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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Shared attention reflected in eeg, electrodermal activity and heart rate</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Anne-Marie Brouwer</string-name>
          <email>anne-marie.brouwer@tno.nl</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ivo V. Stuldreher</string-name>
          <email>ivo.stuldreher@tno.nl</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nattapong Thammasan</string-name>
          <email>n.thammasan@utwente.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculty of Elec. Eng., Math. &amp; CS, University of Twente</institution>
          ,
          <addr-line>Enschede</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Perceptual and Cognitive Systems</institution>
          ,
          <addr-line>TNO, Soesterberg</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>- Monitoring directed auditory attention in groups can be helpful in a range of contexts. Concurrent change in physiological variables across multiple listeners (physiological synchrony - PS) may be a suitable marker of attentional focus as caused by shared affective or cognitive processes. We here determine PS for EEG (electroencephalography), EDA (electrodermal activity) and heart rate in participants who were instructed to either attend to an audiobook (n = 13) or to interspersed auditory events (n = 13) such as emotional sounds, and beeps that attending participants needed to keep track of. Even though all participants heard the exact same audio track, for both EEG and EDA, PS was higher for participants linked to participants in their own attentional group than to participants in the other attentional group. No such effect was found in heart rate. For a single individual, EEG PS allowed attribution to the correct attentional group in 85% of the cases, for EDA this was 81%. Hearing is not the same as attending our results are promising for monitoring group affective and cognitive processes and how an individual relates to that.</p>
      </abstract>
      <kwd-group>
        <kwd>attention</kwd>
        <kwd>affective</kwd>
        <kwd>cognitive</kwd>
        <kwd>EEG</kwd>
        <kwd>EDA</kwd>
        <kwd>ECG</kwd>
        <kwd>heart rate</kwd>
        <kwd>skin conductance</kwd>
        <kwd>auditory</kwd>
        <kwd>group</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>INTRODUCTION</p>
      <p>We are interested in tools that enable continuous
monitoring of cognitive or affective processes, without
requiring conscious action of the monitored individuals.
Information about attention in a group of individuals, or how
attention in a certain individual relates to attention in other
individuals, may be useful to study and support children in an
educational setting who suffer from attentional problems, or
helpful to evaluate and design effective educational material.</p>
      <p>
        Continuous and implicit measures of attention may be
extracted from physiological signals. For instance, in a series
of similar stimuli, a deviant that automatically draws
attention generates a P3 peak in electroencephalography
(EEG) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Not only bottom-up, but also top-down,
‘selfdetermined’ attention to events elicits attention-related
evoked potentials in EEG [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Emotional stimuli have
been shown to affect physiological measures, such as
electrodermal activity (EDA) and heart rate [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and
cognitive working memory tasks induce changes in a range
of physiological measures as well [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. While the
physiological responses elicited by emotional stimuli and
mental tasks do not reflect (only) attention, these processes
are expected to be associated with attention, and hence are of
interest when one is interested in monitoring attention.
      </p>
      <p>This work was supported by The Netherlands Organization for
Scientific Research (NWA Startimpuls 400.17.602).</p>
      <p>
        In most research on physiological measures of cognitive
and affective processes, measures are extracted after relating
physiological signals to the time that stimuli of interest occur,
i.e., stimuli that are expected to elicit the cognitive or
affective state of interest. In real-life contexts, this is difficult
to do from a practical point of view. In addition, it is often not
clear what the stimulus of interest is. When studying groups,
a solution to this is to determine the degree to which
physiological measures of multiple people uniformly change
(physiological synchrony -PS). Highly similar physiological
responses, i.e., high PS, would indicate shared attention to an
apparently generally relevant event. [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] showed that moments
of high synchrony in EEG signals between viewers of a
popular television series co-occurred with interesting events,
and predicted the expressions of interest and attention to the
television series, as measured by viewership. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] showed that
synchrony in EEG signals between students in a classroom
predicted class engagement and classroom dynamics, a
relationship that may be driven by shared attention in a group.
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] presented participants with the same auditory or
audiovisual stimulus, but instructed them to either attend to
this stimulus, or to perform an unrelated mental arithmetic
task throughout the duration of the stimulus. They showed
that EEG PS differed between these conditions. There is also
a body of literature on synchrony in peripheral physiological
measures such as heart rate and EDA (reviewed by [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]).
