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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Data-Driven Powertrain Component Aging Prediction Using In-Vehicle Signals</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Andreas Udo Sass</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Enes Esatbeyoglu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Till Iwwerks</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Volkswagen AG</institution>
          ,
          <addr-line>Brie ach 17772, 38436 Wolfsburg</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>109</fpage>
      <lpage>119</lpage>
      <abstract>
        <p>Predictive maintenance has become an important tool to avoid unplanned downtime of modern vehicles. The exchanged data between Electronic Control Units (ECU) is simultaneously increasing with the functionality. A large number of in-vehicle signals are provided and facilitate the monitoring of physical component aging processes. In this work, we generated a training dataset and observed aging of a selected powertrain component. First, we preprocessed in-vehicle signals to generate a time equidistant signal database. Furthermore, the signals were segmented in various time periods and subsequently aggregated to statistical features. Second, the signal associated aging information were synchronized to an equal time frame. We investigated several signals preselection approaches to predict an aging-value for the powertrain component with machine learning methods. These approaches di er in the count of selected in-vehicle signals for the aging-value prediction. Our results show that in-vehicle signals can be used to predict powertrain component aging. The quality of estimation di ers with respect to the selected regression methods. In this work we present an approach to narrow down the prediction quality of di erent preselection approaches for the estimation of a powertrain component aging.</p>
      </abstract>
      <kwd-group>
        <kwd>Predictive maintenance lection time series machine learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Various amounts of time-resolved data is recorded in the life-cycle of vehicles.
This data is transmitted from Electronic Control Units (ECU) via an Control
Area Network (CAN) bus of the vehicle. The complexity of modern vehicles
grows rapidly. Many components in the vehicle communicate with each other. A
reliable diagnosis of an potential aging of a component is complex.
Predictive maintenance in a commercial mobility context let the customer know
the current status of his vehicle(s). There is no extensive de nition of predictive
maintenance. Hence, it is de ned in various ways according to its use in
literature [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. On the one hand, predictive maintenance estimates a possible system
or component failure. On the other hand, the Remaining Useful Life (RUL) can
be predicted as a health management.
In our paper we implemented a health management or Remaining Useful Life
(RUL) prediction. The RUL prediction with provided raw monitoring data is
presented in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] or with additional sensors in [3{5]. Instead of estimating a RUL the
condition-based maintenance (CBM) gives recommendations concerning
maintenance decisions [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. We estimate a degree of aging of an Exhaust Gas
Recirculation (EGR) cooling system. In sense of predictive maintenance the RUL can
be derived from a given aging degree. Di erent vehicles are equipped with
CANLoggers to record the in-vehicle signals. These information are the results of
the communication from di erent ECUs and contain sensors readings, actuators
readings and internal parameters of control models. The transferred information
on the CAN bus is not equidistant. Because of the arbitration, various messages
have di erent priorities. The requested CAN information is related to the actual
driving state. The real-time performance of the CAN bus is analyzed by
comparison between the time-triggered and event-triggered protocol in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
The paper is structured as follows. Section 2 describes various data-driven
diagnostic applications in the literature. Moreover, the physical EGR cooling system
aging e ect is introduced and data preprocessing work ow is explained in detail.
Section 3 presents the result for modelling the aging-value of the given powertrain
component. We compare the quality of di erent signal preselection approaches
and di erent regression methods. Section 4 concludes with a discussion and gives
an outlook of future work.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>
        In this section, we provide background information to predict the aging degree of
a selected powertrain component by using di erent regression methods. We use
machine learning algorithms to create a model of the aging degree. The training
set's target value (ground truth) is given by observing the fouling of the Exhaust
Gas Recirculation (EGR) cooler components in certain intervals in a workshop.
Data-driven diagnostics is applied in the automotive domain to analyze vehicle
components and support manufacturer and vehicle driver decision making. For
example, the On-board Diagnostics (OBD) system monitors fault diagnosis of
vehicle components and noti es the driver regarding the possible malfunction of
vehicle component. This is initially designed to keep the vehicle emissions within
statutory thresholds [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>Besides the monitoring of emission limits with OBD systems, other authors use
machine learning algorithms to apply data-driven diagnostics in the automotive
domain. Machine learning algorithms within the context of regression problems
generate a functional dependency between input data and target values, without
explicit being programmed for it. Training data based on in-vehicle signal
logging is used to t a machine learning model. The learned model is subsequently
applied to make predictions on new datasets.</p>
      <p>
        The data-driven diagnostics for component aging prediction presented by
several papers di er in the source and amount of data used for training the model.
