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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Emoji-Aware Attention-based Bi-directional GRU Network Model for Chinese Sentiment Analysis</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Da Li</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rafal Rzepka</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michal Ptaszynski</string-name>
          <email>ptaszynski@cs.kitami-it.ac.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kenji Araki</string-name>
          <email>arakig@ist.hokudai.ac.jp</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, Kitami Institute of Technology</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Graduate School of Information Science and Technology, Hokkaido University</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>RIKEN Center for Advanced Intelligence Project</institution>
          ,
          <addr-line>AIP</addr-line>
        </aff>
      </contrib-group>
      <fpage>11</fpage>
      <lpage>18</lpage>
      <abstract>
        <p>Nowadays, social media has become the essential part of our lives. Pictograms (emoticons/emojis) have been widely used in social media as a medium for visually expressing emotions. In this paper, we propose a emoji-aware attention-based GRU network model for sentiment analysis of Weibo which is the most popular Chinese social media platform. Firstly, we analyzed the usage of 67 emojis with facial expression. By performing a polarity annotation with a new “humorous type” added, we have confirmed that 23 emojis can be considered more as humorous than positive or negative. On this basis, we applied the emojis polarity to a attentionbased GRU network model for sentiment analysis of undersized labelled data. Our experimental results show that the proposed method can significantly improve the performance for predicting sentiment polarity on social media.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Today, many people share their lives with their friends by
posting status updates on Facebook, sharing their holiday
photos on Instagram or tweeting their views via Twitter or
Weibo - the biggest Chinese social media network that was
launched in 2009. Social media data contains a vast amount
of valuable sentiment information not only for the
commercial use, but also for psychology, cognitive linguistics or
political science [Li et al., 2018a].</p>
      <p>Over the past decade, sentiment analysis of microblogs
became an important area of research in the field of Natural
Language Processing. Study of sentiment in microblogs in
English language has undergone major developments in
recent years [Peng et al., 2017]. Chinese sentiment analysis
research, on the other hand, is still at early stage [Wang et
al., 2013] especially when it comes to utilizing lexicons and
considering pictograms.</p>
      <p>Recently, emojis have emerged as a new and widespread
aspect of digital communication, spanning diverse social
networks and spoken language. For example, “face with
tears of joy” (an emoji that means that somebody is in an
extremely good mood) was regarded as the 2015 word of
the year by The Oxford Dictionary [Moschini, 2016]. In our
opinion, ignoring pictograms in sentiment research is
unjustifiable, because they convey a significant emotional
information and play an important role in expressing moods and
opinions in social media [Novak et al., 2015; Guibon et al., 2016;
Li et al., 2019].</p>
      <p>Furthermore, we also noticed that when people use emojis,
they tend to express a kind of humorous emotion which is
difficult to be easily classified as positive or negative. It seems
that some pictograms are used just for fun, self-mockery or
jocosity which expresses an implicit humor which might be
characteristic to Chinese culture. Figure 1 shows an example
of a Weibo microblog posted with emojis. In the third line of
the post, (ning meng ren1) is a new word that appeared
in early 2019 on Chinese social media and means “lemon
man”. Accordingly, to address this new popular phrase,
was added to the pictogram repoitoare by social media
companies in January 2019. This lemon with a sad face is also
called “lemon man” which expresses the same emotion as
slang ning meng ren – “sour grapes” or “jealous of someone’s
success”. This entry seems to convey a humorous nuance of
a pessimistic attitude. Emojis seem to play an important role
in expressing this kind of emotions. There is a high
possibility that this phenomenon can cause a significant difficulty in
sentiment recognition task.</p>
      <p>To address this phenomenon, in this paper we focus on
the emojis used on Weibo in order to establish if pictograms
improve sentiment analysis by recognizing humorous entries
which are difficult to polarize. Because the emojis probably
play an equal or sometimes even more important role in
expressing emotion than textual features, we analyzed the
characteristics of emojis, and report on their evaluation while
dividing them into three categories: positive, negative and
humorous. We also noticed that among the resources of Chinese
social media sentiment analysis, the labelled Weibo data sets
containing emojis are extremely rare which makes
considering them in machine learning approaches difficult. To resolve
this problem, we propose a novel attention-based GRU
network model using emoji polarity to improve sentiment
analysis on smaller annotated data sets. Our experimental results
show that the proposed method can significantly improve the
1In this paper we use italic to indicate romanization of Chinese
language (pinyin).</p>
    </sec>
    <sec id="sec-2">
      <title>Related Research</title>
      <p>Tan and Zhang conducted an empirical study of sentiment
categorization on Chinese documents [Tan and Zhang, 2008].
