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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>First Steps Towards Patient-Friendly Presentation of Dutch Radiology Reports</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Radboud University</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nijmegen</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>The Netherlands</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>arjen}@cs.ru.nl</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Radboud University Medical Center</institution>
          ,
          <addr-line>Nijmegen</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>0000</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>Nowadays, clinical patients are often free to access their own electronic health records (EHRs) online. Medical records are however not written with the patient in mind - the medical terminology necessary to ensure unambiguous communication between medical professionals on likelihood of pathology renders the EHRs less accessible to patients. By annotating these texts with links to external knowledge bases, the patients can be provided with additional reliable information to clarify terminology. In this paper, we present preliminary work on preparing Dutch radiology reports for named entity recognition and entity linking to provide additional information to patients. Additionally, we suggest a roadmap for further research into patient-friendly presentation of radiology reports.</p>
      </abstract>
      <kwd-group>
        <kwd>information retrieval</kwd>
        <kwd>electronic health records</kwd>
        <kwd>natural language processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Hospitals worldwide give patients increasingly more access to their medical
electronic health records (EHRs), a trend that concurs with (and facilitates) the
personalisation of health-care. EHRs include a variety of information, from
basic administrative information about past and future visits to the clinic, medical
communication (e.g., letters requesting treatment from the general practitioner,
exchange of information between medical experts), but also the radiology reports
(added within 1-7 days after authorisation of the report). Patients at the
Radboud University Medical Center appreciate access to their health records and use
the patient portal actively; 69% of the 120K outpatients visiting the clinic used
the portal at some point, over 57K patients log in every quarter, and patients
who access the portal do so six times per quarter, on average. EHRs are however
primarily created to facilitate the communication between caregivers and other
medical staff, and not written for exploration by laymen. Medical terminology
is necessary to guarantee unambiguous, reliable, safe, uniform and directional
information exchange between medical professionals on likelihood of pathology,
but renders the EHR less accessible for patients. Additionally, consider the
presence of medical images in the EHR, where even the physician requires help to
interpret this data correctly. Patients are likely to respond to this knowledge gap
regarding the terminology in their EHR by searching for medical information
online, risking patient anxiety3 when inaccurate, inadequate, or incomprehensible
information is found [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]. This in turn causes longer consultation times and
additional interactions with the physician to help patients understand their medical
situation, resulting in undesirable and often unnecessary extra pressure on the
health care system.
      </p>
      <p>
        A (partial) solution to the problem outlined above would be to reduce the
knowledge gap by augmenting the EHR with links to background information
that can clarify what is written in the report [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. However, while abundant
freetext radiology reports are available within Radboud University Medical Center,
we face the specific challenge of working with Dutch medical text. First, this
setting reduces the number of language resources (structured vocabularies and
language models) significantly. Also, due to the intended usage of our research,
we should only link to reliable and curated information, complementary to public
sources like Wikipedia, in order to avoid annotations with incorrect information.
Examples of targets we identified include Thuisarts, Hartwijzer, and Radiology
Assistant.
      </p>
      <p>In this work, we detail initial findings regarding available resources and tools
for automated annotation, named entity recognition, and evaluation in the
medical domain, as well as plans for future research.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Related work</title>
      <sec id="sec-2-1">
        <title>Datasets</title>
        <p>
          Named entity recognition (NER) in medical texts has been a topic of active
research for a long time. However, the majority of prior research addresses
medical scientific literature (often Pubmed) [
          <xref ref-type="bibr" rid="ref26 ref8 ref9">8, 9, 26</xref>
          ], where annotation focuses on
entities like DNA or proteins; not that relevant to our main objective. A
notable exception are the research datasets released under the n2c2 moniker,
formerly known as i2b2 [
          <xref ref-type="bibr" rid="ref23">23</xref>
          ]. These datasets consist of unstructured clinical notes
in English, annotated for a variety of natural language processing (NLP) tasks,
including NER and concept normalisation. The THYME corpus [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] is another
dataset of unstructured clinical notes annotated with medical concepts, as well
as temporal events and relations. In terms of publicly available Dutch radiology
report datasets, we are not aware of any in existence.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Concept extraction tools</title>
        <p>
          Elaborate tools for NER and entity linking (EL) have been made available for
English medical text. Many of these tools use the Unified Medical Language
Sys3 e.g. cyberchondria, excessive health concerns after repeated Internet searches for
medical information.
