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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards to the Anticipation in Simultaneous Interpreting</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Eva Kiktová</string-name>
          <email>eva.kiktova@upjs.sk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Július Zimmermann</string-name>
          <email>julius.zimmermann@upjs.sk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mária Pal'ová</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Language Information and Communication Laboratory, Faculty of Arts, Pavol Jozef Šafarik University in Košice Košice</institution>
          ,
          <country country="SK">Slovakia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes a very fine, suprasegmental linguistic feature - anticipation. An 'anticipation nucleus' is a speech signal that refers to the uniquely modulated part of an utterance that indicates continuation, it also allows for reduced semantic content in the utterance. The extent that anticipation can be expressed relies on the phonetic, syntactic, and semantic capacity of a language. In this work the special attention to the prosodic structure of speech signal was paid regarding to this issue. The work provides information about performed perceptual detection of anticipation nuclei, describes the measurement of key prosodic parameters and presents obtained results of statistical analysis.</p>
      </abstract>
      <kwd-group>
        <kwd>Anticipation</kwd>
        <kwd>nucleus</kwd>
        <kwd>percipient</kwd>
        <kwd>interpreting</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Understanding what another is telling us is crucial to
human civilization as we know it. Usually, we can grasp
meaning without great effort; however, some situations
require us to focus and check that our understanding is as
intended. In conversation, we control the importance that
we attribute to information, especially when it appears
inconsistent or unbelievable. In some situations, we could
take over for a moment from the person speaking to us,
or finish the sentence that another has started. That such
situations are possible, indicates that we have the ability
to anticipate what another is about to say. Furthermore, if
the speech utterance is consistent at all speech levels, the
anticipation will be able to be performed without a
significant burden [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        In a foreign language, the ability to anticipate relies
on an awareness of multiple levels of language,
including non-verbal expressions. An interpreter will use all the
information available to construct the resulting statement
in their mind [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The ability to anticipate in a foreign
language is to some extent, a matter of learning interpretation
strategies; these include intonation, semantic and syntactic
patterns, which indicate how a statement will continue [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ],
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ],[
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
      </p>
      <p>
        Anticipation in simultaneous interpreting means that an
interpreter is able to complete the statement at the same
time as the speaker, or knows in advance the content of the
future statement [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. The ability to anticipate
is a key competency for professional interpreters.
      </p>
      <p>This paper has the following structure, in Section 2 the
prosodic definition of anticipation nucleus is presented.
Section 3 describes the research design, participants
(interpreters) and the used sound data. The statistical
analysis and its results are also presented. Section 4 focuses on
the detected anticipation moments; it describes the
parameters extracted from the anticipation nuclei and discusses
the results. The final conclusion and discussion follows in
Section 5
2</p>
    </sec>
    <sec id="sec-2">
      <title>Prosodic definition of anticipation nucleus</title>
      <p>To explain the essence of the phenomenon examined we
highlight that:
If in the last one or last two syllables (their sonantic
nuclei) of the rhythmic group, the fundamental tone, F0, rises,
and is then followed by a pause filled with silence, a
hesitation sound, or an intake of breath, it is likely that the
following rhythmic group contains important information.</p>
      <p>The last one or last two syllables of the rhythmic group
modulated in this way and followed by a pause, constitute
an anticipation nucleus.</p>
      <p>The mention two realizations of anticipation nucleus is
depicted in Fig. 1. The realization of anticipation nucleus
in the same syllables can occur in ’diftong’ or ’hijat’.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Perceptual identification</title>
      <p>The aim of the perceptual identification was to obtain the
information about rhythmic groups, time of anticipation
and a type of anticipation event.</p>
      <p>Four interpreters participated in the present research; all
had a university degree in French, two also had a degree in
linguistics. Three had been interpreters at conferences for
more than 10 years, and one for more than five years; one
was also an interpreter for the European Union.