They tested four features – mutual information, information
gain, chi-square, and document frequency; and five learning
algorithms: centroid classifier, k-Nearest Neighbor, Winnow
classifier, Na¨ıve Bayes (NB) and Support Vector Machine
(SVM). Their results showed that the information gain and
SVM achieved the best results for sentiment classification
coupled with domain or topic dependent classifiers. There are
also researchers who have combined the machine learning
approach with the lexicon-based approach. [Chen et al., 2015]
proposed a novel sentiment classification method which
incorporated existing Chinese sentiment lexicon and
convolutional neural network. The results showed that their approach
outperforms the convolutional neural network (CNN) model
only with word embedding features [Kim, 2014]. However,
all these approaches did not consider emojis.</p>
      <p>In 2017, Felbo and collegues [Felbo et al., 2017] proposed
a powerful system utilizing emojis in Twitter sentiment
analysis model called DeepMoji. They trained 1,246 million
tweets containing at least one of 64 common emojis with
Bi-directional Long Short-Term Memory (Bi-LSTM) model
and applied it to interpret the meaning behind the online
messages. DeepMoji is also one of the most advanced
sarcasmdetecting models and irony reverses the emotion of the literal
text, therefore sarcasm-detecting capability can play a
significant role in sentiment analysis, especially in case of social
media. Although sarcasm and irony tend to convey negative
emotions in general, we found that in Chinese social media
(Weibo in our example), in addition to the expression of
positive and negative emotions, people tend to express a kind of
humorous emotion that escapes the traditional bi-polarity.</p>
      <p>In their research, [Li et al., 2018b] analyzed the usage of
the emojis with facial expression used on Weibo. They asked
12 Chinese native speakers to label these emojis by applying
one of three following categories: positive, negative and
humorous. They have confirmed that 23 emojis can be
considered more as humorous than positive or negative. On this
basis, they used the emoji polarities (see Table 1) in a long
shortterm memory recurrent neural network (called EPLSTM) for
sentiment analysis also on undersized labelled data. [Chen
et al., 2018] proposed a novel scheme for Twitter sentiment
analysis with extra attention on emojis. They first learned
bipolarity emoji embeddings under positive and negative
sentimental tweets individually, and trained a sentiment
classifier by attending on these bi-polarity emoji embeddings with
an attention-based long short-term memory network (LSTM).
Their experiments shown that the bi-polarity embedding was
effective for extracting sentiment-aware embeddings of
emojis. However, humorous posts of social media were not
considered in their paper.</p>
      <p>An attention-based mechanism usually has been used to
improve neural machine translation (NMT) by selectively
focusing on parts of the source sentence during translation.
[Luong et al., 2015] examined two simple and effective classes of
attentional mechanism: a global approach which always uses
all source words and a local one that only looks at a subset of
source words at a time. Their proposed model using different
attention architectures has established a new state-of-the-art
result.</p>
      <p>Attention-based neural network has also been applied to
classification task. Zhou and the others [Zhou et al., 2016]
proposed attention-based bidirectional long short-term
memory networks (AttBLSTM) to capture the most important
semantic information from a sentence. The experimental
results on the SemEval-2010 relation classification task have
shown that their method outperforms most of the existing
methods. [Yang et al., 2016] proposed hierarchical attention
networks (HAN) for classifying documents. Their model
progressively builds a document vector by aggregating important
words into sentence vectors and then aggregating important
sentences vectors to document vectors. Experimental results
demonstrate that proposed model performs significantly
better than previous methods. Results illustrate that this model
is effective in choosing out important words also in our study
and we decided to adopt it.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Emoji-Aware Attention-based GRU</title>
    </sec>
    <sec id="sec-4">
      <title>Network Approach</title>
      <p>Inspired by the above-mentioned works, in this paper, we
applied emoji polarity to an attention-based bi-directional GRU
network model (EAGRU, where “E” stands for Emojis) for
sentiment classification of Weibo undersized labelled data.
