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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Knowledge structurization and implementation of the self-organization principle in the case of substantiation of conceptual properties for complex technical systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>r Yu. Yurin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>r F. B</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>A. Nikol</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Matrosov Institute for System Dynamics and Control Theory, Siberian Branch of Russian Academy of Sciences</institution>
          ,
          <addr-line>Lermontov St. 134, Irkutsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The substantiation of the conceptual properties of complex technical systems (CTS) requires the use of knowledge of many engineering disciplines and the involvement of specialists from various subject areas. These properties are used for the implementation of the main functions, reliability and safety of CTS and can be substrate on the basis of the principle of self-organization. The technique of rule-based knowledge bases can be used for its implementation. The mechanism of self-organization involves the creation of a new computational structure for each object of investigation and interdisciplinary task to be solved.</p>
      </abstract>
      <kwd-group>
        <kwd>model</kwd>
        <kwd>structure</kwd>
        <kwd>self-organization</kwd>
        <kwd>complex technical system</kwd>
        <kwd>interdisciplinary task</kwd>
        <kwd>knowledge base</kwd>
        <kwd>rule-based model</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The substantiation of conceptual properties of Complex Technical Systems (CTS) at
the initial stages of creation, which provide the principal possibility of implementing
functions, reliability and safety, requires the use of knowledge of many engineering
disciplines and involvement of specialists in various subject areas [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1-3</xref>
        ]. The
properties of CTS are characterized by parameters of technical state, reliability and safety
that change during CTS operation. These changes reflect the dynamics of properties
and require the prediction of possible damage and planning adequate methods and
means for monitoring and diagnosis. So, the problem of creating modern CTS has a
transdisciplinary character and includes a set of interdisciplinary and disciplinary
tasks. A significant part of these tasks can be solved on the basis of heuristics [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The
effective use of expert knowledge, as well as the involvement of experts of related
subject areas to the forming and solving problems, requires: improvement of methods
and models for knowledge representation; development of knowledge bases (KB) and
expert systems (ES); processing large amounts of information [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5-7</xref>
        ].
      </p>
      <p>
        The most important technical solutions are substantiated at the early stages of the
CTS creation on the basis of conceptual properties. In turn, the formation of these
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Commons License Attribution 4.0 International (CC BY 4.0).
properties requires the combination of knowledge from different subject domain and a
generalized formulation of interdisciplinary objectives and tasks. Thus, these
generalized objectives and tasks allow to a wide range of experts to participate in the
substantiation of new technical solutions. In this paper we make an attempt to present a set of
interdisciplinary tasks for the substantiation of properties of technogenic safety IDTDS
and reliability IDTIL. The principle of self-organization implemented in the form of
rules and KBs is used as the basis. Thus, we expand the area of application of the
selforganization principle [
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref13 ref8 ref9">8-13</xref>
        ].
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>The Conception of Self-organization Properties</title>
      <p>
        One of the forms of implementation of the self-organization principle is the local rules
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. So, we propose to use local rule-based models that reflect a set of relevant KB
and computational modules (CM) intending for solving interdisciplinary tasks.
      </p>
      <p>
        The principle of self-organization of CTS conceptual properties and their
components and elements is a process of formation of properties providing effective
functionality, reliability and safety on the basis of activation of relevant KBs and adequate
rule-based models necessary for realization of algorithm of calculation. Missing or
incomplete KBs and rules are created and supplemented directly in the process of
solving problems by a team of experts, both related branches of knowledge, and with
the participation of any expert. A special tool can be used for this purpose [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>
        The mechanism of self-organization consists in the use of the "intelligent
scheduler" that forms a set of relevant and adequate KBs and CMs. This set depends on the
object of investigation and the certain interdisciplinary task and forms the
selforganizing behavior [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The computational structure is determined by its own
information space, including ontology of subject and problem areas, databases and KBs,
as well as software [
        <xref ref-type="bibr" rid="ref16 ref17 ref18">16-18</xref>
        ].
