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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Predicting the Concreteness of German Words</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jean Charbonnier</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Christian Wartena Hochschule Hannover Expo Plaza</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hannover</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Germany</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>jean.charbonnier</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>christian.wartena}@hs-hannover.de</string-name>
        </contrib>
      </contrib-group>
      <abstract>
        <p>Concreteness of words has been measured and used in psycholinguistics already for decades. Recently, it is also used in retrieval and NLP tasks. For English a number of well known datasets has been established with average values for perceived concreteness. We give an overview of available datasets for German, their correlation and evaluate prediction algorithms for concreteness of German words. We show that these algorithms achieve similar results as for English datasets. Moreover, we show for all datasets there are no significant differences between a prediction model based on a regression model using word embeddings as features and a prediction algorithm based on word similarity according to the same embeddings.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>A number of properties of words, mainly of
semantic nature, have been studied and used in
psycholinguistic research for decades. These properties often
referred to as (affective) word norms, include
concreteness, imagery1, age of acquisition, valence,
and arousal. In the present work we will focus on
concreteness. Friendly et al. (1982) define concrete
words as words that “refer to tangible objects,
materials or persons which can be easily perceived
with the senses”. Similarly, Brysbaert et al. (2014)
define concreteness as the degree to which the
concept denoted by a word refers to a perceptible
enCopyright c 2020 for this paper by its authors. Use permitted
under Creative Commons License Attribution 4.0
International (CC BY 4.0)</p>
      <p>1Most authors seem to use the term imagery, while others
also use imageability and visualness. In German the term
Bildhaftigkeit is the most common one, while also Vorstellbarkeit
is found. We will use imagery throughout this paper.
tity, but found that subjects largely rated the haptic
and visual experiences, even if they were explicitly
asked to take into account experiences involving
any senses.</p>
      <p>
        Concreteness seems to play an important role in
human language processing
        <xref ref-type="bibr" rid="ref2">(Borghi et al., 2017)</xref>
        .
Concreteness also has been used for various
computational linguistic tasks like detection of metaphors
and non-literal language
        <xref ref-type="bibr" rid="ref13 ref24 ref29 ref3 ref4 ref8">(Turney et al., 2011; Hill
and Korhonen, 2014; Frassinelli and Schulte im
Walde, 2019)</xref>
        , lexical simplification
        <xref ref-type="bibr" rid="ref15">(Jauhar and
Specia, 2012)</xref>
        , multimodal retrieval
        <xref ref-type="bibr" rid="ref12">(Hessel et al.,
2018)</xref>
        or estimating the stability of word
embeddings
        <xref ref-type="bibr" rid="ref24 ref4 ref8">(Pierrejean and Tanguy, 2019)</xref>
        .
      </p>
      <p>Traditionally, word norms are obtained by asking
subjects to estimate the value for each property on
a Likert scale. Recently, also various approaches
have been proposed to predict the concreteness of
words. On three different datasets we will test two
algorithms that have given very good results for
English data and compare the results in section 4 after
we have discussed the most common approaches
to predict word concreteness (section 2) and
presented the concreteness data available for German
(section 3).
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related work</title>
      <p>We find basically three approaches to predict the
concreteness of a word: (1) adopting the
concreteness value from similar, related or neighboring
words; (2) identifying a dimension in word
embeddings that corresponds to concreteness; (3) training
a regression model on features of words
2.1</p>
      <sec id="sec-2-1">
        <title>Adopting concreteness of related words</title>
        <p>Liu et al. (2014) predict values for imagery, a word
norm that strongly correlates with concreteness, by
using the values from synonyms and hypernyms
found in WordNet.</p>
        <p>
          Rabinovich et al. (2018) predict the concreteness
of words indirectly by assigning a concreteness
value to sentences in which a word occurs. The
concreteness value of a sentence is based on the
presence of seed words. The set of seed words is
constructed by selecting words with derivational
suffixes that are typical for highly abstract nouns.
The correlation between the predicted values and
the manual assigned values from various subsets
of the dataset from Brysbaert et al. (2014) and the
4,295 concreteness values2 from the MRC
(Medical Research Council) Psycholinguistic Database
          <xref ref-type="bibr" rid="ref5">(Coltheart, 1981)</xref>
          ranges from 0:66 to 0:74.
        </p>
        <p>
          Turney et al. (2011) compute the degree of
concreteness of a word as the sum of the similarities
between the word and n abstract paradigm words
minus the sum of the similarities between the word
and n concrete paradigm words. The paradigm
words are found as follows: first one concrete and
one abstract paradigm word are selected such that
the concreteness values for all words in the training
data, predicted by using the similarity with these
two words is maximized. Then a second concrete
and abstract word are added that again maximize
the correlation. This process is repeated until n
abstract and concrete words are found. Turney
et al. (2011) limit the selection to 20 abstract and
concrete paradigm words. Using half of the MRC
data for training and half for testing, they found
Spearman correlation coefficient of 0.81 between
predicted and observed concreteness values. To
compute the similarity between words they use
count based word embeddings of 1000 dimensions
trained on a 5 1010 word web corpus. The same
approach is followed by Köper and Schulte im Walde
(2016) to predict concreteness values for German
words using word vectors trained with word2vec
          <xref ref-type="bibr" rid="ref21">(Mikolov et al., 2013)</xref>
          on the DE-COW14AX
German Web corpus. For training and testing they
merged concreteness values from Kanske and Kotz
(2010) (called Leipzig Word Norms below) and
Lahl et al. (2009) (called WWN below) and added
in addition translations from sets of English word
norms for training. 90% of the data were used for
training, 10% for testing. The Pearson correlation
between the test data and the predicted values for
concreteness/abstractness was 0.825.
