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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Physiology-Aware Learning Analytics Using Pedagogical Agents</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Melanie Bleck</string-name>
          <email>mail@melanie-bleck.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nguyen-Thinh Le</string-name>
          <email>nguyen-thinh.le@hu-berlin.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Niels Pinkwart</string-name>
          <email>niels.pinkwart@hu-berlin.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Computer Science Department Humboldt-Universität zu Berlin Germany</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <abstract>
        <p>Learning analytics applications consider not only the cognitive dimension, but also the physiological dimension of the learner. This paper describes a learning analytics approach that focuses on alerting the critical stress level of the learner using a pedagogical agent. For that purpose, an existing pedagogical agent was expanded by a software component, which analyses heart rate variability data to determine the cognitive load of a user and to offer support with stress reduction. The evaluation study with the physiologyaware pedagogical agent showed an improvement of learning and a reduction of stress.</p>
      </abstract>
      <kwd-group>
        <kwd>Physiological computing</kwd>
        <kwd>Heart rate variability</kwd>
        <kwd>pedagogical agent</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>INTRODUCTION</title>
    </sec>
    <sec id="sec-2">
      <title>METHODOLOGY</title>
      <p>
        In order to investigate the specified research question, the functionality of the web-based
pedagogical agent LIZA
        <xref ref-type="bibr" rid="ref4">(Le &amp; Wartschinski, 2018)</xref>
        aimed at improving the decision making and
reasoning of the user, was extended through three different parts. The first component provides a
solution to generate, save and process the HRV data, the second one analyses the data regarding
stress and the third one adapts the learning situation through selected stress reduction strategies.
To determine the effectiveness and benefits of the approach, the adjusted pedagogical agent was
evaluated.
      </p>
      <p>
        To use HRV parameters to determine stress level, the generation of data has to be ensured. A
technical solution was provided by the wristband E4 of Empatica. Such a device was chosen to
minimize the complexity of the handling and to provide a most comfortable position and positioning
of the sensors
        <xref ref-type="bibr" rid="ref3">(Gjoreski &amp; Gjoreski, 2017)</xref>
        to reduce entry barriers while learning. Furthermore,
Empatica provides a Software Development Kit to access the data via Bluetooth. Thus, the
integrated photoplethmography sensor was utilized to determine the heart rate and calculate the
time interval between two consecutive heartbeats (NN Interval)
        <xref ref-type="bibr" rid="ref1">(Empatica Inc., 2016)</xref>
        . These values
are retrieved by a mobile application, which is also provided by Empatica and in which the
functionality to transmit the current NN Interval and a timestamp to a server via HTTP-Post-Request
was added. This implementation solution was necessary because of restrictions regarding data
retrieval through web applications. The server is responsible for the storage of the values in a
database and the processing of the NN Intervals. Is a specific time interval requested by the
pedagogical agent, the suitable NN Intervals will be selected on the basis of the time stamp and the
root mean square of successive differences in the heart rate (RMSSD) of these values will be
determined.
RMSSD1 was chosen as a metric for HRV because of the recommendation as an indicator for
cognitive load in short term measurements (less than 5 minutes) by AWMF
        <xref ref-type="bibr" rid="ref7">(Sammito, et al., 2014)</xref>
        .
As mentioned before, it was necessary to alter the pedagogical intervention process of the original
pedagogical agent LIZA for analyzing the RMSSD data accordingly (Figure 2).
Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 Internationa2l
(CC BY 4.0).
      </p>
      <p>
        Since there are no generally accepted threshold values to determine the degree of a mental load of
a person, a series of individual measurements has to be done
        <xref ref-type="bibr" rid="ref7">(Sammito, et al., 2014)</xref>
        . But that alone
does not provide enough information to automatically identify an overload during a certain task. A
range of cognitive load has to be identified and a specific threshold, when learning situation will be
adapted, has to be defined. Because of that, a phase was added in the pedagogical intervention
process, in which two different levels of stress are induced, the RMSSDs are calculated accordingly
and used as an indicator for different stress levels. The arithmetic tasks were chosen after an
analysis of induction methods for cognitive load of several research papers and they have been used
widely to generate moderate stress level
        <xref ref-type="bibr" rid="ref8">(Schneider et al., 2003)</xref>
        .
