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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Ontology-enabled Analysis of Study Populations</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Shruthi Ch</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>N. Agu</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>s P. M</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kristin P. B</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>IBM Research</institution>
          ,
          <addr-line>Cambridge, MA</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Rensselaer Polytechnic Institute</institution>
          ,
          <addr-line>Troy, NY 12180</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We address the problem of modeling study populations in research studies in a declarative manner. Research studies often have a great degree of variability in the reporting of population descriptions. To make study populations easily accessible for decision making related to study applicability, we will show the usage of our ontology-enabled prototype system in different applications. Our system leverages our Study Cohort Ontology and the related cohort Knowledge Graph (as described in our accepted resource track paper). We aim to address three retrospective population analysis scenarios, designed to specifically determine the study match, study limitations, and evaluate the study quality. We also provide visualizations of a patient (or patient population) to a treatment arm. In addition, for each guideline recommendation that depends upon a study, we provide a summary of the relevant study's cohort description. We describe some of our applications and their potential impacts. Resource Website: https://tetherless-world.github.io/study-cohort-ontology/</p>
      </abstract>
      <kwd-group>
        <kwd>Ontology Development</kwd>
        <kwd>Analytics supported by Knowl- edge Graphs</kwd>
        <kwd>Determination of Study Applicability</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>3Treatment recommendations in Clinical Practice Guidelines (CPG) are often
supported by evidence from clinical trials and observational case studies
(collectively referred to as research studies). When medical practitioners are
determining whether a study applies to their patient, they may consider the similarity
of the study population to their patient. Characteristics of population
descriptions are reported in tabular formats, often in the first table of research studies,
more popularly called Table 1s. These Table 1s contain summarized descriptive
statistics of characteristics (e.g., demographics, and anthropometric properties)
for a set of study subjects belonging to treatment arms in the study. We
developed the Study Cohort Ontology (SCO), reusing terms from existing biomedical
3 Copyright c 2019 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
ontologies to build a conceptualization of the study subject collections, the
associated characteristics and the descriptive statistics on them. Through RDF
knowledge graphs (KGs) modeled on SCO, we represented the Table 1s of 20
research studies that are cited in the Pharmacologic Interventions (Chapter 8) and
the Cardiovascular Complications (Chapter 9) of the American Diabetes
Association (ADA) Standards of Medical Care 2018 CPG.4 Our ontology development
and KG modeling approach are described in greater detail in our resource track
paper, and in this poster we elaborate on the applications enabled by our
semantic modeling.</p>
      <p>Through the suggestions and validation of the medical practitioner on our team,
we design and address three scenarios of clinical relevance by our
ontologyenabled system: (1) study match - determine if a study population is similar to
a given patient, (2) study limitation - expose population underrepresentations,
and (3) study quality evaluation - analyze Table 1s to check for conformance to
required best practices. Additionally, through KGs, we support cohort similarity
visualizations, in which we overlay patient records against the treatment arms,
that serve as quick comparisons for a study match. SCO also contributes to the
larger goal of the Health Empowerment by Analytics, Learning, and Semantics
(HEALS) project.5 In HEALS, we are also developing a guideline provenance
(G-Prov) ontology to model the provenance behind guideline recommendations.
We depict a use case integrating the two ontologies to summarize population
descriptions of research studies backing a guideline recommendation.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Existing ontologies (e.g., [
        <xref ref-type="bibr" rid="ref2 ref3">3,2</xref>
        ]) for scientific literature (medical in particular)
have been largely focused on addressing study design methods and do not
specifically address cohort modeling scenarios. ProvCaRe, an “Ontology for provenance
+ healthcare research"[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], has some level of support for study data, which is
limited to the study inclusion and exclusion criteria. However, their vocabulary
doesn’t handle the granularity and associations necessary to model the
characteristics and descriptive statistics recorded on study populations. Through SCO,
we support the modeling of aggregations on study populations at a
diseaseagnostic level. Additionally, our semantic modeling of baseline characteristics of
populations enable retrospective population analyses and other patient matching
capabilities, as described in section 3.