        </p>
        <p>2The current version of MRC has concreteness values
aggregated from different sources for 8,288 words. We assume
that a previous version provided concreteness values for 4,295
words.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Concreteness in word embeddings</title>
        <p>Rothe et al. (2016) try to find low-dimensional
feature representations of words in which at least some
dimensions correspond to interpretable properties
of words. One of these dimensions is concreteness.
For training and testing they use Google News
embeddings and two subsets of frequent words from
the norms of Brysbaert et al. (2014). For their test
set of 8,694 frequent words they found a moderate
correlation with the human judgments (Kendall’s
t = 0; 623). Similarly, Hollis and Westbury (2016)
looked which dimension of word embeddings
correlate to one of the classical word norms. They
found no direct correlations, but after reducing the
number of dimensions for a set of words by
applying Singular Value Decomposition, they found a
strong correlation between one of the dimensions
and concreteness.
2.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Regression models for concreteness</title>
        <p>Tanaka et al. (2013) train a regression model to
predict concreteness values. As features they
use a small number of manually constructed
cooccurrence features, like co-occurrence with sense
verbs. For training and evaluation they use a subset
of 3,455 nouns from the MRC Database.
Pearson’s correlation and Kendall’s t between the
values from the database and their predictions are
0.688 and 0.508, respectively.</p>
        <p>Paetzold and Specia (2016) train a regression
model to predict four word norms, among which
concreteness. Like many other studies, they use the
data from the MRC database. As features they use
word embeddings trained on a set of various large
corpora and a number of word features extracted
from WordNet. For each word norm they use half
of the words to train the model and half of the
words for evaluation. For concreteness they find a
Pearson correlation coefficient of 0.869.</p>
        <p>Ehara (2017) trains regression models to predict
four word norms for Japanese and English words.
As features they use word embeddings trained with
word2vec and a probability distribution of words
over topics found using Latent Dirichlet Allocation.
They use a subset of 1,842 words from the MRC
data, from which 1,342 words are used for training
and 500 for testing. When both feature sets are
trained on the British National Corpus (BNC) and
used in combination, the best regression model
gives a Pearson correlation of 0.87 and a Spearman
correlation coefficient of 0.876 on the test data.</p>
        <p>
          Ljubešic´ et al. (2018) used a regression model
as well with pre-trained fastText word embeddings
          <xref ref-type="bibr" rid="ref22">(Mikolov et al., 2018)</xref>
          . They found a Spearman
correlation coefficient of 0.887 between the predicted
concreteness values and the values from Brysbaert
et al. (2014) and a Spearman correlation of 0.872
on the MRC data, in both cases using 3-fold cross
validation. A similar result was found by
Charbonnier and Wartena (2019), who reach a Pearson
correlation coefficient of 0.91 on the data from
Brysbaert et al. (2014), using the same vectors and
10-fold cross validation. Here a minor
improvement could be realized using part of speech and
frequent suffixes as additional features.
        </p>
        <p>
          Though all studies use different data and
different versions of the MRC Psycholinguistic database,
use different splits and different number of folds
for cross validation and finally use different
correlation coefficients, all studies report very similar
results. The correlations that are found are all in
the range of correlations found between various
sets of concreteness values
          <xref ref-type="bibr" rid="ref24 ref4 ref8">(see Charbonnier and
Wartena, 2019, Table 2)</xref>
          .
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Data</title>
      <p>Both, for English and German, various word norms
with concreteness values have been created, though
some are quite small and only available as printed
supplements to older publications.</p>
      <p>The dataset created by Baschek et al. (1977) and
Wippich and Bredenkamp (1979) consists of 1698
words (800 nouns, 400 adjectives, 498 verbs) is
one of the oldest and still one of the largest word
norms for German. We will refer to this dataset as
the Göttingen Word Norms. We removed 40 verbs
containing an underscore, especially all reflexive
verbs (e.g. sich_wünschen; to wish), from the data
set. For number of words the experiment was
repeated and two values are given. We only use the
first value in these cases.</p>
      <p>Lahl et al. (2009) collected values for 2,654
words using crowdsourcing to build a dataset called
the Web Word Norms (WWN). For the WWN
3,907 subjects committed 190,212 ratings, each
for at most 50 words. On average each word has 24
ratings. They used a 11-point scale were 0 stands
for the most concrete and 10 for the least concrete
judgment.</p>
      <p>Kanske and Kotz (2010) collected ratings for
valence, arousal and concreteness for 1000 nouns.