Rather than as indicators of shared directed attention (and
hence, shared affective and cognitive processes), these have
been more generally interpreted as indicators of some form
of connectedness between people. Up to date, PS literature on
neural and peripheral physiological signals have remained
separate.
      </p>
      <p>In the current study we compare PS in neural and
peripheral physiological variables to determine differential
attentional focus of individuals who are all presented with the
same stimulus, and are all attending to it, be it to different
stimulus aspects. Reminiscent to a classroom setting where
students hear the teacher talk as well as hearing other auditory
potentially interesting events, we present our participants
with the same auditory stimulus, consisting of an audiobook,
interspersed with short stimuli. Participants are instructed to
attend to either the audiobook narrative, or to the short
stimuli. We hypothesize that EEG, EDA and heart rate
recordings of participants are more strongly synchronized
with those of participants in the same attentional condition
compared to the other attentional condition. To the best of our
knowledge, this is the first study that examines synchrony in
multiple neural and peripheral physiological measures, and
the extent to which these measures distinguish between
groups of individuals with a different auditory attentional
focus.</p>
      <p>II.</p>
      <p>METHODS</p>
    </sec>
    <sec id="sec-2">
      <title>A. Participants</title>
      <p>We recorded from 27 participants (aged between 18 and
48) with no self-reported problems in hearing or attention.
Participants were recruited from the participant pool of TNO
(the research institute where the study was conducted). Prior
to the experiment all participants signed an informed consent
form and after the experiment they received a small monetary
award for their time and travelling costs. Data of one
participant was discarded due to failed physiological
recordings. The study was approved by the TNO Institutional
Review Board (TCPE) and the TU Delft Human Research
Ethics Committee.</p>
    </sec>
    <sec id="sec-3">
      <title>B. Materials</title>
      <p>EEG, EDA and ECG (electrocardiogram) were recorded
using an ActiveTwo system (BioSemi, Amsterdam,
Netherlands) at 1024 Hz. EEG was recorded with 32 active
Ag-AgCl electrodes, placed on the scalp according to the
1020 system, together with a common mode sense (CMS) active
electrode and a driven right leg (DRL) passive electrode for
referencing. Electrode impedance threshold was set at 20
kOhm. For EDA, two passive gelled Nihon Kohden
electrodes were placed on the ventral side of the distal
phalanges of the middle and index finger. For ECG, two
active gelled Ag-AgCl electrodes were placed at the right
clavicle and lowest floating left rib. EDA and heart rate were
also recorded using wearable systems. These data will be
discussed elsewhere.</p>
    </sec>
    <sec id="sec-4">
      <title>C. Stimuli and Design</title>
      <p>Each participant listened to the same audio file, composed
of a 66 min audiobook (a Dutch thriller ‘Zure koekjes’,
written by Corine Hartman) interspersed with other auditory
stimuli. Intervals between these short stimuli varied between
35 and 55 seconds. Half of the participants were asked to
focus on the narrative of the audiobook and ignore all other
stimuli or instructions; and half of the participants were asked
to focus on the other stimuli and perform accompanying
tasks, and ignore the narrative. The auditory stimuli were
emotional sounds, beeps, and the instruction to sing a song.
The order of sounds and beeps was randomly determined.</p>
      <p>
        Emotional sounds were taken from the IADS
(International Affective Digitized Sounds – [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]). The IADS
is a collection of acoustic stimuli that have been normatively
rated for emotion. Examples of stimuli are the sound of a
crying baby or a cheering sports crowd. We selected 12
neutral sounds (IADS number 246, 262, 373, 376, 382, 627,
698, 700, 708, 720, 723, 728), 12 pleasant sounds (110, 200,
201, 202, 311, 352, 353, 365, 366, 367, 415, 717) and 12
unpleasant sounds (115, 255, 260, 276, 277, 278, 279, 285,
286, 290, 292, 422). Sound duration was 6 seconds.
      </p>
      <p>
        Beeps were presented in blocks of 30 seconds, with every
two seconds a 100ms high (1kHz) or low (250Hz) pitched
beep. Short-stimuli attending participants needed to
separately count the number of high and low tones [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. This
task was practiced with them beforehand. In total, 27 blocks
of sounds were presented.
