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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>GNSS Aided Non-Line-of-Sight Radio Localization via Dual Polarized Arrays</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marco A. M. Marinho</string-name>
          <email>marco.marinho@ieee.org</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexey Vinel</string-name>
          <email>alexey.vinel2@hh.se</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Felix Antreich</string-name>
          <email>antreich@ieee.org</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Per Gustafson</string-name>
          <email>per@gutec.se</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Aeronautics Institute of Technology (ITA), Department of Telecommunications</institution>
          ,
          <addr-line>Sa ̃o Joes ́ dos Campos</addr-line>
          ,
          <country country="BR">Brazil</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Gutec AB</institution>
          ,
          <addr-line>Lomma</addr-line>
          ,
          <country country="SE">Sweden</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Halmstad University, School of Information Technology</institution>
          ,
          <addr-line>Halmstad</addr-line>
          ,
          <country country="SE">Sweden</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This work presents a radio based localization approach that is capable of accurately positioning radio emitters even when no direct line-of-sight signal is available. A dual polarized array is employed along with the space alternating generalized expectation maximization (SAGE) algorithm. To lighten the computational load and improve the accuracy of the proposed method, Global Navigation Satellite Systems (GNSS) positioning is used to initialize and limit the search area of SAGE. A set of numerical simulations is presented, highlighting the performance of the proposed method.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Antenna Arrays</kwd>
        <kwd>Dual Polarization</kwd>
        <kwd>GNSS</kwd>
        <kwd>Localization</kwd>
        <kwd>Signal Processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>This work presents a geometric localization approach that leverages a dual-polarization
antenna array for positioning even under NLOS only conditions (blocked LOS component). The
method presented relies employs DOA, TDOA, and the reflection angle estimates of several
NLOS components to accurately position a radio transmitter. Furthermore, in order to
improve the accuracy and reduce the computational load of the space alternating generalized
expectation maximization (SAGE) algorithm, employed to acquire the parameter estimates, a
position provided by a GNSS receiver on the transmitter is used to initialize the algorithm.
The proposed method requires that the orientation of both transmitter and receiver antennas
are known.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Signal Model</title>
      <p>
        This work assumes a polarized electromagnetic transmitter that is transmitting a broadband
signal and a dual-polarization antenna array receiver composed of M antenna elements, and
we consider N impinging wavefronts. The polarized wavefront of the nth path is propagating
in direction ⃗dn. Assuming a signal path that impinges onto a reflective surface with angle ϕ the
horizontal and vertical components of the polarized wave are reflected with relative amplitude
and phase given by
where Eh,i and Ev,i refer to the complex amplitudes of the incident electric field and Eh,r and
Ev,r refer to the complex amplitudes of the reflected electric field. For a smooth, plane surface,
κ h and κ v can be written as [4]
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
(
        <xref ref-type="bibr" rid="ref4">4</xref>
        )
where η p and η r are given by √︂ ϵϵ p0µµ 0p and √︂ ϵϵ r0µµ r0 , respectively. Here, ϵ p, ϵ r, and ϵ 0 are the
permittivity of the propagation medium, reflection medium, and vacuum, respectively. µ p,
µ r, and µ 0 are the permeability of the propagating medium, reflection mediums, and vacuum,
respectively.
      </p>
      <p>The received multi-carrier signal’s space-frequency response of the kth subcarrier received
by antenna m with polarization z at time snapshot t can be written as</p>
      <p>L
xm,z,k[t] = ∑︂ κ l,zsl,kejw(xm cos θ l+ym sin θ l) · ej2πk ∆ f τ l
Ev,r ,</p>
      <p>Ev,i
κ h
κ v
=
=
µµ pr η r2 cos ϕ − η p√︂η r2 − η p2 sin ϕ 2
µµ pr η r2 cos ϕ + η p√︂η r2 − η p2 sin ϕ 2</p>
      <p>µ p √︂η r2 − η p2 sin ϕ 2
η p cos ϕ − µ r
η p cos ϕ + µµ pr √︂η r2 − η p2 sin ϕ 2
(a) Depiction of NLOS localization scenario
(b) Example of search areas for transmitter and</p>
      <p>
        reflectors
+ nm,z,k[t],
(
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
where sl,k is the complex symbol transmitted at the kth subcarrier of the lth signal, where
l = 1, 2, . . . , L, xm and ym are the coordinates of the position of the mth antenna element,
where m = 1, 2, . . . , M , w is the wavenumber, θ l is the azimuth of the lth signal with respect
to the orientation of the antenna array, ∆ f is the subcarrier spacing, and τ l is the time of flight
of the lth signal.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Localization Method</title>
      <p>To estimate the position of a transmitter, this work applies a dual polarized antenna array A
LOS path is not required, as the present of two distinct NLOS paths is suficient for obtaining
a position estimate of a transmitter. A graphical description of the scenario considered in
this work is presented in Figure 1a. The figure presents two NLOS paths impinging over an
antenna array whose center serves as the origin for a two-dimensional coordinate system. The
