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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Cortical Activity of Relevance</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Zuzana Pinkosova</string-name>
          <email>zuzana.pinkosova@strath.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yashar Moshfeghi</string-name>
          <email>yashar.moshfeghi@strath.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Strathclyde</institution>
          ,
          <addr-line>Glasgow</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Many theoretical approaches in information retrieval assume that relevance is based on mutual interaction of the system and user. Past studies have mainly focused on the system side of relevance, while usercentred studies are more recent. As a result, this work aims to focus on user relevance, which is characterised as a subjective process, dependant on the speci c user mind state [19]. To gain a better insight into the nature of this internal and subjective process, it is crucial to examine the underlying behavioural, physiological and psychological mechanisms involved [1]. With the development of brain imaging, new research has begun to investigate user relevance by analysing neural brain activity. However, despite the available research, di erent strata of relevance proposed by Saracevic (1997), have not yet been investigated in terms of neuroscience. A better understanding of relevance is an important step towards improving personalisation in the information retrieval process.</p>
      </abstract>
      <kwd-group>
        <kwd>relevance</kwd>
        <kwd>EEG</kwd>
        <kwd>information retrieval</kwd>
        <kwd>information processing</kwd>
        <kwd>cognitive relevance</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The main goal of the information retrieval (IR) systems is to retrieve relevant
information or information units that would help users to satisfy their
information need and to achieve the search task goal [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Relevance is a central notion
in the IR [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and it plays a key role in the user-system interaction. Additionally,
relevance is an important indicator of IR systems e ectiveness and performance
[
        <xref ref-type="bibr" rid="ref15 ref16">15, 16</xref>
        ].
      </p>
      <p>
        However, despite the signi cance and importance of this concept [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ],
relevance is still not completely understood [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. In addition, relevance is di cult
to de ne [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] and the terminology has not been consistent. Di erent authors
assigned di erent meanings to the concept [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], aiming to develop an ideal and
widely accepted relevance model. Nevertheless, up to date, a universal theory of
relevance does not exist. Instead, many competing theories and models have been
proposed, involving di erent relevance criteria and several distinct components
[
        <xref ref-type="bibr" rid="ref13 ref20">13, 20</xref>
        ].
      </p>
      <p>
        The main objective of this work is to contribute to the empirical evidence
associated with Saracevic's model and to increase the understanding of relevance.
This work will focus on a single theory to investigate relevance while maintaining
conceptual consistency during empirical evaluation. Since Saracevic's strati ed
model of relevance has been identi ed as a framework which is complex enough to
consider all signi cant relevance aspects, yet exible and abstract enough to be
empirically tested an applied [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. Also, his model proposes that the information
retrieval process results from a set of interactions between user and system. Thus,
both user and system are represented by a set of layers that are interdependent
[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], allowing us to focus on the user aspect of relevant within this model.
      </p>
      <p>The rest of this paper is organised as follows. First, we describe the
background in Section 2, which outlines the concept of relevance and related work
in the area of neuroscience.Section 3 discusses the methodological approach this
work aims to employ. The current stage of the PhD progress and next planned
steps will be also explained in this section. Finally, Section 4 presents key
conclusion and potential implications of this work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>
        This section outlines Saracevic's strati ed model. It has been argued that
relevance depends on the users subjective judgement [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] and hence it might be
di cult to measure. Hence, this section will address how the employment of brain
imaging techniques helped to tackle this problem and the ndings of previous
studies investigating users neural processes during relevance judgement will be
summarised.
2.1
      </p>
      <p>
        The Concept of Relevance
According to Saracevic's strati ed model of relevance, IR is seen as an interaction
between several layers or strata through an interface at a surface level. Relevance
is therefore derived as a result of interaction among these strata [14{16]. Within
this model, there are two main elements a user and a system. The user usually
expresses the subjective information need (IN) through query formulation. The
system then presents the user with retrieved information (system relevance),
which then users interprets and relate to the problem at hand, cognitive state,
and other aspects. In other words, the user retrieves information based on
subjective relevance criteria (user relevance). According to Saracevic (1997), both,
user and system side consists of several levels. The user side, which is the main
interest of this work, is composed of cognitive, a ective and situational level [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
However, it is important to note that one of the main limitations of this model is
that the model is not detailed enough for experimentation and veri cation [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
However, Weigl and Guastavino in [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] discussed models potential application
and usefulness in user-centred music information retrieval research.
      </p>
      <p>
        Investigating the role of di erent strata during relevance judgement
constitutes a complementary and promising technique which can enhance the
understanding of this complex process. This work aims to do so through the
employment of neuroscienti c approach. The study is based on the premise that user
relevance is inter-subjective, systematic and measurable in its nature, as
proposed by Schamber and Eisenberg in [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. The above-mentioned premise has
been recently supported by empirical evidence of previous studies
investigating relevance through the measurement of physiological signals. Results of these
studies suggest that overall, physiological signals signi cantly di er during
processing relevant content non-relevant content across individuals. Employing such
an approach helped to provide valid insight into the relevance judgement process
and to overcome the self-referential nature of direct and obtrusive methods, but
still having an ability to focus on internal mental states of an individual. In
addition, past studies investigating this phenomenon have bene ted from employing
knowledge from multiple disciplines, such as neuroscience, computer science, and
psychology, which we seek to implement in the present study.
