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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Intelligent After-Action Review Support Tools for Large Team Training</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sowmya Ramachandran</string-name>
          <email>sowmya@stottlerhenke.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Randy Jensen</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Stottler Henke Associates</institution>
          ,
          <addr-line>San Mateo CA 94010</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <fpage>40</fpage>
      <lpage>49</lpage>
      <abstract>
        <p>The challenges of intelligent tutoring are greatly amplified when applied to team training. One avenue for near-term progress is to explore highly utilitarian solutions that automate certain instructional tasks, e.g. tools that support human instructors and extend their abilities without the features of a full intelligent tutoring system (ITS). Human instructors bring a wealth of expertise and experience that are difficult to replicate or replace. However, their attention can be overwhelmed by the volume of data generated during simulation-based training. Intelligent tools to digest the data into intelligible and actionable forms can greatly enhance the capabilities of instructors in a team setting. This paper describes two tools designed to support team training simulation exercises. They facilitate after-action review by analyzing the simulation interaction data for patterns and events that are interesting from the perspective of assessment and feedback. While instructors are still in charge of training, these tools provide important automated assessment support. Such tools can serve as stepping stones on the path to realizing intelligent tutoring capabilities for team training.</p>
      </abstract>
      <kwd-group>
        <kwd>simulation-based team training</kwd>
        <kwd>after-action review</kwd>
        <kwd>natural language processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The challenges of intelligent tutoring are greatly amplified when applied to team
training. The problem of inferring an individual’s knowledge state, intentions, and
motivations now transforms into one of inferring the hidden states of many individuals. The
uncertainties are magnified because attribution must be spread across multiple
participants, groups or sub-groups. The challenge of communicating with one grows into the
challenge of communicating with many. Furthermore, there is an added requirement of
being able to process and understand the communications amongst the trainees. Add to
this the need for the tutor to assess not just task performance but also team performance,
and the complexity explodes for developing a team training intelligent tutoring system
(ITS).</p>
      <p>Given these challenges, it is worthwhile to explore less automated, but highly
utilitarian solutions, e.g., tools that support human instructors and amplify their abilities.
While addressing practical needs, the solutions so developed can contribute to the
ultimate objective of developing team ITSs.</p>
      <p>
        Team training is an area that is very well-suited for the “Stupid Tutoring, Intelligent
Humans” idea advocated in [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. When humans conduct large team training exercises,
their experience and domain knowledge give them an edge in assessing performance
and skill gaps, and in providing appropriate feedback. However, the amount of data
generated in such simulation-based trainers can quickly overwhelm human instructors’
attention and processing powers. Intelligent tools to digest the data into intelligible and
actionable forms can greatly enhance the capabilities of instructors in the team setting.
      </p>
      <p>This paper explores two case studies involving tools for supporting team training by
automating or facilitating instructor after-action review (AAR) tasks: (i) a tool tailored
for U.S. Marine Corps combined arms training and (ii) IDA (Intelligent Diagnostic
Assistant). Both were designed to assist AAR by analyzing the interaction data generated
during simulation-based exercises for patterns and events that are interesting from the
perspective of assessment and feedback. In the combined arms training application,
rules are used to detect significant events during an exercise and correlate these
conditions with the communications amongst the team members. IDA approaches
communication analysis from a different angle and focuses on filtering, organizing, and
visualizing communication streams to enhance human assessment and feedback.</p>
      <p>Both tools were developed in response to stated user needs. As such, they represent
steps toward addressing the kinds of practical problems that instructors face with team
training and providing utilities to help augment their effectives. Intelligent solutions to
analyze large volumes of data into actionable intelligence that instructors can use to
inform their assessment and feedback are key steps on the path to building ITSs for
team training.