      </p>
      <p>Figure 3 Arithmetic task in stress test 1
In two arithmetic stress tests (see Figure 3), with different levels of difficulty, the user had to
subtract a random value from a certain number consecutively for five minutes. The result of the
previous equation provides the minuend of the following. The level of difficulty is altered through
the time limit for solving the equation, the number of digits of the random value and the value of
the start minuend. The second and third factor determine the number of shifts during mental
arithmetic, which increase the cognitive load with a growing number. Furthermore, a competition
situation is created by requesting to beat LIZA in the number of correct answers under certain
Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 Internationa3l
(CC BY 4.0).
conditions in the second test. With that, the first test provides the RMSSD value for a moderate load,
the second, which is designed with a higher difficulty level, for an overload.</p>
      <p>Certainly, a range of cognitive load could be defined in that way, but a specific threshold, is still
missing. Considering that an excessive load can result in a decrease of motivation and an abort of
the learning in the long term, the learning situation has to be adapted before such a scenario
materialize. Another factor, which has to be taken into account is that an adaption of the learning
situation through stress reduction strategies will interrupt the process itself. So, it should be carried
out as little as possible but also as much as necessary. A preliminary empirical test, where the task
solutions were known and therefore low stress were induced, showed, that a threshold at 50% of
the range triggers an intervention nearly every time LIZA was used. This would lead to massive
interruptions of the learning process. Based on that, the threshold was increased to 2/3 of the
individually defined stress range, where the intervention could be reduced to 40% of the cases.
If the current RMSSD falls below the threshold after a specific time, LIZA offers assistance in reducing
the stress level through stress reduction strategies. Among different strategies (e.g.,
mindfulnessbased stress reduction, autogenic training), two methods are proposed that are appropriate for the
learning environment of a pedagogical agent. The first one distracts the user by telling jokes, the
second one shows a video with relaxing content. The user decides whether it is necessary to start
the offered coping process and how long the strategies are used. If the stress level is significantly
reduced below the threshold, LIZA proposes the continuation of the learning process.</p>
    </sec>
    <sec id="sec-3">
      <title>EVALUATION</title>
      <p>The goal of the evaluation study is to determine the effectiveness and benefits of the pedagogical
agent that was extended with the capability of measuring HRV and detecting critical stress level of
learners. Amongst others, following hypotheses were examined: 1) The stress reduction strategies
lead to the relaxation of learners; 2) The RMSSD is a suitable indicator for cognitive load; 3) The
Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 Internationa4l
(CC BY 4.0).
adaption of the learning process affects the learning performance. To examine these hypotheses a
pre- and posttest was performed. For the study, 34 participants (10 males, 24 females) aged
between 21 and 59 (mean 31 ± 11 years) were acquired and assigned to test- or control group by
random. The test was conducted in a quiet environment under supervision.</p>
      <p>Every participant was asked to use the pedagogical agent to perform two stress tests, each with a
different level of difficulty, to determine the stress limit range and calculate the threshold. Then 4
tasks were given by the pedagogical agent to be solved, where every task covered a different
problem of reasoning. After that, the RMSSD was calculated for the time frame of the first task block
and squared with the previously determined stress limits. Only for the test group followed a stress
reduction phase, if the current RMSSD fell below the threshold. Both groups continued with the
posttest that required all participants to solve again 4 tasks. The reasoning problems of the pretest
and posttest were the same, but the tasks were different. In the end, the participant got an
evaluation of how successful the tasks were solved.</p>
      <p>
        For every part of the process, the RMSSD was calculated so that the development of the indicator
could be retraced. In addition, the participant had to self-asses its currents state of mental load with
six adjective pairs of opposite meaning after each measurement cycle. A short questionnaire for the
current cognitive load (KAB)
        <xref ref-type="bibr" rid="ref10">(Wagner, 2012)</xref>
        was used the mean of all assessments was calculated.
The first hypothesis, which covers whether stress reduction leads to the relaxation of the learner,
could be partly confirmed. 90% of the participants stated in a self-assessment, which indicates a
relaxation, the effect of the applied stress reduction strategies. But only in nearly 50% of the cases,
the RMSSD also fell below the threshold. Possible reasons for that could be deficits in stress limit
determination, insufficient choice of strategies or application time. Concerning the adequacy of the
RMSSD as an indicator for cognitive load, there were rough connections between the RMSSD values
and the KAB-Index, but a significant correlation between both indices could not be determined. One
reason could be the error-prone self-assessment like Picard points out
        <xref ref-type="bibr" rid="ref6">(Picard, 2003)</xref>
        . Another could
lie in the insufficient cognitive load, which was applied during the evaluation, to reduce the RMSSD
significantly. So, the adequacy could not be confirmed unqualified and the application of other
physiological parameters is suggested. Finally, the effects on learning success have to be
contemplated. The test group showed a significantly higher improvement while answering the
questions with comparable opportunities than the control group.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>CONCLUSION AND OUTLOOK</title>
      <p>This paper has demonstrated the integration of physiological factors in learning analytics using
wearable sensors. It showed, that the analysis of the RMSSD to determine the cognitive load of a
learner can be used to improve the learning situation. But to determine the adequacy of the RMSSD
as suitable indicator further test has to be conducted. Not only shows the integrating of wearable
sensors a potential to improve the learning situation, but adds also the possibility to use cognitive
data beyond the use in learning analytics.</p>
      <p>Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 Internationa5l
(CC BY 4.0).</p>
    </sec>
  </body>
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