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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Knowledge Models for Diagnosing Postharvest Diseases of Apples</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Armin NIEDERKOFLER</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sanja BARIC</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giancarlo GUIZZARDI</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gabriele SOTTOCORNOLA</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Markus ZANKER</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculty of Computer Science, Free University of Bozen-Bolzano</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Faculty of Science and Technology, Free University of Bozen-Bolzano</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Postharvest diseases are a common problem in the cultivation of apples. Since determining the exact disease is often difficult and time-consuming, an ontology-based decision support system is being developed to support this diagnosis process. In this paper a reference ontology is presented that captures the lifecycle of apples from the orchard to the storage phase. This ontology focuses mainly on postharvest diseases including their symptoms, characteristics, and other important factors. This reference model is represented using the ontology-driven conceptual modeling language OntoUML and it is then encoded as an OWL specification enriched with SWRL rules. The latter will then serve as a basis for supporting automated reasoning in the aforementioned decision support system.</p>
      </abstract>
      <kwd-group>
        <kwd />
        <kwd>Postharvest diseases of Apples</kwd>
        <kwd>Apple Diseases Ontology</kwd>
        <kwd>decisionsupport system</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The cultivation and export of apples is a big economic factor for many countries around
the world with the US, China, and Italy leading the list. In 2014, such exports amounted
to a total value of 7.5 trillion dollars [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. However, a big economic threat are the various
kinds of post-harvest diseases and disorders that can develop and spread during the stages
of storage and transportation. Although these processes are constantly improved, such
defects can still cause losses of up to 10% in integrated production and up to 30% in
organic production [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. One reason for this is that many diseases expose similar-looking
symptoms, which makes them hard to identify. For diseases caused by pathogenic fungi,
tests in specialized laboratories are necessary [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. This makes it difficult to introduce
appropriate countermeasures before defects spread and infect larger amounts of fruits.
      </p>
      <p>
        To address this problem, the decision support system DSSApple [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] is being
developed that builds on the results of the research project Frudistor [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] in order to support
farmers and storage workers in the identification of diseases. The underlying basis of
the system is an ontology containing the relevant apple- and disease-related information.
This ontology is employed to support automated reasoning over a set of input data.
Literature research revealed that such a model has not yet been developed mapping fruit
and disease-related data in such a way that is both extensive and detailed enough for this
purpose. To address this gap in the literature, this paper proposes a reference ontology
on post-harvest diseases of apples.
      </p>
      <p>The remainder of this paper is organized as follows: First, section 2 describes the
approach employed to develop our reference ontology. In that section, we discuss both
the origin of our disease data, as well as adopted approach for engineering the ontology.
Section 3 presents the main contribution of this paper, i.e., the DSSApple Ontology.
Section 4, presents a preliminary evaluation of our model. Finally, section 5 discusses
some final considerations and summarizes the work presented in this paper.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Methodological Approach</title>
      <sec id="sec-2-1">
        <title>2.1. Gathering Disease Data</title>
        <p>
          We started the project by collecting and categorizing the necessary apple disease-related
information2. Most of the data was provided by the FrudiStor project - a web
application that lists more than 40 different post-harvest diseases and physiological disorders
of apples [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. The difference between these two kinds is that diseases are caused by
pathogenic fungi, while disorders develop due to nutritional imbalance, weather
conditions, senescence, etc. All of these instances are post-harvest defects, which means that
they show their first symptoms only during storage or distribution, even if fruits were
already infected in the orchard.
        </p>
        <p>The data we used from the Frudistor application mainly consisted of plain text
descriptions of the symptoms of diseases and their development progress. Similar to
human diseases, the characteristics of a fruit disease at an early stage may be different from
those at a later moment, which needs to be taken into account when determining the
exact disorder. Typical symptoms are: spots on the surface of the fruit, different types of
rots, discolorations, development of spores, etc. Further information includes the life
cycle of diseases (the points in time when fruits are infected and when symptoms become
visible), susceptible varieties, possible causes, and similar diseases that can be easily
confused.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. The Ontology Engineering Approach</title>
        <p>
          For the development of the ontology presented in section 3, we have considered the data
gathered about the domain (see section 2.1), the expert opinion of domain experts, as
well as existing ontologies in the field [
          <xref ref-type="bibr" rid="ref6 ref7">6,7</xref>
          ] (indluding the IDOPlant Ontology [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]).
        </p>
        <p>Despite considering a number of ontological choices put forth by these existing
ontologies, reusing their structure directly posed some significant difficulties. Besides not
covering all aspects that are needed for supporting our decision-support system, the most
salient problem with these existing ontologies is that frequently they conflate multiple
(albeit independent) phenomena dealing with plant diseases. This tends to result in an
combinatorial proliferation of classes (e.g.,). To avoid this problem, we decided to model
2Note that unless specified otherwise, this paper may use the terms disease, disorder, and defect
interchangeably for a better reading.
the scope defined by some of these existing models but to evolve and organize it as a new
full-blown reference ontology addressing specific aspects of the apple pathology domain.
