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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Extending a Deep Learning Approach for Negation Cues Detection in Spanish</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Hermenegildo Fabregat</string-name>
          <email>gildo.fabregat@lsi.uned.es</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andres Duque</string-name>
          <email>aduque@scc.uned.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Juan Martinez-Romo</string-name>
          <email>juaner@lsi.uned.es</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lourdes Araujo</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Departamento de Sistemas de Comunicacio ́n y Control</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Instituto Mixto de Investigacio ́n - Escuela Nacional de Sanidad</institution>
          ,
          <addr-line>IMIENS</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>NLP &amp; IR Group, Dpto. Lenguajes y Sistemas Inform ́aticos</institution>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Universidad Nacional de Educaci ́on a Distancia</institution>
          ,
          <addr-line>UNED</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <fpage>369</fpage>
      <lpage>377</lpage>
      <abstract>
        <p>This paper describes the negation cue detection system presented by the NLP UNED group for Task A (Tarea A: Deteccio´n de claves de negacio´n) of the second edition of NegES workshop [9]. The task deals with negation cues detection in Spanish reviews in domains such as cars, music and books. The proposed system is an extension of the one proposed in the previous edition by the UNED team. This system consists of a deep learning architecture and the application of a set of rules. The deep learning architecture is based on the use of a Bi-LSTM to process contextual information. The purpose of applying a stack of rules is to correct frequent classification errors. The results obtained improve the performance achieved by our team in the previous edition and are highly competitive compared to the rest of participants, placing second in the global ranking of this edition.</p>
      </abstract>
      <kwd-group>
        <kwd>Negation detection</kwd>
        <kwd>negation cues</kwd>
        <kwd>Deep Learning</kwd>
        <kwd>BiLSTM</kwd>
        <kwd>based-rules system</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The automatic processing of negation is a very important task in natural
language processing as it allows us to identify negated facts. It is a very interesting
field of study if we consider the influence of the negation in tasks such as
sentiment analysis and relationship extraction [
        <xref ref-type="bibr" rid="ref15 ref4">15, 4</xref>
        ]. NegEx [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] is one of the most
popular algorithms in the study of negation in English. The use of this
algorithm for other languages has been addressed by some recent work, such as
Chapman et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] (French, German and Swedish), Skeppstedt [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] (Swedish)
and Cotik et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] (Spanish) which also explore other syntactic approaches
based on rules derived from PoS-tagging (Part-of-speech) and dependency tree
patterns for negation detection in Spanish.
      </p>
      <p>
        The proposal for Task A of the NegEs workshop is the same as that presented
in the previous edition [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] and focuses on the detection of Spanish negation cues.
For this purpose the organizers facilitate the corpus SFU ReviewSP-NEG [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]
which consists of 400 reviews related to 8 different domains (cars, hotels,
washing machines, books, cell phones, music, computers and movies), 221866 words
and 9455 sentences, out of which 3022 sentences contain at least one negation
structure. In the same way as last year, the organizers have presented the same
corpus divided into three sets, training, development and test. According to the
information provided by the organizers, the corpus division was carried out
randomly, ensuring 33 reviews per domain in training, 7 per domain in development
and 10 per domain in test. As can be seen in Figure 1, the corpus was presented
using the format CoNLL [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. For this task, two different systems/teams
parhoteles 21 1 Y y cc coordinating - -
hoteles 21 2 no no rn negative no -
hoteles 21 3 hay haber vmip3s0 main - -
hoteles 21 4 en en sps00 preposition - -
hoteles 21 5 la el da0fs0 article - -
hoteles 21 6 habitaci´on habitaci´on ncfs000 common - -
hoteles 21 7 ni ni rn negative ni -
hoteles 21 8 una uno di0fs0 indefinite - -
hoteles 21 9 triste triste aq0cs0 qualificative - -
hoteles 21 10 hoja hoja ncfs000 common - -
ticipated in the 2018 edition of the NegES workshop. On one hand, the model
proposed by the UPC team, based on the use of a Conditional Random Field
(CRF). This model was trained with some casing features such as “word
contains punctuation” and “information about n-grams of up to 6 words before the
observed word” among others [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. The second one, presented by the UNED
team, consisted of a Deep Learning architecture based on Bi-LSTM and neural
networks [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Like the previous one, the model of the UNED team used casing
information, however, this information was represented by an embedding
generated during training phase. The system proposed by the UPC team obtained
the best results.
