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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Are Subtitling Corpora really Subtitle-like?</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Alina Karakanta</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Fondazione Bruno Kessler</institution>
          ,
          <addr-line>Via Sommarive 18, Povo, Trento -</addr-line>
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Trento</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Growing needs in translating multimedia content have resulted in Neural Machine Translation (NMT) gradually becoming an established practice in the field of subtitling. Contrary to text translation, subtitling is subject to spatial and temporal constraints, which greatly increase the postprocessing effort required to restore the NMT output to a proper subtitle format. In this work, we explore whether existing subtitling corpora conform to the constraints of: 1) length and reading speed; and 2) proper line breaks. We show that the process of creating parallel sentence alignments removes important time and line break information and propose practices for creating resources for subtitlingoriented NMT faithful to the subtitle format.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>Machine Translation (MT) of subtitles is a
growing need for various applications, given the
amounts of online multimedia content becoming
available daily. Subtitling translation is a complex
process consisting of several stages (transcription,
translation, timing), and manual approaches to the
task are laborious and costly. Subtitling has to
conform to spatial constraints such as length, and
temporal constraints such as reading speed. While
length and reading speed can be modelled as a
post-processing step in an MT workflow using
simple rules, subtitle segmentation, i.e. where and
if to insert a line break, depends on semantic and
syntactic properties. Subtitle segmentation is
particularly important, since it has been shown that a</p>
      <p>
        Copyright c 2019 for this paper by its authors. Use
permitted under Creative Commons License Attribution 4.0
International (CC BY 4.0).
proper segmentation by phrase or sentence
significantly reduces reading time and improves
comprehension
        <xref ref-type="bibr" rid="ref11 ref13">(Perego, 2008; Rajendran et al., 2013)</xref>
        .
      </p>
      <p>Hence, there is ample room for developing
fully or at least partially automated solutions for
subtitle-oriented NMT, which would contribute
in reducing post-processing effort and
speedingup turn-around times. Automated approaches
though, especially NMT, are data-hungry.
Performance greatly depends on the availability of large
amounts of high-quality data (up to tens of
millions of parallel sentences), specifically tailored
for the task. In the case of subtitle-oriented NMT,
this implies having access to large subtitle
training corpora. This leads to the following
question: What should data specifically tailored for
subtitling-oriented NMT look like?</p>
      <p>
        There are large amounts of available parallel
data extracted from subtitles
        <xref ref-type="bibr" rid="ref12 ref6 ref8 ref9">(Lison and
Tiedemann, 2016; Pryzant et al., 2018; Di Gangi et al.,
2019)</xref>
        . These corpora are usually obtained by
collecting files in a subtitle specific format (.srt) in
several languages and then parsing and aligning
them at sentence level. MT training at sentence
level generally increases performance as the
system receives longer context (useful, for instance,
to disambiguate words). As shown in Table 1,
this process compromises the subtitle format by
converting the subtitle blocks into full sentences.
With this “merging”, information about subtitle
segmentation (line breaks) is often lost. Therefore,
recovery of the MT output to a proper subtitle
format has to be performed subsequently, either as a
post-editing process or by using hand-crafted rules
and boundary predictions. Integrating the
subtitle constraints in the model can help reduce the
post-processing effort, especially in cases where
the input is a stream of data, such as in
endto-end Speech Neural Machine Translation. To
date, there has been no study examining the
consequences of obtaining parallel sentences from
sub1
00:00:14,820 &gt; 00:00:18,820
Grazie mille, Chris.
      </p>
      <p>E´ un grande onore venire
2
00:00:18,820 &gt; 00:00:22,820
su questo palco due volte.</p>
      <p>Vi sono estremamente grato.</p>
      <p>Grazie mille, Chris.</p>
      <p>E´ un grande onore venire su questo palco due volte.</p>
      <p>Vi sono estremamente grato.
titles on preserving the subtitling constraints.</p>
      <p>
        In this work, we explore whether the large,
publicly available parallel data compiled from
subtitles conform to the temporal and spatial
constraints necessary for achieving quality subtitles.
