=Paper= {{Paper |id=Vol-2481/paper51 |storemode=property |title=Defining Action Types: on the roles of Thematic Structures and Argument Alternations |pdfUrl=https://ceur-ws.org/Vol-2481/paper51.pdf |volume=Vol-2481 |authors=Massimo Moneglia,Alessandro Panunzi,Rossella Varvara |dblpUrl=https://dblp.org/rec/conf/clic-it/MonegliaPV19 }} ==Defining Action Types: on the roles of Thematic Structures and Argument Alternations== https://ceur-ws.org/Vol-2481/paper51.pdf
Defining Action Types: on the roles of Thematic Structures and Argument
                              Alternations

       Massimo Moneglia                          Alessandro Panunzi                      Rossella Varvara
       Università di Firenze                    Università di Firenze                 Università di Firenze
    massimo.moneglia@unifi.it              alessandro.panunzi@unifi.it             rossella.varvara@unifi.it




                        Abstract                                of action conceptualization, the linguistic and the
                                                                cognitive levels of categorization are not equiv-
     English. The paper focuses on the relation                 alent and should not be confused (Croft, 2012;
     between Action Types (ontological objects                  Moneglia, 2014). As a matter of fact, the lexical
     that identifies the referential potential of a             category instantiated by an action verb can refer to
     verb) and the Thematic Structure and Al-                   more than one cognitive entity.
     ternations of verbs. The empirical anal-                   For instance, the verb to push can refer to actions
     ysis shows that these linguistic features                  in which the force causes the movement of the ob-
     are not properties of the verb itself, but                 ject in space (e.g. in a sentence like John pushes
     vary in relation to its referential variation.             the basket under the table), as well as to actions in
     Given this evidence, we argue that The-                    which the object does not move (e.g. John pushes
     matic Structure and Argument Alternation                   the fabric into a ball). This differential property is
     can help in the identification of the differ-              more than enough to cognitively distinguish these
     ent types of action to which a verb refers,                events in different action concepts. As a conse-
     providing evidences to define the granular-                quence, the need for a cognitive level of action cat-
     ity of action concepts in the development                  egorization which is independent from the lexical
     of an ontology of actions.                                 one becomes clear.
                                                                In this paper, we investigate the role of one type
1    Introduction                                               of linguistic information, specifically Thematic
                                                                Structure and Argument Alternations, in the defi-
Action verbs are among the most frequent words
                                                                nition of action types, i.e. types of action concepts
in ordinary communication, and their correct pro-
                                                                that gather together single datapoint in the IMA-
cessing constitutes an underpinning element for a
                                                                GACT ontology of actions. We point out that The-
wide series of human-machine interaction tasks.
                                                                matic Structure is not a property of the verb itself,
The formalization of action verb meanings has of-
                                                                since different structures may be present for the
ten been linked to propositional representations
                                                                same verb. Our aim is to show how these features
within decompositional approaches (Dowty, 1979;
                                                                are linked to action types and how this correlation
Rappaport Hovav and Levin, 2012), in which the
                                                                can be useful for the definition and the induction
semantic core of the verb remains a non-analyzed
                                                                of Action Types1 .
lexical root. Other traditional components used in
the representation and annotation of the meaning                   In section 2, we show the innovative methodol-
of action verbs are: the temporal and aspectual                 ogy assumed by the IMAGACT Ontology of Ac-
properties of verbs (Vendler, 1957; Pustejovsky,                tion for representing the meaning of action verbs,
1991); the thematic roles of participants (Fill-                focusing on their referential properties rather than
more, 1967; Gruber, 1965); the force dynamics                   on their intensional definition. In sections 3 and
and causal relations implied (Talmy, 1988; Croft,               4, we will see through a case study that the induc-
2012; Gärdenfors, 2014).                                       tion of the referential variation of verbs can take
Nevertheless, even if these semantic components                 advantage of linguistic features. Thematic Struc-
are usually assumed to reflect the general structure
                                                                   1
                                                                     Similarly, previous work in Word Sense Disambiguation
     Copyright c 2019 for this paper by its authors. Use per-   (Dang and Palmer, 2005; Roberts and Kordoni, 2012) have
mitted under Creative Commons License Attribution 4.0 In-       shown that thematic information can improve verb sense dis-
ternational (CC BY 4.0).                                        ambiguation.
tures and their Alternations can have an impact in                 that could co-extend to the same scene (Mon-
the definition and characterization of the objects in              eglia et al., 2018a). An additional validation,
an ontology of actions.                                            in which raters were asked to assign scenes to
