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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>LTG-Oslo Hierarchical Multi-task Network: The Importance of Negation for Document-level Sentiment in Spanish</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Language Technology Group University of Oslo</institution>
          ,
          <country country="NO">Norway</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <fpage>378</fpage>
      <lpage>389</lpage>
      <abstract>
        <p>This paper details LTG-Oslo team's participation in the sentiment track of the NEGES 2019 evaluation campaign (We make the code available at https://github.com/jbarnesspain/neges_2019.). We participated in the task with a hierarchical multi-task network, which used shared lower-layers in a deep BiLSTM to predict negation, while the higher layers were dedicated to predicting document-level sentiment. The multi-task component shows promise as a way to incorporate information on negation into deep neural sentiment classi ers, despite the fact that the absolute results on the test set were relatively low for a binary classi cation task.</p>
      </abstract>
      <kwd-group>
        <kwd>Sentiment Analysis</kwd>
        <kwd>Negation</kwd>
        <kwd>Multi-task</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Sentiment analysis has improved greatly over the last decade, moving from models
trained on hand-engineered features [
        <xref ref-type="bibr" rid="ref10 ref29">29,10</xref>
        ] to neural models that are trained
in an end-to-end fashion [
        <xref ref-type="bibr" rid="ref34">34</xref>
        ]. The success of these neural architectures is often
attributed to their ability to capture compositionality e ects [
        <xref ref-type="bibr" rid="ref23 ref34">34,23</xref>
        ], of which
negation is the most common and in uential for sentiment analysis [
        <xref ref-type="bibr" rid="ref42">42</xref>
        ]. However,
recent research has shown that these models are still not able to fully resolve the
e ect that negation has on sentence-level sentiment [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Explicit negation detection has proven useful to create features for
lexiconbased sentiment models [
        <xref ref-type="bibr" rid="ref8 ref9">8,9</xref>
        ] and machine-learning approaches to sentiment
classi cation [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]. At the same time, these approaches build upon work on
negation detection as its own task [
        <xref ref-type="bibr" rid="ref18 ref26 ref40">40,26,18</xref>
        ].
      </p>
      <p>
        More recent approaches to sentiment, however, have concentrated on
learning the e ects of negation in an end-to-end fashion. Current state-of-the-art
approaches employ neural networks which implicitly learn to resolve negation, by
either directly training on sentiment annotated data [
        <xref ref-type="bibr" rid="ref34 ref37">34,37</xref>
        ], or by pre-training
the model on a language modeling task [
        <xref ref-type="bibr" rid="ref11 ref31">31,11</xref>
        ]. State-of-the-art neural
methods, however, have not attempted to harness explicit negation detection models
and annotated negation datasets to improve results. We hypothesize that
multitask learning (MTL) [
        <xref ref-type="bibr" rid="ref5 ref7">5,7</xref>
        ] is an appropriate framework to incorporate negation
information into neural models.
      </p>
      <p>
        In this paper, we propose a multi-task learning approach to explicitly
incorporate negation annotated data into a neural sentiment model. We show that
this approach improves the nal result on the 2019 NEGES shared task [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ],
although our model performs weakly in absolute terms.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>In this section, we brie y review previous work that is relevant to (i ) attempts
to use negation information in sentiment analysis, (ii ) research on negation
detection as a separate task, and (iii ) multi-task learning.
2.1</p>
      <sec id="sec-2-1">
        <title>Negation informed Sentiment Analysis</title>
        <p>
          Negation is a pervasive linguistic phenomenon which has a direct e ect on the
sentiment of a text [
          <xref ref-type="bibr" rid="ref42">42</xref>
          ]. Take the following example from the SFU
ReviewSPNeg training data, where the negation cue is shown in bold and the scope is
underlined.