On one hand, models are trained with data from special sensors. For that
purpose some authors use vibration sensors or acoustic emissions [
        <xref ref-type="bibr" rid="ref10 ref4 ref5 ref9">4, 5, 9, 10</xref>
        ]. On the
other hand, some works use a dataset without adding special sensors. To reduce
the whole input data and for optimizing the models results, some authors select
a subset of the most relevant information [
        <xref ref-type="bibr" rid="ref11 ref12">11, 12</xref>
        ]. Instead of using in-vehicle
data or data from additional sensors, some authors [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] use maintenance
metainformation of a vehicle eet for forecasting.
      </p>
      <p>
        Di erent machine learning algorithms are used for fault diagnosis. The input
data is labeled concerning a fault state or normal state. Support Vector
Machines (SVM) are used to predict the fault state [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. The authors of [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] use
Bayesian Networks for the same purpose. Some authors use simple Neural
Networks (NN) to predict failures within the given input data [16{18]. Wolf et al.
combine several Neural Networks to predict the preignition of high-pressure
turbocharged petrol engines [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. Instead of an o ine calculation of the models,
a cloud can calculate complex machine learning algorithms of the transmitted
data [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. Because of a limited transfer rate between the car and the cloud, only
a reduced information amount is transmitted [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. Some authors apply
predictive maintenance methods in the industrial sector [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. Automotive components
like bearings, gears and shafts are analyzed regarding their common features [
        <xref ref-type="bibr" rid="ref22 ref23">22,
23</xref>
        ]. Instead of detecting fault states, some authors search healthy
representatives in the data. These representatives are used for monitoring, diagnostics and
prognostics. This is exempli ed for an automotive braking system in [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ].
2.1
      </p>
      <p>EGR Component
The speci c vehicle component investigated in this work is analyzed with the
help of in-vehicle date from several vehicle prototypes with diesel engines. To
keep the legal pollutant emission limit a recirculation of exhaust gas is applied
in these prototypes.</p>
      <p>At an ideal combustion of sulfur-containing diesel fuel carbon dioxide (CO2),
water (H2O) and sulfur dioxide (SO2) are released as resulting products. The air
conditions are uctuating strong locally. Due to a non-ideal combustion,
nitrogen oxides (NOx), carbon monoxide (CO), hydrocarbons (HC) and particulate
matter (PM) are created. The EGR valve controls the recirculating exhaust gas
of the engine back into the intake tract.</p>
      <p>
        Nitrogen oxides (NOx) emissions can be reduced by increasing the EGR rate.
In addition to that the implemented system uses a cooler to decrease the gas
temperature. Therefore the peak temperature can be reduced. Another bene t
is the possibility to control and reduce NOx emissions from diesel engines by
decreasing the combustion temperature [
        <xref ref-type="bibr" rid="ref25 ref26">25, 26</xref>
        ]. However, a higher EGR rate
promotes an increased fouling in EGR coolers [
        <xref ref-type="bibr" rid="ref27 ref28">27, 28</xref>
        ]. This fouling a ects the
cooler performance negatively. A built-in bypass switch controls the exhaust gas
ow to be cooled, if necessary. This can in uence the hydrocarbon and carbon
monoxide emissions positively [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ].
      </p>
      <p>
        The EGR cooler fouling consists of HC and PM deposits. Due to these deposits,
the ow resistance rises. To reduce the quantity of deposits an additional
catalyst in the EGR line can be implemented [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. The EGR cooler fouling is a
complex process and also dependent on the engine operating state [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ].
2.2
      </p>
      <p>Data Description
The following explanations describe the two data sources used for further
analysis and model prediction. The rst data source includes the in-vehicle signals
from several prototypes. The prototypes itself were used for road trails
especially designed to collect data related to the EGR aging process. The second
data source is provided through data collected during workshop visits. This
includes the measured degree of the EGR cooling system aging that was measured
in certain intervals. The two data sources were originally not time synchronized.
The in-vehicle signals from the rst source are recorded from the internal
vehicle network (CAN bus) of each prototype. The data is recorded in form of
time series containing series of tuples with measurement value and associated
timestamps. As described in section 1, the recorded in-vehicle signals are
independent and have not the same timely resolution. Owing to this, the signals
were synchronized by means of their related time-stamps. We use time-series
data with time resolution of 100 ms in time-equidistant form. For some binary
signals (e.g. binary status signals) it is necessary not to interpolate between the
signal values. For this reason the time stamps of the signals are changed to the
given 100 ms grid. In order to train a machine learning model, all data vectors
have to be the same size. Thus, the signal length of all analyzed signals has to be
the same. At the recording start the engine could be idle and in-vehicle signals
are not transmitted yet. After turning o the engine, the recording device is still
working for some time and collecting all remaining information on the CAN bus.