1</p>
    </sec>
    <sec id="sec-2">
      <title>AAR Tool for Combined Arms Team Training</title>
      <p>Combined arms operations involve teams of teams coordinating maneuver with
multiple supporting arms, including direct fire, indirect fire, and fixed- and rotary-wing
aviation. Teamwork is required both within elements (e.g., within an artillery battery) and
across elements (e.g., between an artillery battery and forward observers, or also
between the artillery battery and commanders). Task-specific skills like adjusting artillery
fire onto a target are a part of the training. But a key objective is to practice team skills,
like the successful employment of indirect fire through coordination between observers,
approval authorities, and liaisons with air and other elements of the battle. Training
exercises may involve 100 or more participants at various stations, carrying out their
respective operational responsibilities.</p>
      <p>An intelligent AAR tool was developed for USMC combined arms training, which
aims to help instructors not only to identify examples of good or bad performance from
the exercise, but also to put together an effective debriefing that can convey information
about the context of a training point and key participants involved. The data sources
available for automated analysis include the simulation event stream, voice
communications, and also human-in-the-loop inputs in command and control (C2) tools used in
the exercise environment. For example, the data artifacts associated with an artillery
mission include radio communications during planning, C2 tool inputs specifying the
timing and parameters for events to be triggered in the simulation, communications
again for final approval before execution, and finally the simulation events when
executed. In addition to the collection of raw data from the different sources, the system
performs automated speech recognition on radio communications, to diagnose causal
factors for possible errors. The combination of multiple data streams for automated
analysis allows the system to identify training points related to individual task-related
decisions and skills, team performance factors, and instances involving both.
1.1</p>
      <sec id="sec-2-1">
        <title>Applying Team Behavioral Markers to Combined Arms Training</title>
        <p>
          The process of constructing team performance measures for the combined arms domain
involved an initial practical step of identifying the behavioral markers that are possible
to collect and reason about from the available data streams, overlaid with consideration
of which dimensions are most important for the domain in terms of their relationships
to training objectives. The study of teamwork competencies has evolved over time,
producing a variety of different models with common features, collectively providing
a theoretical basis for team diagnostic measures [
          <xref ref-type="bibr" rid="ref2 ref3 ref4">2, 3, 4</xref>
          ]. In a recent meta-analysis [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ],
findings from key publications were combined to suggest behavioral markers to be used
for intelligent team tutoring, organized into five factors: trust, collective efficacy,
cohesion, communication, and conflict management. For example, markers for collective
efficacy include a combination of actions like backup behaviors, and communication
artifacts like affirmative comments about the team’s ability to complete tasks.
        </p>
        <p>
          In addition to recent efforts to formalize the implementation of team tutors with
concrete domains (e.g., [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]), a significant development is the availability of increasingly
sophisticated natural language processing technology that can be used to mine
communications data for instances of behavioral markers. For some applications, challenges
remain where certain team interactions take place outside of the instrumented
environment (e.g., an exercise environment may be constructed with digital communications
infrastructure, but team members may still occasionally call out across the room or tap
someone on the shoulder), or where subtleties embedded in interactions (e.g., inflection,
voice level) are simply not among the collected data. For many markers, the best
available methods for collection still involve the use of human observers applying subjective
interpretations. Yet a growing focus of research is to identify areas where automated
systems can be used to assess elements of team performance in a concrete manner from
available exercise data streams and help offload instructors.
        </p>
        <p>In combined arms, some of the most critical behavioral markers relating to effective
team operations involve communications and especially information sharing (timely,
complete, clear, concise, acknowledged). For example, during a coordinated assault,
maneuver units should periodically report their position, roughly every 500 meters of
movement. In the training environment, the tactical networks can be easily monitored
for verbal position reports, which can be compared against the actual positions of the
units in the simulation for accuracy and frequency. Similarly scout teams should be
reporting the location and movement of enemy units within their line of sight. A
dedicated surveillance radio network can be monitored for reports from the scout teams and
compared against ground truth from the simulation.</p>
        <p>Another example is the Call For Fire (CFF), which initiates the events that ultimately
cause a fire series to be executed. There are at least three key parties directly involved
in a CFF – the requester, the deciding authority, and the battery that would fire the
series. But any approval of requests for missions and movement should be disseminated
beyond the directly involved parties; for example, the maneuver companies need to be
aware of the upcoming fire missions in their area because it supports their tactical
activities and may also create new danger areas. Whether a CFF is approved, denied, or
approved with modified parameters, this is important information to communicate.</p>
        <p>In addition to what is communicated, a system can look for markers related to how
content is communicated within or across teams. In combined arms operations there is
a very specific vocabulary and syntax that should be used. The spirit of this from an
operational teamwork perspective is to ensure that other team members can understand
the content, especially in noisy environments with the potential for distractions and
degraded signal. This also means that software tools can be constructed to look for
verbal utterances that conform to the vocabulary and syntax. For example, in combined
arms communications, mission approval and denial should be clearly indicated with the
phrases "is approved" and "is denied," respectively. In particular, the phrase "not
approved" should not be used because of the potential confusion with “is approved,” and
such negative examples can be easily detected with automated software.</p>
        <p>Backup behaviors relating to the factors of trust and collective efficacy also play a
significant role in combined arms team performance, especially in the avoidance of
battlespace conflicts. The most important example arises when there is an incorrect
clearance of a fire mission or air strike which violates safety constraints for a friendly
unit. When conflicts arise, often they can be attributed to an error that a team member
could have corrected. One simple example relates to the fact that artillery calculations
are done in metric units, but altitude guidelines are conventionally reported to the
relevant aircraft in feet. Other examples can often be traced to a change in the timing or
location of the mission or friendly unit involved in the conflict, where such a change
may not have been noted by a particular team member. In such cases, typically other
team members monitoring the same communications networks should be aware of the
correct or most recent information, at least in approximate terms. If the aircraft “stay
above” for an artillery mission is conveyed with a significant unit conversion error, this
should be recognized by other team members. And fire missions approved with timings
that have not been updated should also draw attention from other team members.