We compare the existing resources to an
adaptation of MuST-C
        <xref ref-type="bibr" rid="ref6">(Di Gangi et al., 2019)</xref>
        , where the
data is kept as subtitles. For evaluating length and
reading speed, we employ character counts, while
for proper line breaks we use the Chink-Chunk
algorithm
        <xref ref-type="bibr" rid="ref7">(Liberman and Church, 1992)</xref>
        . Based on
the analysis, we discuss limitations of the existing
data and present a preliminary road-map towards
creating resources for training subtitling-oriented
NMT faithful to the subtitling format.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Related work</title>
      <sec id="sec-2-1">
        <title>2.1 Subtitling corpora</title>
        <p>Building an end-to-end subtitle-oriented
translation system poses several challenges, mainly
related to the fact that NMT training needs large
amounts of high-quality data representative of the
target application scenario (subtitling in our case).
Human subtitlers translate either directly from the
audio/video or they are provided with a template
with the source text already in the format of
subtitles containing time codes and line breaks, which
they have to adhere to when translating.</p>
        <p>
          Several projects have attempted to collect
parallel subtitling corpora. The most well-known one is
the OpenSubtitles1 corpus
          <xref ref-type="bibr" rid="ref8 ref9">(Lison and Tiedemann,
2016)</xref>
          , extracted from 3.7 million subtitles across
60 languages. Since subtitle blocks do not always
correspond to sentences (see Table 1), the blocks
are merged and then segmented into sentences
us1http://www.opensubtitles.org/
ing heuristics based on time codes and
punctuation. Then, the extracted sentences are aligned to
create parallel corpora with the time-overlap
algorithm
          <xref ref-type="bibr" rid="ref15">(Tiedemann, 2008)</xref>
          and bilingual
dictionaries. The 2018 version of OpenSubtitles has
high-quality sentence alignments, however, it does
not resemble the realistic subtitling scenario
described above, since time and line break
information are lost in the merging process. The same
methodology was used for compiling
MontenegrinSubs (Bozˇovic´ et al., 2018), an English –
Montenegrin parallel corpus of subtitles, which
contains only 68k sentences.
        </p>
        <p>
          The Japanese-English Subtitle Corpus
JESC
          <xref ref-type="bibr" rid="ref12">(Pryzant et al., 2018)</xref>
          is a large
parallel subtitling corpus consisting of 2.8 million
sentences. It was created by crawling the internet
for film and TV subtitles and aligning their
captions with improved document and caption
alignment algorithms. This corpus is aligned
at caption level, therefore its format is closer to
our scenario. On the other hand, non-matching
alignments are discarded, which might hurt the
integrity of the subtitling documents. As we will
show, this is particularly important for learning
proper line breaks between subtitle blocks.
        </p>
        <p>
          A corpus preserving both subtitle segmentation
and order of lines is SubCo
          <xref ref-type="bibr" rid="ref8 ref9">(Mart´ınez and Vela,
2016)</xref>
          , a corpus of machine and human translated
subtitles for English–German. However, it only
consists of 2 source texts ( 150 captions each)
with multiple student and machine translations.
Therefore, it is not sufficient for training MT
systems, although it could be useful for evaluation
because of the multiple reference translations.
        </p>
        <p>
          Slightly deviating from the domain of films and
TV series, corpora for Spoken Language
Translation (SLT) have been created based on TED talks.
The Web Inventory of Transcribed and Translated
Talks
          <xref ref-type="bibr" rid="ref4">(Cettolo et al., 2012)</xref>
          is a multilingual
collection of transcriptions and translations of TED
talks. The talks are aligned at sentence level
without audio information. Based on WIT, the
IWSLT campaigns
          <xref ref-type="bibr" rid="ref10">(Niehues et al., 2018)</xref>
          are
annually releasing parallel data and their
corresponding audio for the task of SLT, which are extracted
based on time codes but again with merging
operations to create segments. MuST-C
          <xref ref-type="bibr" rid="ref6">(Di Gangi
et al., 2019)</xref>
          is to date the largest multilingual
corpus for end-to-end speech translation. It
contains (audio-source language transcription-target
language translation) triplets, aligned at segment
level. The process of creation is the opposite from
IWSLT; the authors first align the written parts
and then match the audio. This is a promising
corpus for an end-to-end system which translates
from audio directly into subtitles. However, the
translations are merged to create sentences,
therefore they are far from the suitable subtitle format.
