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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Hybridized GNSS and IMU Positioning for Train Infrastructure Asset Health Status Monitoring within the SIA-Project Ramin Moradia and Michael Hutchinsona</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Nottingham Scientific Ltd (NSL)</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nottingham</string-name>
        </contrib>
      </contrib-group>
      <abstract>
        <p>Railway infrastructure and rail vehicle maintenance costs above 20,000M€ per year at the European level. With this background, the System for vehicle-infrastructure Interaction Assets health status monitoring (SIA) is being developed to provide prognostic information about the health status of the railway's most demanding assets in terms of maintenance costs. In SIA, infrastructure and railway related events (i.e. defects in the track and catenary) are captured by a network of sensors, time-stamped and accurately positioned, from which the localized health status of the track and vehicle can be extracted. In SIA, Global Navigation Satellite Systems (GNSS) with focus on European GNSS (EGNSS) is at the core of the positioning approach. In railway environments, positioning based on GNSS technology is very challenging due to events such as signal masking, multipath and interferences. Hence, in SIA it is essential to use complementary sensors such as Inertial Measurement Unit (IMU) in combination with GNSS to improve the availability as well as accuracy of the positioning. As part of SIA, a high accuracy GNSS-IMU hybridized positioning approach tailored for railway environments is being developed. Preliminary results show that the proposed approach can overcome GNSS measurement gaps up to 10s with several metre degradation in the horizontal position accuracy.</p>
      </abstract>
      <kwd-group>
        <kwd>1 SIA</kwd>
        <kwd>GNSS</kwd>
        <kwd>EGNSS</kwd>
        <kwd>GALILEO</kwd>
        <kwd>PPP</kwd>
        <kwd>IMU</kwd>
        <kwd>railway</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Railway infrastructure and vehicle maintenance costs above 20,000M€ per year in Europe. From the
infrastructure point of view, depending on the country and organization, track maintenance cost varies
between 40%-70% and electrification system cost varies between 8%-20%. From the vehicle part 30%
to 50% of costs are due to wheelset and 5-10% is due to pantograph maintenances [
        <xref ref-type="bibr" rid="ref2">1</xref>
        ]. This highlights
the need for an advance low-cost system for railway assets health status monitoring. System for
vehicleinfrastructure Interaction Assets health status monitoring (SIA) is being developed by a consortium
from five different European countries to provide prognostic information about the health status of the
railway’s most demanding assets in terms of maintenance costs.
      </p>
      <p>One of the main limitations of the currently available railway assets maintenance techniques, is that
they are mainly based on sporadic inspection. Such process may miss sudden events such as wheel
flats or rail squats that evolve rapidly until generating an important component failure and causing
service unavailability, which results in large extra maintenance expenses. SIA will instead provide real
time monitoring of key assets such as wheel, pantograph, rail and catenary and predicts their health
status. Most available Railway on-board devices or infrastructure monitoring systems are sold as
equipment with maintenance. In the case of SIA, the services will be sold as web-based services.</p>
      <p>The objective of SIA is to develop four ready-to-use new services named iWheelMon, iPantMon,
iRailMon and iCatMon. These services will provide prognostic information about the health status of
the railway’s most demanding assets in terms of maintenance costs, at the points of the interaction
between the vehicle and the infrastructure, which includes wheelset, pantograph, rail and catenary.
These four services are defined briefly below:
• iWheelMon: This provides real time information about wheel status (e.g. presence of wheel
flats) and prognostic health status information within a certain time frame, as well as
maintenance recommendations for meeting ISO 1005-8 and train operating companies’ specific
requirements.
• iPantMon: This provides real time information about the pantograph status and prognostic health
status information in a certain time frame, as well as maintenance recommendations for meeting
EN 50405 and train operating companies’ specific requirements.
• iRailMon: This provides real time information about the rail status (e.g. broken rail) and
prognostic health status information in a certain time frame, as well as maintenance
recommendations according to ISO 5003:2016 and infrastructure managers’ specific
maintenance requirements.
