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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>IICST</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>MONITORING ROAD SURFACE CONDITIONS WITH CYCLIST'S SMARTPHONE SENSORS</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Budi Darma Setiawan</string-name>
          <email>s.budidarma@ub.ac.id</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Victor V. Kryssanov</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Uwe Serdült</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Center for Democracy Studies Aarau (ZDA), University of Zurich</institution>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Faculty of Computer Science</institution>
          ,
          <addr-line>Universitas Brawijaya</addr-line>
          ,
          <country country="ID">Indonesia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Graduate School of Information Science and Engineering, Ritsumeikan University</institution>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <volume>5</volume>
      <fpage>76</fpage>
      <lpage>82</lpage>
      <abstract>
        <p>Road networks form one of the most important infrastructures in modern cities, while road conditions determine the very possibility and quality of land transportation. It is therefore important to monitor and manage road networks properly. The vast area that should be monitored and managed makes this task both expensive and timeconsuming. Recently, an approach to involve road users, such as car drivers, pedestrians, and cyclists, to participate in monitoring road conditions has emerged. Monitoring roads using bicycles has an advantage, compared to using a car, since it allows for reaching narrow roads. This paper presents results of a preliminary study of using a bicycle for detecting road surface defects including potholes, and bumps. Data collected with a cyclist's smartphone sensors was used to train artificial neural networks in different configurations. The trained networks were then used to detect road surface defects. Results obtained in the experiments indicate that for the accelerometer data, a convolutional neural network provides for the best average accuracy in classifying road surface conditions. Also, this and a long short term memory network produce better results than a standard deep neural network.</p>
      </abstract>
      <kwd-group>
        <kwd>Road condition monitoring</kwd>
        <kwd>smartphone applications</kwd>
        <kwd>artificial neural networks</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>The very possibility of land transportation depends on road conditions as a poor quality of the road would fatally
disrupt the traffic flow. It is, therefore, important to maintain roads thoroughly and on a regular basis. Due to the
enormous size of road networks in modern cities, monitoring road conditions is a time-consuming and expensive
task. One approach to cope with this problem is to get road users, such as pedestrians, car drivers, and cyclists,
involved in the monitoring process.</p>
      <p>
        Recently, several smartphone applications have been developed to monitor road conditions
        <xref ref-type="bibr" rid="ref1 ref10 ref6 ref7">(Allouch et al.,
2017; Li and Goldberg, 2018; Mednis et al., 2011; Varona et al., 2019)</xref>
        . The focus of the reported studies was on
using smartphones placed inside a car to automatically detect road surface conditions while the car is driven.
Naturally, however, a car can only be used for monitoring sufficiently wide roads. The focus of the presented work
is on using a bicycle for the same purpose.
      </p>
      <p>Smartphones are convenient to use for road monitoring, as they are equipped with GPS sensors for tracking
locations of road defects. There are also several movement sensors, such as accelerometer, gyroscope, and
magnetometer. The idea underlying this study is that when the smartphone is carried by the cyclist through a
pothole or defect on the road, the sensors register vibrations, and the data would be used to detect the road surface
defect. As not all vibrations are caused by road defects, human-made structures, such as speed bumps, would
wrongly be detected as defects. It is, therefore, important to develop a method allowing for reliable classification
of road surface conditions that would ignore road structures not requiring maintenance.</p>
      <p>
        Potholes and bumps can be recognized by analyzing patterns of a signal generated by accelerometer or
gyroscope sensors. There have been studies reported that used machine learning techniques, such as Deep Neural
Networks (DNN), Convolutional Neural Networks (CNN), and Long Short Term Memory (LSTM), to achieve
this goal
        <xref ref-type="bibr" rid="ref4 ref5">(Hur et al., 2018; Hussain et al., 2019; Lee et al., 2017)</xref>
        . This presented study attempts to find the most
efficient method when dealing with signals registered with cyclist smartphones.
2. RELATED WORK
Results of a study on road condition monitoring using bicycles have recently been reported (Werner, 2018). The
author evaluated the capability of smartphone sensors to register vibrations generated when riding a bicycle, and
used vibration data collected to evaluate the quality of bicycle tracks. The assessment was done by calculating the
Dynamic Comfort Index (DCI) that reflects the comfort of riding a bicycle. Three types of smartphone sensors
were used in the study: accelerometer, linear accelerometer, and GPS receiver. While a detailed analysis of various
smartphone vibrations affecting DCI values has been made, the study mainly focused on the rider’s comfort rather
than on the road surface conditions.
