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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Forecasting Temperatures of a Synchronous Motor with Permanent Magnets Using Machine Learning</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Leiden University</institution>
          ,
          <addr-line>Leiden</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National Technical University “Kharkiv Polytechnic Institute”</institution>
          ,
          <addr-line>Kharkiv</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2090</year>
      </pub-date>
      <fpage>0000</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>This project is based on the data set that comprises several sensor data collected from a PMSM deployed on a test bench. The PMSM represents a German OEM's prototype model. The LEA department at Padeborn University collected test bench measurement. The main purpose of the data set's recording is to be able to model the stator and rotor temperatures of a PMSM in real-time. Due to the intricate structure of an electric traction drive, direct measurement with thermal sensors is not possible for rotor temperatures, and even in case of the stator temperatures, sensor outage or even just deterioration cannot administer properly without redundant modelling. In addition, precise thermal modelling gets more and more important with the rising relevance of functional safety. The main task in this project is to design a model with appropriate feature engineering that estimates four target temperatures casually.</p>
      </abstract>
      <kwd-group>
        <kwd>Synchronous Motor</kwd>
        <kwd>Forecasting</kwd>
        <kwd>Machine Learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Article purpose is predicted the temperature of a synchronous motor with a permanent
magnet using machine-learning methods [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5 ref6">1-6</xref>
        ]. Object of research is
permanentmagnet synchronous motor (PMSM). Subject of research is forecasting the
temperature of a synchronous motor with a permanent magnet using machine-learning
methods based on a data set containing sensory data collected from PMSM placed on a test
bench. PMSM is a German prototype model of OBO. The LEA department of the
University of Paderborn assembled the measuring stand. The main task in this work is
to develop a model that predicts four target temperatures (permanent magnet surface,
stator yoke, stator teeth and stator winding) at random. The main difference between a
synchronous motor with permanent magnets and an induction motor is the rotor.
Investigations presented in [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5 ref6">1-6</xref>
        ] show that PMSM is approximately 2% more efficient
than a premium-efficiency induction motor (IE3), where provided that the stator has
the same design and the same variable frequency drive is used for control. In this
case, PMSM has the best performance compared to other electric motors, which
makes the PMSM study relevant today.
      </p>
      <p>Having accurate engine temperature estimates helps the automotive industry
produce engines with lower material content and enables management strategies to use
the engine to its maximum potential.</p>
      <p>
        An electric motor with implicit poles has equal inductance along the longitudinal
and transverse axes, whereas an electric motor with explicit poles has a transverse
inductance not equal to the longitudinal one [
        <xref ref-type="bibr" rid="ref1 ref10 ref11 ref12 ref7 ref8 ref9">1, 7-12</xref>
        ]. Also, on a design of a rotor of
PMSM divide into such ones:
 Electric motor with surface installation of permanent magnets.
 Electric motor with built-in (incorporated) magnets.
      </p>
      <p>PMSM cannot started when directly connected to the network. To do this, the
following options are used:
 Start with an additional engine. To do this, the shaft is connected to the shaft of
another electric machine. This method is expensive and practically not used;
 Start in asynchronous mode. The rotors of such electric motors have a
shortcircuited winding. The start-up takes place in asynchronous mode. After entering
the synchronization, the rotor winding is disconnected;
 Start with a frequency converter. The frequency converter is included in the stator
winding circuit and supplies voltage to them by gradually increasing the frequency.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Literature Review</title>
      <p>
        The study of a permanent magnet synchronous motor is conducted in the laboratory of
the University of Paderborn, where the following results are presented in [
        <xref ref-type="bibr" rid="ref2 ref3 ref4 ref5">2-5</xref>
        ]:
 Determination of rotor temperature for the inner part of the PMSM using an
accurate flow monitor [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. This investigation presents an extended method for
determining the temperature of the PMSM rotor during dynamic operations. The
approach is based on the observed flow of the main wave and therefore largely does
not depend on the conditions of the coolant. The measurement results prove
satisfactory results of the observer's device [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
 Real-time methods for determining the temperature of PMSM [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The authors of
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] believe the PMSM is widely used in automotive traction drives with high
operation and other industrial areas. The temperature of the magnet is of great interest
in the service life of the device, safe operation and monitoring. Since direct
measurement of the magnet temperature is not possible in most cases, this contribution
provides an overview of modern methods for determining the magnet temperature
based on the model in the PMSM. This publication provides brief descriptions of
these methods, followed by a direct comparison of the disadvantages and
advantages, culminating in the prospect of further research in this area [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
 Synthesis of methods of direct and indirect temperature estimation for PMSM [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Maximizing the degree of thermal use of PMSM reduces the weight, volume and
cost of the engine. For this reason, real-time temperature information is required.