• iCatMon: This provides real time information about the catenary status and prognostic health
status information in a certain time frame, as well as maintenance recommendations for meeting
EN50119.</p>
      <p>In SIA, railway infrastructure and vehicle events captured by a network of sensors need to be
timestamped and accurately positioned. These are done by the SIA_POS on-board module for real-time
failure localization. The positioning will be further improved in post-processing mode in the
backoffice. The focus of this paper is SIA_POS on-board module. GNSS has been selected as the core
positioning technique in SIA. Despite the high potential of GNSS in supporting a wide range of
positioning-dependent applications in the railway environment such as safety-related train control, asset
management and on-board passenger information, its application in the rail industry to date has
generally been limited to ad hoc cases only, typically involving mass-market receivers integrated within
larger on-train systems.</p>
      <p>In this paper, following the current introduction, the on-board positioning approach adapted for the
SIA project is presented, followed by a description of the experimental data used for the feasibility
study. Then the preliminary results of the positioning approach are presented. Finally, the conclusions
are made, and future work is discussed.</p>
    </sec>
    <sec id="sec-2">
      <title>2. SIA positioning algorithm</title>
      <p>In this section, SIA_POS on-board module will be discussed, and the data set used for the algorithm
development and feasibility study will be presented. Some preliminary results will be shown at the end.
2.1.</p>
    </sec>
    <sec id="sec-3">
      <title>Algorithm</title>
      <p>
        GNSS-based positioning in railway environments is very challenging due to events such as signal
masking, multipath and interferences. Hence, in SIA it is essential to use complementary sensors such
as odometer and IMU to improve the availability as well as accuracy of the positioning. In SIA
onboard positioning module, 100% position availability and horizontal positioning accuracy of better than
20m at 95% confidence level are targeted. For the most demanding parts of the railway, such
requirements can be challenging. The accuracy can be improved by utilizing multi-frequency
multiconstellation GNSS signals and application of precise clock and orbit corrections based on Precise Point
Positioning (PPP) approach [
        <xref ref-type="bibr" rid="ref3">2</xref>
        ] [
        <xref ref-type="bibr" rid="ref5">4</xref>
        ] [
        <xref ref-type="bibr" rid="ref6">5</xref>
        ]. In this work orbit and clock corrections are obtained from CNES
Analysis center. CNES provides open source multi-constellation corrections in real time, which makes
them ideal for SIA. To achieve the required availability, using a multi-constellation (at least GPS plus
Galileo) solution is essential. In addition, to overcome complete GNSS signal blockages in locations
such as tunnels and under bridges, it is essential to unitize additional complementary sensors such as
odometer and/or IMU devices to update the position during the full gaps in GNSS observations. One
appropriate option in railway environments with relatively simple train dynamics is using the odometer
and a single gyroscope in a dead-reckoning approach. However, accessing an odometer in a train is not
straightforward due to reasons such as safety regulations. Alternatively, GNSS integration with IMU
sensors can be used during the GNSS outages. Previous studies showed that a GNSS-IMU coupled
solution, if low-cost IMU is used, degrades the GNSS solution during the GNSS availability and it
cannot provide results during GNSS outages that are comparable with the dead-reckoning approach.
This is believed to be due to the increased complexity of the GNSS-IMU integration algorithm
compared to a simple dead reckoning solution [
        <xref ref-type="bibr" rid="ref5">4</xref>
        ], and the unique dynamics of a train. As the objective
of SIA is to provide low-cost services, it is essential to use a low cost IMU. Therefore, a simplified
GNSS-IMU integration approach in which only one accelerometer and one gyroscope will be used has
been adopted for SIA. In the proposed approach it is approximated that train accelerations in the
crosstrack and up directions are negligible. With such approximation, a dead reckoning methodology can be
adopted using along-track accelerometer measurements instead of odometer measurements. Although
this is an oversimplified approach, but it is expected to deliver the required accuracy level by SIA.
      </p>
      <p>A PPP solution is used as the main solution during the GNSS signal availability. The horizontal
speed and heading are initialized based on PPP solution and are updated using along-track acceleration
and Z axis gyro measurements, respectively (Equation 1 and 2).</p>
      <p>where    ,   −,  and  represent horizontal speed at current epoch, horizontal speed at
previous epoch, along-track acceleration and time step respectively.
where ℎ  − and    represent previous heading and rotation angle around the z-axis.</p>
      <p>In on-board SIA-POS, the horizontal speed and heading will be used to propagate the PPP solution
during the GNSS outages.