parameters show in the figure are the angle of arrival θ , and angle of reflection ϕ of the two
diferent paths.</p>
      <p>The parameters τ l, θ l, and ϕ l of the lth signal are related to the position of the transmitter
tl and reflector rl according to</p>
      <p>Π
θ l = 2 − arctan
︃( yrl )︃</p>
      <p>
        xrl
ϕ l = ⃓⃓⃓⃓ xyttll −− yxrrll ⃓⃓⃓⃓ + (Π − | θ l|)
(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
(
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
      </p>
      <p>
        Equations (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) and (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) highlight the direct relationship that exists between the position of
the transmitter and reflectors and the incidence and reflection angles. Therefore the position
of the transmitter and reflectors can be calculated by obtaining as estimate of all received θ l
and ϕ l and following the geometric relationship shown in [5]
      </p>
      <p>This work extends the work in [5] by employing the space alternating generalized expectation
maximization (SAGE) algorithm [6] to directly solve the multidimensional problem over the
transmitter and reflector positions. Directly searching over the position will yield a more robust
estimation, by eliminating nonlinear error relationships that arise when a position is estimated
geometrically with respected to angles of arrival and reflection.</p>
      <p>However, directly searching over the possible positions greatly increases the computational
load required to obtain a position estimate for the transmitter. In order to mitigate this
problem, two steps are proposed.</p>
      <p>The first step consists of using a position estimate provided by the transmitter itself. This
work considers that this estimate is obtained by a GNSS system. The estimate can than
be sent to the receiver in order to minimize the search area with respect to the transmitter
location. The average horizontal position accuracy of a GPS receiver in a smartphone in urban
environments ranges from 7 to 13 meters [7]. Whiles this accuracy may be insuficient for
safety of life applications, such as autonomous vehicles, it is suficient to greatly reduce to
computational complexity of the proposed method.</p>
      <p>To reduce the search area with respect to the reflector locations an initial angle of arrival
estimate can be used. This estimate can be obtained by applying SAGE itself over only one of
the polarization’s of the received signal, preferably the one with a higher signal to noise ratio
(SNR). Once the DOA estimates have been obtained it is possible to restrict the search area to
a given region around the line created by the DOA line crossing the receiving antenna array.
The area around the DOA line can be defined by defining a tolerance or sensitivity parameter
α such that the search area is contained within the lines that cross the center of the receiving
array with angles θ l + α and θ l − α . Figure 1b presents an example of the search areas for the
transmitter and for the possible reflectors.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Numerical Simulations</title>
      <p>Figure 2 presents the results for a set of numerical simulations performed to access the
performance of the proposed method, refereed to as direct positioning, in comparison to the method
proposed in [5], refereed to as geometric positioning. For this set of simulations, a transmitter
is placed 30 meters in front of the receiver at coordinates (0, 30). Three reflectors are placed
at coordinates (− 30, 20), (25, 10), and (15, 16). For this set of simulations it is assumed that
no LOS signal reaches the receiving antenna array. The antenna array is composed of M = 10
dual-polarized antenna elements, and T = 100 snapshots are used to estimate the position of
the transmitter. The permittivity and permeability of the reflectors are assumed to be known
in this case.</p>
      <p>The results show that the method proposed in this paper outperforms the one presented
[5], especially at low SNRs. Furthermore, the accuracy of the proposed method is superior to
that of a commercial GPS receiver present in a modern smartphone, making it a more suitable
method for safety of life applications.</p>
      <p>Geometric positioning</p>
      <p>Direct positioning
5.0
7.5</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>This work presented a radio localization method based on a dual polarization antenna array.
The proposed approach utilizes a GNSS based position to reduce the search area of a SAGE
based search in order to directly estimate the position of the receiver. When compared to a
geometric based positioning approach the accuracy obtained by the proposed method is vastly
superior at low SNRs as it avoids errors caused by highly nonlinear relationships between
parameters such as angle of arrival and angle of reflection with the position of the transmitter.
Future research should focus on estimating the permittivity and permeability of the reflectors.
This would allow for a more flexible implementation of the proposed algorithm as it would be
able to respond to changes in the physical parameters of the material around the receiver that
might be caused by phenomena such as rain or rust.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The research leading to the results reported in this work has received funding from the
Knowledge Foundation in the framework of SafeSmart” Safety of Connected Intelligent Vehicles in
Smart Cities” Synergy project (2019– 2023), Swedish Foundation for Strategic Research (SSF)
in the framework of Strategic Mobility Program (2019-2020) and the ELLIIT Strategic
Research Network.</p>
    </sec>
  </body>
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