<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>IICST</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>PEDESTRIAN DETECTION IN DIFFERENT LIGHTING CONDITIONS USING DEEP NEURAL NETWORKS</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jason Nataprawira</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yanlei Gu</string-name>
          <email>guyanlei@fc.ritsumei.ac.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Koki Asami</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Igor Goncharenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>College of Information Science and Engineering, Ritsumeikan University</institution>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <volume>5</volume>
      <fpage>97</fpage>
      <lpage>104</lpage>
      <abstract>
        <p>Pedestrian safety is one of the most significant issues in the development of advanced driver assistant systems and autonomous vehicles. DNN (Deep Neural Network) or deep learning has been effectively implemented through many applications, especially on object classification. In addition, several famous DNNs, e.g. Faster R-CNN (Faster Region Convolutional Neural Network), YOLO (You Only Look Once) and SSD (Single Shot Detector), are applied for pedestrian detection recently. However, most pedestrian detection research only dealt with the detection at the daytime or nighttime. A few research focused on pedestrian detection at both daytime and nighttime environments. This paper evaluates and compares the performance of DNN-based pedestrian detection algorithm YOLO at both daytime and nighttime environment. The evaluation was conducted on a pedestrian dataset which includes RGB images captured from both daytime and nighttime conditions. The experiment result indicates that the performance of DNN-based pedestrian detection is significantly affected due to the lighting conditions. In the daytime condition, 45% precision on person detection could be achieved, but only 20% precision is obtained in the nighttime condition.</p>
      </abstract>
      <kwd-group>
        <kwd>Pedestrian Detection</kwd>
        <kwd>Lighting conditions</kwd>
        <kwd>Autonomous Driving</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>
        Pedestrian safety is one of the most significant issues in the development of modern transportation. In 2017,
European Commission released a report that implies about 21% of traffic accidents were caused by pedestrian
        <xref ref-type="bibr" rid="ref1">(2017 Road Safety Statistics: What Is behind the Figures?, 2017)</xref>
        . Advanced driver assistant systems and
autonomous vehicles are intensively developed to reduce accidents and improve the effectiveness of transportation.
However, the current achievements are still inadequate, e.g. about 65 traffic accidents of Tesla autonomous
vehicles involve pedestrians
        <xref ref-type="bibr" rid="ref19">(“Tesla Deaths,” 2020)</xref>
        . As a result, pedestrian detection becomes an extremely
important task before the autonomous vehicles are commercialized.
      </p>
      <p>
        Recently, Deep Neural Network (DNN) or deep learning has been effectively used for many applications,
especially for object detection
        <xref ref-type="bibr" rid="ref23">(Zhao et al., 2019)</xref>
        . Since pedestrian detection is a part of object detection tasks,
researchers have studied in applying DNN to pedestrian detection
        <xref ref-type="bibr" rid="ref22">(Zhang et al., 2016)</xref>
        . Similarly, for some specific
tasks, researchers needed to propose a new DNN in order to fit it into pedestrian detection task as what
        <xref ref-type="bibr" rid="ref20">Tian et al.
(2015)</xref>
        introduced.
      </p>
      <p>Despite the successful implementation of DNN towards pedestrian detections, there are still some obstacles in
pedestrian detection domain. Hwang et al. (2017) mentioned one of them is lighting condition. Most pedestrian
detection research only dealt with pedestrian detection at daytime or nighttime. Only a few research focuses on
pedestrian detection at both daytime and night environments. Nonetheless, autonomous vehicle should behave
perfectly in all light conditions. In addition, it is better to develop the unified algorithm and system for pedestrian
detection in all light conditions to avoid the switching between the daytime and nighttime model, because the
correct switching is also a challenging problem.</p>
      <p>This paper attempted to evaluate and compare the performance of DNN-based pedestrian detection algorithm
at nighttime and daytime environment. This paper shows how the performance of DNN-based pedestrian detection
is affected due to different light conditions. The results of this research can inspire the further development of
pedestrian detection for autonomous vehicle, e.g. the relevancy of DNN-based pedestrian detection, and the
necessity of hardware improvement for the pedestrian detection in different lighting conditions.</p>
      <p>
        This paper is organized in five sections. Firstly, the backgrounds are introduced at the beginning. Then, related
works of pedestrian detection and DNN techniques are explained in the second section. Following that, the
methodology is explained. The fourth section presents the experimental results. The final section concludes the
paper and discusses possible future works.