      </p>
      <p>This work is organized as follows: Section 2 contains both the description of
the proposed system and the description of the features and resources used. In
Section 3 we report and discuss the results obtained during the evaluation stage.
Finally, in Section 4 conclusions and future work are presented.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Proposed system</title>
      <p>
        The proposed system consists of two components: a deep learning model and
a post-processing phase. On one hand, the proposed deep learning model is
a revision of the model proposed by Fabregat et al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The proposed model
incorporates a deep learning sub-architecture for character-level term processing
[
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] and makes use of a One-hot vector to represent term casing information.
On the other hand, the proposed system considers the application of a
postprocessing phase based on the use of a stack of rules (regular expressions) to
correct some frequent errors.
2.1
      </p>
      <sec id="sec-2-1">
        <title>Deep Learning model</title>
        <p>
          The proposed deep learning model (Figure 2) uses the following embedding
features: words, PoS-tagging and characters. Words are encoded using a pre-trained
Spanish word embedding [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] and both PoS-tagging and character embedding
models have been implemented using two Keras Embedding Layers1 initialized
using a random uniform distribution. The part-of-speech model used is the one
provided in the corpus. In addition, a One-hot vector has been used to
represent casing information. Since the corpus contains information extracted from
Internet websites and written by users without the supervision of a corrector
or similar, it is necessary to keep in mind that some of the terms in the corpus
may not be present in the word embedding dictionary, or their PoS-tags could
have been incorrectly assigned. The use of universal representations such as the
character embedding model and the casing vector satisfies the need to represent
information that cannot be collected through experience-based representation
models. On the one hand, in order to process the sequence of characters that
compose a word we have represented these using an embedding representation
and we have applied a set of convolutions to extract the most relevant
information from each sequence of characters. On the other hand, the casing vector
allows us to represent information that has been deleted from each term to match
an element of the word embedding dictionary. This representation can be used
to indicate to the model some scenarios such as a “term ending in a comma” or
that a “term contains numbers” among others.
        </p>
        <p>Using the training set, the model has been trained during a total of 50 epochs.
We have tried not to give preference to any category or domain by integrating the
training data of each category in a single set. Pre-trained resources and model’s
parameters are the following:
– Pre-trained English Word Embedding dimension: 300
– Embeddings dimension (Characters / PoS-tagging): 50 / 50
1 https://keras.io/layers/embeddings/</p>
        <p>XCh</p>
        <p>Embedding layer
Convolutional layer</p>
        <p>Time distributed</p>
        <p>Bidirectional
Ch : Characters
W : Word
P : PoS-tagging</p>
        <p>C : Casing
Max Pooling</p>
        <p>XP</p>
        <p>XW</p>
        <p>Xc
Flatten</p>
        <p>Embedding layers One-hot vector</p>
        <p>Concatenate</p>
        <p>Dense Neural network
T 1</p>
        <p>T2</p>
        <p>T3
...</p>
        <p>Tz</p>
        <p>In order to avoid any possible over-adjustment of the model over the training
set, some dropouts have been applied in both the character level and term level
processing.</p>
        <p>
          – Conv1D output dropout: 0.5
– LSTM-Dropout: 0.5
– LSTM Recurrent Dropout: 0.25
Finally, we used the standard IOB labeling scheme [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] to label the targets. The
first cue of a negation phrase is denoted by B (Begin) and the remaining cues,
if any, with I (Inside). O (Out) indicates that the word does not correspond to
any considered kind of entity.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Post-processing</title>
        <p>After the deep learning architecture, the proposed system includes a post-processing
phase for the correction of frequent errors detected in the development phase.
The stack of rules applied in this phase has consisted of a total of 11 rules
focused mainly on processing those cases where the role of a trigger is modified
by elements such as conjunctions and modifiers such as tan or siquiera among
others. Some of the rules applied are:
– The expression “sin embargo” does not correspond to a negation cue.
– After “,”, “?”, “¿”, “!”, “¡” or “;” any discovered cue is part of another scope.