3.1</p>
      <sec id="sec-3-1">
        <title>The sound database</title>
        <p>Analysed data include speeches of European Parliament
members delivered in French (74 speakers; males and
females). From a total of 7366 sentences consisting of
rhythmic groups, a representative sample of 200 (100 +
100) sentences was randomly selected. From MP4
format, sound data in mono mode at 44100 Hz sampling
frequency, 16-bit were extracted.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Description of perceptual identification</title>
        <p>
          Each sentence was thoroughly assessed by the four
interpreters who recorded the number of rhythmic groups,
the order number of the rhythmic group with the
anticipatory nucleus, the time of the anticipation nucleus and
the anticipation events (type). The rhythmic group refers
to the melodically characteristic part of a compound
sentence [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. It divides sentence into shorter parts according
to the specific tone and time modulation, see Fig 2. An
example of data collected are depicted in Tab.1.
        </p>
        <p>The aim of recording interpreters’ perceptions was to
define the anticipation nucleus on the oscillogram (Fig. 2,
upper part); this refers to defining the saturation point at
which the participant has detected an anticipatory hint, and
can anticipate one or several possible trajectories that the
following speech could address.</p>
        <p>
          Interpreters did not receive any advanced notice of the
anticipation events. They described in their own words
what information they anticipated and their expectations
for the continuation of the sentence (anticipatory
trajectory), see Tab.1.. Finally, in studies [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] 12 different
anticipation events such as a core of utterance, change of
theme, determinative syntagm (3), emphasis (9) etc., were
defined.
3.3
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Statistical evaluation of perceptual identification</title>
        <p>Data gathered from the interpreters’ perceptions were
statistically evaluated. Findings indicate how compound
sentences and anticipation moments are perceived.</p>
        <p>
          Results revealed that in 70% of cases (A),
linguistinterpreters were in agreement on the number of rhythmic
groups that comprised a compound sentence (Fig. 3). In
the remaining 30% of cases, they differed on one (B), two
(C), or more (D) of the rhythmic groups. The majority
of disagreements occurred in compound sentences, which
have more than five rhythmic groups; it should be noted
that these sentences are particularly interesting for
interpreters, as their high number of anticipatory moments
create many opportunities for new speech utterances [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
        </p>
        <p>Next, statistical evaluation focused on the extent to
which the interpreters could identify syllables with
anticipation nuclei (Fig. 4). The degree of discord is higher than
in the previous evaluation. At only 9% of the time were
all four participants in agreement on when the anticipation
nucleus occurred; in other cases, one participant (B), two
participants (C) or more (D), disagreed on the point of the
anticipation nucleus.</p>
        <p>Given that each anticipation nucleus is not clearly
confirmed by agreement in the perception tests, results
indicate that anticipation perception is largely individual.
The presence of the anticipation nucleus is not a
logical value but rather the opposite. The anticipation
phenomenon could be better described as a grade of
anticipation. This corresponds to the reality, that not each
anticipation nucleus is confirmed clearly by the perceptions
tests. The anticipation moment detected only one has the
low grade of anticipation, or in other words it has a low
probability of anticipation. Conversely, the anticipation
moment which was confirmed several times through
perception identifications, had a higher probability of
anticipation. In both evaluations, the stochastic character of the
anticipation phenomenon was confirmed.</p>
        <p>
          In the next phase, standard deviations [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] of time
realization of the anticipation nucleus were calculated for the
first hundred sentences and for the second hundred
sentences. Results are depicted in Fig. 5. A key point to
note is reduced spread of standard deviation in the second
hundred sentences. As this round of perception tests were
conducted approximately two weeks after the first round,
reduced spread reflects more precise guidelines given to
participants for how to determine an anticipation nucleus.
In the first hundred, one participant strictly adhered to
the criteria of increased intonation and the subsequent
pause, as an exclusive criterion to identify the rhythmic
group with anticipation; however, the remaining
participant consciously combined this criterion with anticipatory
moments provided by other linguistic factors, this was
especially the case in ‘flat’ sentences that lacked intonation.
Therefore, in the analysis described below, only the
second hundred sentences were included.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Measurement of identified anticipation nuclei</title>
      <p>According to the data obtained from four
linguistsinterpreters, measurements of time, fundamental tone and
intensity were performed in Speech Analyzer 3.0.1. First,
rhythmic group (n)
rhythmic group (n+1)</p>
      <p>At the penultimate syllable, the extraction of time T 1,
fundamental tone F01 and intensity I1 were performed.
