<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Information Technology for Legal Regulation of the Dental Services Contract</article-title>
      </title-group>
      <pub-date>
        <year>1857</year>
      </pub-date>
      <fpage>0000</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>Given the lack of the established form of the dental services contract in Ukraine and the inability of many dental clinics and offices to seek the paid services of a lawyer, information technology for the legal regulation of the dental services contract can significantly improve the effectiveness and legal correctness of such contracts. In this paper, the information technology for the legal regulation of dental services contract and method for determining the possibility of concluding (signing) the dental services contract on the basis of legal regulation were first time developed. The developed information technology and method provide: support for the process of determining the possibility of concluding (signing) the dental services contract on the basis of legal regulation; validation of the contract for legal correctness without the participation of legal experts, which enables dental clinics to conclude legally correct contracts without hiring lawyers for their verification; conclusion about the possibility/impossibility of concluding (signing) the contract; request for modification of the contract, indicating the essential terms, which should be added to the contract - in case the prepared contract cannot be signed; increasing the effectiveness of dental services providers due to reducing documentation burden on them.</p>
      </abstract>
      <kwd-group>
        <kwd>Information Technology</kwd>
        <kwd>Legal Regulation</kwd>
        <kwd>Dental Services Contract</kwd>
        <kwd>Information Technology for Legal Regulation of the Dental Services Contract</kwd>
        <kwd>Method for Determining the Possibility of Concluding (Signing) the Dental Services Contract on the basis of Legal Regulation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Dental services are nowadays one of the largest types of health care services for the
Ukrainian population, which rank second in the services of outpatient clinics after
seeking treatment to therapists. The share of stomatology morbidity in the overall
morbidity of the population reaches more than 16%. Over 90% of the population has
caries, 40% – with periodontitis and periodontal disease [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>Modern dentistry is a highly specialized scientific, laborious, socially significant
production with a clear medical, clinical, biological, organizational, economic and
legal specificity. In the overall model of the formation and implementation of the state
health policy of Ukraine, it occupies one of their leading places.</p>
      <p>
        Considering the above background, more and more attention to the issue of
concluding the dental services contract is needed today. To date, there are no rules in the
legislative acts that define the concepts and regulate the procedure for concluding the
contract on the provision of dental services. But Art. 3 and Art. 627 of the Civil Code
of Ukraine [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] provide for the principle of freedom of contract, i.e. the possibility of
concluding any kind of contract that does not contradict the requirements of the law
and the moral principles of society. Therefore, the dental services contract can be
defined as an agreement whereby one party (contractor) undertakes, under the
requirement of the other party (customer), according to the health care legislation, to
provide dental services, which aimed at the prevention of disease of teeth, mucous
membranes, oral cavity organs, jaws and face, partly neck (maxillofacial area), their
diagnosis and treatment, and the customer is obliged to pay the performed service
unless otherwise stipulated in the contract or by law [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The parties of the dental
services contract are medical professionals who are empowered to engage in medical
activities, namely, to provide dental services, who have received a higher or
secondary medical education in Ukraine, who have a diploma and speciality, and the
patients, i.e. persons, who appealed to the medical institution for the provision of dental
services by concluding a civil legal contract.
      </p>
      <p>Many dental services contracts now contain burdensome conditions for patients,
offer no legal dispute resolution, and don't have the characteristics, which
individualise the medical services. As a result, these shortcomings may lead to adverse legal
consequences for both patients and medical organizations, which use contracts, that
have obvious limitations of their content and insufficient preparation from the legal
point.</p>
      <p>
        Throughout the country, innovative legal and healthcare teams have come together
and recognized that many health inequities have a legal root and that addressing
health-harming legal needs among patients and communities may have a lasting
impact on health [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>Of course, not every dental clinic can afford to hire a lawyer to prepare the dental
services contract. In such circumstances, given the lack of the established form of the
dental services contract in Ukraine, information technology for the legal regulation of
the dental services contract can significantly increase the efficiency and legal
correctness of such contracts – by giving a conclusion on the possibility or impossibility of
signing the prepared contract from a legal point of view.</p>
      <p>
        In general, accelerating the development and implementation of the latest
competitive information technologies in all spheres of human activity in order to reduce the
share of manual labour and minimize the impact of human factor through process
automation is the main strategic goal of the information society development in Ukraine [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
Designing and implementing the information technology (as a set of processes that uses
methods and means of accumulating, processing and transmitting the information to
obtain information product [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]) is currently the actual task for Ukraine.