To begin with, Deep Neural Network (DNN) or deep learning has been developed rapidly for a decade.
Particularly, the suitable DNN network for object detection is known as Convolutional Neural Network (CNN).
The CNN method for object detection was firstly proposed by
        <xref ref-type="bibr" rid="ref4">Girshick et al. (2014)</xref>
        . It is called R-CNN (Region
Convolutional Neural Network). The method works by generating 2000 proposals and then obtains the features to
be fed into the network. However, the first establishment never performed well due to the repetition of region
proposals, resulting in slow computation time. Consequently,
        <xref ref-type="bibr" rid="ref5">Girshick (2015)</xref>
        again improved the method by
creating Fast R-CNN. A novel method from Fast R-CNN is customizing the output layer by branching it to two
layers: “cls” regressor for classification task and “bbox” regressor for regression task. This results in the network
being capable of running classification and regression tasks simultaneously, hence the faster computation time.
Additionally, Fast R-CNN is perfected by Faster R-CNN
        <xref ref-type="bibr" rid="ref18">(Ren et al., 2017)</xref>
        . It introduced a Region Proposal
Network (RPN) layer and an anchor. The former is responsible of generating region proposals or features from the
input image, allowing the network to learn where to locate region proposals by itself. The latter, however, is the
center of each sliding window. The illustration of anchor is depicted in figure 1. The anchor becomes the
foundation of YOLO (You Only Look Once)
        <xref ref-type="bibr" rid="ref14 ref15">(Redmon et al., 2016)</xref>
        method. The R-CNN family networks and
YOLO have been widely used for pedestrian detection in daytime
        <xref ref-type="bibr" rid="ref10 ref22">(Lan et al., 2018; Tomè et al., 2016; Zhang et
al., 2016)</xref>
        .
      </p>
      <p>
        In terms of pedestrian detection for nighttime environment, a few researchers have inspected this problem.
First, multispectral method is one of the famous methods for detecting pedestrian detection at nighttime. When the
multispectral pedestrian dataset was published by
        <xref ref-type="bibr" rid="ref7">Hwang et al. (2015)</xref>
        , a research on this multispectral dataset
followed immediately.
        <xref ref-type="bibr" rid="ref3">Choi et al. (2016)</xref>
        implemented CNN by inputting both RGB images and FIR (far-infrared)
or thermal images to the CNN at the same time. Similarly, SSD (Single Shot Detector)
        <xref ref-type="bibr" rid="ref12">(Liu et al., 2016)</xref>
        was also
applied for multispectral pedestrian detection
        <xref ref-type="bibr" rid="ref6">(Hou et al., 2018)</xref>
        . Despite applying SSD directly, the authors applied
pixel-level image fusion where it alters the pixel-level to obtain the best feature information. Furthermore, RPN
was applied for multispectral method
        <xref ref-type="bibr" rid="ref8">(Konig et al., 2017)</xref>
        . Additionally, boosted decision trees
        <xref ref-type="bibr" rid="ref22">(Zhang et al., 2016)</xref>
        was utilized for the classification task. By combining RGB and thermal images into RPN, it proved to produce
better results.
      </p>
      <p>
        In contrast,
        <xref ref-type="bibr" rid="ref9">Kruthiventi et al. (2017)</xref>
        proposed a method which can extract multi-modal like features of thermal
images. They only used RGB images, but they were capable of extracting features from them. They utilized
ResNet50 as the base network to produce two networks called “ResNet-teacher” and “ResNet-student”. The
overview of the network is shown in figure 2. They claimed their “ResNet-student” network has the best average
miss rate compared to other proposed pedestrian detection at nighttime environment by using only RGB images.
