were bypassed through ANN predictions.
Given that the process relied on a small sample size of 13% for validation, 16,4% when
including the validation subset within the training data, the results may vary. However,
increasing the validation set within the ANN-integrated workflow would require a larger
number of simulations to be run, thereby reducing the achievable time-savings.</p>
    </sec>
    <sec id="sec-11">
      <title>4. Conclusion and Recommendations for Future Research</title>
      <p>Overall, the following conclusions for ANN-based daylight predictions can be drawn:
a) On average, prediction accuracies of around .8 DA mean absolute error (MAE) were
achieved. These accuracies could be maintained as the number of input features increased.
b) The MSE on the training data set did not directly correlate with the MAE and RMSE on the
validation data set, as the prediction accuracies could improve (lower MAE and RMSE) even
though the ability of the network to fit the data decreased (higher MSE).
d) Having superfluous input features did not significantly lower accuracies (e.g. calculation grid
size and atrium dimension at WP height). It did however increase training time. On the other
hand, too few input features (e.g. before sequence 4), though requiring less training time,
compromised prediction accuracies.
e) Using the proposed method, accuracies barely improved compared to the empirically selected
full set of input features. However, the training time for the ANN models could be reduced by
around 50% without significantly compromising the accuracies.</p>
      <p>The paper proposes a viable method for selecting input features useful for predicting daylight
in buildings. Additionally, the study investigated in how far improvements could be achieved.
Although, in terms of accuracy, those were marginal in this study, the selection method may
prove more valuable in larger and more complex solution spaces with a larger number of
variables. A downside of the proposed method is that it remains computationally expensive, as
it requires multiple training runs with already computationally demanding ANN models. It
would therefore be useful to evaluate the results of feature selection using smaller and more
feasible network architectures, or completely rely on computationally less expensive ML
models for feature selection. A comparison to alternative feature selection methods is
recommended, as well as the application of the proposed method on more complex solution
spaces.
Janjai, S. and Plaon, P. (2011) ‘Estimation of sky luminance in the tropics using artificial neural networks:
Modeling and performance comparison with the CIE model’, Applied Energy. Elsevier Ltd, 88(3), pp. 840–847.
doi: 10.1016/j.apenergy.2010.09.004.
Pattanasethanon, S., Lertsatitthanakorn, C. and Atthajariyakul, S. (2008) ‘An accuracy assessment of an empirical
sine model , a novel sine model and an artificial neural network model for forecasting illuminance / irradiance on
horizontal plane of all sky types at Mahasarakham , Thailand’, 49, pp. 1999–2005. doi:
10.1016/j.enconman.2008.02.014.</p>
      <p>Pudil, P., Novovi, J. and Kittler, J. (1994) ‘Floating search methods in feature selection’, Pattern Recognition</p>
    </sec>
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