However, this cannot obtain solely by measuring sensors due to costs and design
flaws. Thus, in recent years, several methods of direct temperature modelling have
investigated, such as heat networks with concentrated parameters (LPTN), as well
as methods of indirect temperature estimation based on accurate models of electric
motors that detect changes in temperature-sensitive parameters. Because these
methods are usually independent of each other, fusion methods can used to
increase the accuracy and reliability of the joint assessment. In this study, a Kalman
filter (KF) is successfully combined with a low-order LPTN, an electric model
permanent magnet temperature monitor, and a built-in winding temperature sensor
to achieve this goal. Measurement results for PMSM with a capacity of 50 kW
confirm the increased productivity of KF in comparison with individual assessment
methods [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
 Deep residual convolutional and recurrent neural networks for temperature
estimation in PMSM [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Most traction drive applications that use PMSM do not have
precise temperature control capabilities, so safe operation is ensured by expensive,
oversized materials and their efficient use. In this paper, deep recurrent and
convolutional neural networks with residual connections are empirically evaluated for
their applicability to solve the problem of sequential learning of the forecast of
latent high-dynamic temperatures inside the SPDM. The search for the model hyper
parameter is performed sequentially using Bayesian optimization on different cores
of the random number generator in order to assess the consistency of model
learning and probabilistic search of promising topologies, as well as optimization
strategies. It is found that the root mean square error and normal characteristics of
trained neural networks correspond to the established methods of real-time
modelling, such as thermal networks with concentrated parameters, without requiring for
their design special knowledge in the field [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        To implement the main task of this study, the method of machine learning Random
Forest is chosen [
        <xref ref-type="bibr" rid="ref13 ref14 ref15 ref16 ref17 ref18 ref19 ref20 ref21">13-21</xref>
        ].
      </p>
      <p>
        Random forest is an ensemble machine learning method for classification,
regression, and other tasks that operate by constructing numerous decision-making trees
during model training and producing fashion for classes (classifications) or averaged
prediction (regression) of constructed trees [
        <xref ref-type="bibr" rid="ref22 ref23 ref24 ref25 ref26 ref27 ref28 ref29">22-29</xref>
        ]. The algorithm combines two
main ideas: the Braiman method of begging and the method of random subspaces
proposed by Хо. Advantages of the Random Forest method [
        <xref ref-type="bibr" rid="ref30 ref31 ref32">30-38</xref>
        ]:
 High quality of the received models, in comparison with SVM and boosting, and
much better, than at neural networks;
 Ability to efficiently process data with numerous characteristics and classes;
 Insensitivity to scaling (and in general to any monotonous transformations) of
values of signs.
 Both continuous and discrete features are treated equally well. There are methods
of constructing trees according to data with omitted values of features.
 High scalability of the method.
      </p>
      <p>Disadvantages of the Random Forest method [39-48]:
 The algorithm tends to relearn on some tasks, especially with a lot of noise in the
data set;
 Learning large numbers of deep trees can be costly (but can be parallel) and use a
lot of memory.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Data Set Description</title>
      <p>This study uses a data set that contains sensory data collected from the PMSM placed
on a test bench. PMSM is a German prototype model from the original equipment
manufacturer. The LEA department of the University of Paderborn assembled the
measuring stand. The main purpose of recording a data set is to be able to simulate the
temperature of the stator and rotor of the SPD in real time. Due to the complex design
of the traction drive, direct measurement of the rotor temperature by thermal sensors
is not possible, increase in stator temperature, sensor shutdown or even simply
deterioration of the quality of work cannot properly monitor without excessive simulation.
In addition, accurate thermal modelling is becoming increasingly important with the
importance of functional safety. The main features of the selected data set are the next
ones:
 ambient - The ambient temperature is measured by a temperature sensor located
close to the stator;
 coolant - The temperature of the coolant. The motor is cooled by water. The
measurement is performed at the outflow of water;
 u_d - Voltage of the d-component;
 u_q - Q-component voltage;
 motor_speed - Engine speed;
 torque - Torque induced by current;
 i_d - Current d-component;
 i_q - Current of the q-component;
 profile_ID - Each measurement session has a unique identifier.</p>
      <p>Target features of the selected data set are the next ones:
 pm – The surface temperature of the permanent magnet, which is the temperature
of the Rotor;
 stator_yoke – The stator yoke temperature is measured using a temperature sensor;
 stator_tooth – The temperature of the stator teeth is measured using a temperature
sensor;
 stator_winding – The temperature of the stator winding is measured using a
temperature sensor.</p>
      <p>Additional information about the data set are the next ones:
 All recordings are selected at a frequency of 2 Hz (One row in 0.5 seconds). The
data set consists of several measurement sessions, which can distinguished from
each other by the column "profile_id". The measurement session can last from one
to six hours. The number of sessions: 52.