Automated measures can be implemented with triggers that start from the detection of
initial errors (e.g., an approval of a mission that leads to battlespace geometry conflicts),
and then look for any backup behaviors among the team.
1.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Combined Arms Example Scenario</title>
        <p>This example walks through a vignette from a combined arms training event, where
automated assessment mechanisms detect behavioral markers from the data streams,
resulting in feedback produced in AAR. This was implemented as part of an operational
demonstration prototype, using a training scenario based on those used for existing
training. The scenario contains examples of both individual and team performance
errors that occur in the course of a combined arms offensive operation, where a Close Air
Support (CAS) attack against red force tanks is planned, as blue forces on the ground
move to contact. Participants occupy roles in either the Fire Support Coordination
Center (FSCC) or the distributed elements in communications with the FSCC. Key FSCC
decision-makers are responsible for oversight of ground movements, indirect fire
suppression missions, and the CAS mission against the target.</p>
        <p>Early in the scenario, a tank platoon begins a movement toward the enemy target,
following the convention of giving position reports at every 500 meters as they
approach their objective position. According to the plan, the tanks are to move to a
position just outside the danger area for the planned CAS attack on the target and then halt
and report position. Instead, the tank platoon leader makes the error of moving his unit
past the halt position and into the danger area, and also fails to send position reports at
either the planned position just outside of this area, or the current halted position inside
the danger area. This results in a conflict later when the CAS mission proceeds and the
tanks are inside the danger area at the time of CAS ordnance detonation.</p>
        <p>In this sequence of events, the tank platoon leader’s error is compounded by a team
error in that the FSCC staff failed to anticipate the tank platoon's position and request
a position report when none had come. This is a reasonable and common form of
backup behavior, as the maneuver units are expected to follow patterns established as
part of a coordinated operation. Relevant data include simulation data such as tank
platoon positions over time and CAS attack and detonation events; communications data
such as tank platoon position reports (and lack of elicited reports) and CAS final
approval; and C2 tool injections such as the CAS attack triggering to simulation events.</p>
        <p>The battlespace geometry conflict (tanks inside the active danger area from the CAS
mission) is detected by assessment mechanisms in two forms. First, it is identified in a
predictive manner when the CAS attack is approved and input with C2 tools. In an
analysis of the attack as entered (and before it takes place in the simulation), the danger
area associated with the attack ordnance and the current position of the tank platoon
already constitute a predicted conflict. Later when the CAS attack takes place, the
conflict becomes realized as an actual event in the simulation. This in turn triggers analytics
that look for markers relating to individual and team errors, especially from
communications collected on the tactical networks. The implementation uses a combination of
speech recognition methods such as keyword spotting with a simple grammar to
characterize radio transmissions.</p>
        <p>In this case, the analytics need to identify the absence of certain communications.
From a team performance metrics standpoint, there is a communication deficiency in
terms of information sharing when the position report is not proactively provided. There
is also a deficiency in terms of collective efficacy and trust when no markers can be
found for backup behavior from the FSCC staff, in failing to ask for the position report.