tem (UMLS) as a knowledge base [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ]. UMLS is an ontology of biomedical
concepts, consisting of controlled vocabularies in different languages. MetaMap [
          <xref ref-type="bibr" rid="ref2 ref3">2,
3</xref>
          ] is a tool that extracts clinical concepts by detecting noun phrases, generating
variations of those phrases based on an extensive knowledge base of synonyms
and relations, and then selecting the best fitting concept from UMLS. Apache
cTAKES [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] is another such tool, capable of detecting things like symptoms,
diseases and medication in English unstructured clinical notes. It uses a dictionary
based on (subsets of) UMLS, SNOMED CT [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] and RxNORM [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. MedLEE [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]
is another NLP tool developed to structure free-text radiology reports in
English, using concept and synonym mappings. Finally, QuickUMLS [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] is a fast
approximate dictionary matching tool to find UMLS concepts in text. This tool
generates heuristically valid variations of token sequences within a certain text
window, and finds a set of matching concepts such that any overlap between
concepts is minimised. As it does not rely on other knowledge than UMLS, it
can be used for Dutch as well.
3
3.1
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Methodology</title>
      <sec id="sec-3-1">
        <title>Data</title>
        <p>
          We collected approximately 10K reports of patients that underwent a thorax
CT scan at Radboud University Medical Center (Radboudumc) between 2013
and 2018. As part of the collection process, the reports are anonymised using
in-house software; names, dates, phone numbers and so on are replaced with
generic tokens like ”NAME”, ”DATE”, and ”PHONENR”, respectively. We are
currently in the process of annotating a subset of these reports extensively, using
BRAT [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ]. BRAT is a web-based tool for structured text annotation, allowing
for labelling of text spans and relations between annotations. We first apply
QuickUMLS [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] to tag concepts that match closely with Dutch concepts in
UMLS. However, this tool misses many entities, and does not tag e.g. relations
in the text; this is why complementary manual annotations and corrections are
necessary. For the annotation scheme, we follow cTAKES; we want to detect
findings, diseases and signs/symptoms, as well as location identifiers and keywords
that indicate negation and uncertainty. We also annotate relations between e.g.
findings and their corresponding location identifiers and modifiers. Where
applicable, annotations will include a UMLS concept identifier. An example of these
annotations is shown in Figure 1. We use the UMLS semantic types from [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] as
entity types.
3.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Automated information extraction</title>
        <p>
          Once the report annotations are obtained, we can propagate them to the rest of
the reports [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. We intend to use a combination of rule-based methods as well as
recent neural models like BERT [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] in order to get the best result. BERT has been
shown to work well for relation extraction and semantic role labeling [
          <xref ref-type="bibr" rid="ref13 ref18">13, 18</xref>
          ], and
also for clinical NER [
          <xref ref-type="bibr" rid="ref15 ref19">15, 19</xref>
          ]. Clinical BERT embeddings are freely available [
          <xref ref-type="bibr" rid="ref1 ref12">1,
12</xref>
          ], but unfortunately none exist for clinical Dutch. We suspect that the use of
contextualised word embeddings will improve automatic annotation propagation
over simply propagating to identical text spans. Automatic annotations obtained
using such a model can in turn be used to improve the word embeddings in a
weakly supervised fashion. These embeddings can then be used to train NER/EL
models.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Future work</title>
      <p>While UMLS is a useful resource for NER and EL, the language used in concept
definitions is not that friendly to laymen. We will need to curate data from more
resources, particularly those that provide concept definitions and explanations
in easily understandable language (e.g. those mentioned in Section 1).</p>
      <p>
        Haridas and Kim [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] showed that clustering techniques applied to different
types of clinical documents can improve automatic annotation of generic entities.
We could perhaps extend this idea to different types of patients, improving NER
by taking clinical context and background into account.
      </p>
      <p>
        Radiology reports also contain information that is not necessarily relevant for
a patient to read. For example, the radiologist might mention that “no pleural
fluid was found”. A patient could interpret this to be negative, while it is not.
To retain only relevant sentences, we are planning to look into summarisation
approaches as a starting point [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ].
      </p>
      <p>Finally, we intend to look into multi-modal enhancement of the report
presentation. For example, a report might mention the location of a finding in the
accompanying medical image. These mentions and images could be coupled to
show patients where a specific finding is located in their body.
Acknowledgement. PhD project MIHRacle: Multi-modal Interactive Health Records
is partially funded by the Radboud AI for Health collaboration between Radboud
University and Radboudumc, and the Innovation Center for Articial Intelligence
(ICAI).</p>
    </sec>
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