      </p>
    </sec>
    <sec id="sec-2">
      <title>Literature Review</title>
      <p>Let's conduct the analysis of the literature to find known models, methods, tools for
the legal regulation of the dental services contract in particular and for the field of
medical law in general – Figure 1.</p>
      <p>Therefore, as the analysis shows, the known models, methods and tools of medical
law information support do not solve the task of legal regulation of the dental services
contract. In addition, they all belong to different methodological approaches and do
not integrate with each other, i.e. there is currently no information technology for the
legal regulation of the dental services contract.</p>
      <p>Given the above urgency, importance and actuality of the task of designing and
implementing the information technology for the legal regulation of the dental
services contract, the purpose of this study is the development of the structure of
information technology for legal regulation of the dental services contract, and the
development of the production rules and method of determining the possibility of
concluding (signing) the dental services contract on the basis of legal regulation.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Civil Law Regulation of the Dental Services Contract</title>
      <p>For the development of information technology for legal regulation of the dental
services contract, it is first necessary to find out what the tasks it must solve and what
properties it must have. For identification of these needs, a subject domain analysis
should be conducted. In analyzing the subject domain of the developed information
technology, the legal aspects and civil law regulation of the signing of the dental
services contract should be explored.</p>
      <p>One of the prerequisites for ensuring the quality of dental services is the licensing
and accreditation of health care facilities.</p>
      <p>Informed consent of the patient to medical intervention is an important component
of stomatology activity. In many medical facilities, the consent of the patient to
medical intervention is only required on the complex diagnostic examination or surgery. In
practice, the form of written consent of the patient to a paid dental intervention may
be patient's signature in a medical card under the dentist's record of a planned medical
study or intervention, which may have minimal complications.</p>
      <p>The contract with the patient on behalf of the medical organization may be
concluded by the treating dentist, but only on the basis of the duly designed power of
attorney. Dental services may only be concluded with a patient who has submitted an
identity document.</p>
      <p>Dental services contract should contain the rights and obligations of the parties,
the price of the contract (usually the cost of dental service is a firm value) and the
procedure for payments for dental services (usually in full after the dental service is
provided), the liability of the parties, the term of dental care services, etc.</p>
      <sec id="sec-3-1">
        <title>Models, methods and tools for legal regulation of the dental services contract and for medical law domain</title>
        <sec id="sec-3-1-1">
          <title>Object – process of legal regulation of the dental services contract</title>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>Models</title>
      </sec>
      <sec id="sec-3-3">
        <title>Methods</title>
      </sec>
      <sec id="sec-3-4">
        <title>Tools</title>
        <p>Medical relational</p>
        <p>model for the
extraction of logical
rules from medical
law, that facilitates the
process of exchanging
data electronically with</p>
        <p>minimum human
intervention, analyzes
the legal text and
releases records in
compliance with the</p>
        <p>
          medical law [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]
Different models of
clinical ethics support
[
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]
        </p>
        <p>Method of evaluation
of risk in the situation
when physicians weigh</p>
        <p>
          necessity of the
operation on a patient
considering the
patient's clinical
symptom levels
pathologically
heightened, that
indicate the presence
of disease possible to
recover by surgery [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]
AMBOSS: Method of
legal assessment of a
patient's ability to
make decisions [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]
        </p>
        <p>Mobile decision
support system
designed for healthcare</p>
        <p>providers of an
emergency department
to identify and follow
the correct procedure
based on applicable
laws to mitigate the
chance of incorrect
actions being taken,</p>
        <p>along with the
associated risks and
preserve both the
patients' and their own</p>
        <p>
          rights [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]
Intelligent decision
support system in the
legal regulation of
surrogate motherhood,
which is used for
assessing the
sufficiency of
information for
conducting the
surrogate motherhood
        </p>
        <p>
          procedure [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]
        </p>
        <p>Portal of Medical Data Models for
improving and accelerating the design of</p>
        <p>medical data models by sharing best
practice, more standardized data models
with semantic annotation and better
information exchange between</p>
        <p>
          information systems [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]
Information technology for filling the
dynamic consent of patients and for
transforming this dynamic consent into a
        </p>
        <p>bidirectional, ongoing, interactive
process between patients and medical</p>
        <p>
          personal [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]
Technology to provide legal support to a
variety of healthcare staff to identify
which unmet legal needs are associated
with which patients' health outcomes [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]
Computerized documentation systems
and patient portals on the nurse’s legal
accountabilities [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]
        </p>
        <p>
          Performers of the paid dental services cannot ignore the provisions of the civil law
of Ukraine on the publicity of legal relations for the provision of dental services.
