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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Computer Modeling of Microstructures with Probabilistic Cellular Automata Method Using Different Nucleation Rate Functions</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ngr n</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Dynamics and Strength of Machines National Technical University “Kharkiv Polytechnic Institute”</institution>
          ,
          <addr-line>Kharkiv</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <fpage>0000</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>Computer modelling widely uses cellular automata method for simulation of the microstructure of various materials. This work deals with the modification of cellular automata method - probabilistic cellular automata. The software for the synthetic generation of microstructures of polycrystalline materials has been developed. Using the software, the coefficient of the form, the normalized grain area, the scale factor and the angle of grain orientation are determined. For the obtained data, statistical processing and probability density functions have been obtained. According to statistical parameters, the comparison of the obtained results with the parameters of the microstructure of pure iron and H62 copper alloy has been performed. Modelling has been performed with different nucleation rate models.</p>
      </abstract>
      <kwd-group>
        <kwd>microstructure</kwd>
        <kwd>probability cellular automata</kwd>
        <kwd>microstructure quantitative characteristics</kwd>
        <kwd>nucleation rate</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Computer simulation is a powerful tool in reproducing microstructures of different
materials. It is the use of computer simulation to reproduce various microstructures
quickly and efficiently. For practical purposes, it is important to reproduce
microstructures that are statistically equivalent to real materials. They have the greatest influence
on the mechanical properties of materials.</p>
      <p>
        One common method for modelling the microstructure of polycrystalline materials
is the method of cellular automata. Cellular automata began to be used in the middle of
the XX century [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1–3</xref>
        ]. The term "cellular automaton" means a set of dependent
elements with given states and rules. These rules determine the states of these elements
and dependencies between them vary in time. Time and states are discrete. The use of
the described models for the formal modelling of self-reproductive organisms was first
proposed in the work of von Neumann [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Elements of cellular automata are proposed
to be represented by one-dimensional, two-dimensional or multidimensional infinite
rectangular tables. The state of the element varies depending on its state and state of its
closest neighbours.
      </p>
      <p>Copyright © 2020 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).</p>
      <p>
        Cell-based models are widely used to predict behaviour in various industries.
Cellular automata method widely uses in cryptography [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ], image processing [
        <xref ref-type="bibr" rid="ref6 ref7 ref8 ref9">6–9</xref>
        ],
biology [
        <xref ref-type="bibr" rid="ref10 ref11">10–12</xref>
        ], physics [13, 14]. All these works cover a lot of possibilities of using
the method of cellular automata. However, one of the most successful applications of
the method is in the field of material science and engineering [15]. A lot of
modifications of the method have been developed for the simulation of crystallization,
recrystallization and evolution of the internal structure of materials [15–25]. Papers [16, 18, 19]
deals with recrystallization in metals and alloys. In [17] authors reconstructs deformed
microstructure using a cellular automaton. Irregular cellular automaton modification
introduced in [20]. Microstructure and grain structure evolution during recrystallization
[21, 23], additive manufacturing [22] and welding process [25] are also modelled.
      </p>
      <p>
        In most works, the method of cellular automata is used to synthetically reproduce
the microstructure of materials. However, the mentioned works almost do not
investigate the influence of cellular automaton parameters on the quality of the created
microstructures. Also, to increase the possibilities of modelling processes with stochastic
nature, the modification of the method has been developed. Probabilistic method of
cellular automata also uses in material internal structure simulation [16, 17, 19]. There
are other ways to material modelling [
        <xref ref-type="bibr" rid="ref12">26–28</xref>
        ] and simulation planning [
        <xref ref-type="bibr" rid="ref13 ref14">29, 30</xref>
        ].
