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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Mathematical Model of a Surface Radiance Factor</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>National Research University "Moscow Power Engineering Institute"</institution>
          ,
          <addr-line>Moscow</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The article is devoted to the creation of a surface radiance factor mathematical model. The basis of the model is the solution of the boundary value problem of the radiative transfer equation (RTE). The surface is considered as a structure consisting of several turbid layers, each of which is characterized by its optical parameters. The top of the structure is randomly rough, uncorrelated, Fresnel. The lower boundary reflects perfectly diffusely. The complexity of solving the RTE boundary value problem for real layers is due to the fact that the suspended particles in each layer are always much longer than the wavelength. This leads to a strong anisotropy of the radiance angular distribution according to Mie theory. The solution comes down to a system of equations by the discrete ordinates method that consists of several hundred of differential equations. Subtraction of the anisotropic part from the solution based on an approximate analytical solution of the RTE allows avoiding this problem. The approximation is based on a slight decrease in the anisotropic part of the angular spectrum. The matrix-operator method determines the general solution for a complex multilayer structure. The calculation speed can be increased without compromising the accuracy of the solution with the help of the synthetic iterations method. The method consists of two stages: the first one repeats the described one with a small number of ordinates; on the second one the iteration of it is performed. The model is realised in the Matlab software.</p>
      </abstract>
      <kwd-group>
        <kwd>radiative transfer equation</kwd>
        <kwd>matrix-operator method</kwd>
        <kwd>synthetic iterations method</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Reflective properties of surfaces play the key role in
lighting calculations, and in most cases, calculations are impossible
without knowing them. Some objects reflect both diffusely and
specularly. Taking into account such surfaces is essential for
correct calculations. Radiance factor is the classical value used
to describe spatial reflective properties. In [14] a model of
radiance factor of a uniform layer with diffuse bottom and Fresnel
upper boundary was described. The present article is aimed to
find the solution for a multi-layered structure and to optimize
calculations (more fast calculations without lowering in
accuracy).</p>
    </sec>
    <sec id="sec-2">
      <title>2. Boundary value problem of the RTE for a uniform layer</title>
      <p>A partially coherent wave reflection from a structure with a
complex optical characteristics analysis shows [4] that the wave
is dived into two components, after solution averaging: a
coherent one determining the optical characteristics and a
quasiuniform admitting the beam description and obeys the RTE. If the
irradiating inhomogeneities of the medium are located in the
Fraunhofer region from each other, which is most often realized
in practice, then the optical characteristics of the medium are
determined by summing them over the elementary volume of
the medium.</p>
      <p>Radiance factor is the relation between the radiance coming
out from a surface in the specified direction and the radiance of
an ideal diffuse surface in the same conditions. Therefore, the
determination of the surface radiance factor is reduced to a
boundary value problem for a flat layer. Let us analyze the
algorithm for the numerical solution of the RTE boundary value
problem for the case of irradiation of a turbid layer with optical
thickness 0 by a plane unidirectional source (PU) in the
direction ˆl0   1  02 ,0,0 , 0  (zˆ, ˆl0 )  cos 0 :
 L(, ˆl)

 
L(, ˆl)



4
 L(, ˆl) </p>
      <p>
         L(, ˆl)x(ˆl, ˆl)dˆl,
0,0
 (ˆl  ˆl0 ), L(, ˆl)
0,0
 0;
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
where L(,,) is the radiance in the viewing direction
ˆl   1  2 cos , 1  2 sin , ,   (zˆ, ˆl) at optical depth
z
   ()d  ; x(ˆl, ˆl) is indicatrix of scattering;  is single
0
scattering albedo. The problem (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) is defined in the coordinate
system OXYZ, the axis OZ is directed perpendicularly down, zˆ
is the unit vector along OZ. z = 0 on the upper boundary.