      </p>
      <p>
        At the end of the audiobook, the instruction was presented
to sing a song aloud after the subsequent auditory countdown
reached 0. This instruction had to be followed by the
shortstimuli attending group and was expected to induce stress
[
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>Finally, participants filled out a questionnaire in which
they were asked to report as many emotional sounds as they
could remember, to estimate the average number of high and
low beeps in a sequence, and questions about the content of
the narrative.</p>
    </sec>
    <sec id="sec-5">
      <title>D. Analysis</title>
      <p>Data processing was done using MATLAB 2018b
software (Mathworks, Natick, MA, USA).</p>
      <p>
        EDA was downsampled to 64 Hz. The phasic component
of the signal was extracted using Continuous Decomposition
analysis [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] as implemented in the Ledalab toolbox for
Matlab.
      </p>
      <p>
        ECG measurements were processed to acquire the
interbeat interval (IBI – the inverse of heart rate). After
downsampling to 256 Hz, ECG was high-pass filtered at 0.5
Hz. Peaks were detected from a squared version of the
reconstructed frequency-localized version of the ECG
waveform using wavelets [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The IBI semi-time series was
transformed into a timeseries. This was done by interpolating
consecutive IBIs and then resampling at 2 Hz.
      </p>
      <p>
        EEG was processed offline with EEGLAB v14.1.2 for
MATLAB [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. EEG was first downsampled to 256 Hz,
highpass filtered at 1 Hz and notch filtered at 50 Hz, using the
standard FIR-filter implement in EEGLAB function
pop_eegfiltnew. Channels were re-referenced to the average
channel values. Logistic infomax independent component
analysis (ICA, [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]) was performed on more strongly filtered
data to classify artifactual independent components, i.e.,
components not reflecting sources of neural activity, but
ocular or muscle-related artifacts. These components were
removed from the data. Samples whose squared amplitude
magnitude exceeded the mean-squared amplitude of that
channel by more than four standard deviations were marked
as missing data (’NaN’).
      </p>
      <p>
        Similarity of EEG between participants in the
timedomain was assessed using correlated component analysis
(CorrCA) [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. CorrCA is similar to the more familiar
principal component analysis, except that projections of
CorrCA capture maximal correlations between data sets
instead of maximal variance within a set of data. Rather than
treating EEG channels separately, this analysis results in
correlated components. ISC (inter-subject correlation) is
determined by the sum of correlations of the first three of
these components. See [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] for a detailed description of the
procedure that was followed. To discriminate between
attentional task conditions, correlated component vectors
were extracted from both the narrative and short-stimuli
group. Data from each subject was then projected on these
component vectors. Correlations between each participant
with all other members of the narrative and short-stimuli
group were computed. The average correlation between a
participant and all participants in the narrative and in the
short-stimuli groups are from now on referred to as
ISCnarrative and ISC-short-stim. To avoid training biases in the
component extraction step, data from the to-be tested subject
were excluded in this step.
      </p>
      <p>
        Similarity of EDA (phasic component) and IBI between
participants in the time-domain was assessed using a moving
window approach, introduced by [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. Pearson correlations
were calculated over successive, running 15s windows at 1s
increments. The overall correlation between two responses
was computed as the natural logarithm of the sum of all
positive correlations divided by the sum of the absolute
values of all negative correlations. As for EEG, ISC-narrative
and ISC-short-stim were determined for each participant by
determining his or her ISC with each of the members of the
narrative group as well as with the short-stimuli group.
      </p>
      <p>Wilcoxon rank sum tests were performed to test for
differences in performance with respect to the questions
about the auditory stimuli between the two attentional groups.
