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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>LOCALE: A rule-based location named-entity recognition method for Latin text</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ivona Milanova</string-name>
          <email>ivonamilanova221@gmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jurij Silc</string-name>
          <email>jurij.silc@ijs.si</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Miha Serucnik</string-name>
          <email>miha.serucnik@zrc-sazu.si</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tome Eftimov</string-name>
          <email>teftimov@stanford.edu</email>
          <email>tome.eftimov@ijs.si</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hristijan Gjoreski</string-name>
          <email>hristijang@feit.ukim.edu.mk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Computer Systems Department, Jozef Stefan Institute</institution>
          ,
          <addr-line>Ljubljana</addr-line>
          ,
          <country country="SI">Slovenia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Faculty of Electrical Engineering and Information Technologies, Ss. Cyril and Methodius - University</institution>
          ,
          <addr-line>Skopje, North</addr-line>
          <country country="MK">Macedonia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Milko Kos Historical Institute, Research Centre of the Slovenian Academy of Sciences and Arts</institution>
          ,
          <addr-line>Ljubljana</addr-line>
          ,
          <country country="SI">Slovenia</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Stanford University</institution>
          ,
          <addr-line>Palo Alto, California</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>For creation of digital textual corpora of preserved historical sources, automatic or semi-automatic extraction of speci c types of information is becoming a requested tool for many researchers active in the eld of digital humanities. With such tools, the e orts in digitization and semantic annotation will be greatly aided. For this reason, we propose a rule-based named-entity recognition system that can be used for location extraction from Latin text (so-call LOCALE). It is based on a set of computational linguistics rules for Latin language. Experimental results obtained on a set of 100 documents, which were further manually evaluated by human experts, showed that very promising results are achieved.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Historiography engages with a very wide variety of subjects, as long as they are connected
to past human activity in some way. The traditional and still central source for the study of
history has been and remains the written text. Historian's (textual) sources may vary widely
in variety and quantity, but in general terms it is true the further back in time one reaches, the
more scarce the sources.</p>
      <p>Location names (settlements, castles, churches, fallows, waters, provinces, etc.) represent a
speci c genus of information commonly contained in all (or almost all) written sources. They,
rst and foremost, attest the existence of a given settled place at the time of creation of the text
in which they appear. Furthermore, several social phenomenon may be inferred from location
names such as the extent of political entities, medieval manors, but also enables insights into
historical demography in the sense of the spreading of population over territories and so on.</p>
      <p>Joined with personal names location names give the possibility to map the life paths of
individuals in space and time, as well as to create models of interpersonal or other more
abstract connections for a group of people mentioned in the sources. Such models may be built,
depending on the type of sources utilized, for nobility or high clergy as well as for merchants or
peasants. To sum, studies in social, economic, political, demographic, military, and many more
aspects of history deal with topographic data in historical sources. Of course, other disciplines
that are counted among the humanities may also make use of this sort of information.</p>
      <p>Through creation of digital textual corpora of preserved historical sources automatic or
semi-automatic extraction of speci c types of information is becoming a requested tool for many
researchers active in the eld of digital humanities. With such tools, the e orts in digitization
and semantic annotation will be greatly aided.</p>
      <p>
        The long-term goal of the research will be to produce a thorough and reliable digital
(interactive) version of historical topography of the entire territory of the present-day Republic of
Slovenia. The rst step in this objective has already been successfully achieved in 2015 with the
project `Slovenian place-names in time and space', which covered the territory of the historical
province of Carniola [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. The Web page is available at http://topografija.zrc-sazu.si/.
      </p>
      <p>The reminder of the paper is organized as follow: Section 2 provides the related work, Section
3 presents a rule-based system for location extraction from Latin text, Section 4 explains the
data used for evaluation together with the experimental results, and nally Section 5 concludes
the paper and provides directions for future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        In the past few years, with a fast digitization of historical textual sources [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], the extraction
of locations from historical text has become important for Spatial Humanities. One way to
extract the locations from free text is to apply information extraction (IE), which is a task
of automatically extracting information from unstructured (i.e., textual) data [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. This task
involves applying natural language processing (NLP) techniques or applying methods that can
work with human natural languages [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. After applying IE method, the result consists of
prede ned concepts (i.e., entities) of interest represented in a structured way. The information
to be extracted from text is de ned by users, and it is related to some speci c domain.