      </p>
      <p>Numerical solution implies discretization of the RTE. The
scattering integral should be replaced by a finite sum [2]. It is
impossible, since there are singularities in the angular radiance
distribution, which cannot be replaced by a finite series in any
basis. The article [9] offers to single out the direct source
radiation, which became an indispensable element of all RTE
solving methods. However, a feature of all natural objects is the
presence of suspended particles, which sizes significantly
exceed the wavelength, which, in accordance with Mie Theory,
leads to high angle scattering anisotropy, and the extraction of
direct radiation is not enough efficient. In case of presence of
strong anisotropy in the radiance angular distribution, replacing
the integral with a finite sum can lead to significant
uncertainties [15].</p>
    </sec>
    <sec id="sec-3">
      <title>3. RTE discretization</title>
      <p>The idea is of the accurate discretization is to analytically
distinguish all the singularities and the anisotropic part La (, ˆl) ,
i.e. to represent the solution in the form [1]:</p>
      <p>L(, ˆl)  La (, ˆl)  L(, ˆl) ,
here L(, ˆl) is the regular part of the solution (RPS), which is a
smooth function. Such a smooth function can be represented by
a finite basis of elements.</p>
      <p>
        Considering (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) the boundary value problem (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) for L(, ˆl)
is [2]:
 L(, ˆl)

 
L(, ˆl )



4
 L(, ˆl) 
      </p>
      <p> x(ˆl, ˆl)L(, ˆl) dˆl  (, ˆl);
 0; L(, ˆl )
0, 0
0 , 0
 La (, ˆl),
where the source function (, ˆl) is defined by the anisotropic
part of the solution:
(, ˆl)  
dLa (, ˆl)
 La (, ˆl) </p>
      <p>
d 4</p>
      <p>
        As a numerical method implies finding an approximate
value, it cannot exactly correspond to boundary conditions. That is
why the second boundary condition is changed.
 x(ˆl, ˆl)La (, ˆl)dˆl . (
        <xref ref-type="bibr" rid="ref4">4</xref>
        )
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
tion (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) with respect to flows exiting the layer. The solution is
get in the form of scatterers [6]:
 C (0)   F   R T   C (0)  ,
C (0 ) F  T R C (0 )
(
        <xref ref-type="bibr" rid="ref9">9</xref>
        )
where F   hJ, R T   h  u12
F  T R  e0 u22
 e0 u11  ,
 u21 

  u11
h  
 e0 u21
      </p>
      <p>1
e0 u12  .</p>
      <p>
        The expression (
        <xref ref-type="bibr" rid="ref9">9</xref>
        ) in the form of scatterers gives us the
relation between the streams emerging from the layer and the
incident ones and is a generalization of the radiance factor. The
column F describes the inner radiation of the layer, the
matrices R and T represent discrete values of the radiance factors
for reflection and transmission.
      </p>
    </sec>
    <sec id="sec-4">
      <title>5. Invariance of the solution</title>
      <p>
        In the simplest case, a multilayer structure can be
represented by only two layers:
(
        <xref ref-type="bibr" rid="ref10">10</xref>
        )
(
        <xref ref-type="bibr" rid="ref12">12</xref>
        )
C1  F1   R1 T1  C1 
C1   F1   T1+ R1+  C1  ,
CC22   FF22   RT22 RT22  CC22  ,
where the subscript defines whether the upper 1 or lower 2
belongs to. Vertical arrows indicate the direction of radiation
incidence on the layer.
      </p>
      <p>The radiation emerging from the first layer is the radiation
entering the second layer and vice versa, that is:</p>
      <p>
        C1  C2  C, C2  C1  C . (
        <xref ref-type="bibr" rid="ref11">11</xref>
        )
      </p>
      <p>Solving the system with respect to the reflected radiation
C1 and transmitted radiation C2 with respect to the incident
radiations on the system, we obtain:</p>
      <p>Since L(, ˆl) is a smooth function, it can be represented in
a finite basis. For example, if the RTE is discretized by the
discrete ordinate method (DOM), the representation is as
follows:</p>
      <p>
        M
L(,i ,)   (2  0,m ) cos(m) Cm (,i ) ,
m0
(
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
T
where C ()  Cm (,i ), C()  C (), C () is a column
vector of discrete values of the azimuthal expansion coefficients
of radiance in a Forier series, j  0,5( j  1) , j are zeros of
Gaussian quadrature of the order N/2 for zenithal discretization
of the scattering integral. Index m is further absent due to the
lack of need for it.
      </p>
      <p>This allows to replace the scattering integral by a finite
sum. The boundary value problem transforms to a boundary
value problem for a matrix inhomogeneous linear differential
equation of the first order with constant coefficients:
d C()</p>
      <p>
        d
here wj are the weights of the Gaussian quadrature of the
zen  BC()  M1 (), B  M1(1  AW) ,
(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
ithal order N/2, Pln () are associated polynomials Legendre,
are
polynomials
      </p>
      <p>Legendre,
 wi 0  , M  i 0  K</p>
      <p>   , A  (2k  1) Pkm (i )xk Pkm (j ),
4  0 wi   0 i  k 0
Pl0 ()  Pl ()
W </p>
      <p>K
x()  (2k 1)xk Pk (cos ) .</p>
      <p>k 0</p>
    </sec>
    <sec id="sec-5">
      <title>4. Propagator and scatterer</title>
      <p>
        The solution of the matrix equation (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) can be presented [5]
as the sum of the general solution of the homogeneous equation
and the particular solution of the inhomogeneous:
0
 C(0)  P(0, 0 ) C(0 )   P(0, ) M1 (,0 )d , (
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
0
where the function P(t, )  eB(t) is the solution of the
homogeneous equation describing the relationship of the radiance
distributions at two points t and  of the medium without
internal sources. Such a function is called propagator.