2.2.</p>
    </sec>
    <sec id="sec-4">
      <title>Experimental Data</title>
      <p>
        For feasibility study and development of SIA_POS, 13 sets of dual frequency GPS and IMU
measurements which were collected in a passenger train as part of work undertaken for the UK Rail
Safety and Standards Board (RSSB) [
        <xref ref-type="bibr" rid="ref5">4</xref>
        ] have been used.
      </p>
      <p>The GNSS and IMU data were collected by a SPAN device which contains a high grade NovAtel
GNSS receiver and a high grade IMU device. The train from which the data was collected was travelling
regularly through Birmingham city centre in the UK (Figure 1). In the figure, the track has been divided
into different sections according to GNSS availability. They are classified as open (green), intermediate
(yellow) and obstructed (red) areas. The data set durations are shown by Table 1.</p>
      <p>The main limitation of the RSSB data is a lack of Galileo measurements, due to the low availability
of both Galileo-enabled equipment and the constellation itself at the time of data collection. However,
it can be used for feasibility study and generation of preliminary results. A new data campaign has been
planned for collection of Galileo (EGNSS) observations for further analysis and algorithm
improvement.
2.3.</p>
    </sec>
    <sec id="sec-5">
      <title>Preliminary results</title>
      <p>One of the main challenges of GNSS-based positioning in railway environments is signal masking
and measurement discontinuities. Figure 2 shows PPP solution availability using the experimental train
data. As it can be seen from the figure the solution availability can be as low as 80% in some sections
of track.</p>
      <p>To improve the availability, one can propagate PPP solutions using the PPP velocity over the
measurement gaps. This approach may be good enough for short gaps in railway environments due to
relatively simple train dynamics. However, with curved tracks or long measurement gaps (e.g. in
tunnels) this approach may not generate the required accuracy. Alternatively, the SIA GNSS-IMU
hybridized positioning approach (as discussed before) can be used. For evaluation purposes, synthetic
GNSS gaps every 20s for a duration of 10s were generated in the experimental data (for each data set
listed in TABLE I) and two types of solution were generated; a) PPP solution propagated over the gaps
using PPP velocity, b) PPP solution propagated over the gaps using the proposed hybridized algorithm.
Figure 3 compares 95% horizontal positioning errors of the two solution types.</p>
      <p>95% H error using data with 10s</p>
      <p>gap every 20s
1
3
5
7
9</p>
      <p>11
data set</p>
      <p>From the figure, it is clear that the SIA_POS approach is superior over PPP solution for these data
sets, even though only one accelerometer and gyroscope have been used instead of utilizing full IMU
mechanization.</p>
      <p>Figure 4 shows an example of positioning error time series for both solutions. From the figure, it
can be seen that SIA_POS performs were worse than PPP solution for some cases (i.e around epoch
730). This could be either due to the bad quality of the reference solution or bad initial speed and
heading calculation which are done based on PPP.
To further analyse the performance of SIA_POS, the two solutions trajectories are compared for two
curved parts of the track (Figure 5). In the figure, SIA_POS and PPP solutions are shown in purple and
green colours respectively.</p>
      <p>From the figure, it is clear that SIA_POS was able to estimate and propagate train heading relatively
well even at complex track geometries with highly curved path.</p>
      <p>In this paper a new high accuracy positioning approach based on GNSS and IMU hybridization
tailored for railway environments has been introduced. The technique has been tested using real GNSS
and IMU data collected in a passenger train and preliminary results have been presented. The results
show that the new technique, despite its simplified hybridization approach, can overcome regular GNSS
observation gaps of up to 10s with minimum degradation of the accuracy during the gaps.</p>
      <p>As part of ongoing and future work, it has been planned to collect new EGNSS and IMU data from
a train in Spain. The data will be used to further improve and validate the SIA_POS module which
eventually will be integrated into the SIA system.</p>
    </sec>
    <sec id="sec-6">
      <title>4. Acknowledgements</title>
    </sec>
    <sec id="sec-7">
      <title>5. References</title>
      <p>This project has received funding from the European Union’s Horizon 2020 research and innovation
program and from the European Global Navigation Satellite Systems Agency under grant agreement
No 776402.</p>
    </sec>
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