      </p>
      <p>
        Named-entity recognition (NER) is a sub-task of IE, which aims to determine and identify
words or phrases in text into prede ned classes that describe the entities of a given domain [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
There exist several types of NER methods: terminological-driven [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], rule-based [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ],
corpusbased [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], active learning (AL) methods [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], and deep neural networks (DNNs) methods [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
      </p>
      <p>
        Terminology-driven NER methods [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] are the simplest ones. In their case, text phrases are
matched with entities of a given domain that have already existed in dictionaries. Usually, to
have better performance, the marching is not searching for perfect matches, but some heuristics,
such as the generation of words that occur in entity mentions, generating permutations of words
in concept synonyms, solving disambiguation problem, etc, are applied. The weakness of such
methods is that they can only extract the entities that are part from the used dictionary(ies).
Rule-based NER methods [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] are another alternative, where regular expressions, which combine
information from dictionaries and the characteristics of the entities, are used in the extraction
process. The main weakness of these methods is the manual construction of the rules, which
can be a time-consuming task depending from the domain. Corpus-based NER methods [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]
are the most commonly used. They use annotated corpus provided by domain experts, which
is further utilized with machine learning (ML) algorithms to predict the entities' classes. The
bene t of these methods is that they are less a ected by dictionaries and manually created
rules, but the weakness is the availability of an annotated corpus for the domain. To create
an annotate corpus for a new domain is a time consuming task and requires huge e ort by
domain experts. One way to minimize the annotation cost is to apply active learning [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], which
is an iterative supervised learning, where an algorithm is able to interactively query the user to
obtain the desired outputs at new data points. Because corpus-based NER methods are based
on costly handcrafted features to train NER model, recently a lot of work is done on NER
based on deep neural networks (DNNs) [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. The bene t of using them is that they do not
need good handwritten features, but the weakness is that they typically require large amounts
of annotated data.
      </p>
      <p>
        Despite the large amount of research done in NER for other domains, there are several studies
that are trying to address NER for historical text. In most cases, corpus-based NER methods
are applied, which also depend form the annotated historical corpus. Working with historical
corpus additional challenges should be considered, such as, language changes over time, spelling
variations, transliterations, and sources written in multiple languages among others. In [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ],
the authors evaluated ve classical corpus-based NERs used for location extraction from two
historical datasets and combined them through an ensemble of majority vote. The datasets
used for evaluation are the Mary Hamilton Papers [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], written in modern English, and the
Samuel Hartlib collection [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], written in early-modern English. The evaluation results showed
that individual performance of each NER is corpus dependent. To improve corpus-based NER,
in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], the authors proposed an active learning solution.
      </p>
      <p>
        From other side, the collection of historical Latin text is still relatively sparse compared to
English. In [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], the authors presented the rst annotated corpus for NER in Latin text and a
corpus-based NER that use language-speci c feature set for training the model. Also, in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ],
the authors presented a corpus-based NER based on conditional random eld (CRF) [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] using
an annotated corpus of Burgundy collection of charters from the tenth to thirteenth centuries.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>A Rule-based Location Named-entity Recognition for</title>
    </sec>
    <sec id="sec-4">
      <title>Latin Text</title>
      <p>As we have already mentioned, working with historical corpora, especially Latin text, is
challenging because language changes over time, spelling variations, and transliterations. Since the
performance of corpus-based NERs is dependent from the quality of an annotated corpus, and
having an annotated corpus is a time-consuming task, we propose a rule-base location
namedentity recognition method, called LOCALE (ruLe-based lOCation nAmed-entity recognition
method for Latin tExt), where the method does not using training annotated data, but a small
set of manually created rules. The goal of this study is to nd if such a method can also provide
promising results that can be used for location extraction from Latin text.
3.1</p>
      <sec id="sec-4-1">
        <title>LOCALE pipeline</title>
        <p>Since we are lack of annotated corpus, to extract location from Latin text, we propose a
rulebased named-entity recognition method, called LOCALE. It is based on a set (i.e., grammar)
of computational linguistics rules speci c for the Latin language. We consider that the Latin
language has well de ned rules for presenting locations with a small number of exceptions.</p>
        <p>The Latin language is an in ected language, which means that the type of the word can be
determined from its su x. There are several examples when the su x is related with location.