This dataset is known as the Leipzig Affective
Word Norms. Only nouns were used to reduce
the variance other word classes would introduce.
The experiment was done in 2006 with 32 native
speaker. On two separate days the participants
rated the words 3 times on a 9-point scale, each
time for one of the three ratings. This was repeated
2 years later with two groups, one with 22
repeating participants from 2006 and a second with 32
fresh participants. The words were collected from
the Duden dictionary and a previous word list by
the same authors. Only 1 and 2-syllable words and
no compound nouns were allowed.</p>
      <p>
        The Berlin Word Norms
        <xref ref-type="bibr" rid="ref30">(Vo et al., 2009)</xref>
        and the
word norms determined by Schmidtke et al. (2014)
contain values for valence, arousal and imagery but
no values for concreteness. Some more word norms
for German, including concreteness, are published
by Hager and Hasselhorn (1994).
3.1
      </p>
      <sec id="sec-3-1">
        <title>Merged Dataset</title>
        <p>In order to have a larger dataset for German,
providing more training data for supervised prediction
algorithms, we created a merged dataset.</p>
        <p>The overlap of the datasets is quite small (see
Table 1), the correlation between the values for the
overlapping parts, however, is high (around 0.9).
Since the Leipzig Word Norm uses low values for
concrete and high values for abstract words, the
correlation between this and the other datasets is
negative.</p>
        <p>
          For the merged data set we use the 7 point scale
where 1 means abstract and 7 means concrete. We
do not simply rescale the values but use linear
regression on the overlapping parts such that the
values for the words in overlapping parts are as close
as possible. We take the values from the
Göttingen Word Norms as an anchor and transform the
other values using the slope and the intercept. The
transformed concreteness thus is defined as
C0 = a + bC
(1)
where C is the original value. For WWN a = 0:776
and b = 0:608 and for the Leipzig Word Norms
a = 7:39 and b = 0:540. Finally, we take the
average from all datasets if a word is present in
more than one source. The dataset thus offers
empirical concreteness values for 4,182 German
words. In Table 1 we see the high correlation
of the values in the merged data with those in
the original datasets. The merged dataset can be
downloaded from http://textmining.wp.
hs-hannover.de/datasets.html
For each dataset we use two methods to predict the
concreteness values in a five-fold cross validation
scheme. We compare the method of Turney et al.
(2011) described above in section 2. Following
Turney et al. (2011) and Köper and Schulte im Walde
(2016) we use 20 abstract and 20 concrete
prototype words. As a second method we use Support
Vector Regression
          <xref ref-type="bibr" rid="ref6">(Drucker et al., 1997)</xref>
          and grid
search to find optimal hyper parameters (g = 1,
C = 10 with an rbf kernel). As features we use
the pre-trained Word-embeddings from fastText for
German
          <xref ref-type="bibr" rid="ref10 ref22">(Grave et al., 2018)</xref>
          .
        </p>
        <p>All test were done using 5-fold cross validation.
We use stratified sampling for the Göttingen WN
and the Merged dataset to ensure that each fold has
the same number of nouns, verbs and adjectives.
For the other dataset we use random splits.
5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results and Discussion</title>
      <p>The results for all datasets and both methods are
given in Table 2. We see in general very high
correlation values for all datasets and both methods.
All correlation values are in a similar range as the
correlations between the datasets.</p>
      <p>We can make some interesting observations. The
first remarkable fact is, that for all datasets there is
no significant difference between the results from
the method of Turney et al. (2011) and the
regression model. As far as we know, these methods have
not been compared directly before. This result is
quite surprising, since there are many aspects of
the meaning of a word that determine the word
similarity. All of these aspects are used to find the
similar words on which the concreteness prediction
is based in the method of Turney et al. It has to
be noted that the search of the prototype words in
Turney’s method is extremely slow and not feasible
for large datasets.</p>
      <p>Furthermore, we see that our implementation of
the method of Turney et al. gives slightly better
results for WWN and the Leipzig Word Norms than
the result found by Köper and Schulte im Walde
(2016), who used a random split of the unification
of those two datasets (0.844 and 0.891 vs. 0.825).
Besides the possibility that they have chosen a
disadvantageous split, we see two differences: In the
first place we used different word embeddings to
compute the word similarity. Secondly, they added
concreteness values from English datasets with
German translations to the training data. This is only
helpful if concreteness is invariant under
translation. This might be not the case.
6</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions and Future Work</title>
      <p>Datasets with concreteness values for German are
smaller and less easily accessible than those for
English. One contribution of the present work is that
we aggregated a consistent dataset with over 4000
concreteness ratings from three different sources.</p>
      <p>A possibility to obtain more concreteness ratings
is to train a model on available ratings and predict
ratings for other words. We show that prediction
methods that have been tested for English only
before yield similar results for German. Moreover,
we show that two of the best available methods that
have not been compared on the same data before,
yield similar results with no significant differences
on 4 different data sets.</p>
      <p>In near future we will extend the merged dataset
with values from some smaller and older studies.</p>
    </sec>
  </body>
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