In particular, by applying the methodological approach of separation of concerns, we
organize our ontology in 5 modules, each one addressing a different type of phenomenon
in reality (see section 3).</p>
        <p>
          As a second methodological principle, we separated the conceptual modeling phase
of the engineering process from the codification (or implementation) phase [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. For the
former phase, to develop our reference ontology, we have used the support of the
foundational ontology UFO (Unified Foundational Ontology) [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. In particular, this was
done by employing the UFO-based conceptual modeling language OntoUML [
          <xref ref-type="bibr" rid="ref11 ref12">11,12</xref>
          ].
This allows us to directly apply the UFO-based ontology design patterns present in the
language, as well as a number of supporting tools for ontology quality assurance (e.g.,
verification and validation tools, anti-pattern detection and rectification tools,
verbalization tools, etc.). In particular, this allows for the systematic code generation of an OWL
specification representing our conceptual reference model. So, for the latter phase of this
process, we employed the representation language OWL enriched with SWRL rules. In
this paper, we focus on the conceptual part of this reference ontology.
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. The DSSApple Ontology</title>
      <p>In the sequel, we elaborate on the 5 modules constituting our reference ontology:
apple characterization, apple handling, apple pathologies, apple dispositional factors, and
apple representation.</p>
      <sec id="sec-3-1">
        <title>3.1. Apple Characterization</title>
        <p>This module addresses the apple itself, its possible types, its parts as well as its qualities
and features.</p>
        <p>
          An Apple is composed of a number of (functional) Apple Parts [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Apple
bears a relation of instantiation to an Apple Cultivar (e.g., Golden Delicious,
Gala, HoneyCrisp). This relation is formally defined in [14] and implies that every
instance of Apple is an instance of an instance of Apple Cultivar. In other words, the latter is
a sort of higher-order type (also termed powertype [15] or classification type [16]) whose
instances are types of Apples. Analogously, an apple part can be refined in a number of
apple part subtypes (e.g., endocarp, exocarp, mesocarp).
        </p>
        <p>
          Apples and their parts (here termed Apple Substances) can be characterized by
Apple Aspects, including Apple Qualities or Apple Features. The former
includes Taste, Color, but also Texture, Odor (not in the diagram), among others. In
UFO and, hence, in OntoUML, qualities are full-fledged endurants [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] and, thus, they
can endure in time and change in a qualitative manner whilst maintaining their
identity. So, in different time intervals, a quality can manifest a different Apple Quality
State. Each of these states can have a different qualitative value that is taken suitable
quality structure (by redefining the abstract relation has value - not shown in the model).
These quality spaces are geometric value spaces (e.g., the Apple Color Space is a
proper part of a tridimensional space composed of the dimensions of hue, saturation and
brightness; analogously, the Apple Taste Space is a proper part of a four-dimensional
space forming a taste tetrahedron) [
          <xref ref-type="bibr" rid="ref11">11,17</xref>
          ]. Apple Features include Apple Stain,
Hole in Apple, but also Insect Sting in Apple and Pressure Mark in Apple
(not shown in the diagram), among others.
        </p>
        <p>
          As with all aspects [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ], the common characteristic of apple qualities and apple
features is that they are existentially dependent on some bearer, namely, apple and their
parts. In OntoUML, this relation of existential dependence is represented by the relation
of characterization [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ].
        </p>
        <p>There are certain qualities that characterize the fruit as a whole. In particular, the
Apple Nutritional Factor. For this reason, for example, a redefined relation of
characterization is created between Apple Nutritional Factor and Apple. Finally,
since aspects are endurants in UFO, they can bear their own aspects, which, in turn, can
change in time. For instance, a hole can have a diameter, which can vary in time.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Apple Handling</title>
        <p>This second module addresses the parts of an apple handling activities as the
characteristics of these handling processes may have a significant influence on the health of whole
apple batches.</p>
        <p>
          Apple Handling activities here include Apple Harvest and Apple Storage
activities. Since all apple handling activities are subtypes of Event, they occur in a
particular time interval (delimited by time points). As discussed in [18], from these time
points, we can infer the derived relations between events. Here, use the a historical
dependence relation (see [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]) to represent that Apple Storage must be preceded by
Apple Harvest activities. Finally, all events occur in a Spatial Region.