For example, the su x -ensis is an adjectival su x meaning `originating in' and it is used in
modern Latin scienti c coinages, especially derivatives of place names. Another su x that can
help in recognizing locations is the su x -ensem which is the accusative singular of -ensis, as
well as the dative variant, -ensi and the ablative -ense. The plural form of the su x -ensis
is -enses which is also used to indicate locations for example Aquilegiensis which derives from</p>
        <p>Aquilegia. The genitive and the accusative forms of the plural form of the su x are -ensium
and -enses, respectively. The su x -anus has a similar meaning and it indicates a relationship
of position, possession, or origin. The accusative singular form -anum and plural masculine
form -anarum are also very commonly used. The su x -ius and its dative -iis and accusative
-iam/-ium forms are also used to form adjectives from nouns and indicates `belonging to'. The
-ianus su x is frequently used in adjectives formed from proper names. Having a knowledge
of these su xes and their meaning can bring to a conclusion that the lemma and the su x is
crucial to work with NER.</p>
        <p>Except for su xes there are also several characteristics by which we can determine a location.
Some of these characteristics are:</p>
        <sec id="sec-4-1-1">
          <title>Classifying type words: villa, terra, mansum.</title>
        </sec>
        <sec id="sec-4-1-2">
          <title>Geographical entities: umen, monte.</title>
          <p>Titles and functions: imperator, rex, episcopus, sancte.</p>
        </sec>
        <sec id="sec-4-1-3">
          <title>Prepositions: de, in, iuxta, ad, inter.</title>
          <p>Also, there are several issues that should be considered that can lead to a false positive
location recognition. One such example are entities related to saints' names. This happens
since their appearance may have di erent context, in some cases it signi es personal name and
in some cases a location. For example in the phrase `. . . Ego Iohannes sancti Nicolai in Carcere
Iulianus . . . ', sancti Nicolai is a location and in the case `. . . sancti Benedicti Aquilegensis . . . ',
sancti Benedicti is a personal name.</p>
          <p>Another issue are some of the su xes that in the the majority of cases are an indication
of a location. However, these su xes in some cases can be found as an ending of a personal
name. For example the su x -ium indicates a location in the example `versus Rosacium' and
a personal name in `prefatum Wernerium '.</p>
          <p>LOCALE consists of two steps:</p>
          <p>Each document (i.e., Latin text) is going under pre-processing by applying tokenization
and generating list of entities that are usually followed by a location or come right after
the location.</p>
          <p>The list of tokenized words are checked by the set of computational linguistics rules, which
de ne LOCALE grammar, in order to extract the location entities.</p>
        </sec>
        <sec id="sec-4-1-4">
          <title>The LOCALE pipeline is presented in Figure 1.</title>
          <p>The rst step, that is the pre-processing, consists of a creation of a static list of entities
by which we can determine a location like geographical entities (e.g., rivus, monte), titles and
functions (e.g., imperator, episcopus) etc. This list was further used as a look-up table for
checking the previous and following word of each individual token. The next pre-processing
step is tokenization where we split the input document into individual tokens/words which are
used as the basic input elements for the next step which is application of rules.</p>
          <p>The LOCALE grammar consists of four rules:</p>
          <p>The rst rule check each word if it stars with a capital letter. This is the rst condition
to be ful lled for a further rule check to be applied on the speci c word. This comes from
the fact that every location in Latin starts with a capital letter.</p>
          <p>The second rule extracts words that are after the adverbs like de, in, iuxta, versus, ad, inter
and so on. This comes from the fact that the adverbs in most of the cases are followed by
a location. One problem that appears here is the listing of multiple locations after one of
those adverbs, for example, `. . . iuxta Natissam, Stanowiza, Boriana, Potoch, Creda . . . '.
For this reason, we extended this rule to take into account multiple locations that are
after an adverb. An exception of this rule was also applied. This rule covered the cases
of listing people that belong to a speci c location rather than locations, like `. . . domini
Bertoldi senioris de Rosaciis, Henrici, Rantol . . . ' where Henrici and Rantol are
personal names.</p>
          <p>The third rule is related to words coming after and before the word. As mentioned above
geographical locations, titles and functions are a good indicator that the following or
previous word is a location. For this purpose we created a dictionary lookup list that
consists of entities belonging to the title and function categories as well their derivations.
For example, ecclesiam and ecclesias present the accusative case in plural and singular of
the word ecclesia, respectively.</p>
          <p>Finally, all other words that are not recognized by the three rules, are additionally checked
for the abovementioned su xes that are related to locations.</p>
          <p>The LOCALE source code is publicly available at https://github.com/Ivona221/LOCALE.