The same three parameter were extracted in the ultimate
syllable ( T 2, F02, I2). The measurement on the one
syllable was performed in the case of the anticipation nucleus
being identified on the same syllable (diftong, hijat). The
pause duration (T 3) and the time of next utterance
beginning (T 4) were also recorded. Tab.2 shows an example of
extracted parameters from several sentences; F0 difference
(F02 - F01) is calculated in the last column.</p>
      <p>
        The first example (6-29m) in Tab.2 represents a
common linguistic setting to identify an anticipation nucleus
(similar to Fig. 2); the F0 increase from the sonantic
nucleus of penultimate to ultimate syllable is in the normal
range. The second example (138-28f) represents the
hyperprosody [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], when the base F0 values and difference F0
values are too high; hyperprosody undermines the
anticipation process due to frequent emphasis on selected parts
of an utterance without new information. Conversely
(3113m), when speech is too flat, referred to as hypoprosody
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], grasping key information and anticipating future
content is also difficult.
4.1
      </p>
      <sec id="sec-4-1">
        <title>Statistical evaluation of anticipated nuclei</title>
        <p>
          In the next phase of investigating the anticipation
phenomenon, statistical evaluation of identified anticipatory
nuclei was performed. From a total of 140 detected
anticipation nuclei, six were excluded owing to extreme values.
The Shapiro-Wilk test [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ], [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] was used to investigate
the data’s normality.
        </p>
        <p>First, the difference in the fundamental tone F0 [Hz] of
the last or last two syllables: F02-F01 was analyzed.
Results show that at a significance level of 5%, the mean
value of the selected difference of the fundamental tone
F02-F01 is greater than 31.84 Hz and less than 40.11 Hz
(Tab. 3).</p>
        <p>Differences in the effective value of the intensity
(measured in dB) between the last two syllables: I2-I1 were
calculated. Results show that at the 5% significance level,
the mean value of the selective distribution of the effective
value of intensity I2-I1 is more than 0.83 dB and less than
2.54 dB (Tab 3).</p>
        <p>Pauses are measured in seconds. The results presented
in Tab. 3 show that at the 5% significance level, the
average pause length of the sample is more than 360
milliseconds and less than 420 milliseconds. The pause can be
filled with silence, hesitation sounds or an intake of breath.
Pauses of longer duration (approximately more than one
second) indicate the interruption of the anticipation
process.</p>
        <p>Of the above mentioned suprasegmental parameters,
fundamental tone is the most relevant to anticipation
nucleus detection, followed by pause duration, and finally,
intensity change.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion and discussion</title>
      <p>This paper contributes useful information to the topic of
anticipation, particularly as it is used in simultaneous
interpreting. It describes a process of perceptual
identification of anticipation nuclei, evaluation of perception results,
and then reports the extraction of relevant prosodic
parameters (fundamental tone, intensity, time). It additionally
contributes statistical evaluation parameters for measuring
anticipation nuclei.</p>
      <p>Although interpreting requires multiple skills and is
largely individual, the results of the current study indicate
that interpreters have the ability to identify the same
anticipatory moment at which they can estimate the same
content of future statements (anticipation type).</p>
      <p>This research demonstrates a research model for
collecting data for future studies on simultaneous interpreting.
For such phonetics and linguistics research, data
acquisition depends on the results of perception tests in which
a group of people indicate their perceptions. This study
therefore contributes to the body of literature on
anticipation nuclei, which is currently being prepared in the
French language covering 1000 sentences, which will also
be perceptually evaluated by the same four linguist –
interpreters. Their perceptions represent the probability of
anticipation being used in analyzed sound data in the future
and their contribution will be the foundation for further
measurements of anticipation nuclei.</p>
      <p>This analysis of key suprasegmental parameters
indicates how anticipation nuclei are detected. In the future
the parameters extracted here could be used to create a
software tool able to detect the presence of anticipation
nuclei.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgement</title>
      <p>This work was supported by the Slovak Research and
Development Agency under the contracts No.
APVV-150492 and No. APVV-15-0307.</p>
    </sec>
  </body>
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