      </p>
      <p>
        <xref ref-type="bibr" rid="ref6">Li and Goldberg (2018)</xref>
        conducted research on using smartphone accelerometers to evaluate the overall
condition of motor-vehicle roads. The study, however, did not attempt to differentiate road defects by type.
      </p>
      <p>
        <xref ref-type="bibr" rid="ref10">Varona et al. (2019)</xref>
        tried to combine previous studies on road surface monitoring and road surface material as
well as pothole and bump detection. The author also used smartphones installed inside a car. Several machine
learning techniques, namely convolutional neural networks, long short-term memory, and Reservoir Computing
(RC) were used in the study. The authors claimed that the use of machine learning can improve the real-world
scenario of detecting potholes and man-made structures (e.g. speed bumps). Input features for the developed
system include accelerometer coordinate values (x, y, and z) and differences of the values notated as diffX, diffY,
and diffZ. The same features are used in the presented study, together with CNN and LSTM.
      </p>
      <p>
        Accelerometer data is frequently used for road condition monitoring, whether it comes from a smartphone, an
accelerometer sensor embedded into a micro-computer, such as Raspberry Pi, or from an accelerometer installed
in a vehicle
        <xref ref-type="bibr" rid="ref1 ref2 ref8">(Allouch et al., 2017; Devekar et al., 2018; Park et al., 2018)</xref>
        . Other sensors, such as gyroscope,
steering angle, and wheel speed sensors were also used in the related studies. Installing and configuring steering
angle and wheel speed sensors in the case of a bicycle is a complex task, yet not all bicycles would support such
installations. Hence the presented study only deals with sensors generally available in a smartphone, i.e. with
accelerometers and gyroscopes.
3. DATA
3.1
      </p>
      <p>Data Collection
An Android application has been developed for data collection. The application records sequential values read
from the accelerometer and gyroscope sensors, but also locations from the GPS. The recording frequency is 50
Hz. Figure 1(a) presents the application interface. The accelerometer is used since it measures the acceleration
applied to the phone, while the gyroscope measures the orientation change of the phone that might be experienced
by the phone when a cyclist rides a bicycle through holes and bumps.</p>
      <p>The developed application has been installed on a smartphone, and the phone was put in a cyclist's shirt pocket
so that it could record vibrations while the cyclist was riding a bicycle. The data captured with the application was
saved in CSV-formatted files.</p>
      <p>Data was collected while driving on two road lanes as shown in Figure 1(b). The paths included several
speedbumps and road defects that were used for training and testing machine learning algorithms. In Figure 1(b),
the white line indicates the path used to collect data for the training purposes, and the red line indicates the path
used for testing.
3.2</p>
      <p>
        Data Preprocessing
The collected data was preprocessed by slicing it into several chunks. A sliding window was used to create the
chunks. For the window size,
        <xref ref-type="bibr" rid="ref7">Mednis et al. (2011)</xref>
        got a maximal true positive at 20 samples on the 100Hz sampling
rate and 0.2 seconds window size, while
        <xref ref-type="bibr" rid="ref10">Varona et al. (2019)</xref>
        used 85 samples on the 50Hz sampling rate and 1.8
seconds window length. In the presented study, the window length was set at 25 samples on the 50 Hz sampling
rate and 0.5 seconds on window length. This was done, based on assumptions that for a bicycle average speed, the
time required to drive through an obstacle (pothole or bump) is approximately 0.5 seconds. The window is shifted
by 10 values to capture the next chunk. The process is repeated until all the data is arranged into chunks.