Furthermore, within the FSCC itself, there are several staff roles beyond the individual
who interacts with the tank platoon leader, who also should have been aware of the
situation and also expecting confirmation of ground unit positions before giving the
final clearance to aircraft on dropping ordnance. Any of them could have initiated
prompting for the request of an updated position report.</p>
        <p>Once concrete markers are identified for team performance factors in specific
exercise events, the system must convey to the team and its individuals what problems
occurred and how teamwork needs to be improved. In this domain, teamwork is primarily
carried out through radio communications, so these transmissions are very important
and therefore prominent in the debrief. Figure 1 below shows the automatically
generated information for a debrief training point, with time-synchronized timelines for
communications and simulation events.</p>
        <p>In this case, two communications timelines are relevant: position report
communications on the CoA_TAC net, and also air communications on the TAR net. These
combine visual information about transmissions and dialogs that took place, along with
speech recognition results for their content. Simulation events are depicted in the
bottom timeline, with domain-standard symbology for the CAS mission (FW1) and the
tank platoon maneuver, and markings for conflicts. These timelines are provided as
supplementary information for the debrief, to accompany text generated for situations
like a conflict, and any individual or team performance markers of note. Training points
are automatically constructed with pre-configured 3D battlespace playback using
logged simulation data, and then the human instructors select information to include
from the timelines, such as key communications associated with behavioral markers
(e.g., the last tank platoon position report, or the CAS final approval).</p>
        <p>Similar mappings are constructed for other combined arms related conditions to be
identified and debriefed. While it is a detailed process to define the rules for these
measures, and also to implement the mechanisms that can analyze exercise data from
multiple streams to identify behavioral markers for team performance, the benefits
come in offloading the burden on instructors. Particularly in large team training events,
the operational tempo is such that instructors need to meet a rapid turnaround in
preparing AAR debriefing materials, and intelligent tools facilitate this data-rich task.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Chat Analysis Tool for Large Team Training Exercises</title>
      <p>Intelligent Diagnostic Assistant (IDA) is a tool to enhance AAR via visualization and
analysis of inter-team communications during training exercises. Chat-based
communications are becoming convenient and common channels for teams. As such, their role
will become increasingly central in large military operations. In anticipation of this
development, the US Air Force (USAF) was interested in investigating the role of
chatbased communications in air operations exercises and their impact on performance
assessment and feedback. IDA is primarily a tool to help team trainers visualize chat
streams from multiple perspectives so they can perform an informed and detailed
assessment of team performance. Its analysis capabilities are in support of visualization.</p>
      <p>The research approach used in determining how to analyze and display information
follows the operational planning methodology laid out in joint and USAF doctrine. The
initiator for planning is normally a problem statement in the form of intelligence data
or operational data reported to the team. The initiating report typically establishes a
segregated planning approach to address the problem. The team then examines the
problem in sequence with other planning tasks or a sub-team may be tasked to examine
the issue in parallel with other team activities. In many cases, planning may be
interrupted and take on an interleaved character. When a training session ends, trainees need
to be able to see each problem in isolation, as well as in context with other workload.
The isolation approach allows the team to review actual process versus doctrine, while
the context of workload offers insight into time delays, distractions, errant information
sources, and overall cognitive effort. AAR tools must help an instructor to sort and
associate information with a unique process and be able to display information cogently
to identify key areas that positively or negatively affected team and individual
performance. Where chat logs are one of the primary sources of data indicating performance,
tools for reviewing multiple chat logs in tandem become critical.</p>
      <p>Based on a requirement analysis, we determined that classification of chat data
according to missions (or processes) is an important capability for IDA. The objective of
our research was to explore the extent to which this data can be analyzed to extract
useful information without a deep semantic understanding of the messages. We focused
on the use of statistical and rule-based techniques that analyze messages based on
surface features such as word occurrences and correlations. The goal was to de-clutter the
communication streams so that instructors can focus on meaningful threads to assess
and discuss during AAR.</p>
      <p>IDA supports two primary activities: (i) association and filtering, and (ii)
visualization and browsing.