Therefore, the establishment of different prices for the same medical services for
different consumer groups in the dental services contracts may be regarded as a gross
violation of the requirements of the current legislation. When setting prices for dental
services, medical institutions should not ignore the provisions of the Civil Code of
Ukraine [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], the Law of Ukraine "On Protection of Consumer Rights" [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] regarding
the price for providing the dental services.
        </p>
        <p>In addition to the term, as an essential term of the dental service contract, the
parties must provide for warranty period (for example, differentiated warranty periods
for the preservation of seals, which depend on the materials from which the seals are
made). For the dental services, the warranty period of quality of materialized results
must be provided. A mandatory annex to the dental services contract should be a
medical card of the patient, in which the doctor must carefully describe the general and
dental health status of the patient, the proposed plan of examination and treatment,
complaints, some anamnestic data, diagnosis, describing the treatment method, fixing
the date of the next visit.</p>
        <p>Particular attention is paid to the informative part of the contract when concluding
the dental services contract. Considerable attention should be paid to the main
questions: clarification regarding the diagnosis (the patient's decision to accept on the
proposed method of treatment depends on the patient's knowledge of the actual state
of affairs); informing about the treatment plan, treatment methods (this issue refers to
agreeing with the approximate cost of treatment, as well as informing the patient
about the existing alternative treatment methods); informing about the typical risks
associated with the treatment, about their possible impact on the patient's quality of
life in the future. The dentist is obliged to inform the patient in a timely manner that
non-compliance by the patient the specific rules or recommendations may reduce the
quality of the dental service. The dental services contract should have reference to
internal instructions that determine the procedure for familiarizing patients with
medical records and the conditions for its issuance.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Structure of Information Technology for Legal Regulation of the Dental Services Contract</title>
      <p>
        The development of information technology requires sophisticated preparation, time
costs and high-tech equipment. Its design begins with the creation of mathware, the
formation of information flows. One of the most important requirements for the
design of information technology is to ensure the dynamism of its structure and
functions. So, great interest has the identification of supporting data structures and
processes that can be stable properties and characteristics of flexible information
technology. Obviously, this requires a thorough study of the capabilities of both modern
computing facilities and technological processes in a particular subject domain and
their technical equipment [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>Structure of information technology for legal regulation of the dental services
contract is represented on Figure 2.</p>
      <sec id="sec-4-1">
        <title>Dental services contract</title>
        <p>information flows –
essential terms of the
dental services
contract</p>
        <sec id="sec-4-1-1">
          <title>Information technology for legal regulation of the dental services contract</title>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>Model of the process of</title>
        <p>determining the possibility of
concluding (signing) the dental
services contract on the basis of
legal regulation</p>
      </sec>
      <sec id="sec-4-3">
        <title>Production rules for determining the possibility of concluding (signing) the dental services contract on the basis of legal regulation</title>
      </sec>
      <sec id="sec-4-4">
        <title>Method of semantic parsing the natural language dental services contract and medical card of the patient</title>
        <p>Method for determining the
possibility of concluding (signing)
the dental services contract on the
basis of legal regulation
impossibility
request for modification
(addition of essential terms) of
the dental services contract
and medical card of the patient</p>
      </sec>
      <sec id="sec-4-5">
        <title>Module for automatic determining</title>
        <p>the possibility of concluding
(signing) the dental services
contract on the basis of legal
regulation</p>
      </sec>
      <sec id="sec-4-6">
        <title>Conclusion about the</title>
        <p>possibility/impossibility of
concluding (signing) the
dental services contract
possibility</p>
      </sec>
      <sec id="sec-4-7">
        <title>Concluding (signing) the dental services contract</title>
        <p>Fig. 2. Structure of information technology for legal regulation of the dental services contract</p>
        <p>The main source of information is, in fact, the dental services contract, which is
being prepared for signature. Such a contract needs validation with the help of
developed information technology for legal regulation of the dental services contract. If the
contract does not contain certain essential terms, then it is not recommended to sign
from the legal point view – with the purpose of the prevention of negative
consequences for one or both parties (in particular, for example, to prevent inability to
avoid bringing the guilty party to justice). Therefore, for ensuring the correctness of
the dental services contract, it is necessary to carry out a study of its structure and
content in order to identify and eliminate defects and inaccuracies before signing the
contract. During such research, it is necessary to find out whether all the above
essential terms are present in the contract and to offer to sign the contract in the presence of
all essential terms or to modify the contract (add essential terms) in the absence of
some essential terms. In case the contract cannot be signed and its revision is
necessary, the request for modification of the dental services contract contains the list of
essential terms, which are missed in the contract.</p>