      </p>
      <p>
        While most researchers focused more in leveraging the model in multispectral method,
        <xref ref-type="bibr" rid="ref2">Chebrolu and Kumar
(2019)</xref>
        applied Faster R-CNN
        <xref ref-type="bibr" rid="ref18">(Ren et al., 2017)</xref>
        for pedestrian detection at daytime and nighttime. They proposed
“brightness awareness model, where it is capable of detecting the light environment whether it is day or night, and
also detecting pedestrian afterwards. For daytime, they used RGB camera, whereas for nighttime they used thermal
images.
      </p>
      <p>
        This research focuses on pedestrian detection at both daytime and night environments. An unified algorithm
YOLO v3
        <xref ref-type="bibr" rid="ref17">(Redmon and Farhadi, 2018)</xref>
        is used for pedestrian detection in all light conditions. By comparing the
performance of pedestrian detection in different light conditions, this paper shows how the performance of
DNNbased pedestrian detection is affected by different light conditions. The result of this paper can be used as a
reference for the development of the pedestrian safety function of autonomous vehicles. In this research, the usage
of RGB image is the main focus in assessing the performance of the pedestrian detection task. An open source
code
        <xref ref-type="bibr" rid="ref13">(Packyan, 2019)</xref>
        of single-stage detector of YOLO v3
        <xref ref-type="bibr" rid="ref17">(Redmon and Farhadi, 2018)</xref>
        was adopted to complete
this research as it has a better performance in terms of processing time than Faster R-CNN.
      </p>
    </sec>
    <sec id="sec-2">
      <title>3. METHODOLOGY</title>
    </sec>
    <sec id="sec-3">
      <title>3.1 Algorithm</title>
      <p>
        YOLO
        <xref ref-type="bibr" rid="ref14 ref15 ref16 ref17">(Redmon et al., 2016; Redmon and Farhadi, 2017, 2018)</xref>
        was used in this experiment. Different from the
aforementioned R-CNN family methods, YOLO is classified as a single-stage detector. In other words, it means
classification and regression tasks are run simultaneously.
      </p>
      <p>
        Three YOLO versions have been published from 2016. The YOLO v1
        <xref ref-type="bibr" rid="ref14 ref15">(Redmon et al., 2016)</xref>
        pioneered the
single-stage detector classifier. As depicted in figure 3, YOLO divides an image into S × S grids. Next, each grid
detects 2 bounding boxes whose parameters are x, y, width, height, and confidence. The role of x and y in YOLO
is similar to that of the anchor in Faster R-CNN. Confidence is needed for declaring whether an object exists at
the image by comparing IoU (Intersection over Union) to the ground truth bounding box.
      </p>
      <p>
        YOLO utilizes Darknet
        <xref ref-type="bibr" rid="ref14 ref15">(Redmon, 2016)</xref>
        , specifically Darknet19 as the network architecture. It is developed
by 24 convolutional layers and 2 FC layers. Similarly, 1×1 reduction layers are used to lessen the features space,
followed by 3×3 convolutional layers. To calculate the loss, it is detailed in equation (1):
⋋
      </p>
      <p>+ ⋋coord
 2 
 2 

 

[(  −   )2 + (  −   )2]
2
+</p>
      <p>2
  −  
ℎ −
ℎ</p>
      <p>obj   −  ̂</p>
      <p>2
+ ⋋noobj
+
in the previous paragraph. C represents the confidence score,  obj marks the object exists, and  

obj is extended from
the previous notation where j is the bounding box predictor in cell i. In addition, the symbols with a hat represent
the ground truth values, and the symbols without hat are the predicted values.</p>
      <p>
        Following the success of YOLO v1, YOLO v2
        <xref ref-type="bibr" rid="ref16">(Redmon and Farhadi, 2017)</xref>
        was then published. It tried to
improve YOLO v1, where it was still incapable of detecting occlusion objects or many objects aside. Several
improvements in YOLO v2 are batch normalization, new architecture, and the new anchor boxes approach.