                                                                   ATs, was conducted with an overall agreement of
2       The IMAGACT ontology                                       0.8 (Gagliardi, 2014). Lastly, during the ontol-
                                                                   ogy’s development, Thematic Structure, Alterna-
In the IMAGACT multilingual Ontology of Ac-                        tions and Aktionsart were manually annotated for
tions2 (Moneglia et al., 2012b; Panunzi et al.,                    the linguistic captions of each scene. These lat-
2014) action concepts are not defined through                      ter annotations will be the starting point of the
a propositional and truth conditional perspective,                 present study, in which we analyze the correlation
but they are rather identified and visually repre-                 between ontological entities (ATs) and linguistic
sented through scenes. Each scene is conceived as                  features, specifically Thematic Structure and Al-
a prototypical instance (Rosch, 1983) of an action                 ternations.
concept and constitutes the basic entity of refer-
ence of the action ontology. Scenes have been de-                  3   Thematic Structure and Action Types
rived from a complex annotation procedure (Mon-
eglia et al., 2012a) of the occurrences of action                  Thematic structure and syntactic frame informa-
verbs3 in two large spoken resources of English                    tion of verbs are usually provided by most lex-
and Italian. After this bootstrapping phase, the                   ical resources, such as VerbNet (Kipper-Schuler,
ontology has been extended to many other lan-                      2005), FrameNet (Fillmore et al., 2004) and Prop-
guages exploiting competence judgments by na-                      Bank (Palmer et al., 2005). In these resources,
tive speakers (Brown et al., 2014; Pan et al., 2018;               the different entries of a verb are associated to
Moneglia et al., 2018b). The whole IMAGACT                         their possible thematic structures. They include
database is currently comprised of 1,010 scenes                    manually annotated data and have been useful for
linked to more than 8,700 verbs in 13 languages4 .                 the development of statistical approaches for Se-
As a result, action concepts have been represented                 mantic Role Labeling (Gildea and Jurafsky, 2002)
by language independent scenes, each one linked                    and for various NLP applications (e.g. informa-
to the series of verbs that can be used to refer to                tion extraction (Surdeanu et al., 2003), summa-
it. The scenes are described by linguistic captions                rization (Melli et al., 2006), and machine trans-
(i.e. short sentences) that have as predicates each                lation (Boas, 2002)).
of those verbs. Simultaneously, each verb is con-                     In this section, we show that Thematic Struc-
nected to a set of scenes in the ontology, represent-              ture (TS) is not a property of the verb and we will
ing in this way its referential variation.                         verify: 1) to what extent it can be considered a
The scenes linked to a verb have been then                         property of the action types in the variation of a
grouped in broader categories called Action                        verb; 2) to what extent it can provide a differential
Types5 (hereafter also ATs or Types). ATs are de-                  feature for the identification of ATs. We consider
fined as higher level concepts which fall in the se-               as TS the minimal themathic structure7 which is
mantic variation of a verb, useful to represent its                necessary to interpret a verb as an instance of a
referential potential in a more compact way, re-                   specific AT.
ducing an excessive granularity in the representa-                    There are cases in which the TS is the same
tion of meaning6 . ATs have been created exploit-                  all through the verb variation. Frequently, one
ing similarity judgments among scenes and con-                     specific thematic structure is associated to activity
sidering Local Equivalent verbs, i.e. all the verbs                verbs that show almost no variation in their mean-
    2
                                                                   ing. This is the case of the verb to drink, who has
      Freely accessible at http://www.imagact.it/
    3                                                              only one AT. The verb to close, on the contrary,
      Only in their basic, physical meaning, so excluding all
metaphorical and phraseological uses.                              shows a significant variation in the IMAGACT on-
    4
      Besides English and Italian, the list of fully mapped lan-   tology (7 ATs, four of them represented in table
guage comprenends: Arab, Chinese, Danish, German, Hindi,           1), but all types present the same TS (AG-V-TH).
Japanese, Polish, Portuguese, Serbian, Spanish, Greek.
    5
      See, for instance, Table 1 which represents the main vari-   In these cases, thematic structure cannot play any
ation of the action verb to close.                                 role in the definition of different types, which are
    6
      As a matter of fact, some verbs in IMAGACT can be
                                                                       7
linked to several dozen scenes, and the most general ones,               The set of roles used in IMAGACT is based mainly on
like to take and to put, are linked to about 100 scenes.           the set used in VerbNet.
                                                                                       Mary presses the
                                                                                       fabric into a ball
                                                                                       AG-V-TH-DEST
                                                                                       to push, to squeeze,
                                                                                       to compress
  Mary closes her hand       Mary closes the umbrella
                                                                     Table 3: To press, type b