        <p>Information technology for legal regulation of the dental services contract
provides:
• support for the process of determining the possibility of concluding (signing) the
dental services contract on the basis of legal regulation;
• validation of the contract for legal correctness without the participation of legal
experts, which enables dental clinics to conclude legally correct contracts without
hiring lawyers for their verification;
• conclusion about the possibility/impossibility of concluding (signing) the contract;
• request for modification of the contract, indicating the essential terms, which
should be added to the contract – in case the prepared contract cannot be signed;
• increasing the effectiveness of dental services providers due to reducing
documentation burden on them.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Method for Determining the Possibility of Concluding (Signing) the Dental Services Contract on the basis of Legal Regulation</title>
      <p>Let's first develop production rules for determining the possibility of concluding
(signing) the dental services contract on the basis of legal regulation:
1. if in the dental services contract, ready to be signed, the license number of the
health care facility, which will provide dental services, is available, then et=et+1,
else "the license number of the health care facility" should be included in the set
AETC;
2. if in the dental services contract the rights of the parties are available, then
et=et+1, else "the rights of the parties" should be included in the set AETC;
3. if in the dental services contract the obligations of the parties are available, then
et=et+1, else "the obligations of the parties" should be included in the set AETC;
4. if in the dental services contract the price of the contract is available, then et=et+1,
else "the price of the contract" should be included in the set AETC;
5. if in the dental services contract the procedure for payments for dental services is
available, then et=et+1, else "the procedure for payments for dental services"
should be included in the set AETC;
6. if in the dental services contract the liability of the parties is available, then
et=et+1, else "the liability of the parties" should be included in the set AETC;
7. if in the dental services contract the term of dental care services, then et=et+1, else
"the term of dental care services" should be included in the set AETC;
8. if in the dental services contract the warranty period of quality of materialized
results is available, then et=et+1, else "the warranty period of quality of materialized
results" should be included in the set AETC;
9. if in the dental services contract the clarification regarding the patient’s diagnosis
is available, then et=et+1, else "the patient’s diagnosis" should be included in the
set AETC;
10. if in the dental services contract the treatment plan and treatment methods are
available, then et=et+1, else "the treatment plan and treatment methods" should be
included in the set AETC;
11. if in the dental services contract the typical risks associated with the treatment are
available, then et=et+1, else "the typical risks" should be included in the set
AETC;
12. if in the dental services contract the specific rules and recommendations for the
patient are available, then et=et+1, else "the specific rules and recommendations for
the patient" should be included in the set AETC;
13. if (in the dental services contract the informed consent of the patient to medical
intervention is available) or (in the medical card patient’s signature is under the
doctor's record of a planned medical study or intervention), then et=et+1, else "the
informed consent of the patient" should be included in the set AETC;
14. if in the medical card of the patient the general health status of the patient is
available, then et=et+1, else "the general health status of the patient" should be
included in the set AETMC;
15. if in the medical card of the patient the dental health status of the patient is
available, then et=et+1, else "the dental health status of the patient" should be included
in the set AETMC;
16. if in the medical card of the patient the proposed plan of examination and treatment
is available, then et=et+1, else "the proposed plan of examination and treatment"
should be included in the set AETMC;
17. if in the medical card of the patient the patient’s complaints are available, then
et=et+1, else "the patient’s complaints" should be included in the set AETMC;
18. if in the medical card of the patient some anamnestic data is available, then
et=et+1, else " some anamnestic data" should be included in the set AETMC;
19. if in the medical card of the patient the patient’s diagnosis is available, then
et=et+1, else "the patient’s diagnosis" should be included in the set AETMC;
20. if in the medical card of the patient the treatment method is available, then
et=et+1, else "the treatment method" should be included in the set AETMC;
21. if in the medical card of the patient the date of the next visit is available, then
et=et+1, else "the date of the next visit" should be included in the set AETMC.</p>
      <p>Method for determining the possibility of concluding (signing) the dental services
contract on the basis of legal regulation consists of the next steps:
1. semantic parsing the natural language dental services contract and medical card of
the patient with the purpose of the search of the above essential terms, which are
available in the contract and card – using the above developed production rules for
determining the possibility of concluding (signing) the dental services contract on
the basis of legal regulation, according to which the counter et is calculated;
2. if et=21, then the conclusion about the possibility of concluding (signing) the
dental services contract is formed, else if et≠21, then conclusion about the
impossibility of concluding (signing) the dental services contract is formed;
3. if et≠21, then request for modification (addition of essential terms) of the dental
services contract and medical card of the patient is formed – the elements of the set
AETC are shown to the user as essential terms, whcih should be added to the dental
services contract for ensuring the possibility of its signing, and the elements of the
set AETMC are shown to the user as essential terms, whcih should be added to the
medical card of the patient for before signing the dental services contract..