        </p>
        <p>In all Apple Handling Activities, we have the participation of an Apple
Batch, which is a collective whose members are individual Apples (see the member
of relation in [19]). In Apple Storage, we also have the participation of a Storage
Facility, which is a role played by a Building.</p>
        <p>Storage facilities and spatial regions are Spatial Entities. All spatial entities
can be characterized by Physical Qualities, such as Humidity, Gas Concentration
and Temperature. Since we are interested in how these qualities change their values
through time, we, once more, employ here one of the truthmaking patterns proposed in
[20]. In this way, we explicitly represent the Physical Quality States of Physical
Qualities. Each of these states (which are events and, hence, occur in a particular time
interval) can be mapped to a value in a suitable quality space. Moreover, we define a
particular type of Physical Quality State called a Physical Quality State of
Spatial Entity During Apple Handing. As explicit in its name, this is a quality
state of either a store facility involved in an Apple Storage activity or the quality state
of a spatial region on which an Apple Handing Activity occurs. As such, the
relation of occurs during represented in this model implies the Allen relation of temporal
mereological overlapping between the two events it relates [18].</p>
        <p>By doing this, we can capture in different times points, for example, the temperature,
humidity and gas concentration of particular facilities or regions during storage and
harvest, respectively. Moreover, since both Physical Quality States as well as Apple
Handling Activities are events, which occupy a certain spatial region, we can infer,
for example, the origin of the fruits in a batch, the age of the fruits at the moment they
enter the storage facility, storage duration, etc. Different storage conditions can favour the
spread of a disease, but in some cases they may also heal certain symptoms. We address
these aspects in the next module of this ontology.</p>
        <p>Characteristics of these handling processes may have a significant influence on the
health of whole apple batches. Handling processes include the actions during harvest as
well as the storage characteristics. Main parameters here are the storage temperature,
humidity, gas concentration, the storage duration, and the age of the fruits at the moment
they enter the storage facility. Different storage conditions can favour the spread of a
disease, but in some cases they may also heal certain symptoms. These concepts are
represented in the second module. Additional classes connected to the harvest allow to
draw conclusions about the origin of the fruits.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Apple Pathology</title>
        <p>
          This third module addresses the core of this ontology, dealing with Apple Pathologies
and their manifestations (Apple Pathology Manifestation). In this model, an
Apple Substance can eventually be in a Pathological Apple Substance phase
(see semantics of phase in [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]). This happens when it bears an Apple Pathology.
An apple pathology is a type of disposition of a given type (Apple Pathology Type).
As it is usually the case with dispositions [21], an Apple Disposition is grounded
in a number of Apple Aspects. These, in turn, can be either intrinsic aspects
(qualities, features or other dispositions) or relational aspects (Pathogen Signs). In the
former case, this Apple Pathology instantiates an Apple Disorder Type; in the
latter case, it instantiates a Apple Disease Type. A Pathogen Sign is a relator
[22], i.e., a relation aspect binding an Infected Apple Substance (a role played by
Pathological Apple Substance) w.r.t. a given Pathogen Collective, which
aggregates Pathogens of a given Pathogen Type, which, in turn, can be associated with
particular Apple Disease Types.
        </p>
        <p>Again, as it is always the case with dispositions [21], when manifested, an Apple
Pathology is manifested through the occurrence of an event, which in this case it is
instances of Apple Pathology Manifestation. This even, in turn, is composed of
a number of sub-events termed Apple Symptom Manifestation. A symptom
manifestation is considered here to be an aggregation of states of particular relevant
qualities (Apple Quality State) of the Apple Substance (the apple itself and its parts).
Symptom manifestations are instances of Apple Symptom Type, which are correlated
with particular types of Apple Pathologies (Apple Pathology Type).</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Apple Dispositional Factors</title>
        <p>The fourth Module represents pathology enabling factors Apple Pathology Enabling
Factor (sometimes called dispositional factors). These are factors that are
associated with Apple Pathology Types in the sense that they can enable the onset
of apple pathologies3, but also in the sense that they can activate the
manifestation of these pathologies (see discussion on mutual activation partners for
dispositions in [21]). Apple Pathology Enabling Factor is a cross-categorical types since
its instances can be features (Apple Features such as Insect Sting in Apple
or Pressure Mark in Apple), Apple Qualities (e.g., Apple Low Nutritional
Factor - a contingent phase of a particular Apple Nutritional Factor quality), or
even events such as Inadequate Physical Quality State of Spatial Entity
During Apple Handling (e.g., a storage activity having a storage facility with an
inadequate temperature, humidity or gas concentration).</p>
      </sec>
      <sec id="sec-3-5">
        <title>3.5. Apple Prototype Representation</title>
        <p>This final module addresses the image processing part of the decision support
system. To support the operation the system is working, our model needs to be able
to relate prototypical pictures associated with symptom types (Prototypical Apple
3For a discussion on how enabling factors can activate the manifestation of vulnerabilities, the reader can
refer to [23].