2.1</p>
      <sec id="sec-3-1">
        <title>Association and Filtering</title>
        <p>The objective of the associative mapping is to identify topics on the same thread, where
a thread is defined as a mission. IDA first starts out with an untagged set of chat
messages sorted in a chronological order. It incrementally tags the messages with associated
missions using a combination of heuristic and machine learning approaches. Multiple
passes are made over the chat data to successively refine the associations. It is possible
for a message to be associated with multiple missions. IDA performs the following two
types of analyses to recognize associations. First it performs keyword-based
associations over two passes through the data. An important feature of this domain is that each
process or mission is associated with a specific identifier that is sometimes referenced
in chat utterances. While only a small fraction of the chat messages include such
mentions, these messages nonetheless form seed data from which other associations may
be gleaned. Once this seed set has been identified, IDA uses supervised machine
learning techniques to learn classifiers to map chat utterances to a mission. The second pass
through the data is then performed to classify the remaining messages using these
classifiers. This still typically leaves a number of unclassified messages. IDA uses temporal
pattern-matching to classify these. First, a turn-by-turn interaction between two people
in the same chat room within a time window (e.g., A says something to B, and 3 minutes
later B says something to A) is associated with a common mission. Making an
assumption of dialog coherence, it is likely that such conversation dyads refer to the same topic
thread. Finally, the remaining messages are clustered according to the distribution of
tags in the neighborhood of each message. A window around each message is analyzed,
and the message is tagged with the most commonly tagged mission.
2.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Visualization and Browsing</title>
        <p>Even with a filtered set of chat data, it is still a time-consuming task to review
synchronous conversation streams in multiple chat rooms and develop an understanding of the
overall flow to identify performance indicators. This is the motivation for a tailored
browsing capability that an instructor can use to review process-specific
communications and visualize chronological relationships cross-referenced with exercise states.
Typically, communications regarding a particular process will flow across multiple chat
rooms, so synchronous browsing is a key feature. Additionally, the results of
associations and filtering can be reflected in the browsing environment as cues during the
review process. For example, keywords detected by the supervised learning algorithm
will often be of interest to an instructor as highlighted terms while browsing.</p>
        <p>Figure 2 shows the primary visualization view implemented with the prototype. IDA
enables simultaneous, synchronous browsing of multiple chat rooms, while preserving
chronology, thereby making it possible to follow the communications across time and
across chat rooms. With synchronous scrolling, the user can browse through the chat
data exactly as it unfolded in the exercise. IDA has simple rules for automatically
configuring the windows based on the phase of the exercise, the mission under
consideration, and the density of chat traffic in the rooms.</p>
        <p>The IDA chat visualizer provides information at three levels of detail. A timeline,
shown along the right side of Figure 2, provides a birds-eye view of the distribution of
communication in the selected chat rooms, without providing the details of
communications. Its purpose is to establish the overall temporal context in a manner consistent
with other tools utilized on adjacent screens during the AAR process. Individual
channels are represented in the timeline, with independent markers to show the current
temporal location of selected chat lines in each channel. The chat channels provide the next
level of detail, each presented in a dedicated panel for a particular chat room. Each chat
line for a channel is shown with the time stamp, the sender, and the first line of the
message content as a scannable summary. Channels can be scrolled independently or
synchronously with chat lines aligned by time. A movable magnifying lens within the
channel display provides the third level of detail. It shows the entire contents of a
selected chat line in larger text, using multiple lines if necessary.</p>
        <p>The combination of analysis, filtering and visualization is designed to facilitate rapid
assessments of team performance markers by instructors. The birds-eye view of the
communications about a process/mission allows instructors to assess whether
information is flowing through the right channels at the expected times. Filtering and
synchronous browsing allows looking for behavioral markers such closed-loop
communications. Instructors can also see patterns and tempo of communications during different
phases of a process to inform their AAR. Within each topic thread, instructors can
observe how critical keywords (e.g., “approved”, “denied”) are propagated through
different parts of the team.
The two systems discussed represent different points on the spectrum of intelligent
automation in support of team training. Whereas IDA aimed to provide a tool to help
instructor-derived assessments and feedback, the AAR tool for the combined arms
training exercises went a step further by automatically assessing mission events,
correlating them with team communications, and tying the analysis to team performance
behavioral markers. The users of these solutions were not seeking a fully automated
tutor to imitate the capabilities of their instructors. What they desired were intelligent
tools to serve as the “eyes and the ears” of the instructors, amplifying their capacities
to process the data from training exercises and construct tailored feedback. Incremental
development of such intelligent training support tools is one promising path towards
ultimately developing advanced intelligent tutoring capabilities.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgment 5 References</title>
      <p>Portions of this research were funded under a contract with the Air Force Research
Laboratory, Wright-Patterson AFB. We are grateful for this support.</p>
    </sec>
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