      </p>
      <p>In the preprocessing step, every chunk got four features: original accelerometer data defined as 
∈
{
,</p>
      <p>, 
accelerometer data defined as 
gyroscope data defined as 
three-dimentional space coordinates.</p>
      <p>∈ {
}, original gyroscope data defined as 
∈ {
, 
, 
, 
, 
 ,</p>
      <p>}, numerical differential of the</p>
      <p>}, and numerical differential of the
}. All x, y, and z notations refer to the
Two features, 

and</p>
      <p>, which are numerical differentials of the original accelerometer and
gyroscope data vectors, respectively, were obtained using equations (1) and (2). In this case, i is the sequential
value number in a chunk, “acc” signifies accelerometer data, and “gyr” is for gyroscope data.</p>
      <p>(a) (b)
Fig 1. (a) User interface of the developed Android sensor reader application; (b) Paths used to collect
the data (Map data: Google, CNES/Airbus, Maxar Technologies)
diffAccX (i) = accX(i+1)-accX(i)
diffAccY (i) = accY(i+1)-accY(i)
diffAccZ (i) = accZ(i+1)-accZ(i)
diffGyrX(i) = gyrX(i+1)-gyrX(i)
diffGyrY(i) = gyrY(i+1)-gyrY(i)
diffGyrZ(i) = gyrZ(i+1)-gyrZ(i)
(1)
(2)</p>
      <p>Each chunk preprocessed as described was labeled manually by assigning one of the three labels: “normal”,
“pothole”, or “bump”. For training and evaluation purposes, 359 chunks were selected randomly, 309 chunks were
used for training (125 chunks labeled as “normal”, 92 as “pothole”, and 92 as “bump”), and the remaining 50
chunks were used for validation.</p>
    </sec>
    <sec id="sec-2">
      <title>4. METHOD</title>
      <p>Three types of artificial neural networks were tested: DNN, CNN, and LSTM. In each case, the input is a chunk
of one of the following: acc, gyr, diffAcc, or diffGyr. As each chunk is a 3-dimensional vector (in x, y, and z
coordinates), the arrangement of the data is different for each neural network architecture.
4.1</p>
      <p>
        Deep Neural Network
The DNN implemented in this study has a simple neural network architecture with 4 hidden layers, each of which
is a fully connected layer of 150 hidden units (artificial neurons). A drop-out layer for each of the hidden layers
was implemented to prevent the network from overfitting
        <xref ref-type="bibr" rid="ref9">(Srivastava et al., 2014)</xref>
        . The drop-out probability was
set at 0.2.
      </p>
      <p>For the input, each chunk is rearranged sequentially in the order of the 3 coordinates (x, y, and z), so the input
length of acc and gyr becomes 75, formed by 3 x 25 coordinate values from the chunk. Since diffAcc and diffGyr
are calculated by subtracting the ith values from the (i-1)th values, the length of the corresponding chunks is 72
(formed by 3 x 24 differential coordinate values).</p>
      <p>For the output layer, the DNN used has 3 output units representing the road surface condition classes (“normal”,
“pothole”, and “bump”).</p>
      <p>This architecture uses the categorical cross-entropy loss function and the Adam optimizer (learning rate =
0.001, beta1 = 0.9, and beta2 = 0.999). The activation function implemented for each hidden unit is rectified linear,
while softmax is implemented for the output unit.
4.2</p>
      <p>Convolutional Neural Network
In the implemented CNN, input sequences of chunks are rearranged into a two-dimensional array. First, the x, y,
and z sequences are arranged in a one-dimensional sequential array in the order of x, y, and z, respectively. Next,
the obtained array is reshaped into a two-dimensional array. For example, the acc and gyr features, each is
represented as a one-dimensional array of the length of 75, then re-represented in a two-dimensional array of 5 x
15. Likewise, the diffAcc and diffGyr features are arranged in a one-dimensional array of the length of 72 each and
then re-represented as a two-dimensional array of the 8 x 9 size each.</p>
      <p>Two convolutional layers are used, equipped with maxpooling of the 2 x 2 size. The first convolutional layer
uses 56 kernels (3 x 3 size), and the second layer uses 128 kernels (also 3 x 3). There is also a flattening fully
connected layer of 150 hidden units. Finally, there is one output layer with 3 output units representing the output
classes. Figure 2 depicts the architecture of the CNN used.</p>
      <p>The implemented CNN also uses categorical cross entropy as the loss function, and Adam as the optimizer with
learning rate = 0.001, beta1 = 0.9, and beta2 = 0.999. Each convolutional layer uses rectified linear as the activation
function, and each output unit uses softmax.</p>
      <p>Fig 2.</p>
      <p>CNN Architecture
4.3</p>
      <p>
        Long Short Term Memory
LSTM is often used to analyze sequential data, and to make time-series predictions
        <xref ref-type="bibr" rid="ref4">(Hussain et al., 2019)</xref>
        . Since
the recorded sensor data is time series, an attempt was made to classify the sequence of accelerometer data using
an LSTM, as originally proposed in
        <xref ref-type="bibr" rid="ref10">Varona et al. (2019)</xref>
        .
      </p>
      <p>This proposed study uses two LSTM layers, each consisting of 128 hidden units. The input is defined as one
chunk of a length of 75 or 72 values, which is a sequential arrangement of x, y, and z values. One value of the
chunk is processed at one time-step. The output layer is a dens layer which has 3 units corresponding to the class
labels. The LSTM architecture is shown in Figure 3.</p>
      <p>The LSTM is configured, using the categorical cross-entropy loss function and the Adam optimizer (learning
rate = 0.001, beta1 = 0.9, and beta2 = 0.999).