6</p>
    </sec>
    <sec id="sec-6">
      <title>Experiment, Results and Discussions</title>
      <p>Let's consider the functioning of the developed information technology for legal
regulation of the dental services contract and method for determining the possibility of
concluding (signing) the dental services contract on the basis of legal regulation.</p>
      <p>As an example, let's consider the following case. The patient needs the treatment and
prosthetics in the dental clinic. The patient insists on concluding the dental services
contract. The dental clinic prepared such a contract but did not create a medical card for
the patient. The patient decides to analyze the contract using the developed information
technology for legal regulation of the dental services contract. Semantic parsing of this
dental services contract with the purpose of the search of the above essential terms,
which are available in the contract, using the above-developed production rules for
determining the possibility of concluding (signing) the dental services contract on the basis
of legal regulation, showed that the counter et=11. Because et≠21, then conclusion
about the impossibility of concluding (signing) the dental services contract is formed. In
addition, request for modification (addition of essential terms) of the dental services
contract and medical card of the patient is formed. The essential terms, which should be
added to the dental services contract for ensuring the possibility of its signing, were
indicated in this request: "the license number of the health care facility", "the warranty
period of quality of materialized results". In addition, the essential terms, which should
be added to the medical card of the patient for ensuring the possibility of signing the
dental services contract, were indicated in this request: "the general health status of the
patient", "the dental health status of the patient", "the proposed plan of examination and
treatment", "the patient’s complaints", "some anamnestic data", "the patient’s
diagnosis", "the treatment method", "the date of the next visit". Thus, the developed
information technology for legal regulation of the dental services contract helped the patient
to avoid signing the dental services contract, which was incorrectly executed, did not
contain some essential terms and could have led to negative consequences for one or
both parties (in particular, for example, to the prevention of the impossibility from being
held liable of the clinic in case of poor dental services).</p>
      <p>The developed information technology for legal regulation of the dental services
contract and method for determining the possibility of concluding (signing) the dental
services contract on the basis of legal regulation provided the opportunity to perform a
rapid check (validation) of the dental services contract for the consideration of the above
essential (from the point of view of civil law regulation) terms. Such check (validation)
allows making unmistakable (from the point of view of civil legal grounds) decisions
about the possibility/impossibility of concluding(signing) the dental services contract,
minimizing the influence of subjectivism and the human factor, as well as eliminating
the need for dental clinic to pay for lawyer's services.</p>
      <p>The described experiment proved the workability and efficiency of the developed
information technology for legal regulation of the dental services contract and method for
determining the possibility of concluding (signing) the dental services contract on the
basis of legal regulation.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions</title>
      <p>Given the lack of the established form of the dental services contract in Ukraine and
the inability of many dental clinics and offices to seek the paid services of a lawyer,
information technology for the legal regulation of the dental services contract can
significantly improve the effectiveness and legal correctness of such contracts – by
giving a conclusion on the possibility or impossibility of signing the prepared contract
from the point of view of civil law regulation.</p>
      <p>In this paper, information technology for legal regulation of the dental services
contract and method for determining the possibility of concluding (signing) the dental
services contract on the basis of legal regulation are first time developed. They provide:
support for the process of determining the possibility of concluding (signing) the
dental services contract on the basis of legal regulation; validation of the contract for
legal correctness without the participation of legal experts, which enables dental
clinics to conclude legally correct contracts without hiring lawyers for their verification;
conclusion about the possibility/impossibility of concluding (signing) the contract;
request for modification of the contract, indicating the essential terms, which should
be added to the contract – in case the prepared contract cannot be signed; increasing
the effectiveness of dental services providers due to reducing documentation burden
on them.</p>
      <p>The future research of authors will be devoted to:
1. development of the model of the process of determining the possibility of
concluding (signing) the dental services contract on the basis of legal regulation;
2. development of the method of automatic semantic parsing the natural language
dental services contract and medical card of the patient;
3. design and development of the module for automatic determining the possibility of
concluding (signing) the dental services contract on the basis of legal regulation.</p>
    </sec>
  </body>
  <back>
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