The architecture of the proposed method for sentiment
classification is shown in Figure 2.
3.1</p>
      <sec id="sec-4-1">
        <title>GRU sequence encoder</title>
        <p>The Gated Recurrent Unit [Bahdanau et al., 2014] is a
gating mechanism to track the state of sequences without using
separate memory cells. There are two types of gates: the
reset gate rt and the update gate zt. They together control how
information is updated to the state. At time t, the GRU
computes the new state as:
where xt is the sequence vector at time t. The candidate
state eht is computed in a way similar to a traditional recurrent
neural network (RNN):
eht = tanh(Whxt + rt
(Uhht 1) + bh)</p>
        <p>Here rt is the reset gate which controls how much the past
state contributes to the candidate state. If rt is zero, then it
forgets the previous state. The reset gate is updated as
follows:
rt =</p>
        <p>(Wrxt + Urht 1 + br)
3.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Word attention</title>
        <p>Considering that the entries of Weibo are sentences of less
than 140 words, in contrast to related work of [Yang et al.,
2016], in our research we focus on sentence-level social
media sentiment classification. Assuming that a sentence si
contains Ti words, wit with t 2 [1; T ] represents the words in the
ith sentence. Our proposed model projects a raw Weibo post
into a vector representation, on which we build a classifier to
(1)
(2)
(3)
(4)
perform sentiment classification. In the below, we introduce
how we build the sentence level vector progressively from
word vectors by using the attention structure.</p>
        <p>Given a post with words wit; t 2 [0; T ], we first vectorize
the words through an embedding matrix We; xij = Wewij .
We use a bidirectional GRU [Bahdanau et al., 2014] to
address word annotations by summarizing information from
both directions from words, and therefore incorporate the
contextual information in the annotation. The bidirectional
GRU contains the forward GRU !f which reads the sentence
si from wi1 to wiT and a backward GRU f which reads from
wiT to wi1:</p>
        <p>xit = Wewit; t 2 [1; T ]
!
h it = GR!U (xit); t 2 [1; T ]
h it = GRU (xit); t 2 [T; 1] (7)
We obtain an annotation for a given word wit by
concate!
nating the forward hidden state h it and backward hidden
!
state h it, for example, hit = [ h it; h it], which summarizes
the information of the whole sentence centered around wit.
Not all words contribute equally to the representation of the
Weibo entry meaning. Hence, we introduce attention
mechanism to extract words which are important to the meaning of
the post and show how we calculate the total of the
representation of those informative words to form a sentence vector.
Specifically,
(5)
(6)
(8)
(9)
(10)
(11)
3.3</p>
      </sec>
      <sec id="sec-4-3">
        <title>Emoji polarity</title>
        <p>In order to predict sentiment category of Weibo posts
considering the influence of emojis for Chinese social media
sentiment analysis, we assign a hyper-parameter 1 to the
probability of the deep learning model’s softmax output S(zi). At
the same time, we apply the labelled emojis from the work of
[Li et al., 2018b] as polarity P e, and assign a hyper-parameter
2. P becomes the final probability output of the
classification:</p>
        <p>P =
1S(zi) + 2Pe
(13)
where the summation of 1 and 2 is equal to 1.</p>
        <p>As a result, we can obtain the sentiment probability of a
Weibo post which considers the effect of emojis.
4</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Experiments</title>
      <p>In order to verify the validity of our proposed method, we
performed series of experiments described below.