      </p>
      <p>The main interdisciplinary objectives and tasks for the formation of the properties
of CTS at different stages of their existence and information levels are represented by
local rules that determine the principal composition of the required KBs and rules.</p>
      <p>The model of the transdisciplinary tasks that uses the principle of self-organization
presented in figure 1, where IDTDS 1 - IDTDS N are the interdisciplinary tasks for
stages of dynamics of the state to substantiate the safety properties for the discrete
values of time (examples of IDSs: "to determine the nature and probability of possible
catastrophic failures"; "to calculate the possible consequences"; "to calculate the risk",
and etc.); IDTIL1 – IDTIL M are interdisciplinary tasks of the information level to
substantiate the properties of structural, strength and physical reliability and other,
and valid parameters of degradation processes; IDT*ClS1.1 – IDT*ClS K. M are
interdisciplinary tasks of critical states classes.</p>
      <p>Let’s consider the content of KBs of the intelligent scheduler. The hierarchy of
KBs corresponds to the hierarchy of selected tasks (Fig.1). These hierarchies are used
for controlling the algorithms for creating and solving tasks:</p>
      <p>KB_TDT → {KB_IDTIL1, …, KB_IDTIL М, KB_IDTDS1, …, KB_IDTDS K },
KB_IDTIL i → { KB_IDTIL ClS 1 i, …, KB_IDTIL ClS K i},
KB_IDTDS k → { KB_IDTDS ClS k1, …, KB_IDTDS ClS kM},
KBs for interdisciplinary tasks interact with KBs for disciplinary tasks:
KB_IDT* k i → {KB_DT* k i j}, where → – means the interaction, * – indexes IL
or DS.</p>
      <sec id="sec-2-1">
        <title>Components</title>
        <p>…</p>
      </sec>
      <sec id="sec-2-2">
        <title>Elements</title>
      </sec>
      <sec id="sec-2-3">
        <title>Critical state class</title>
      </sec>
      <sec id="sec-2-4">
        <title>IDTDS 1</title>
      </sec>
      <sec id="sec-2-5">
        <title>IDTDS 2</title>
        <p>…</p>
      </sec>
      <sec id="sec-2-6">
        <title>IDTDS N</title>
        <p>TD
T</p>
      </sec>
      <sec id="sec-2-7">
        <title>IDTIL M</title>
      </sec>
      <sec id="sec-2-8">
        <title>IDTIL 2</title>
        <p>…</p>
      </sec>
      <sec id="sec-2-9">
        <title>IDTIL 1</title>
        <p>DT*ClS</p>
        <p>1.1
IDT*ClS</p>
        <p>1.2
IIDT*ClS
1. M</p>
        <p>IDT*ClS</p>
        <p>2.1
IDT*ClS</p>
        <p>2.2
IDT*ClS
2.M
…
…
…</p>
        <p>IDT*ClS</p>
        <p>К.1
IDT*ClS</p>
        <p>К.2
IDT*ClS
К.M</p>
        <p>I
n
f
o
r
m
a
t
i
o
n
l
e
v
e
l
The objectives and content of the tasks without detail are presented in the table 1.
The knowledge bases listed provide:
- to define the hierarchy of subtasks for certain task;
- to formulate the task, i.e. to describe all elements, according to the proposed
structure;</p>
        <p>- to coordinate experts’ opinions for the hierarchy of tasks and the formulations of
tasks;
- to define algorithms for solving tasks at all levels, etc.</p>
        <p>KBs of the transdisciplinary task (TDT) describe the methodology for the design of
new technical systems in general.</p>
        <p>Let's consider examples of KBs for solving interdisciplinary tasks of different
levels. Let’s solve IDT* 2.1, consisting of DT* 2.1.1 = {DT* 2.1.1.1, DT* 2.1.1.2, ...}.
These tasks are semi-structured and can be solved with the rule-based expert systems
technique.</p>
        <p>Composition and structure of</p>
        <p>objectives and tasks
s
lev IL
e O
l
ion ,sID
t r
a te
rm em
fon raap
i
ta te
se tsa
iv e
t
c th
je f
ob tso
rch en</p>
        <p>m
a e
e r
se iu
r q
rayn treeh
ilip tea
c i
s t
i n
tred tsab
In ssu
i</p>
        <p>L
I
T
D
I
,
k
s
a
t
y
r
a
n
i
l
p
i
c
s
i
d
r
e
t
n
I</p>
      </sec>
      <sec id="sec-2-10">
        <title>IDTIL-1.</title>
        <p>To substantiate
the requirements
for reliability that
ensure properties
of effective
functioning</p>
      </sec>
      <sec id="sec-2-11">
        <title>IDTIL-2.</title>
        <p>To substantiate
the technical
requirements that
ensure the
requirements of
reliability</p>
      </sec>
      <sec id="sec-2-12">
        <title>IDTIL-3.</title>
        <p>To substantiate
the physical
requirements that
ensure technical
requirements
…</p>
      </sec>
      <sec id="sec-2-13">
        <title>Interdisciplinary objectives for the state dynamics</title>
        <p>stages are to substantiate safety properties that
provide an acceptable risk for each state stage, IDODS</p>
      </sec>
      <sec id="sec-2-14">
        <title>Interdisciplinary tasks of the stages, IDTDS IDTDS-1. … … MDTDS-4.</title>
        <p>To substantiate To substantiate the
the properties of properties of safety
safety in opera- in non-operational
tional state dangerous state</p>
      </sec>
      <sec id="sec-2-15">
        <title>To calculate parameters for functional properties of</title>
        <p>safety
for operational … …
state
for non-operational
dangerous state</p>
        <p>IDT*ClS-1.4</p>
        <p>IDT*ClS-1.1</p>
      </sec>
      <sec id="sec-2-16">