Given the challenges discussed above, there exists
no systematic study of the suitability of the
existing corpora for subtitling-oriented NMT.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Subtitle segmentation</title>
        <p>Subtitle segmentation techniques have so far
focused on monolingual subtitle data. A´ lvarez et al.
(2014) trained Support Vector Machine and
Logistic Regression classifiers on correctly/incorrectly
segmented subtitles to predict line breaks.
Extending this work, A´ lvarez et al. (2017) used a
Conditional Random Field (CRF) classifier for the
same task, also differentiating between line breaks
(next subtitle line) and subtitle breaks (next
subtitle block). Recently, Song et al. (2019) employed
a Long-Short Term Memory Network (LSTM) to
predict the position of the period in order to
improve the readability of automatically generated
Youtube captions. To our knowledge to date, there
is no approach attempting to learn bilingual
subtitle segmentation or incorporating subtitle
segmentation in an end-to-end NMT system.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Criteria for assessing subtitle quality 3</title>
      <p>3.1</p>
      <sec id="sec-3-1">
        <title>Background</title>
        <p>
          The quality of the translated subtitles is not
evaluated only in terms of fluency and adequacy, but
also based on their format. We assess whether
the available subtitle corpora conform to the
constraints of length, reading speed (for the corpora
where time information is available) and proper
line breaks on the basis of the criteria for
subtitle segmentation mentioned in the literature of
Audiovisual Translation (AVT)
          <xref ref-type="bibr" rid="ref5">(Cintas and Remael,
2007)</xref>
          and the TED talk subtitling guidelines2:
1. Characters per line. The space available for a
subtitle is limited. The length of a subtitle depends
on different factors, such as size of screen, font,
age of the audience and country. For our analysis,
we consider max. 42 chars for Latin alphabets, 14
for Japanese (including spaces).
        </p>
        <p>2https://www.ted.com/participate/translate/guidelines
2. Lines per subtitle. Subtitles should not take up
too much space on screen. The space allowed for
a subtitle is about 20% of screen space. Therefore,
a subtitle block should not exceed 2 lines.
3. Reading speed. The on-air time of a subtitle
should be sufficient for the audience to read and
process its content. The subtitle should match as
much as possible the start and the end of an
utterance. The duration of the utterance (measured
either in seconds or in feet/frames) is directly
equivalent to the space a subtitle should occupy. As a
general rule, we consider max. 21 chars/second.
4. Preserve ‘linguistic wholes’. This criterion is
related to subtitle segmentation. Subtitle
segmentation does not rely only on the allowed length,
but should respect linguistic norms. To facilitate
readability, subtitle splits should not “break”
semantic and syntactic units. In an ideal case, every
subtitle line (or at least subtitle block) should
represent a coherent linguistic chunk (i.e. a sentence
or a phrase). For example, a noun should not be
separated from its article. Lastly, subtitles should
respect natural pauses.
5. Equal length of lines. Another criterion for
splitting subtitles relates to aesthetics. There is
no consensus about whether the top line should be
longer or shorter, however, it has been shown that
subtitle lines of equal length are easier to read,
because the viewer’s eyes return to the same point on
the screen when reading the second line.</p>
        <p>While subtitle length and reading speed are
factors that can be controlled directly by the subtitle
software used by translators, subtitle segmentation
is left to the decision of the translator. Translators
often have to either compromise the aesthetics in
favour of the linguistic wholes or resort to
omissions and substitutions. Therefore, modelling the
segmentation decisions based on the large
available corpora is of great importance for a
highquality subtitle-oriented NMT system.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Quality criteria filters</title>
        <p>In order to assess the conformity of the
existing subtitle corpora to the constraints mentioned
above, we implement the following filters.