5. RESULTS
Each of the three artificial neural networks was trained and tested five times, assessing the average and the best
accuracy achieved. Figure 4 presents results obtained for the four different features. The maximum accuracy of
93.88% was obtained when using the CNN for the diffACC and diffGyr features, and the LSTM for the acc and
diffAcc features. The best average accuracy of 91.84% was registered when the CNN was used with the diffAcc
data.</p>
      <p>Fig 3.</p>
      <p>LSTM Architecture</p>
      <p>As it can be seen from Figure 4, the classification using the gyroscope data always gets worse results (average
accuracy) and stability (assessed with the variance) compared to when using the accelerometer data. It shows that
for this case of classification, accelerometer is a better feature compared to the gyroscope. This could be caused
by the fact that the gyroscope is more sensitive to orientation change than to acceleration, and vibration patterns
due to driving through potholes and bumps reflect not orientation but acceleration changes.</p>
      <p>The experimental results also showed that the training process is more stable when using the CNN and the
diffAcc data. It can be seen in Figure 4 that by using the CNN and the diffAcc data, the maximum and minimum
accuracies are not very different. It can also be seen that the CNN and the LSTM produced better results than the
DNN, except for when using the original gyroscope data (gyr).</p>
      <p>The corresponding confusion matrices are given in Figure 5 that shows only the matrices for the four
combinations with the best maximum accuracy (CNN for the diffAcc data, CNN for diffGyr, LSTM for acc, and
LSTM for diffAcc). As one can see, most of the false-negatives are associated with classifying potholes (for
example, in matrix (a), 25% of the potholes cases were recognized as bumps). The “normal” road surface classified
correctly using the CNN and diffAcc, whereas the bumps are best recognized when using the LSTM with both acc
and diffAcc.</p>
      <p>100.00%
97.00%
94.00%
91.00%
88.00%
85.00%
82.00%
79.00%
76.00%
73.00%
70.00%
acc
gyr
diffAcc diffGyr
acc
gyr
diffAcc diffGyr
acc
gyr
diffAcc diffGyr
DNN</p>
      <p>CNN</p>
      <p>LSTM
Fig 4.</p>
      <p>Accuracy comparison for the DNN, CNN, and LSTM
.75 .25
c2
0
1
(a)
c0: class “normal”
c1: class “pothole”
c2: class “bump”</p>
      <p>Confusion matrices of (a) CNN for the diffAcc, (b) CNN for the diffGyr, (c) LSTM for the acc,
and (d) LSTM for the diffAcc
c0
1
0
c1
0
0
(b)
c2
0
1
c0
c2</p>
      <p>Fig 6.</p>
      <p>Real-world test results (Map data: Google, CNES/Airbus, Maxar Technologies)</p>
      <p>The best scenario (the CNN for the diffAcc data) was used in a real-world test. The red line in Figure 1(b) shows
the test path, and test results are presented in Figure 6, where red spots indicate detected potholes and blue spots
indicate detected bumps. Not all potholes and bumps shown in Figure 6 were recognized as expected. Some
recognitions were due to the rough surface of the road. It happened since rough surface roads could be considered
as roads with multiple potholes and bumps. Therefore, instead of detecting only potholes and speed bumps, one
should also detect rough surface roads. In Figure 6, the dots not always appear in the exact position as it should
be. As the smartphone GPS accuracy would not be sufficiently high, the detected road defects sometimes appear
as far as 5 meters away from the real locations.
6. CONCLUSIONS
It has been confirmed in this study that it is possible to detect potholes and speed bumps using machine learning
methods. It was shown that deploying CNN with diffAcc data provides for the best detection accuracy. It was also
found that accelerometer data fares better compared to gyroscope data.</p>
      <p>By placing the smartphone inside a shirt pocket, relatively good results were achieved in spite of the possible
driver movements that would affect classification results. While inside a shirt pocket, the phone still could sense
vibrations caused by driving through potholes and bumps.</p>
      <p>Additional work is required to investigate the influence of smartphone orientation and position, and also the
rider’s speed on the recognition of road surface defects with smartphone sensors. Different orientation and position
of the smartphone would generate different signal pattern. The signal could also be affected by the driver’s
movements.</p>
    </sec>
  </body>
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