        </p>
        <p>Example 1.</p>
        <p>El hotel esta situado en la puerta de toledo, no esta lejos del centro.</p>
        <p>The English translation is \The hotel is located at the puerta de toledo, it
is not far from the center." A sentiment classi cation model must be able to
identify the relevant sentiment words (in this case \lejos del centro"), negation
cues (\no"), and resolve the scope in order to correctly predict that this sentence
expresses negative polarity. Intuitively, a sentiment model that has access to
negation scope information should perform better than a non-informed version.</p>
        <p>
          The rst approaches to detecting negation scope for sentiment used heuristics,
such as assuming all tokens between a negation cue and the next punctuation
mark are in scope [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ]. However, this simpli cation does not work well on noisy
text, such as tweets, or texts that use more complex syntax, such as those in the
political domain.
        </p>
        <p>
          Later research showed that using machine-learning techniques to detect the
scope of negation could improve both lexicon-based [
          <xref ref-type="bibr" rid="ref8 ref9">8,9</xref>
          ] and machine learning
[
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] classi cation of sentiment.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Negation detection</title>
        <p>Approaches to negation analysis often decompose the task into two sub-tasks,
performing (i) negation cue detection, followed by (ii) scope detection.</p>
        <p>
          Much work was done within the biomedical domain [
          <xref ref-type="bibr" rid="ref25 ref27 ref39">25,27,39</xref>
          ] due largely to
the availability of the BioScope corpus [
          <xref ref-type="bibr" rid="ref40">40</xref>
          ], which is annotated for negation cues
and scopes. The *SEM shared task [
          <xref ref-type="bibr" rid="ref26">26</xref>
          ] instead focused on detection of negation
cues and scopes in a corpus of sentences taken from the works of Aurthur Conan
Doyle.
        </p>
        <p>
          Traditional approaches to the task of negation detection have typically
employed a wide range of hand-crafted features describing a number of both lexical,
morphosyntactic and even semantic properties of the text [
          <xref ref-type="bibr" rid="ref12 ref22 ref28 ref33 ref41">33,28,22,41,12</xref>
          ].
More recently, research has moved towards using neural models such as CNNs
[
          <xref ref-type="bibr" rid="ref32">32</xref>
          ], feed-forward networks, or LSTMs [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], nding that these architectures often
outperform the previous methods, while requiring less hand-crafting of features.
2.3
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Multi-task learning</title>
        <p>
          Multi-task learning (MTL) is an approach to machine learning where a single
model is trained simultaneously on two tasks. By restricting the search space of
possible representations to those that are predictive for both tasks, we attempt
to give the model a useful inductive bias [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ].
        </p>
        <p>
          Hard parameter sharing [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], which assumes that all layers are shared between
tasks except for the nal predictive layer, is the simplest way to implement a
multi-task model. When the main task and auxiliary task are closely related, this
approach has been shown to be an e ective way to improve model performance
[
          <xref ref-type="bibr" rid="ref2 ref24 ref30 ref7">7,30,24,2</xref>
          ]. On the other hand, [
          <xref ref-type="bibr" rid="ref35">35</xref>
          ] nd that it is better to make predictions for
low-level auxiliary tasks at lower layers of a multi-layer MTL setup. They also
suggest that under the hard-parameter framework auxiliary tasks need to be
su ciently similar to the main task for MTL to improve over the single-task
baseline.
        </p>
        <p>In this work, we implement a multi-task learning where the lower layers of
a deep neural network are shared for the main and auxiliary tasks (in our case
sentiment classi cation and negation detection, respectively), while higher layers
are allowed to adapt to the main task.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Model</title>
      <p>We propose a hierarchical multi-task model (see Figure 1) which relies on a
BiLSTM to create a representation for each sentence in a document, and a
second BiLSTM to aggregate these sentence representations into a full document
representation. In this section, we rst describe the negation submodel, then the
sentiment submodel, and nally the multi-task model.