3
3.1
      </p>
    </sec>
    <sec id="sec-3">
      <title>Applications</title>
      <sec id="sec-3-1">
        <title>Population Analysis Scenarios</title>
        <p>Each of our population analysis scenarios (introduced in section 1) are
implemented by SPARQL queries to our cohort KGs. On our resources website, we
4 View the ADA 2018 CPG at: https://diabetesed.net/wp-content/uploads/2017/
12/2018-ADA-Standards-of-Care.pdf
5 HEALS: https://idea.tw.rpi.edu/projects/heals
have an example SPARQL query for a competency question for each of the
scenarios. During our bottom-up approach to construct SCO and the cohort KGs,
we found that we can broadly model Table 1s’ content as the modeling of
collections (i.e., study arms or categorical variables such as race) of study subjects,
their characteristics, and the descriptive statistics associated with
characteristics recorded on these collections. These templates, that are elaborated on in
our resource track paper, provide the flexibility to easily frame SPARQL queries
to identify the study bias, ascertain study match and determine study quality,
etc. We were able to find a general underrepresentation of older adults above 70
( 50%) and a lack of large, clinical trial studies (with population size 1000).
Our current set of competency questions serve as a proof of concept in our ability
to draw interesting and medically relevant conclusions about study populations
that can assist medical practitioner. We are working on adding more competency
questions to each class of population analysis scenario.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Cohort Similarity Visualizations</title>
        <p>Another use case includes our visualizations, star plots that serve as quick
determiners of patient fit to a study and are generated on a per patient, and per study
arm basis. These plots are generated by a Python script that triggers a SPARQL
query to a Blazegraph endpoint to retrieve continuous variables of treatment
arms from the cohort KG. Additionally, patient data for these same sets of
variables are also retrieved in the script. In the absence of actual EHR data, we
evaluated using representative diabetic patients from the National Health and
Nutrition Examination Survey (NHANES) dataset.6 We are exploring other
visualization strategies for categorical variables. As seen from the star plot in Fig.
1, we map the distributional spread of the variables from the treatment arms
(i.e. mean +/- standard deviation, median and interquartile ranges) against
patient values for each of these variables. For example, on the age axis, we see that
participants in the Metformin arm had an average age of 53 +/- 14 and the
patient’s age ( 65) fell within this spread.
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Visualizing the application of G-Prov and SCO</title>
        <p>In general, population health managers (PHM) aim to improve the overall health
outcomes of a patient population by monitoring the features that affect their
health. To assist the PHM in monitoring the health of their patient
population, we integrate SCO with the G-PROV ontology. G-PROV is used to capture
the provenance of CPG recommendations and link the provenance to the cited
research studies that back the recommendations. We represented the Table 1s
of studies in cohort KGs. Finally, we displayed the information using graphs,
charts, and tables. This view (as seen in Fig. 1) provides a PHM with a quick
way of visualizing the population descriptions within research studies backing
CPG recommendations.
6 Dataset Information Page. https://wwwn.cdc.gov/nchs/nhanes/
continuousnhanes/default.aspx?BeginYear=2015</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>We have introduced some applications of our ontology-enabled prototype system
that supports analyses via standardized representations of cohort descriptions in
KGs. Our applications address the use case of making evidence-based medicine
resources accessible. In our case, study populations are made more accessible for
medical practitioners dealing with the treatment of complex patients. We have
released SCO as an open-source resource along with our documented use case
applications. Additionally, we are expanding upon our ontology-enabled system
to make it more scalable, including techniques for automatic extraction of cohort
descriptions from studies and support for a larger array of applications.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>This work is partially supported by IBM Research AI through the AI Horizons
Network. We thank our colleagues from IBM Research, Dan Gruen, Morgan
Foreman and Ching-Hua Chen, and from RPI, John Erickson, Alexander New,
and Rebecca Cowan, who greatly assisted the research.</p>
    </sec>
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