To secure the same value length over several engine starts, all in-vehicle signals
have to be cut according a trigger signal. The trigger signal should be accessible
on every prototype over the whole analysis period (see g. 1). The second data
&gt; h
t
signal 1
signal 2
trigger signal
source provides the aging degree of each prototype's EGR cooling system. The
unevenly spaced time series (target value information) were interpolated to the
same 100 ms grid as mentioned above. But in this case, the aging e ect occurs
not only while measuring, but during the whole vehicle usage. At the given
prototypes the fouling of EGR cooling system increase due to their usage.
The aging degree is de ned as mass ow ratio m_ r between the air mass ows of
di erent states. While measuring the mass ow ratio the driving state has to be
constant, especially the engine speed and torque. For this reason the
measurements are operated in certain intervals workshops. The air mass ow is quanti ed
while the EGR valve is in a closed and opened state. The equidistant and 100 ms
synchronized aging degree is used as target value (ground truth) for further
analysis.</p>
      <p>m_r =
m_fo
m_fc
(1)
m_r : mass ow ratio, degree for EGR cooler aging
m_fo : mass ow, EGR valve open
m_fc : mass ow, EGR valve closed
3</p>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>In this section, we present results for the aging degree prediction of the
prototypes. We choose di erent preselection approaches to determine prediction
relevant signals (physical and data-driven approach). The modeled aging degrees
were compared to the measured ones. The analyzed signals were segmented
according di erent time periods (10 minutes to 15 hours). We used the
root-meansquare error (RMSE) as performance measure to evaluate the models
performance. The RMSE indicates how well the average modeled aging estimation of
the respective model is compared to the target value. The smaller the RMSE,
the better the model aging estimation.</p>
      <p>
        Data Preselection The in-vehicle signals were preselected regarding three
different approaches. The rst one is the physical approach. In Section 2.2 the aging
degree is given as a function of the mass ow. In a previous work we show results
concerning selecting the right in-vehicle signals to monitor this powertrain
component aging in dynamic working conditions for each prototype. Furthermore an
optimal time period for the data aggregation is given in [
        <xref ref-type="bibr" rid="ref32">32</xref>
        ]. We use the same
selection of signals described in this work as physical approach. The signals are:
EGR valve position, EGR mass ow and the information about an active EGR
cooling.
      </p>
      <p>The extended physical approach includes the preselection of relevant signals
according the theoretical information given in Section 2.1. The in-vehicle signal
preselection for the extended physical approach is supplemented by signals of
working conditions and internal cooling temperatures. In total we preselected
ten signals.
The data-driven approach selects all in-vehicle signals, which are present on all
prototypes. As a reason of having di erent engine con gurations and recording
loggers the signal selection distinguishes. After the signal intersection there are
still more than 130 signals valid for analysis the aging degree.</p>
      <p>Data Segmentation In addition to the preselection, the data is segmented in
various time periods from 10 minutes till 15 hours. In each time period an
associated target value is calculated concerning the given input data. Although the
measured value is not as highly time-resolved as the time period, we interpolate
the target value for the given time period as long as the aging process between
two measurements is continuous. Thus, for each time period the ground truth is
provided as aging value and we calculate a modeled aging value with di erent
approaches by the given aggregated input data.</p>
      <p>Data Aggregation In order to aggregate the data, we evaluate di erent
statistical features for each of the signals used in the given segmentation. The selected
statistical features are: arithmetical mean, 25th and 75th percentile and the
standard deviation of the values in each time period. The statistical features of each
data segmentation were used to train a multiple linear regression, Bayesian linear
regression and Random Forest regression model.</p>
      <p>
        Implementation In order to estimate the aging-value, we implement a
multiple linear regression, a Bayesian ridge regression and a Random Forest
regression [
        <xref ref-type="bibr" rid="ref33">33</xref>
        ]. A linear regression describes the relation between the dependent
variable Y and the matrix of predictors X. The multiple linear regression returns
the vector of coe cients to be estimated, Y is dependent on the predictors X
[
        <xref ref-type="bibr" rid="ref34">34</xref>
        ]. The multiple linear regression determines as a estimation by minimizing
the error vector " with the least squares method. Y is de ned as:
Y = X
+ "
(2)
In contrast to the multiple linear regression, the Bayes regression assumes that
the errors e are independent and normally distributed random variables. The
response Y is estimated not as a single point, but as a result of a probability
distribution.