4.1</p>
      <sec id="sec-5-1">
        <title>Preprocessing</title>
        <p>Initializing word vectors with those obtained from an
unsupervised neural language model is a popular method to
improve performance in the absence of a large supervised
training set. For our experiment we collected a large dataset
(7.6 million posts) from Weibo API from May 2015 to July
2017 to be used in calculating word embeddings. Firstly, we
deleted images and videos, treating them as noise. Secondly,
we used Python Chinese word segmentation module Jieba2 to
segment the sentences of the microblogs, and fed the
segmentation results into the word2vec model [Mikolov et al., 2013]
for training word vectors. The vectors have dimensionality of
300 and were trained using the continuous skip-gram model.</p>
        <p>When we collected microblog data, we discovered that
Weibo emojis are converted by API into textual tags, for
example, will be convert into (“smile”). This
provided us with the possibility of representing emojis in word
embedding. Therefore, we transformed the 109 Weibo
emojis (see Figure 3) into Chinese characters, and converted them
into textual features for word embedding. Several examples
are shown in Table 2.</p>
        <p>Next, we collected 4,000 Weibo posts containing
ambiguous eight emojis ( , , , , , , , ),
ensuring each entry has only one pictogram of a given type (cases
with more emojis of the same type were allowed). To use
these posts as our training data, we asked three Chinese
native speakers to annotate them into three categories:
“positive”, “negative”, and “humorous”. After one annotator
labelled polarities of all posts, two other native speakers
confirmed correctness of his annotations. Whenever there was
a disagreement, all decided the final polarity through
discussion.</p>
        <p>2https://github.com/fxsjy/jieba
uit = tanh(Wwhit + bw)
it =</p>
        <p>exp(uiTtuw)
Pt exp(uiTtuw)
si = X</p>
        <p>ithit
t</p>
        <p>We first feed the word annotation hit through a one-layer
MLP to get uit as a hidden representation of hit, then we
measure the importance of the word as the similarity of uit
with a word level context vector uw and get a normalized
importance weight it through a softmax function.
Secondly, we compute the sentence vector si as a weighted sum
of the word annotations based on the weights. The
context vector uw can be seen as a high level representation
of a fixed query the informative word over the words like
those used in memory networks [Sukhbaatar et al., 2015].
The word context vector uw is randomly initialized and
jointly learned during the training process. The outputs of
softmax layer S(zi) are the probabilities of each category.
The softmax function is defined as follows [Bridle, 1990;
Merity et al., 2016]:</p>
        <p>S(zi) =</p>
        <p>ezi</p>
        <p>Pij=1 ezj
where the input of softmax layer zi is defined as:
zi = wix + bi (12)
and where w is the weight and b is bias, both of them
calculated during the model training process.
We trained our EAGRU model with 10 epochs and the
performance achieved the highest value when the dropout rate
was 0.5. The validity of the model was examined by holdout
method (90%/10%, training/validation). In general tanh was
used as the activation function and softmax was the network
output activation function.
4.3</p>
      </sec>
      <sec id="sec-5-2">
        <title>Baselines</title>
        <p>We compare our EAGRU method with several baseline
methods, including traditional deep learning approaches such as
convolutional neural network and long short-term memory
recurrent neural network.</p>
      </sec>
      <sec id="sec-5-3">
        <title>Convolutional Neural Network</title>
        <p>Convolutional neural networks (CNN) utilize layers with
convolving filters that are applied to local features [LeCun et
al., 1998]. Originally invented for computer vision, CNN
models have subsequently shown to be effective for NLP and
have achieved superior results in semantic parsing [Yih et al.,
2014], search query retrieval [Shen et al., 2014], sentence
modeling [Kalchbrenner et al., 2014], and other traditional
NLP tasks.</p>
        <p>We experimented with the CNN architecture proposed in
[Kim, 2014] and applied our emoji polarities to this model.</p>
        <p>The CNN model considering Emoji Polarities (EPCNN)
was trained with 10 epochs and the dropout rate was 0.5 (the
same as in the proposed method), the filter size was 32 and
number of strides was 2. As the activation functions, we used
RELU in general, and the network output activation function
was softmax.</p>
      </sec>
      <sec id="sec-5-4">
        <title>Long Short-Term Memory Recurrent Neural Network</title>
        <p>Long short-term memory recurrent neural network (LSTM)
[Hochreiter and Schmidhuber, 1997] is well-suited to
classifying, processing and making predictions based on time series
data, since there can be lags of unknown duration between
important events in a time series [Eyben et al., 2010].</p>
        <p>We utilized EPLSTM proposed in [Li et al., 2018b] trained
with 10 epochs and the dropout rate was 0.5 identical with
our proposed method. The validity of the model was
examined by holdout method (90%/10%, training/validation). The
network output activation function was also softmax.