      </p>
      <p>
        There are problems with the solving of (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ), because the
propagator contains both positive and negative exponent
functions. This physically corresponds to flows propagating
top-tobottom and bottom-top. Thus, the matrix is poorly conditioned,
and the calculations for fields with &gt;1 become impossible.
Scale conversion is proposed to avoid this effect [7]:
0
SU1 C(0)  HU1 C(0 )  J, J  S  etU1M1 (t)dt , (
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
0
where
      </p>
      <p>U
is the eigenvector matrix of the matrix
B ;
  diag( ,  ) is the eigenvalues
matrix,
   ;
U1  u11 u12  , S  1 0  , H  e0 0 .</p>
      <p>u21 u22  0 e0   0 1</p>
      <p>
        The boundary value problem (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) and the corresponding
system (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) are two-point problems, as the conditions on the
boundaries are given, and the solution inside the layer needs to be
found. Therefore, the solution (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) based on propagators is not
complete [11].
      </p>
      <p>
        Column vectors C (0), C (0 ) in (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) describe the flows
falling on the layer and are defined by the boundary conditions.
The vectors C (0), C (0 ) correspond to the radiation flows
reflected from and transmitted the layer. Let us solve the
equaC1    F1  T1  R 2F1  F2  

C2 
T2  F1  R1F2   F2 


 R1  T1  R 2 T1
      </p>
      <p>T2  T1</p>
      <p>T1  T2  C12  ,</p>
      <p>R 2  T2  R1 T2  C 
1
where   1  R2 R1  .</p>
      <p>
        The expression (
        <xref ref-type="bibr" rid="ref12">12</xref>
        ) for two adjacent layers is completely
equivalent to the expression for one layer (
        <xref ref-type="bibr" rid="ref9">9</xref>
        ) in the form of
scatterers, but with effective parameters (coefficient) that can be
obtained from the parameters of each layer separately. This
shows the invariance property of the solution of scatterers,
which allows us to logically go over to the invariant immersion
of V.A. Ambartsymian [13].
      </p>
      <p>
        On the other hand, invariance allows the calculation of a
layer with an arbitrary vertical inhomogeneity, breaking it into
an arbitrary number of homogeneous layers. In this case, two
adjacent layers can be replaced by one layer described by
expression (
        <xref ref-type="bibr" rid="ref12">12</xref>
        ). This approach in transport theory is called the
matrix operator method [10] (MOM). The advantage of the
obtained expression (
        <xref ref-type="bibr" rid="ref12">12</xref>
        ) is the allocation of the anisotropic part
of the solution in arbitrary form (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ).
      </p>
    </sec>
    <sec id="sec-6">
      <title>6. Anisotropic part of the solution</title>
      <p>
        If we talk about the complexity of calculations and,
accordingly, the speed of calculations using some software, the key
role for this has the sizes of the matrices included in the matrix
solution (
        <xref ref-type="bibr" rid="ref9">9</xref>
        ) and (
        <xref ref-type="bibr" rid="ref12">12</xref>
        ), i.e. the values of the constants N, M, K,
where N is the number of discrete ordinates, M is the number of
azimuthal harmonics, K is the number of members of the
decomposition of the indicatrix into polynomials Legendre.
      </p>
      <p>In the general case of an arbitrary incidence angle, the
values are approximately equal: M ≈ N ≈ K [2]. However, with a
successful choice of the anisotropic part, it can be achieved that
the angular dependence of the RPS will be close to isotropic.