Through batch normalization, it improved the mAP for more than 2%. In addition to that, YOLO v2 used
Darknet19 which consists of 19 convolutional layers and 5 max-pooling layers. The critical improvement was introducing
the anchor boxes for classification tasks. The anchor box in YOLO v2 is the center of the bounding box which
functions to predict bounding box, similar to the one introduced in Faster R-CNN
        <xref ref-type="bibr" rid="ref18">(Ren et al., 2017)</xref>
        .
      </p>
      <p>
        Finally, YOLO v3 was released in 2018
        <xref ref-type="bibr" rid="ref17">(Redmon and Farhadi, 2018)</xref>
        . Compared to its predecessor, there were
no significant changes. First, they used a new architecture called Darknet-53. As its name implies, it has 53
convolutional layers, which makes it deeper than Darknet-19. Additionally, it uses 3×3 sizes with 1×1 layer.
Meanwhile, YOLO v3 also improved the performance by scoring the bounding box prediction then applying
logistic regression towards the prediction. If the bounding box prediction covers the ground truth object more than
any previous bounding box prediction, it is scored as 1. Otherwise, it refuses the prediction. In addition, YOLO
v3 implements 3 different scales of predictions. This method was adopted from the Feature Pyramid Networks
(FPN) concept
        <xref ref-type="bibr" rid="ref11">(Lin et al., 2017)</xref>
        . For every detection, it detects three parts: boundary box, objectness, and 80 class
predictions. Afterwards, it upsampled the previous 2 layers, then through several convolutional layers, it predicts
a similar tensor. At last, the same method is applied to determine the final result. In this research, YOLO v3 is
used for the evaluation of the performance of the pedestrian detection in different light conditions.
3.2
      </p>
    </sec>
    <sec id="sec-4">
      <title>Dataset Preparation</title>
      <p>
        KAIST Multispectral Pedestrian dataset
        <xref ref-type="bibr" rid="ref7">(Hwang et al., 2015)</xref>
        is one of the famous datasets for the evaluation of
pedestrian detection in different light conditions. It is a dataset produced by Korea Advanced Institute of Science
and Technology in South Korea. It has two types of pictures, one is captured from an RGB camera and the other
is captured from an infrared camera. There are 3 places recorded, campus, downtown, and road. Each place has
day and night scenarios.
      </p>
      <p>
        This dataset follows annotation format as used in Caltech Dataset (Dollar et al., 2010). All annotations used
pixels format where the object locations are. They are saved in .txt file for each file, where one file is associated
with the same filename for both an RGB image and an infrared image. This dataset has labelled three objects:
person, people, and cyclist. The label “people” refers to a group of several persons, although there is not any clear
explanations in defining a group of several persons. Additionally, if a group of several persons have been labeled
as “people”, “person” label is not labeled again on each person object. However, sometimes there are some images
which have several “person” label but not categorized as “people” label. In the training dataset, the objects are
contained in 14100 images of daytime scenario and in 8058 images of nighttime scenario. In addition, about 2800
100
daytime images and 1600 nighttime images in the test dataset are used for the evaluation of the performance of the
pedestrian detection.
The PyTorch open source code used in this research was created by
        <xref ref-type="bibr" rid="ref13">Packyan (2019)</xref>
        . The configuration was the
same as the original YOLO v3. The architecture of the network was modified to adapt to the number of classes.
As KAIST Multispectral Pedestrian Dataset has three objects, some convolutional layers follow this filter equation:
filter= [3* (4+1+number of classes)]
(2)
where 3 stands for 3 prediction boxes, 4 stands for 4 bounding box offsets, and 1 objectness prediction. From
equation 2, it yields 24 filters for specific convolutional layers.
      </p>
      <p>
        For training configuration, the parameters are explained in table 1. Number of epochs was 50. Batch size was
10. Darknet-53 weights, which is provided by Redmon
        <xref ref-type="bibr" rid="ref14 ref15">(Redmon, 2016)</xref>
        , were loaded. Learning rate was set to
0.001. In terms of hardware configuration, it was trained using GPU NVIDIA RTX 2070 Super and CPU Intel
Xeon E5-1650 v4 3.60GHz.