      </p>
      <p>It should be noted work [17]. In the work partially investigated the distribution of
grain size. However, the simulation is performed on a hexagonal grid. Thus, almost
completely absent works devoted to the study of the quality of synthetically created
microstructures and their statistical correspondence with real microstructures.</p>
      <p>The scientific novelty of this paper is to develop a modification of the method of
cellular automata, which uses probabilistic neighbours, as well as to determine the
most successful parameters of the method by comparing the results with real
microstructures. The practical value of developing such a modification of the method is to
improve the quality of synthetic microstructures that can be used to model the
mechanical behaviour of materials in multilevel modelling.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Problem statement</title>
      <p>It is proposed to develop software that allows simulating the microstructure of
metals using the probabilistic method of cellular automata. To do this the following tasks
have been formulated:



</p>
      <p>To study the developed modifications of the method of cellular automata for the
simulation of microstructures;
To develop software that allows simulating the microstructure of metals
according to randomly assigned centres of grains and various of nucleation rate
functions;
Test the work of the software, determine the statistical characteristics of the
size, shape and orientation of the grains;</p>
      <p>Compare the results with real microstructures.</p>
    </sec>
    <sec id="sec-3">
      <title>Modelling with cellular automata</title>
      <p>
        The cellular automaton K from a mathematical point of view [
        <xref ref-type="bibr" rid="ref15 ref16 ref17">31–33</xref>
        ] is an ordered
set of four components:
      </p>
      <p>K  zd , , A, 
(1)
where zd is set of d-dimensional vectors with integer coordinates (cell space);
  { i | i  (x1i ,..., xdi ),  i  0}, i  1,..., m is a finite set of power m of vectors
with zero vector (cell neighbourhood template);</p>
      <p>A is the finite set of power k states of the cell with a dedicated state of rest ∅ (the
alphabet of the cellular automaton);</p>
      <p>φ is the local function of the transitions, defined in the discrete-time, which
changes the states of the cell, which is a zero element in the template, depending on the state
of
the
cells
that
form
the
neighbourhood
pattern
 : Am  A ;
with
 (, ,..., )   . The state of all cells at the time t creates the current configuration
ct : zd  A .</p>
      <p>All cells form a cellular automaton grid. Grids can be different types, differing in
size and shape of cells. Each cell is a finite automaton which states are determined by
the states of neighbouring cells and its states.</p>
      <p>Cellular machines, in general, are characterized by the following properties:



</p>
      <p>Changing the values of all cells occurs simultaneously after calculating the new
state of each grid cell.</p>
      <p>The grid is homogeneous. It is impossible to distinguish any two places on the
grid over the landscape.</p>
      <p>Interactions are local. Only the surrounding cells (usually neighbouring ones)
can affect this cell.</p>
      <p>The set of states of the cell is finite.</p>
      <p>In a two-dimensional (planar) case, the grid is implemented by a two-dimensional
array. Each cell has eight neighbours. To eliminate boundary effects, the grid can be
wrapped in a torus. It allows to use the following ratio for all automaton cells:
'
ai, j   (ai, j , ai1, j , ai1, j1,
ai, j1, ai1, j1, ai1, j , ai1, j1, ai, j1, ai1, j1)
(2)
In this work, for modelling the crystallization process, the cell can be in two states:
the melt and the crystal.</p>
      <p>To move from the deterministic to the probabilistic method of cellular automata,
the following idea is used. Rules for switching from one state become
nondeterministic. Thus, the transition from state to state occurs with a certain probability.
Figure 1 shows typical transfer rules φ for the probabilistic method.</p>
      <p>The application of this probabilistic approach allows creating more complicated
rules of transition from state to state and reducing the effect of discreteness on the
results of the algorithm.</p>
      <p>
        From a physical point of view, the crystallization process should be uniform in all
directions. Due to local fluctuations and temperature gradients, the uniformity of the
chemical composition of the melt, crystallization occurs nonuniformly in different
directions. To simulate this effect, it is proposed to set the crystallization rate in the
form of an ellipse. The ellipse radii correspond to the crystallization rate in the
corresponding directions. To determine the transition probability, an ellipse has been
projected onto field cells. The shaded area indicates the probability of the transition of
neighbouring cells to a solid-state. A more detailed description of the algorithm is
given in [
        <xref ref-type="bibr" rid="ref18">34</xref>
        ].
      </p>
      <p>a
b
c</p>
      <p>
        One of the characteristics affecting the microstructure of the material is the
nucleation rate (J(n)). Researchers in their papers [
        <xref ref-type="bibr" rid="ref19 ref20 ref21 ref22">35–38</xref>
        ] note that the nucleation rate
depends on the Gibbs free energy. But it is difficult to introduce these models in discrete
space and time of cellular automatons. Therefore, to evaluate the influence of
crystallization parameters on the geometric characteristics of the formed microstructures, it
is proposed to use the generalized models given [
        <xref ref-type="bibr" rid="ref19 ref20 ref21 ref22">35–38</xref>
        ] as the following models (3) –
(7). These models are based on the assumption that the number of crystallization
centres Ngr for all models has the same value at Np iteration of the algorithm. The
nucleation rate is defined as a derivative of the number of grains N(n) function, n is the
iteration number of the algorithm. The visualization of the proposed models is shown in
Fig. 2.