                                                                                       The doctor presses
                                                                                       the shoulder
                                                                                       AG-V-TH
                                                                                       to push, to poke
  Mary closes the door          Mary closes the lock

           Table 1: Variation of to close                            Table 4: To press, type c

                                                                                       John presses     the
identified on the basis of ontological features of                                     button
the theme (e.g. a body part vs an artifact) or by the                                  AG-V-TH
kind of result produced (spatial consequences vs                                       to push
functional consequences), and even by the set of
equivalent verbs which provide a differential prop-
                                                                     Table 5: To press, type d
erty of each ATs (to shut vs. to lock vs. to close
up vs. to clench).                                                                     John presses     the
   Verbs like to close shows that TS is not a nec-                                     pedal
essary differential of ATs, but, as the next exam-                                     AG-V-TH
ples will point out, it can help to select among                                       to push
the interpretations of a general verb. This is the
case with verbs like to press and to push which                      Table 6: To press, type e
record different TSs possibilities across their vari-
ation. Let’s consider the verb to press. In the IMA-
GACT ontology it shows 10 different ATs. We can         and the concept implies a compression as an inter-
observe groups of Types that share the same TS.         subjective activity, whereas in type d the Theme
Types a (table 2) and b (table 3) present Agent-        is an object and the compression implies a func-
Verb-Theme-Destination structure. In both cases,        tional correlation. In type e the Theme undergoes
the destination is necessary to represent the event     a continuous scalar pressure, not limited to a sin-
type, which cannot be identified otherwise. In type     gle impulse.
a, the Agent compacts the Theme into a block,              Although these TS commonalities among types
changing its shape but not its volume. In type b        show that TS is not necessarily predictive of a
the Agent squeezes the Theme, reducing its vol-         single type, TS helps in the distinction of action
ume.                                                    types. For example, TS restricts the range of pos-
                                                        sible interpretation of a general verb like to press
                               John presses the         in the case of type a and type b (table 2 and 3)
                               scraps into a block
                                                        versus type c, d and e (tables 4, 5 and 6). The
                               AG-V-TH-DEST
                                                        distinction between these groups of types (which
                               to push, to compact
                                                        is independently motivated) is mirrored by the dif-
                                                        ferent TSs.
             Table 2: To press, type a                     TS may constitute an important feature for the
                                                        definition of granularity of action types in the verb
   Types c, d and e (tab.4, 5, 6) differ from types a   variation. Type c (the doctor presses the shoul-
and b since Destination is not necessary and AG-        der, tab.4) and type f (the thief presses the gun
V-TH is sufficient to identify the action.              into Marys back, tab.7) are distinguished in reason
   Despite the common Thematic Structure, they          of their TS: they are similar actions from a cog-
clearly identify different actions for cognitive rea-   nitive point of view and they can be paraphrased
sons. In type c the Theme is a humans body part,        both with to push, but the TS of the verb in the
two events is different.                                     has been previously stated that it shows the cona-
                                                             tive alternation, i.e. “a transitivity alternation in
                                The thief presses the gun
                                into Mary’s back             which the objects of the verb in the transitive vari-
                                AG-V-TH-DEST                 ant turns up in the intransitive conative variant
                                to push                      as the object of the preposition in a prepositional
                                                             phrase headed by the preposition at (sometimes on
                                                             with certain verb of ingesting and the push/pull
               Table 7: To press, type f
                                                             verbs)” (Levin, 1993, p.42). However, only four
                                                             types of press allow for the conative alternation ,
   Two cases in the variation of to press are char-
                                                             as illustrated in the examples below:
acterized by a specific TS: type g (AG-V-TH-
INSTR) and type h (AG-V-TH-RESULT). Type g                     • Type c: The doctor presses the shoulder →
(tab. 8) necessarily requires the instrument in its              The doctor presses on the shoulder
minimal structure, contrary to all other types; type
h (tab. 9) requires the expression of the result of            • Type d: John presses the button → John
the action. TS is predictive of the Action Type in               presses on the button
those cases.
                                                               • Type e: John presses the pedal → John
                                The tailor presses the
                                cloth with the iron
                                                                 presses on the pedal
                                AG-V-TH-INST
                                to push
                                                             Other types result in agrammatical sentences when
                                                             the conative alternation is applied:

              Table 8: To press, type g                        • Type a: *John presses at/on the scraps into a
                                                                 block