Paired sample t-tests were conducted to test whether
ISCnarrative and ISC-short-stim were significantly different
within each attentional group for EEG, EDA and IBI.</p>
      <p>III.</p>
      <p>RESULTS</p>
      <p>Participants in the narrative group answered more
questions about the narrative correctly than participants in the
short-stimuli group (Z=2.68, p=.007), whereas participants in
the short-stimuli group could name more emotional sounds
(Z=2.68, p=.007) and were closer to the actual average
number of high and low beeps (Z=2.82, p=.005) than the
narrative group. This indicated that participants followed the
attentional instruction.</p>
      <p>Fig. 1 shows the inter-subject correlation (ISC) averaged
across participants of the narrative group (left bars) and the
short-stimuli group (right bars) when paired with participants
of the narrative group (dark bars) or short-stimuli group (light
bars). Data of individual participants are plotted on top of the
bars. For EEG (Fig. 1A) ISC is higher for most participants
when paired to participants of their own attentional group
compared to participants from the other group. This is so both
for participants in the narrative group (t12 = 3.57, p = 0.004)
as well as the short-stimuli group (t12= -3.57, p = 0.004). For
EDA (Fig. 1B), the same pattern of results is observed, but it
only reaches significance for the short-stimuli group (t12=
3.932, p = 0.002; narrative group: t12= 0.96, p = 0.357). For
IBI (Fig. 1C), the trend is again the same but no significant
effects were observed (narrative group: t12 = 0.85, p = 0.413;
short stimuli: t12 = -1.37, p=0.196).</p>
      <p>When assuming for each participant that she or he follows
the attentional instruction as indicated by the group with
whom she or he shows the highest averaged synchrony,
classification accuracies are significantly higher than chance
for EEG and EDA. For EEG, classification accuracy is 85%
both for participants from the narrative and from the
shortstimuli group. For EDA, classification accuracy is 77% for
participants from the short-stimuli group and 85% for the
narrative group. For IBI, classification accuracy is not higher
than chance in both groups. Chance level was determined by
using surrogate data with randomized group labels.
Significance levels were determined using 10000 renditions
of randomized group labels. An overview of the classification
data is presented in Fig. 2.</p>
      <p>We showed that PS in both EEG and EDA is indicative of
shared attention: EEG and EDA signals of participants are
more strongly synchronized with those of participants in the
same attentional condition compared to the other. For IBI, we
did not find this.</p>
      <p>
        In our setting, all participants attended to the auditory
stimulus. While participants in the short-stimuli condition
were instructed to ignore the narrative, it was probably hard
to do this at times without concurrent short-stimuli. In
contrast to e.g. the study by [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], our participants did not have
another task at these times and their attention was likely
directed to the auditory environment, since they expected an
auditory stimulus that was relevant for them. We therefore
expect that the difference between the groups and therefore,
our PS effects, will be strongest when only considering the
times during which concurrent short-stimuli are played. In
future analysis we will first recover occurrence of generally
high PS (which will also indicate which events generated
generally high shared attention) and then focus analysis at
those times, to examine whether this will result in even
clearer effects, perhaps also showing an effect for IBI.
      </p>
      <p>
        EEG PS performed relatively well, as might have been
expected based on previous PS literature and the more direct
link with attention. However, EDA did well too, which, even
though wearable EEG systems are available, is convenient
from a user perspective. The finding that IBI performed worst
may not be unexpected given the fact that the relation
between heart rate and mental state seems less
straightforward than EDA. Whereas EDA has consistently
been found to be positively related to arousal [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], the
relation between emotional stimuli and heart rate has been
found to be more complex. Both positive (e.g. [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]) and
negative (e.g. [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]) relations between heart rate and arousal
been reported. The reason for this is probably that arousal can
be associated with the body being prepared for action, cf. the
defense reflex, or with a concentrated, focused state, cf. the
orienting reflex, where the defense system is associated with
heart rate accelerations and the orienting system with
decelerations [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]. The type of response to a certain
emotional stimulus can differ between individuals and
occasions.
      </p>
      <p>
        In future analysis, we will examine patterns of synchrony
in the different modalities as a function of stimulus type.
Events relevant for mental tasks (counting the beeps) may be
strongly associated to synchrony in EEG, whereas emotional
stimuli (IADS and the instruction to sing a song) may be
strongly associated to synchrony in EDA. Patterns of
multimodal synchrony might even allow us to identify the
type of shared mental activity and therewith the instigator of
shared attention. Combining synchrony measures from
different modalities may support detection of (certain)
relevant events, although it is still unclear how this can be
done best [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. It is also of interest to relate PS to behavioral
or cognitive performance on tasks related to the to be attended
stimuli. An individual’s (moment of) low PS may be
predictive of later poor performance. Finally, we want to
mention that in the current study, we purposely examined
interpersonal PS in a situation with very limited eye- or body
movements, and no interpersonal communication. This was
done in order to avoid possible confounds of physiological
measures with movements [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ] and with the view of studying
PS in the context of attention, apart from interpersonal
interaction. However, it would be of interest to bring this
view together with the large literature on interpersonal
synchrony in behavioral measures such as gestures and
speech during social interaction [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ].
      </p>
      <p>ACKNOWLEDGMENT</p>
      <p>The authors thank Ana Borovac for help with recording
the participants.</p>
    </sec>
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