 The engine is accelerated by manually designed driving cycles, indicating the
reference engine speed and reference torque.
 Currents in the d / q coordinates (columns “i_d” and “i_q”) and voltages in the
coordinates d / q (columns “u_d” and “u_q”) are the result of a standard control
strategy that tries to follow the reference speed and torque.
 The columns “motor_speed” and “torque” are the resulting values achieved by this
strategy, obtained from the specified currents and voltages.
 Most motion cycles denote random wanderings in the velocity-torque plane to
simulate real motion cycles more accurately than constant excitements and
difficulties.</p>
      <p>Given that, the main task of this project is to develop a model that predicts the
temperature values of such SPDM elements as stator and rotor according to already
collected sensory data from the SPD prototype model, this project should not consider as
a development of a global SPD control system in cars or other mechanisms. It is
better to consider it as a part of this system (hereinafter: component), which is
responsible for predicting stator and rotor temperatures using sensor data from other elements
of PMSM, because to obtain data from stator or rotor using temperature sensors is
unreliable and commercially unprofitable.</p>
      <p>
        The following are two UML diagrams, namely an activity diagram that describes
the process of the machine-learning model and a sequence diagram that describes the
interaction between the control system and the model [
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref13 ref14 ref15 ref16 ref17">10-17</xref>
        ] (Fig. 1-2).
      </p>
      <p>
        This diagram on Fig. 1-2 shows the following activities [
        <xref ref-type="bibr" rid="ref18 ref19 ref20 ref21 ref22 ref23">18-23</xref>
        ]:
 Receiving a request from the system to learn the model - the system sends a
request to the component of learning the model.
 Getting data for model training - the component receives data from PMSM sensors
for training.
 Conducting model training - machine learning model training is performed using
the obtained data.
 Saving the trained model - after completion of training the model is saved.
 Receiving a request from the system for forecasting - the system sends a request
for forecasting the model.
 Predicting - using the model, the stator temperature values are predicted.
 Sending the forecast result to the system - the forecast results are sent back to the
system.
 Expecting new requests from the system - the component expects new requests to
learn the model or predict temperature values.
The control system sends a request to the component responsible for sensors on the
PMSM for data; this component reads data from the sensors and sends data to the
control system. The control system requests model training and sends sensor data
from the component responsible for the model (hereinafter: CM). The CM performs
Random Forest Regression model training and stores the trained model, then sends a
message to the model control system ready for forecasting.
      </p>
      <sec id="sec-3-1">
        <title>4.1 Obtained Results Implementation and Analysis Description</title>
        <p>Fig. 3 shows upload data to the format pandas dataframe:</p>
        <p>Features described above:
 Count is reported the number of non-empty rows in the column.
 Mean is reported as the average value of the data in the column.
 Std specifies the default value of the data deviation in the column.
 Min is reported as the minimum value of data in the column.
 25%, 50%, and 75% are represent the percentile/quartile of each sign.
 Max is reported as the maximum value in the column.</p>
        <p>Fig. 7 shows swing charts for all signs. Fig. 8 shows the correlation matrix.</p>
        <p>A list of all test runs(profile_id) is presented in Fig.9.</p>
        <p>After studying the data set, the following conclusions can be drawn:
 The data set does not contain NaN values;
 Indicators for test cycles are not incremental.
 The description of the data set does not provide references to the units of
measurement used for each of the samples, which complicates the interpretation of the
measured values.
 A statistical review of the data set and histograms shows that the data set already
has some normalization.
 As is already known, the ambient temperature is measured by a thermal sensor
located close to the stator. Therefore, it can be assumed that this will affect the
ability of the motor to cool itself. Higher ambient temperatures are likely to
increase the temperature for both the motor stator and the rotor.
 The correlation matrix shows that there is a significant correlation between three
different stator temperatures.