      </p>
      <p>"</p>
      <p>N (0; 2)
(3)
A Random Forest regression is related to the decision tree regression. The
decision tree is learning the rules of if-else sequences. At the end of these trees,
numerical predictions are calculated for those leaves. The Random Forest
regression combine several tree decision under a certain kind of randomization to
prevent over tting their training set.</p>
      <p>The Figure 2 shows the estimated degree of aging for the three di erent
regression methods for a selected prototype. For each sample consisting of statistical
features an estimated aging degree is calculated using the mentioned regression
methods. For the training of the regression model we use the datasets of three
vehicles. The dataset of a fourth and fth vehicle is used for the inter-vehicle
validation of our approach. The RMSE is calculated for each regression methods
and each data preselection approach. The physical and the extended physical
preselection approach deliver a quite precise degree of aging for the selected
component. The data driven approach is not as good as the other approaches,
especially while using the multiple linear and Bayes regression. Instead of
prer
a
e
n
i
L
s
e
y
a
B
t
s
e
r
o
F
m
o
d
n
a
R
senting the estimated aging degree, we compare di erent preselection approaches
and various data segmentations in Figure 3. As described above, the model is
trained with the dataset of three prototypes. The model is validated with the
dataset of two separate prototypes. The Random Forest regression has a quite
similar result for both physical approaches for the two selected prototypes. The
Random Forest regression has better predictions than the other two for the given
input.</p>
      <p>Furthermore, the physical selection approach provides a lower RMSE for the
multiple linear and Bayesian regression. The RMSE of the extended physical
approach is slightly worse than that. All visible regression methods have in
common, that the estimation quality gets signi cant higher for a data segmentation
above 2 hours. The data-driven preselection approach is not plotted, because the
RMSE of that approach is not as precise as the other approaches.</p>
      <p>RMSE for various approaches and regression methods
0.11
0.10
0.09
E0.08
S
M
R0.07
0.06
0.05
0.04
car
[’Prototype 2’]
[’Prototype 3’]
type
physical linear
physical random forest
physical bayes
ext. physical linear
ext. physical random forest
ext. physical bayes
10min 1h 2h 3h 4h 5h 6h 7h 8h
data segregation</p>
      <p>9h 10h 11h 12h 13h 14h 15h
In this work we analyzed dynamic in-vehicle signals regarding the aging process
of the EGR cooling system. Our approach enables the possibility to estimate the
aging-value of this structural component using di erent preselected datasets.
First, the data from dynamic in-vehicle signals are preprocessed to generate a
time equidistant dataset. Thus, it is possible to predict the aging degree by
using unevenly spaced time series. Moreover, several vehicles with a various set
of signals can be utilized to train the model. For each vehicle, the degree of
aging is observed in certain time intervals and a training dataset is generated.
This aging degree is interpolated to the same time grid as the in-vehicle signals.
We provided di erent data preselection approaches in order to enable the aging
estimation on a reduced dataset. Afterwards, we segmented the data in several
time periods. The aggregated statistical features of the preselected signals were
used to train the models. Figure 2 and 3 show that a prediction of a degree of
aging for a selected component is feasible by using the right amount of signals.
It can be noted that the quality of the prediction evidently depends on the data
segmentation and on the preselected signals used for model training. As shown
in Figure 3, the quality of prediction is dependent on the selected data
preselection approach. The Random Forest regression nds relevant features also in the
bigger dataset for the given vehicle.</p>
      <p>The preselection approach of in-vehicle signals can be extended in consideration
of each signal's relevance for the physical aging process. In this context, the
relevance of each signal can be weighted concerning the physical context and used
for the model training. The aim is to train the model with a subset of data to
get an optimal performance.
Our goal was to deliver component aging indicators for the usage of predictive
maintenance. Predictive maintenance comprises not only the prediction of
component failures. In this context, predictive maintenance tries to de ne the degree
of aging by using in-vehicle signals. In particular, for predicting this aging degree
relevant signals have to be identi ed. Besides the determination of the aging
degree, predictive maintenance is understood as noti cation system, in which part
of the vehicle a possible aging process can be detected. For that a list of relevant
in-vehicle signals should be generated.</p>
      <p>In the future, the waveform characteristics of various component aging processes
can be stored. With the help of this characteristics the relevant in-vehicle signals
can be detected. Furthermore, the results of the future approach are the list of
in-vehicle signals, which are identi ed to be relevant for a given aging process.
This signal list indicates, which component aging occurs in the given dataset.</p>
    </sec>
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