Characters per line (CPL): As mentioned
above, the information about line breaks inside
subtitle blocks is discarded in the process of
creating parallel data. Therefore, we can only
assume that a subtitle fulfils the criteria 1 and 2
above by calculating the maximum possible length
for a subtitle block; 2 * 42 = 84 characters for
Latin scripts and 2 * 14 = 28 for Japanese. If
CP L &gt; max length then the subtitle doesn’t
conform to the length constraints.</p>
      </sec>
      <sec id="sec-3-3">
        <title>Characters per second (CPS): This metric re</title>
        <p>lates to reading speed. For the corpora where
time codes and duration are preserved, we
calculate CPS as follows: CP S = d#urchatairosn
Chink-Chunk: Chink-Chunk is a low-level
parsing algorithm which can be used as a
rulebased method to insert line breaks between
subtitles. It is a simple but efficient way to detect
syntactic boundaries. It relates to preserving linguistic
wholes, since it uses POS information to split units
only at punctuation marks (logical completion) or
when an open-class or content word (chunk) is
followed by a closed-class or function word (chink).
Here, we use this algorithm to compute
statistics about the type of subtitle block breaks in the
data (punctuation break, content-function break or
other). The algorithm is described in Algorithm 1.</p>
        <p>Algorithm 1: Chink-Chunk algorithm
1 if POS last in [’PUNCT’, ’SYM’, ’X’] then
2 punc break +=1;
3 else
4
if POS last in content words and POS next in
function words then</p>
        <p>cf break +=1;
5
6 else
7 other split +=1;
8 end
9 end
10 return punc break, cf break, other split
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Experiments</title>
      <p>For our experiments we consider the corpora
which are large enough to train NMT systems;
OpenSubtitles, JESC and MuST-C. We focus on
3 language pairs, Japanese, Italian and German,
paired with English, as languages coming from
different families and having a large portion of
sentences in all corpora. We tokenise and then tag
the data with Universal Dependencies3 to obtain
POS tags for the Chink-Chunk algorithm.</p>
      <p>To observe the effect of merging processes on
preserving the subtitling constraints, we create a
version of MuST-C at a subtitle level. We obtain</p>
      <sec id="sec-4-1">
        <title>3https://universaldependencies.org/</title>
        <p>EN-IT
EN-DE
EN-JA</p>
      </sec>
      <sec id="sec-4-2">
        <title>Total 671K 575K 669K</title>
      </sec>
      <sec id="sec-4-3">
        <title>Extracted 452K / 3.4M 361K / 2.7M 399K / 3M</title>
        <p>253K / 4.8M
229K / 4.2M
the same .srt files used to create MuST-C. We
extract only the subtitles with matching timestamps
from the common talks in the language pair
without any merging operations. Table 2 shows the
statistics of the extracted corpus. We randomly
sample 1,000 sentence pairs and manually inspect
their alignments. 94% were correctly aligned, 3%
partially aligned and 3% misaligned.</p>
        <p>We apply each of the criteria filters in
Section 3.2 to the corpora both on the source and the
target side independently. Then, we take the
intersection of the outputs of all the filters to obtain the
lines/sentences which conform to all the criteria.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Analysis</title>
      <p>Length: The analysis of Characters per line
filter shows that both OpenSubtitles and JESC
conform to the quality criterion of length in at least
94% of the cases. Despite the merging operations
to obtain sentence alignments, OpenSubtitles still
preserves a short length of lines, possibly because
of the nature of the text of subtitles. A manual
inspection shows that the text is mainly short
dialogues and the long sentences are parts of
descriptions or monologues, which are more rare. On
the other hand, the merging operations in
MuSTC create long sentences that do not resemble the
subtitling format. This could be attributed to the
format of TED talks. TED talks mostly contain
text written to be spoken, prepared talks usually
delivered by one speaker with few dialogue turns.
Among all corpora, MuST-C subs shows the
highest conformity to the criterion of length, since
indeed no merging operations were performed.