– The term “no” in expressions such as “no tan”, “hasta que no” or “no
[me|le|te] [ha|han|has|he|...] [Verb] [Quantifier]” doesn’t correspond to a
negation cue.</p>
        <p>All the applied rules have been generated after analyzing the model errors
in the development set, trying to avoid possible generalization errors. Even so,
although some of the rules developed behave effectively in this corpus, these may
not properly represent the complexity of the problem.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Evaluation</title>
      <p>This section describes the results obtained by the proposed system. The
evaluation has been carried out taking into account the evaluation criteria proposed
by the organizers.</p>
      <p>– Punctuation tokens are ignored.
– True positives are counted when the system produces negation elements
exactly as they are in the gold set.
– Partial matches are not counted as False Positive (FP), only as False
Negative (FN).
– False negatives are counted either by the system not identifying negation
elements present in the gold set, or by identifying them partially.
– False positives are counted when the system produces a negation element
not present in the gold set.</p>
      <p>Using the development set to evaluate, Table 1 shows the improvement obtained
before and after taking into account the post-processing phase. Results show
that improvements are obtained in all domains except in “Computers” where
both precision and recall decrease in a remarkable way. The reason for this
behavior comes from a particular rule that is applied incorrectly in some cases,
being more evident in this domain. The applied rule incorrectly considers that
any enumeration of expressions with some negation cue and separated by “,”
correspond to different scopes. However, due to its overall positive influence it
has been finally maintained within the set of rules. Since no solution could be
identified, it was decided to include it in the set due to the global improvement
it implies. The difference in the micro-average F1 values for both cases (89.67%
with rules and 87.88% without rules) shows that the addition of a
postprocessing phase provides remarkable improvements.</p>
      <p>Once we have validated the model, it has been compared with the model
presented by the UNED team in the last edition of the workshop. As Table
2 shows, for both with and without rules, the improvements are quite
noticeable especially in recall. This improvement may be due both to the addition of
the character-based representation model and to the simplification of the casing
model (in the previous model this casing model was represented as an
embedding).</p>
      <p>On the other hand, using the test set, as can be seen in Table 3 the results
of our proposed system are compared with those of CLiC team. Although our
proposed system does not improve the overall results obtained by the CLiC
team, in most cases our system obtains better results in terms of precision, with
the exception of the “car” domain. Regarding recall, the greatest differences
between these two systems are found in domains such as “Books”, “Computers”
and “Phones”. After an analysis of these results, one of the possible conclusions
is that our system does not behave properly when processing certain unseen
samples.</p>
      <p>Domain</p>
      <p>Finally, table 4 shows a comparison of the average results obtained in this
edition of the task A of NegEs workshop. As can be seen, the obtained results
are very competitive, although as we mentioned above, the average recall of the
proposed system is low compared with the obtained precision. However, this
fact is repeated in most of the reported systems. These results may indicate
that systems do not work properly with some kinds of instances unseen during
the training phase. A more detailed analysis would be necessary to draw other
conclusions.
3.1</p>
      <sec id="sec-3-1">
        <title>Error analysis</title>
        <p>After analyzing the output provided by the system for the development set
we found that many of the errors detected by the UNED team with this new
attempt were minimized, especially those cases where there are typos in the
text. The errors detected in multi-term expressions and enumerations have also
been reduced. Some of the detected errors in this new version of the system are
derived from scenarios not covered by the set of rules or negation triggers not
seen during training phase.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Concluding Remarks</title>
      <p>Due to the importance of automatic negation processing in the field of natural
language processing, the detection of negation cues is a very important task. In
this paper we present a revision of a system based on deep learning for the
detection of negation cues in Spanish. In summary, the system consists of a model
based on Deep Learning and a post-processing phase based on the application
of a stack of rules. Considering the results shown, the system achieves a quite
remarkable improvement compared to its predecessor and results are comparable
to those obtained by the rest of the participants, both in this edition and in the
previous one.</p>
      <p>
        Taking into account the results obtained, our future work focuses on
improving the stack of rules in order to solve the errors detected in the development
phase. Another improvement could be to explore the replacement of the output
layer of the Deep Learning model by a CRF. The combination of Bi-LSTM and
CRF has achieved very interesting results in similar tasks [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This work has been partially supported by the Spanish Ministry of Science and
Innovation within the projects PROSA-MED (TIN2016-77820-C3-2-R) and
EXTRAE (IMIENS 2017).</p>
    </sec>
  </body>
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