        <title>To calculate parameters for technical properties of safety for initial state …</title>
        <p>…
for failure state
IDT*ClS-2.1
IDT*ClS-2.4</p>
      </sec>
      <sec id="sec-2-17">
        <title>To calculate parameters for physical properties of safety for fixed state … … for fracture state</title>
        <p>IDT*ClS-3.1
…
…
…</p>
        <p>IDT*ClS-3.4
…
KBs for IDT * 2.1 contains information about the possible sequences of solving its
subtasks and recommendations for effective solving.</p>
        <p>To solve any task the researcher has to create a KB by team of experts or to use the
existing one. If the researcher wants to obtain new results for a task then he/she has to
expand the existing KB.</p>
        <p>Let’s consider IDT*ClS 2.1: "to substantiate the technical requirements that provide
the properties of mechanical reliability for the initial state", MDT*ClS</p>
        <p>Let’s consider IDTDS 2.1: "to calculate the parameters of the technical safety
properties for the initial state". Now this problem is solved by solving a set of disciplinary
tasks, one of which is the task: "to assess the risk of emergency in the operable initial
state" - DTDS 2.1.1. This task includes subtasks DTDS 2.1.1 = {DTDS 2.1.1.1,
DTDS 2.1.1.2, DTDS 2.1.1.3…}, where DTDS 2.1.1.1: " to substantiate the probability
of brittle fracture of material in construction", DTDS 2.1.1.2: " to substantiate the
properties excluding the danger of brittle fracture", DTDS 2.1.1.3: "to calculate the
consequences of failure due to brittle fracture in the initial state", and etc.</p>
        <p>To obtain new results for the disciplinary task: "to assess the risk of emergency in
the operable initial state» DTDS 2.1.1 = {DTDS 2.1.1.1, DTDS 2.1.1.2, DTDS 2.1.1.3…},
we have to edit an existing objective and algorithm and present them in the form of
interdisciplinary tasks IDTDS ClS 2.1.1, for example as followings "to substantiate the
set of safety properties of the object in violation of operating conditions and deviation
of the properties of the object from the technical requirements". In this case, the
previously formulated disciplinary tasks will be solved in the aspects of technogenic
safety and accepted properties of the object (IDTIL ClS 2.1.1).</p>
        <p>This fact demands to discuss the possible causes and consequences, that is, the
causal complex of safety violations at the initial state, and find a solution in this
generalized aspect.</p>
        <p>An example of a rule-based model for a set of KB and CSs of IDTDS ClS 2.1.1 (a
local rule of self-organization):</p>
        <p>IF
Failure of the element may cause emergency
(KB of causes and factors of emergency)
AND the technological medium is dangerous
(DB of hazardous substances)
AND the element must ensure the tightness of the medium
(KB of ways to ensure tightness)
AND it is required to eliminate the danger of brittle destruction
(KB of fracture mechanics)
THEN
the criterion of "leak before failure" must be provided
(KB of fracture mechanics).</p>
        <p>Thus, the intelligent scheduler forms a set of relevant and adequate KB and CM for
this task on the basis of the considered interdisciplinary tasks and their rule-based
models.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Conclusion</title>
      <p>The principle of self-organization is represented by local rules in the form of
rulebased models reflecting the composition and purpose of a set of relevant KBs, which
are necessary for solving interdisciplinary problems. Local rules are formed in
accordance with the facts reflecting the objective of the task. The model of
transdisciplinary task of substantiation of CTS conceptual properties is represented by a set of
conceptual interdisciplinary tasks solved at the initial design stage. The main
objectives and tasks for the formation of properties at different stages and information
levels of the CTS existence are substantiated.</p>
      <p>The principle of self-organization of CTS conceptual properties, components and
elements is the process of forming properties that provide effective functionality,
reliability and safety, based on the activation of relevant KB and adequate rule-based
models. Missing or incomplete KB and rules are created and supplemented directly in
the process of solving problems by a team of experts, both related branches of
knowledge, and with the participation of any expert. A special tool can be used for
this purpose.</p>
      <p>Local rules implement processes of selection and interaction of KB and CM, which
are designed for solving interdisciplinary tasks of different expertise and
specialization.</p>
      <p>The mechanism of self-organization consists in the use of the "intelligent
scheduler" that forms a set of relevant and adequate KBs and CMs. This set depends on the
object of investigation and the certain interdisciplinary task and forms the
selforganizing behavior.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgments</title>
      <p>The reported study was partially supported by RFBR projects 18-07-01164,
18-0800560.</p>
    </sec>
  </body>
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