      </p>
      <p> ln(Ngr ) 
ln(Ngr ) exp  n  ,</p>
      <p>N p  N p 
(5)
(7)
 ln(Ngr ) 
N (n)  exp  N p n  ,</p>
    </sec>
    <sec id="sec-4">
      <title>Simulation results</title>
      <p>
        The following parameters for the test calculations have been chosen. The image
size is 513 × 565 pixels and contains from Ngr = 693 grains, Np = 100. These
parameters are used for modelling by the method of cellular automata. Figure 4 shows the
results of microstructure generation with different nucleation rates using the
probabilistic neighbour from fig. 1c. To compare results with real microstructures two images
have been selected. The first one –is pure iron microstructure, the second one is H62
copper alloy [
        <xref ref-type="bibr" rid="ref23">39</xref>
        ] (Fig. 3). For these images, geometric parameters have also been
calculated. For assessing the uniformity of nuclei centre occurrence side histogram has
been plotted. It allows estimating the probability density function of nucleation centres.
      </p>
      <p>All simulations have been performed using the original program. It is written using
python language with numpy library. This program allows modelling cellular
microstructures according to specified parameters.</p>
      <p>a b</p>
      <p>
        Fig. 3. Microstructures: a – pure iron; b – copper alloy H62 copper alloy [
        <xref ref-type="bibr" rid="ref23">39</xref>
        ]
For the quantitative analysis of the similarity between microstructures, the
following features have been chosen. The form factor Cs. This coefficient is defined as the
normalized ratio of the grain area Agr to the square of the grain perimeter Pgr. If the
grain has a perfect circle shape, then Cs = 1. For all other cases 0 &lt; Cs &lt; 1. For
example, for the square Cs = π / 4 = 0.7853.
      </p>
      <p>Also the normalized grain area An is used as the ratio of the Agr grain area to the
total area of the image A.</p>
      <p>Cs  4</p>
      <p>g2r .</p>
      <p>A</p>
      <p>Pgr
An </p>
      <p>Agr
g h</p>
      <p>Fig. 4. Microstructures generated by cellular automata method (a-f), pure iron (g),
H62 copper alloy (h)</p>
      <p>Often, a scale factor Sc is used to compare grain parameters. It is introduced as a
ratio of a larger characteristic (Sx) grain size to lesser (Sy) (fig. 5).</p>
      <p>Sc </p>
      <p>Sx
S y
(10)</p>
      <p>To determine the angle of grain orientation, the angle ψ is introduced, as is the
angle between the horizontal and the largest characteristic diameter of the grain (fig. 5).</p>
      <p>
        For the comparison of microstructures for each grain of the generated
microstructure, the values of four coefficients have been calculated. These values have been
statistically processed and histograms have been constructed. These histograms have
been approximated by the kernel density estimation method [
        <xref ref-type="bibr" rid="ref24">40</xref>
        ]. The approximated
probability densities for the coefficients are shown in Figure 5. Descriptive statistic
parameters are collected in table 1.
a (Cs)
с (ψ, rad)
b (Na)
d (Sc)
      </p>
      <p>As can be seen from the figures, the distribution of parameters is very similar.
However, there are some differences. The probability density distribution of the
parameter Cs for all microstructures which is created using the cellular automata method
has a similar structure. Microstructures of pure iron and copper H62 alloy stand out
from the total number. They have a heavier left edge of the distribution. This suggests
that more elongated grains are more common in these microstructures than is obtained
as a result of modelling.</p>
      <p>The distribution of the parameter An also has significant similarities. However, for
the case of pure iron, the best match is shown by the constant model, and in the case of
copper alloy – exponential or cubic.</p>
      <p>The probabilistic neighbourhood was initially tuned to obtain the expected
orientation ψ = π / 2. This is confirmed by the obtained probability densities. The copper alloy
has another preferred grain orientation ψ = 3π / 4, which is confirmed by the obtained
values. According to Sc scales, there is the best coincidence of results.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgement</title>
      <p>This work has been supported by the Ministry of Education and Science of Ukraine
in the framework of the realization of the research project "Development of methods
for mathematical modelling of the behavior of new and composite materials aims to
structural elements lifetime estimation and prediction of engineering designs
reliability" (State Reg. Num. 0117U004969).</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>In this work, the implementation of the method of cellular automata probabilistic
neighbours is developed. The developed method shows the results of the generation of
the microstructure of the material.</p>
      <p>A comparison of the obtained microstructure of pure iron and H62 copper alloy
with synthetic microstructures has been made on the coefficient of the form, the
normalized grain area, the scale factor and the angle of the grain orientation.</p>
      <p>The results of the comparison showed that the probability densities of the
corresponding parameters have a qualitative similarity. However, by the parameter of the
normalized grain area, the distribution for pure microstructure has differences.</p>
      <p>However, identifying the best way to reproduce microstructures is problematic. For
some situations, better results can be achieved by one criterion, but this results in
worse performance by another.
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