4.4</p>
      </sec>
      <sec id="sec-5-5">
        <title>Performance Test</title>
        <p>Using a trained word2vec model, we passed word vectors of
training data into the three deep learning models for training.
We collected and annotated 180 Weibo entries with the eight
emojis mentioned above as a testing set, deleting images and
videos. Then we used the proposed method to calculate
probabilities of each category and confirmed the precision, recall
and F1-score. Because we assumed that in emotion
expression emojis might play an equal or greater role than text, in
our experiment we set the hyper-parameters 1 and 2 to 0.4
and 0.6 respectively.</p>
        <p>We compared the results of sentiment classification by
deep learning approaches with and without considering emoji
polarities. Results of deep learning models without emojis are
shown in Table 3. Table 4 introduces results of two traditional
deep learning approaches where emoji polarities were
considered, and the results of our proposed method. Table 5
describes the comparison of F1-scores of the above-mentioned
methods.</p>
        <p>The results proved that our proposed method is more
effective than traditional neural network-based solutions. Limited
to small annotated data, the precision of the sentiment
classification was relatively low, but thanks to considering emoji,
the F1-score of each category outperformed previous
methods without considering emojis by 6.93 (humorous), 7.41
(negative) and 7.19 (positive) percentage points. Our
proposed emoji-aware attention-based GRU network approach
has improved the performance showing that low-cost,
smallscale data labeling is sufficient to outperform widely used
state-of-the-art when emoji information is added to the deep
learning process.
5</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Discussion</title>
      <p>In our proposed approach, we paid attention to emojis in
microblogs and investigated how adding pictogram features to a
attention-based GRU network model for recognizing
humorous posts which are problematic in sentiment analysis.
Figure 4 presents an example of a microblog which was correctly
classified by our proposed method as “humorous” while the
baseline recognized it incorrectly as a positive one.</p>
      <p>This and similar entries were usually posted as a comment
a GIF or video showing a referee who displays her or his skills
in basketball by performing a slam dunk. This post seems to
express an implied humorous nuance of exaggerated surprise
when the poster saw how good the referee was. Because this
expression is accompanied by emoji, it improves the
performance of classification and predicts the implicit humorous
meaning.</p>
      <p>Error analysis showed that some posts were wrongly
predicted due to ambiguous usage of emojis which brought
clearly negative impact on the results. In Figure 5 we show
an example of such misclassification into “positive”
category annotated as “humorous” by annotators. was
considered as more positive than humorous by our annotators
(67%/0%/33%, positive/negative/humorous). It seems that
this particular user wrote a joke just for fun, however, our
proposed method was misguided by this “smirking” emoji.
Therefore, we plan to increase the number of evaluators for
annotating Weibo emojis in fine-grained humorous emotion
to enhance the reliability of the polarity of emojis.
6</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions and Future Work</title>
      <p>In this paper, we applied information on sentiment of
emojis to a attention-based GRU network model for sentiment
analysis of undersized labelled data. Our experimental results
show that the proposed method can significantly improve the
F1-score for predicting sentiment polarity on Weibo.</p>
      <p>For improving the performance of our proposed method,
in the near future we are going to increase the amount of
labelled data to acquire the hyperparameters automatically by
machine learning approaches. Furthermore, we need to
increase the number of evaluators for annotating Weibo emojis
and Weibo data for more fine-grained categorization of
humorous posts to enhance the reliability of our experiments.
We also plan to add image processing for classifying stickers
which also seem to convey rich emotional information.</p>
      <p>Our ultimate goal is to investigate how much the newly
introduced features are beneficial for sentiment analysis by
feeding them to a deep learning model which should allow
us to construct a high-quality sentiment recognizer for wider
spectrum of sentiment in Chinese language.
7</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgment</title>
      <p>This work was supported by JSPS KAKENHI Grant Number
17K00295.</p>
    </sec>
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