Reading speed: Conformity to the criterion of
reading speed is achieved to a lesser degree, as
EN-IT
EN-DE
EN-JA</p>
      <p>Corpus
MuST-C
OpenSubtitles
MuST-C subs
MuST-C segment X
OpenSubtitles segment
MuST-C subs subtitle X
OpenSubtitles segment
JESC subtitle
MuST-C subs subtitle X
segment X
segment
subtitle X
shown by the Characters per second filter. Except
for Japanese, where the allowed number of
characters per line is lower, all other languages range
between 66%-86%. In general, MuST-C subs,
being in subtitling format, seems to conform better
to reading speed. Unfortunately, time information
is not present in corpora other than the two
versions of MuST-C, therefore a full comparison is
not possible.</p>
      <p>Linguistic wholes: The Chink-Chunk algorithm
shows interesting properties of the subtitle breaks
for all the corpora. MuST-C and OpenSubtitles
conform to the criterion of preserving linguistic
wholes in 99% of the sentences, which does not
occur in the corpora in subtitle format; JESC and
MuST-C subs. Since these two corpora are
compiled by removing captions based on unmatched
time codes, the integrity of the documents is
possibly broken. Subtitles are removed arbitrarily, so
consecutive subtitles are often not kept in order.
This shows the importance of preserving the order
of subtitles when creating subtitling corpora.</p>
      <p>This observation might lead to the assumption
that JESC and MuST-C subs are less subtitle-like.
However, a close inspection of the breaks shows
that OpenSubtitles and MuST-C end in a
punctuation mark in 99.9% of the cases. Even though
they preserve logical completion, these corpora do
not contain sufficient examples of line breaks
preserving linguistic wholes. On the other hand, the
subtitle-level corpora contain between 5%-11%
subtitle breaks in the form of content-function
word. In a realistic subtitling scenario, an NMT
system at inference time will often receive
unfinished sentences, either from an audio stream or a
subtitling template. Therefore, line break
information might be valuable for training NMT systems
that learn to translate and segment.</p>
      <p>The total retained material shows that
OpenSubtitles is the most suitable corpus for producing
quality subtitles in all investigated languages, as
more than 90% of the sentences passed the filters.
However, this is not a fair comparison, given that
the data was filtered with only 2 out of the 3
filters. One serious limitation of OpenSubtitles is the
lack of time information, which does not allow for
modelling reading speed. We showed that corpora
in subtitling format (JESC, MuST-C subs) contain
useful information about line breaks not ending in
punctuation marks, which are mostly absent from
OpenSubtitles. Since no information about
subtitle line breaks (inside a subtitle block) is preserved
in any of the corpora, the criterion of equal length
of lines cannot be explored in this study.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions and discussion</title>
      <p>We explored whether the existing parallel
subtitling resources conform to the subtitling
constraints. We found that subtitling corpora
generally conform to length and proper line breaks,
despite the merging operations for aligning parallel
sentences. We isolated some missing elements:
the lack of time information (duration of
utterance) and the insufficient representation of line
breaks other than at punctuation marks.</p>
      <p>This raises several open issues for creating
corpora for subtitling-oriented NMT; i) subtitling
constraints: a subtitling corpus, in order to be
representative of the task, should respect the
subtitling constraints; ii) duration of utterance: since
the translation of a subtitle depends on the
duration of the utterance, time information is highly
relevant; iii) integrity of documents: a subtitle
often occupies several lines, therefore the order of
subtitles should be preserved whenever possible;
iv) line break information: while parallel
sentence alignments are indispensable, they should
not compromise line break and subtitle block
information. Break information could be preserved
by inserting special symbols.</p>
      <p>We intend to use these observations for an
adaptation of MuST-C, containing triplets (audio,
source language subtitle, target language subtitle),
preserving line break information and taking
advantage of natural pauses in the audio. In the long
run, we would like to train NMT systems which
predict line breaks while translating, possibly
extending the input context using methods from
document level translation.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>This work is part of a project financially supported
by an Amazon AWS ML Grant.</p>
    </sec>
  </body>
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