                                John presses the can flat      • Type g: *The tailor presses at/on the cloth
                                AG-V-TH-RESULT                   with the iron
                                to push
                                                                Considering now to push, a verb that shares
                                                             many interpretations with to press, only some
              Table 9: To press, type h                      types of to push (types a, b, c, d but not e, f and g)
                                                             allow this alternation:
   Considering the variation of a verb like to
press8 , we can conclude that TS is not peculiar               • Type a: John pushes the button → John
of the verb but is related to its types. Given the               pushes on the button
cases in which one TS is shared by multiple types,
it is clear that types distinction is not a function           • Type b: John pushes the shoulder → John
of the thematic variation (which is actually related             pushes on the shoulder
to the intersection of multiple features). However,
TS has a role in type prediction, since it helps iden-         • Type c: John pushes the lever → John pushes
tifying the features of a type.                                  on the lever

4       The role of Argument Alternation                       • Type d: John pushes the pedal → John pushes
                                                                 on the pedal
Argument Alternations (AAs) are one of those
properties of the verb that have received great at-            • Type e: Mary pushes the chair → *Mary
tention in a large body of literature after Levin                pushes on the chair
(1993). As we will see, also AAs are not proper-
ties of the whole verb, but rather characterizes the           • Type f : Mary pushes the toothpaste → *Mary
verb in its types. Considering the verb to press, it             pushes on the toothpaste
    8
     Further similar examples have been extracted from the
IMAGACT ontology; however, for space limitations, we re-       • Type g: Mary pushes the fabric → *Mary
fer only to the cases already discussed.                         pushes on the fabric
   In addition to the conative alternations, other           • Type f : the thief presses the gun into Marys
two alternations can be seen in the variation of the           back → the thief presses Marys back with the
verbs considered: the resultative construction and             gun9
the theme-instrument alternation. The resultative
                                                             For the verb to push, only types i and d allow it:
construction presents a phrase that describes the
state achieved by the referent of a noun phrase as           • Type i: The thief pushes the gun into Marys
a result of the action. As noted already by Levin              back → The thief pushes Marys back with the
(1993, p. 100), it cannot be predicated in case of             gun
oblique:
                                                             • Type d: John pushes the pedal → John pushes
(1)     a.  The silversmith pounded the metal                  the foot on the pedal
            flat.
                                                            As a whole, if considered together, TS and AA
        b. *The silversmith pounded on the metal
                                                         can reduce the underdetermination of types. In
            flat.
                                                         other words, when two types share the same TS,
This alternation is found only in type h for to          they can be predicted from a difference in their
press:                                                   argument alternations. This is the case, for ex-
                                                         ample, for types a (table 2) and f (table 7) of to
  • John presses the can → John presses the can          press, which share the TS AG-V-TH-DEST, but
    flat                                                 differ with respect to the theme-instrument alter-
                                                         ation: only type f allows it, not type a.
   Lastly, we find an alternation between the               In the variation of to push, types e and a share
Theme and the Instrument, not listed in Levin            the same TS (AG-V-TH) but type e does not al-
(1993). In this case, the Instrument from sentence       low the conative alternation (6=Mary pushes on the
2b (which can be seen as the result of a conative        chair), contrary to types a (John pushes on the but-
alternation) becomes the Theme in sentence 2c.           ton).
(2)     a.   The doctor pushes the shoulder with         5    Conclusion
             his hand
        b.   The doctor pushes on the shoulder           In this paper we have investigated the relation be-
             with his hand                               tween Thematic Structure and Action Types. The
        c.   The doctor pushes his hand on the           empirical analysis reveals that Thematic Structure
             shoulder                                    and Argument Alternations are not properties of
                                                         the whole verb, but rather of the verb in its Types.
   This alternation can be considered as a particu-      We have provided evidence about the saliency of
lar case of locative alternation. In terms of Levin      both Thematic Structure and Argument Alterna-
(1993), the noun shoulder would represent the lo-        tions in the identification of Action Types. Al-
cation argument, whereas hand would be consid-           though TS and AA do not determine the variation
ered the locatum. Also in this case, the theme-          of a verb across different ATs, these linguistic fea-
instrument alternation does not apply to all types       tures can, indeed, reveal characterizing features of
of the variation of to press, but rather characterizes   a Type, helping us in the disambiguation of con-
specific types.                                          cepts and in the recognition of the necessary level
                                                         of granularity in building our ontologies.
  • Type g: the tailor presses the clothes with
    the iron → The tailor presses the iron on the
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