Thus, the calculation speed can be significantly increased
because K &gt;&gt; N &gt;&gt; M.</p>
      <p>The isotropic part was distinguished. However, it should be
defined too. How can it be defined? The unequivocal answer in
the spatial-angular representation is difficult, but the task is
greatly simplified for the spectral representation of the angular
distribution. The more anisotropic the angular distribution is,
the more smooth is its spectrum. The radiance distribution can
be represented as polynomial Legendre series:</p>
      <p>
         2k  1
La (,)   Zk () Pk () , (
        <xref ref-type="bibr" rid="ref13">13</xref>
        )
      </p>
      <p>k 1 4
where the assumption is made that the anisotropy in the region
of small angles is much stronger than the azimuthal asymmetry
[2],   (ˆl, ˆl0 ) .</p>
      <p>The spectrum Zk() of the anisotropic part of the solution
slowly monotonically decreases from the index k. This allows
us entering a continuous function Z(k,). Since the function
slowly and monotonously decreases, the following expansion in
Taylor series is valid:</p>
      <p>Z (k  1, )</p>
      <p>Zk () 
Z ( k, )
k</p>
      <p>.
kk</p>
      <p>
        Substitution of (
        <xref ref-type="bibr" rid="ref14">14</xref>
        ) into an infinite system of differential
equations for solving the RTE by the spherical harmonics
method leads [3] to one equation of mathematical physics that
allows an analytical solution
      </p>
      <p>Zk ()  exp  (1  xk )  0  ,
which is called the small-angle modification of the spherical
harmonics method (SHM).</p>
      <p>
        In [8], a comparison was performed of the solution (
        <xref ref-type="bibr" rid="ref9">9</xref>
        ) with
the separation of the anisotropic part based on the SHM (the
MDOM program) with the main known programs: MDOM with
the same accuracy in calculating the angular distribution of
radiance exceeds other programs by 1-2 orders of magnitude in
computational speed.
      </p>
    </sec>
    <sec id="sec-7">
      <title>7. Reflection and refraction at the interface of two media</title>
      <p>
        Let us consider a special case of a layer, in which the lower
boundary reflects according to Lambert’s law and has a
reflectance In this case, the boundary condition in (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) on the
bottom is the following:
(
        <xref ref-type="bibr" rid="ref14">14</xref>
        )
(
        <xref ref-type="bibr" rid="ref15">15</xref>
        )
(16)
L(0 , ˆl)
0


      </p>
      <p> L(0, ˆl)dˆl .</p>
      <p> (0)</p>
      <p>
        The following matrix expressions can be obtained by
substituting the azimuthal representation of radiance (
        <xref ref-type="bibr" rid="ref5">5</xref>
        ) and discrete
ordinates, and the integral (16) by Gaussian quadrature:
m  0 : C (0 )  2 R LC (0 );
m  0 : C (0 )  0 , (17)
where the matrix of Lambert reflection R L consists of the same
N/2 lines j wj .
      </p>
      <p>
        In accordance with MOM (
        <xref ref-type="bibr" rid="ref12">12</xref>
        ), we obtain the following
expression for the reflected component of zero harmonic:
1
C (0)  F  2T 1  2R LR  R LF , (18)
where the index 1 related to the layer is omitted due to the
absence of need. All other azimuthal harmonics m&gt;0 are
determined by the expression of a single-layer medium (
        <xref ref-type="bibr" rid="ref9">9</xref>
        ).
      </p>
      <p>This approach does not work on the boundary with
refraction, since the directions of the rays vary according to the
Snell’s law:</p>
      <p>n1 sin 1  n2 sin 2 ,
where n1, n2 are refractive indices of the medium, and the
correspondence of ordinate directions is violated. A solution to this
problem was proposed in [12].</p>
      <p>Let us consider in more detail the refraction on the
practically important case when n1 &lt; n2. The first medium is called
atmosphere for certainty (index a), na=1, and the second media
is the ocean (index o) with no&gt;1. The cosines of the rays with
the axis OZ in both media according to (19) will be related to
each other by the expression:</p>
      <p>a  1  no2 (1  o2 ) .</p>
      <p>An important feature of the problem and its further solution
is the presence of a region of total internal reflection. It is seen
from (20) that this region appears for o  t  1 1 no2 im
the ocean medium: the rays do not exit the ocean, but are
ideally reflected again into the ocean. Boundary conditions for the
total internal reflection region are formulated without problems.