4</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Evaluation</title>
      <p>4.1</p>
      <sec id="sec-5-1">
        <title>Data</title>
        <p>In this section, we explain the data set used for evaluation of our proposed method, together
with the obtained results.</p>
        <p>Historical topography deals with the identi cation of former location names that are found
in various written historical records of the past. Since our group at the Milko Kos Historical
Institute, Ljubljana, is highly involved in researching historical geographical locations (i.e.,
historical topography, which deals with the identi cation of former place names), to test the
performance of the proposed method, we selected a data set that consists of medieval historical
charters written and published at the territory of the Republic of Slovenia and its surrounding
area.</p>
        <p>
          Early documents produced in the present-day Slovenian territory were written mainly in
Latin [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. Therefore, as data set we took 100 documents (from historical critical edition)
of the Abbey of Rosazzo from twelfth and thirteenth centuries (between 1132 and 1249) [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ].
The monastery is located in the Colli Orientali of Friuli, around ten kilometres west from the
Slovenian border. We limited on a small number of testing documents since the results were
manually evaluated by domain experts from the Milko Kos Historical Institute, since we did
not have an annotated corpus.
        </p>
        <p>The test data set is publicly available https://github.com/Ivona221/LOCALE.
4.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Results and Discussion</title>
        <p>After applying LOCALE on 100 documents, the result consists of location entities extracted
from each document. Because we do not have an annotated corpus (i.e., the ground truth),
the results were manually evaluated by human experts. In our case, we have one positive class,
which is the location.</p>
        <p>Going through the extracted entities, the human experts classi ed each of them as a true
positive (TP), which means that the extracted entity from the method belongs to the positive
class (i.e., a location entity is truly recognized), or a false positive (FP), which means that the
extracted entity is incorrectly classi ed as location entity (i.e., the entity is not a location.)
Additionally going through the Latin text, they also report the location entities that were not
recognized by the method, or these entities are classi ed as false negatives (FNs) (i.e., the entity
that is incorrectly classi ed that does not belong to the positive class.) We should point here,
that the results provided by both human experts was the same. The number of TPs, FPs, and
FNs is presented in Table 1.</p>
        <p>Using the results reported in Table 1, the evaluation metrics for F1 score, precision, and
recall, are presented in Table 2. Precision gives the percentage of the results that are relevant,
while the recall provides the percentage of total relevant results correctly recognized by your
method. The F1 score is a measure of accuracy, which is the harmonic mean of precision and
recall. Higher values are preferable for all three evaluation metric.</p>
        <p>In our evaluation, the last rule related to the su xes provides the most of the annotated
locations. The most common su xes that were present in our corpus were -ensis, -anus and -us
and their derivations in genitive, dative, accusative and ablative, as well as their plural forms.</p>
        <p>Looking at the evaluation results, we can concluded that the rst attempt of extraction
location entities from Latin text using a rule-based system provides very promising results.
However, since our evaluation corpus consists of a 100 documents, we are planning to extend
this work in future by:</p>
        <sec id="sec-5-2-1">
          <title>Adding more number of documents that will be used for evaluation;</title>
          <p>
            The documents will be extracted from larger number of charters in order to have more
variability in the Latin text;
Comparing LOCALE with the corpus-based NER method presented in [
            <xref ref-type="bibr" rid="ref6">6</xref>
            ] using their
annotated corpus and using our own constructed corpus using charters written and published
at the territory of the Republic of Slovenia and its surrounding area.
          </p>
          <p>Sensitivity analysis of the LOCALE with regard to Mediaeval Latin variation over time
and grammar.</p>
          <p>Creating an annotated corpus that can be used for training corpus-based NERs.
5</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>To extract locations from Latin text, we proposed a rule-based named-entity recognition
method, called LOCALE. The method is based on a small number of computational linguistics
rules that are speci c for the Latin text. The evaluation was performed using early documents
produced in the Slovenian territory from twelfth and thirteenth centuries. Experimental results
obtained using a 100 documents, which were further evaluated by human experts, showed that
promising results can be achieved resulting in 0.92 for precision, 0.91 for recall, and 0.91 for F1
score.
6</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>This work was partially supported by the project Toponomastical heritage of Primorska Region,
which received funding from the Slovenian Research Agency (grant number L7-9424). J.S. and
T.E. acknowledge the nancial support from the Slovenian Research Agency (research core
funding number P2-0098).</p>
    </sec>
  </body>
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