      </p>
      <p>For validation configuration, mAP was used to evaluate the performance. Additionally, some detected sample
images will be shown. The threshold can be seen in detail in table 1. IoU (Intersection over Union) threshold was
0.5. Confidence threshold was set to 0.8, and NMS (Non-Maximum Suppression) threshold was set to 0.4.</p>
    </sec>
    <sec id="sec-5">
      <title>4. EXPERIMENTAL RESULTS</title>
      <p>After each training epoch, a validation was conducted on the test dataset and all mAPs were collected for each
epoch. They have been plotted in figure 4. The solid line denotes the performance in daytime, whereas the dashed
line indicates the performance in nighttime. In the daytime training, the detection performance for the “person”
was around 45%. As for the “people” and “cyclist” detections, the precision values were relatively low. This
occurred due to the problem of class imbalance among “person” label, “people” label, and “cyclist” label, and the
training images which include “people” label and “cyclist” label were very few. As a result, this behavior affected
the average of all classes mAP. Thus, this paper focuses on the discussion about the detection of the “person.”
Figure 4 clearly implies the pedestrian detection algorithm performed better in the daytime environment compared
to nighttime environment.</p>
      <p>Figure 5 shows sample pictures of the ground-truth and the detection result in the daytime environment. Each
row shows two pairs of pictures, where the left picture of the pair is the ground-truth and the right picture of the
pair is the detection result. In the ground-truth picture, “person”, “people”, and “cyclist” bounding box are colored
green, pink, and yellow respectively. The detection result has a bounding box and a text label for visualization. In
fact, the last two images of figure 5’s first row present the problem that “people” is incorrectly recognized as
several “persons”. This also proves to be the main issue in the daytime experiment. In the future, labels will be
optimized to overcome this issue.</p>
      <p>Figure 6 visualizes the experiment results in nighttime environment. Basically, the pictures are dependent on
the environment: darkness and over-exposure. In both situations, “person” could not be detected correctly as shown
in the both pairs of the first row of figure 6. Especially, in the over-exposure environment, pedestrian’s appearance
is blurred with the background. Consequently, it causes misdetection in the over-exposure environment. For the
darkness environment, the pedestrian is sometimes not visible the RGB images as presented in the first pair of the
first row. In the future, the improvement may focus on darkness and over-exposure.</p>
    </sec>
    <sec id="sec-6">
      <title>5. CONCLUSION</title>
      <p>This paper we have presented a performance comparison of the DNN-based pedestrian detection in different
lighting conditions, in order to answer the research question: how much the performance of DNN-based pedestrian
detection is affected by the lighting conditions? This research adopted YOLO as the pedestrian detection algorithm
and assessed the performance of YOLO on KAIST Multispectral Pedestrian dataset. The experimental results
indicated that the performance of DNN-based pedestrian detection was significantly affected by the lighting
conditions. In the daytime condition, 45% precision for person detection could be achieved, but only 20% precision
was obtained for person detection in the nighttime condition. One reason for the incorrect detection results in the
daytime experiment is because of the type of labels in dataset. By comparing the detection results in daytime and
nighttime environments, this research found that both darkness and over-exposure could affect the performance of
DNN-based pedestrian detection in nighttime environments.</p>
      <p>In the future, the infrared camera may be considered to improve the problem caused by darkness, and the
brightness suppression and adaption on RGB camera may be studied for reducing the incorrect detection in
overbrightness environments. In addition, the re-labeling of the dataset may also be conducted for more accurate
evaluation.</p>
      <sec id="sec-6-1">
        <title>Ground truth Detection Ground truth</title>
        <p>Fig. 5. Sample pictures of ground truth and detection results at daytime environment</p>
      </sec>
      <sec id="sec-6-2">
        <title>Detection</title>
        <p>Fig. 6.GrSouanmdptlreutphictures of groundDtertuetchtiaonnd detection resuGltsroautnndigtrhuttthime environmentDetection</p>
      </sec>
    </sec>
  </body>
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