Symptoms Photograph), as well as prototypical pictures associated with types of
(Prototypical Apple Pathogen Sign Photograph). The model also recognizes
the existence of photographs of particular symptom manifestations (Apple Symptoms
Photograph) of particular apples, as well as of pathogen signs (Apple Pathogen
Infection Photograph). Photographs of these two latter kinds can deliberately
chosen to play the role of prototypes, i.e., Prototypical Apple Symptoms Photograph
and Prototypical Apple Pathogen Sign Photograph are roles played by
photographs of individual apples</p>
      </sec>
      <sec id="sec-3-6">
        <title>3.6. Ontology Encoding in SWRL</title>
        <p>In order to support reasoning with actual disease instances according to the descriptions
in the specialist literature, we implemented parts of the model in section 3 as an ontology
in the OWL language enriched with SWRL rules [24].</p>
        <p>This approach not only gave us the required flexibility to represent the myriad of
possible combinations of aspects and aspect values that can be used to characterize
specific pathologies. So, the disease data in our model would not just include information
like “there are spots on the skin of the apple”, but rather provide detailed descriptions
like “the spots on the apple are brown with irregular shapes and diffuse margins”, which
may increase the reasoning power of a decision support system. As a concrete example,
a description of Alternaria Rot in FrudiStor amounts to “Early infestation usually occurs
in the calyx area of the fruit. Typically, there are small (up to 0.5 mm large) dark brown
or black lenticel spots, which are often surrounded by a brown ring.”. A description like
this can be described as a conjunctive SWRL rule using the predicates of our proposed
ontology, which, in this case, refers to pathogen signs, apple parts, features, and qualities
of features having specific values.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Preliminary Evaluation</title>
      <sec id="sec-4-1">
        <title>4.1. A Simple Diagnostic System</title>
        <p>In order to get a first experience on how the decision support system would work, we
developed a simple diagnostic system for a subset of 5 diseases (Alternaria Rot, Bitter
Rot, Botrytis, Penicillium Rot, and Mucor Rot). Through an online survey [24], a
nonexpert user was given 15 images of bad apples, from which each one was infected by one
of the five diseases. The user had to specify which kinds of symptoms occurred (rots,
spots, lesions, etc.), on which parts of the fruit they appeared, and finally describe the
characteristics of the symptoms in more detail (including color, shape, texture, etc.). In
order to evaluate the prediction accuracy, we split each rule into multiple simpler SWRL
rules, where - for simplicity sake - a single rule only contained a single symptom of a
disease, which resulted in 8-19 one-symptom rules per disease. This approach follows
the recommendation for preference-based reasoning with soft rules or constraints as
outlined in [25]. Requiring the conjunction of all symptoms as a precondition for deriving
a disease would actually lead to empty result sets in all cases. However, when ranking
the diseases for each of the 15 test cases based on the share of identified symptoms by
the total number of symptoms of the respective disorder, i.e. assuming equal weights for
each rule and ranking items like described in [25], the experiment revealed the results
presented in next section.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Evaluation of the Results</title>
        <p>In most cases and for a given disease the user identified about 50% of the symptoms
as described in the literature. Although this number may appear rather small at first, it
has to be taken into account that tests have been conducted only with images of apples
and not with real infected fruits. Since it is very unlikely that all possible symptoms of a
disease will be present on a single image, identifying 100% of all symptoms is extremely
unlikely.</p>
        <p>In addition, several symptoms have been wrongly identified (false positives).
Furthermore, several diseases have some symptoms in common, which also leads to high
scores for multiple diseases.</p>
        <p>
          As a measure for the predictive accuracy of our results, we report Precision at 1,
which means that based on the identified symptoms the correct disease was most highly
ranked. Top-1 Precision: actually reached 0.533% (8 out of 15). In contrast, in an earlier
user study in which randomly selected images of diseased apples were presented to users,
who clicked on these images based on the perceived similarity with their target image
[
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. There a random image selection algorithm lead to an overall success rate of 28%,
i.e. in less than a third of all cases users were able to correctly identify the disease of the
target apple. Thus, in future work we will explore how to fuse the explicit user feedback
and knowledge-based reasoning on symptoms with a picture-based navigation approach.
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>In this paper we propose a reference ontology to model the life cycle of apples, so that it
can be used in a decision support system to support the diagnosis of postharvest defects.
Reusing existing ontologies as base models showed limited results, as they provided a
useful base structure, but were lacking the expressivity to represent more complex
relations. To handle this complexity, we designed our new model in OntoUML and divided
it into 5 modules, where each describes a specific aspect of an apple’s life cycle, while
focusing on the disease-related aspects. To be able to include all information from the
specialist literature in our ontology, we added SWRL rules that allowed us to model the
symptom descriptions very precisely. Finally, first tests of these rules in a simple
diagnostic system already showed some promising results for decision support of users.</p>
    </sec>
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