3.1</p>
      <sec id="sec-3-1">
        <title>Negation Model</title>
        <p>In previous work on negation detection, it is common to model negation scope
as a two step process, where rst the negation cues are identi ed, and then
negation scope is determined. However, we hypothesize that within a multi-task</p>
        <p>Sentiment Classification</p>
        <p>Softmax
Max Pooling</p>
        <p>BiLSTM
Max Pooling</p>
        <p>Max Pooling</p>
        <p>Max Pooling
BiLSTM</p>
        <p>BiLSTM</p>
        <p>BiLSTM</p>
        <p>Embedding Layer
Sentence 1</p>
        <p>Sentence 2</p>
        <p>Sentence 3</p>
        <p>Negation Scope Detection</p>
        <p>CRF Tagger
framework, it is more bene cial for a network to learn to both identify cues and
resolve scope jointly. Therefore, we model negation as a sequence labeling task
with BIO tags. In the cases where there are more than one negation scope in
a sentence that overlap, we atten these multiple representations, as shown in
Figure 2. The negation model, therefore, attempts to identify all cues and all
scopes in a sentence at the same time. Note that scopes can also begin before
the negation cue and also be discontinuous. While this is an oversimpli cation of
the full negation scope task, we argue that in order to classify sentiment, it is
enough for a model to know which tokens are negated.</p>
        <p>The negation model is comprised of an embedding layer which embeds the
tokens for each sentence. The embeddings pass to a bidirectional Long Short-Term
Memory module (BiLSTM), which creates contextualized representations of each
word. A linear chain conditional random eld (CRF) uses the output of the
BiLSTM layer as features. We use Viterbi decoding and minimize the negative
log likelihood of CRF predictions.</p>
        <p>Es
negation labels: O</p>
        <p>BIO labels: O
que no</p>
        <p>O CUE1
O B_cue
nos ayudó ,
N1 N1 O
B_neg I_neg O
y luego ni siquera llamó
O O CUE2 CUE2 N2
O O B_cue I_cue B_neg
Fig. 2: An example of the negation which has been converted to BIO labels.
Although the example here shows two negation structures where the cue is at the
beginning of the scope, there are also examples where the scope begins before
the cue or is discontinuous.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Sentiment Model</title>
        <p>As mentioned above, the sentiment model uses a hierarchical approach. For each
sentence in a document, we rst extract features with a BiLSTM. We take the
max of the BiLSTM output as a representation for the sentence. This is then
passed to a second BiLSTM layer, after which we again take the max. We use
a softmax layer to compute the sentiment predictions for each document and
minimize the cross entropy loss. As a baseline, we train a single-task sentiment
model (STL) on the available sentiment data.
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Multi-task Model</title>
        <p>For the hierarchical multi-task model (MTL), we train both tasks simultaneously
by sequentially training the negation classi cation model for one full epoch and
then training the sentiment model. We use Adam as an optimizer, and a dropout
layer (0.3) after the embedding layer to regularize the model, as this is common
for both the main and auxiliary tasks.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Experimental Setup</title>
      <p>Given that neural models are sensitive to random initialization, we perform
ve runs for each model on the development data with di erent random seeds
and report both mean accuracy and standard deviation across the ve runs. As
the nal submission required a single prediction for each document, we take
a majority vote of the ve learned classi ers in order to provide an ensemble
prediction.</p>
      <p>Besides the proposed STL and MTL models, we also compare with a baseline
(BOW) which uses an L2 regularized logistic regression classi er trained on a
bagof-words representation of the documents. We choose the optimal C parameter
on the development data.
4.1</p>
      <sec id="sec-4-1">
        <title>Dataset</title>
        <p>
          The SFU ReviewSP-NEG dataset [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ] provided in the shared task contains 400
Spanish-language reviews from eight domains (books, cars, cellphones, computers,
hotels, movies, music, and washing machines) which also contain annotations for
negation cues, negation scope, and relevance of the negation to sentiment. The
participants were provided with the train and dev splits, while the test split was
kept from participants until after the nal results were posted. Table 1 shows
the statistics of the dataset.