      </p>
      <p>
        Relevance Feedback: The area of research interested in investigating relevance
has a long theoretical background [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. While system-oriented empirical research
in this area is well established, examining the users internal processes happening
during relevance judgement is relatively recent [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ],[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Past research
investigating relevance relied on ltering relevant from non-relevant information through
relevance assessment and selection process from users when examining speci c
information presented by the search system. The selection process is therefore
complex, involving a series of interactions of various components [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], which
is also known as the relevance feedback cycle. The relevance feedback cycle is
an indicator of perceived relevance and can be based either on explicit or/and
implicit feedback [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        Relevance &amp; Brain Imaging: Recently, with the development of brain imaging
techniques, new research begun to investigate relevance analysing neural
activity in the brain. The earliest research conducted by Allegretti and colleagues in
[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] using brain imaging revealed that neural signatures detectable with an
electroencephalogram (EEG) along with other physiological signals could be used
as a reliable indicator of relevance in real-time.
      </p>
      <p>
        In order to investigate how does relevance happen in the brain, Moshfeghi
and colleagues [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] employed functional magnetic resonance (fMRI) technique,
to localise the neural activity di erences in the brain while processing of
relevant and non-relevant information. The study found that the di erences in brain
activity are the greatest in 3 regions in the frontal, parietal and temporal
cortex. Later, they found that brain regions playing a crucial role during relevance
judgement are the inferior parietal lobe, inferior temporal gyrus, and superior
frontal gyrus and their increased activation for relevant items were related to
visuospatial working memory [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>
        Another research conducted by Frey and colleagues in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] found that
postrelevance judgement brain wave di erences in processing relevant and irrelevant
words that persisted for one word after a relevant word (from approximately 260
to 320 ms) and two words after an irrelevant word (from approximately 500 to
530 ms). Using EEG has become a popular tool in order to study relevance and
researchers attempted to employ this tool to make information retrieval process
even more e ective. Eugster and colleagues provided further evidence that EEG
is a valid tool to study relevance and moreover found that EEG signals can be
used to automatically predict relevance [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. They found that peak signi cant
di erence between processing relevant and non-relevant words was detected in
Pz channel after 450 ms, maximising at 747 ms. Later, Eugster and colleagues
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] introduced brain-relevance paradigm which enables recommendation of
information without any explicit user interaction based on EEG signals evoked by
users' interests toward digital content.
      </p>
      <p>
        Allegretti and colleagues [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] used EEG in order to identify time intervals
and brain activity shifting during relevance and non-relevance processing. They
identi ed 3 time intervals: 180 - 300 ms an early process of implicit judgements of
relevance (frontal areas F1; AF4) and stimuli processing. At this stage, there is
no relevance judgement. Between 300 500 ms activity is shifted towards central
areas C2 and CP2. During 500 800 ms, the most signi cant di erences can
be observed between the processing of relevant and non-relevant. They found
that the region of interest is located in the center of the scalp - Cz, C1. In
addition, Gwizdka [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] found signi cant di erences in EEG-measured power of
alpha frequency band and in EEG-detected attention levels during relevance
judgement.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Approach</title>
      <p>
        Recent ndings employing brain imaging to investigate relevance have shown
that human mental experiences during information retrieval process can be
understood and accurately decoded using non-invasive measurements of the brain
activity. Hence, recent application of neuroscienti c approach has brought valid
and valuable insight into better understanding of relevance. In addition, since
relevance is a complex process, it is important to highlight the bene t of
combining multiple data collection tools, which has become very popular in recent
years. As Kelly and Belkin suggested in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], tools such as questionnaires enable
researchers to explore participant views of a task and topic familiarity, which
inuence relevance perception. In addition, the authors highlighted the importance
of the naturalistic approach, which optimises ecological validity [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. It is essential
to design the task, which will closely model real-life user-system interaction and
place relevance judgement within the context of information retrieval.
Current Work In the rst study, we aim to explore aspects of cognitive
relevance through the examination of the users physiological and behavioural signals.
These signals will be obtained through naturalistic tasks designed for this
purpose, placing cognitive relevance within the context of the information retrieval
process and aiming to incorporate all its aspects, such as information need. The
study will be built on the previous literature investigating relevance through the
comparison of signals associated with relevant and non-relevant information [
        <xref ref-type="bibr" rid="ref1 ref3 ref4">1,
4, 3</xref>
        ].
      </p>
      <p>
        An in-depth understanding of cognitive relevance might not only improve
the understanding of the relevance process, but it can also improve user-system
interaction and result in greater search success. If the level of users cognitive
abilities is low and task di culty is high, the user might be unable to e ectively
interact with retrieved information and as a result, the problem solving may fail
to occur [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        Next Steps Since relevance is a complex mental phenomenon, it is essential to also
consider the underlying perceptual and cognitive processes. To do so, as
mentioned in Section 3, this work will aim to gather physiological and behavioural
data in order to better understand participant's experience during relevance
judgement tasks. Also, as a future direction of this work, we aim to go beyond
cognitive relevance and investigate other relevance strata, as outlined by
Saracevic [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], such as situational and a ective relevance through the employment of
brain imaging techniques.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>
        Our understanding of relevance is still not complete, and thus there is a need to
further investigate this key concept in IR. In this work, we aim to investigate
the the concept of relevance from a neuropsychological perspective. In particular
the work will focus on Saracevic's strati ed model of relevance through the
employment of brain imaging techniques. Further understanding of neurological
properties of relevance might provide valuable insight into personalisation within
information retrieval [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This could also lead to a signi cant contribution to the
improvement of information systems [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Additionally, empirical investigation
of di erent relevance strata might help to provide scienti c evidence to validate
Saracevics theoretical concept of relevance.
      </p>
    </sec>
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