Then the scattering integral can be represented as the sum of
three integrals taking into account the total internal reflection
region:
1 t
 Qkm ()Cm (,)d   Qkm ()C m (,)d
1 1</p>
      <p>t 1
  Qkm ()C m (,)d   Qmk ()C m (,)d.</p>
      <p>t t</p>
      <p>The first and last integrals are related to the region of
refraction, and the second relates to the total internal reflection
region. For the second integral, we perform the transformation:
t 1
 Qkm ()Cm (,)d   Qmk ()Cm (,)d,   t , (22)
1
t
which makes it possible to apply a double Gaussian quadrature
with Nt nodes and subsequently move in this zone to two
streams of ordinates Ct , Ct , which are connected by an ideal
mirror reflection at the boundary.</p>
      <p>For the first and last integrals in (21), we make the
transformation of the integration variable to a by expression (20):
o  1  (1  a2 ) no2 , do  ada no2  (1  a2 ) . (23)
It is obvious that in the transition to discrete ordinates a
complete correspondence is established between atmospheric
ordinates Сa , Сa and ocean ordinates Сo , Сo . If we combine
the vectors into one in accordance with the rules of the Matlab
software Сocn  Сt ; Сo  , Сocn  Сo ; Сt  , then all the
rela     
tion in MOM will be valid for them. The introduced values also
allow us to write down the condition at the atmosphere-ocean
boundary:
(19)
(20)
(21)
 Ca    R Tao   Ca  ,
Cocn  Toa Roo  Cocn 
(24)
 0   0 1
where Tao  [T 0], Toa    , Roo    , R, T are Fresnel
T R 0
reflective matrices.</p>
    </sec>
    <sec id="sec-8">
      <title>8. Synthetic iterations method</title>
      <p>Fig. 1 shows a comparison of the calculations in MDOM of
radiance angular distribution reflected by a layer for different
sets of parameters N and M. It is easy to see that the calculation
of the almost complete distribution of the viewing angle is
much faster than the calculation of individual small sharp
peaks. The difference in calculation time t is more than 150
times. What is the reason?</p>
      <p>The angular distribution of the RPS is actually close to
isotropic, but with some small ripples. A fair question arises: how
many discrete ordinates N are necessary to represent this small
ripple? Since the RPS is a smooth function, its expansion into a
series of polynomials Legendre has a finite number N:
which corresponds to the Lagrange interpolation formula for the
function L(,).</p>
      <p>The latter relations are the analogue of the Nyquist-Shannon
theorem on samples for the angular spectrum of the angular
distribution over polynomials Legendre. Hence:
1. MDOM method provides average convergence;
2. All methods for isolating the anisotropic part are equivalent
to each other in a uniform metric;
3. To achieve good convergence in a uniform metric, the
sampling interval should correspond to the angular size of the
smallest part, which should be reproduced on the radiance
distribution.</p>
      <p>When implementing a multilayer surface model taking into
account diffuse reflection from the lower boundary and
reflection from the upper boundary according to the Fresnel law in
the Matlab software, the question arose of possible acceleration
of calculations without loss of quality. The number of discrete
ordinates N determines the size of the matrices with which the
calculations are performed. That is, a decrease in N would
speed up the calculations. Thus, the main question is: how not
to lose in quality? The synthetic iterations method is the answer
to this question.</p>
      <p>The synthetic iterations (SI) method was proposed in
nuclear physics [1]. In this case, the iteration splits into two stages.
At the first stage, an approximate solution is sought that
converges well in the average energy metric, and at the second, the
usual iteration is performed, which significantly increases the
convergence in a uniform angle metric. Since the developed
method for solving MDOM has good convergence in the
average metric, we should count on its significant increase in
convergence after iteration.</p>
      <p>A numerical comparison of the reflected radiance in the
first iteration with MDOM is presented in Fig. 2, where t is
the computation time.</p>
      <p>a) full range of viewing angles
b) range in the vicinity of gloria, the designations are the same
as in Fig. 2a
Fig. 2. Comparison of synthetic iteration (SI) with MDOM for
the radiance of the reflected radiation of a layer</p>
      <p>It is seen from the figure that the greatest difficulty for
calculating in MDOM is the region near gloria (Fig. 2b). To
calculate this region in the MDOM program, N = 801 and M = 256
are required, which corresponds to a sampling step of less than
0.5°. To achieve the same accuracy within the framework of
synthetic iteration, only N = 11, M = 4 is necessary, which
reduces the computation time by almost 60 times. Accordingly,
the synthetic iteration from MDOM allows us to calculate the
angular distribution of radiance with an accuracy in the uniform
metric of no worse than 1% at a counting time of no more than
1 second.</p>
      <p>This method allowed to significantly increase the speed of
calculations carried out in the Matlab software using the created
model.</p>
    </sec>
    <sec id="sec-9">
      <title>9. Conclusion</title>
      <p>The mathematical model of the luminance factor for a
multilayer medium bounded above by the Fresnel and below
Lambert surfaces is implemented. The calculation is optimized in
terms of speed and accuracy of calculation. The obtained
dependencies and characteristics qualitatively coincide with the
expected ones. The model must be filled with parameters of real
media, for which it is planned to experimentally test the model.
In the future, it is also planned to take into account reflection
from a randomly uneven border and polarization.</p>
      <p>10. References</p>
    </sec>
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