        </p>
        <p>
          Previous work [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] reported Macro F1 score of 75.89 when using a Bayesian
logistic regression classi er trained with bag-of-words features plus negation
features that indicate that negation changes the polarity of the negated phrase.
However, these results are not comparable to those obtained in the shared task,
as the authors evaluated their model using 10-fold cross-validation and not on
the test set provided by the organizers. Additionally, they had access to negation
information in the test set, which participants in the shared task do not.
As we only had access to the gold labels on the development set, we report the
mean and average accuracy of all three models (BOW, STL, MTL) in Table
2. Additionally, we show the o cial accuracy score of the MTL model on the
test set1. BOW and STL achieve the same performance, with 71.4 accuracy on
the dev set. MTL improves 1.1 percentage points over the other two models on
the dev set, and reaches 66.2 accuracy on the test set. In absolute terms, the
performance of all models is weak for a binary document-level classi cation task.
This is likely due to the small number of training examples available, as well
as the number of domains, which has been shown to be more problematic for
machine-learning approaches than lexicon-based approaches [
          <xref ref-type="bibr" rid="ref36">36</xref>
          ].
4.3
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>Error Analysis</title>
        <p>Given that the classi cation task is performed at document-level, it is often
di cult to determine what exactly was the cause of a change in prediction from
one model to another. Instead, Figure 3 shows a relative confusion matrix of the
development results, where positive numbers (dark purple) indicate that the MTL
1 Note that we do not have access to the gold sentiment or negation labels on the test
set, so we cannot perform multiple runs, but must rely on the organizers evaluation.
model made more predictions in that square than the STL model and negative
numbers (white) indicate fewer predictions. On the development data, the MTL
model tends to help with the negative class, while adding little to the positive
class. The number of negation structures per class (shown in Table 3) shows that
there are more negation structures in documents labeled with negative sentiment
in the development set, which seems to corroborate the idea that the MTL model
is able to use negation information to improve the results on the negative class.</p>
        <p>Predicted label
l
e
b
a
l
e
u
r
T
Pos
3
0
Pos
In this paper, we have detailed our participation in the 2019 Neges shared task.
Our approach, the hierarchical multi-task negation model, did not give a strong
performance in absolute numbers on the test set (66% accuracy), but does indicate
that multi-task learning is an appropriate framework for incorporating negation
information into sentiment models, improving from 71.4 to 72.5 accuracy on the
development set.</p>
        <p>
          The hierarchical RNN model used in this participation is similar to strong
performing approaches at sentence-level. However, it is not clear that it is the
most adequate model for document-level classi cation. Convolutional neural
networks [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] or self-attention networks [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] have shown good performance for
text classi cation and may be better models for document-level sentiment tasks.
        </p>
        <p>
          Additionally, the small training set size for the sentiment task (271 documents)
and number of domains (8) complicates the use of deep neural architectures.
Lexicon-based and linear machine-learning approaches have shown to perform
quite well under these circumstances [
          <xref ref-type="bibr" rid="ref36 ref9">36,9</xref>
          ]. In the future, it would be interesting
to use distant supervision [
          <xref ref-type="bibr" rid="ref15 ref38">38,15</xref>
          ] to augment the sentiment signal, or cross-lingual
approaches [
          <xref ref-type="bibr" rid="ref3 ref6">6,3</xref>
          ] to improve the results.
        </p>
        <p>
          In this work we have only explored using a sequence-labeling approach to
negation scope. It would be interesting to incorporate state-of-the-art negation
scope models [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] into a multi-task setup.
        </p>
        <p>Finally, the SFU ReviewSP-NEG dataset has several additional levels of
annotation, i.e. if a negation structure changes the polarity of the tokens in scope
or the nal polarity after negation. Future work should explore the use of this
information further.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>This work has been carried out as part of the SANT project, funded by the
Research Council of Norway (grant number 270908).</p>
    </sec>
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