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      <title-group>
        <article-title>Failure Avoidance for Wind Turbines through Fleetwide Control</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Timothy Verstraeten</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ann Nowe</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jan Helsen</string-name>
          <email>jahelseng@vub.be</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Vrije Universiteit Brussel</institution>
          ,
          <addr-line>Pleinlaan 2, 1050 Elsene</addr-line>
          ,
          <country country="BE">Belgium</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This is an extended abstract of the paper that was accepted and published in Renewable and Sustainable Energy Reviews, volume 109 [1]. Copyright c 2019 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).</p>
      </abstract>
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    <sec id="sec-1">
      <title>-</title>
      <p>As a society, we recognize the e ects of climate change. This reality urges
us to increase the percentage of renewable power generation. O shore wind is
expected to play a large role. A major hurdle to the development and acceptance
of renewable electricity sources is ensuring that they are cost competitive with
fossil-fuel generation.</p>
      <p>For long-term viability, o shore wind must signi cantly improve its cost e
ciency. To reduce the costs for wind energy, reliability of turbines must rapidly
be improved, even in harsh environments, and reduce operations and
maintenance costs in general. Overdesigning is not a viable solution, as the capital cost
of the turbine will increase too drastically. Therefore, we propose to improve the
reliability of the entire wind farm by avoiding failure through farm-wide control
strategies.</p>
      <p>Although wind farm control research mainly focuses on static loads and power
production, the reduction of dynamic loads through operational measures has
received less attention. However, recent evidence suggests that dynamic loads
induce failure. Preventing failures has a direct impact on the availability of the
turbines and it reduces lifetime costs.</p>
      <p>It is tempting to consider a wind turbine as a generic entity, and impose
operational control from this perspective. However, in reality each individual
mechanical unit is unique. Therefore, maximum reliability can best be achieved
by treating the wind farm, or eet, as a data-compiling collective, and capturing
the similarities between turbines that exist on a statistical level, while
acknowledging the uniqueness in their speci c operational behavior. By investigating
the links between operational behavior and dynamic loads, each turbine can
learn optimized responses to avoid loading conditions that may lead to failure
in real-time.</p>
      <p>
        We propose a two-step eetwide control method that (1) leverages the
similarities between turbines to detect event-driven discrepancies in operational
behavior, and (2) adequately initiate a data-driven control protocol, using
reinforcement learning, for preventing potential failure caused by the dynamic event
in the eld [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>T. Verstraeten et al.</p>
      <p>To de ne the similarities between turbines, we use Bayesian Gaussian
Mixture Models to cluster the operational parameters of the turbines (i.e., rotor
speed and power production). Therefore, turbines that exhibit similar
steadystate behavior are clustered together. Any signi cant discrepancies from this
behavior can be investigated and used as an indicator for a dynamic event.
Based on eld data of a real-world wind farm, we showed that clustering the
turbines reveals a geographical structure of operational regimes. In addition to
the observation that neighboring turbines are similar, a pattern emerges where
upstream turbines and downstream turbines are clustered separately. This is due
to a known phenomenon, called the wake e ect, which refers to the reduction in
wind speed after passing through the upstream turbines, which a ects the
operating conditions of the downstream turbines. When we apply this method for
each discretized environmental condition (based on wind speed and direction),
we can pro le the entire wind farm under nominal behavior.</p>
      <p>Once the expected operational patterns are known, discrepancies from the
nominal behavior of the eet can be used to detect dynamic events, and a
failure prevention control protocol can be initiated. However, the case of
dynamically changing multidimensional loads of such great magnitude as found in wind
turbines is uncommon with other industrial machinery, and generally
underresearched. Therefore, it is challenging to manually develop a control mechanism
that actively prevents failure-inducing dynamic loads. To this end, we use
reinforcement learning to optimize a control policy in a data-driven manner.
Specifically, we use the REINFORCE method, which performs online optimization
of policy parameters by sampling control decisions stochastically and
evaluating alternative policies according to the de ned reward scheme. REINFORCE
maintains a parametric representation of the policy, which allows control
experts to incorporate domain knowledge in the policy structure. For example, it
makes sense to have a systematic shutdown of subsets of turbines when a storm
cascades through the wind farm. We demonstrate this by de ning a row-based
stochastic policy for a storm event in a real-world wind farm, where each row of
turbines must learn to shut down after a speci c time period after the detection
of the storm event. The time period is sampled from a Gaussian independently
per row, where the means per row need to be learned and the variances are used
as an exploration parameter that decays exponentially over training episodes. A
reward of 1 is given for each minute a turbine is operational before the storm
arrived at its position, while a penalty is given for each minute the turbine
is operational after the storm arrived. We observed that turbine rows learn to
consecutively shut down while the storm passes through. Additionally,
increasing penalty parameter makes the turbine rows shut down earlier, which allows
control experts to choose between risky and conservative policies.</p>
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  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          1.
          <string-name>
            <surname>Verstraeten</surname>
            ,
            <given-names>T.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Nowe</surname>
            ,
            <given-names>A.</given-names>
          </string-name>
          , Keller, J.,
          <string-name>
            <surname>Guo</surname>
            ,
            <given-names>Y.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Sheng</surname>
            ,
            <given-names>S.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Helsen</surname>
          </string-name>
          , J.:
          <article-title>Fleetwide data-enabled reliability improvement of wind turbines</article-title>
          .
          <source>Renewable and Sustainable Energy Reviews</source>
          <volume>109</volume>
          ,
          <issue>428</issue>
          {
          <fpage>437</fpage>
          (
          <year>2019</year>
          ). https://doi.org/10.1016/j.rser.
          <year>2019</year>
          .
          <volume>03</volume>
          .019
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>