4.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>The Predicted Sign Determination</title>
        <p>As mentioned above, there is a significant correlation between the temperature of the
stator winding, the stator yoke, and the stator teeth. This is, of course, because the
stator winding is wound around the stator tooth, which in turn is connected to the
stator yoke. For better understand the relationship between the three traits, we plot the
values of the traits for different randomly selected test cycles.</p>
        <p>Fig. 14. Graphs of values of stator temperature signs for profile id: 75.</p>
        <p>These line charts show that all three temperatures correspond to the same trend. The
temperature of the stator winding shows the largest changes, followed by the
temperature of the stator teeth and the stator yoke. This is especially noticeable in those
diagrams where the stator winding temperature varies greatly. In this case, the
temperature of the tooth and the stator yoke increases and decreases more smoothly compared
to the temperature recorded on the stator winding. In other words, the heat dissipated
by the stator windings requires some time to heat the teeth and the stator yoke due to
the thermal inertia of both parts of the stator.</p>
        <p>The second observation that can made from these line diagrams is that sometimes
the stator yoke temperature is higher than the stator winding. Nor can we determine
whether this is related to the normalization method used previously mentioned, or
whether these values represent higher temperatures measured per stator yoke.</p>
        <p>Line diagrams for comparing stator temperatures with torque and motor speed are
presented in Fig.18-21.</p>
        <p>In the second part of the above test cycle, you can see that there is a relationship
between stator temperature, torque, and motor speed. With increasing torque and/or
engine speed, the stator temperature increases, and vice versa decreases with
decreasing. However, look at the first part of the test run; it is clear that this dependence is
not always fulfilled. Even at constant torque and motor speed, the stator winding
temperature shows several sudden temperature changes. One or more other variables
affect the stator temperature more significantly than torque and motor speed.
4.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Stator Winding Temperature Prediction</title>
        <p>Since the measurement of torque, rotor, and stator temperature of an electric motor is
not reliable and economically feasible in commercial programs, we will predict the
stator temperature using other available functions in the data set. To do this, remove
the torque, rotor and stator temperature from this data set, and use the stator winding
temperature as the target value. After that, we train the Random Forest Regressor
model to predict the correct stator winding temperature as the output value for the
specified input variables. Input variables are:
 Ambient temperature;
 Coolant temperature;
 Voltage of the d-component (u_d);
 Q-component voltage (u_q);
 Engine speed (motor_speed);
 D-component current (i_d);
 The current of the q-component (i_q).</p>
        <p>Target variable: stator winding temperature (stator_winding). Rejectable variables
are:
 Engine torque;
 Rotor temperature (pm);
 Stator yoke temperature (stator_yoke);
 Stator teeth temperature (stator_tooth).</p>
        <p>At the end of the model learning process, the values of the Mean Absolute Error
(MAE) and the Mean Square Error (MSE) are calculated.</p>
        <p>The MAE is a loss function used for regression. Loss is the average value for the
absolute differences between true and predicted values, deviations in any direction
from the true values are treated the same. The MAE for this model
is: .</p>
        <p>The MSE, like the MAE too, treats the deviation in any direction the same. The
difference between MSE and MAE is that MSE is more likely to notice large errors
because it squares all errors. The closer the values of MAE and MSE to zero, the
closer the predicted values of the algorithm to the true ones. Comparing diagrams of
the predicted and true values of several test runs are shown in Fig.22-25.</p>
        <p>In these comparing diagrams, it can seen that the model is able to capture the global
trend in the stator winding values, but there is still a lot of noise in the predicted
values, especially when the true signal shows a large number of changes. To filter the
noise generated by the model, apply the smoothing method to the output signal. MSE
and MAE values and linear diagram of the output signal for test run id_72 without
smoothing:
MSE and MAE values and linear diagram of the output signal for test run id_72 with
smoothing:
In combination with smoothing, the Random Forest Regressor performs a fairly
accurate prediction of the stator winding temperature. Smoothing reduced the noise level
in the predicted values and had a positive effect on MSE for this particular
technology.</p>
      </sec>
      <sec id="sec-3-4">
        <title>The accuracy of Random Forest Compared to Other Algorithms and the</title>
      </sec>
      <sec id="sec-3-5">
        <title>Learning Time of the Algorithm on Different PCs.</title>
        <p>Let's compare Random Forest with such algorithms as k-NN, SVM, and linear
regression.</p>
        <p>The figures below show the following characteristics: model training time in
seconds, model accuracy for test set, MSE and MAE for test set.</p>
        <p>Fig. 29. Characteristics of the k-NN model.</p>
        <p>Fig. 31. SVM model characteristics.</p>
        <p>The following are line graphs of several randomly selected test cycles depicting the
models described above colours: black - original data, red - data predicted by Random
Forest method, blue - data predicted by k-NN method, green - data predicted by SVM
method, purple - data predicted by Linear Regression method.</p>
        <p>Fig. 32. Comparing diagram of predicted and true values: profile_id: 6.
Also, compare the work Random Forest method on different PCs. Below is a table of
components of these PCs (Table 1) and a picture of the characteristics of the robots of
the Random Forest method on these PCs.</p>
        <p>Thus, comparing the characteristics of different models and line charts for different
test runs, we can divide the above models into 2 groups: Random Forest and k-NN
that show forecast accuracy above 90%, and Linear Regression and SVM with
forecast accuracy less than 65%. K-NN is 113 seconds faster than Random Forest, but
3.1% less accurate. In addition, having tested the Random Forest model on different
PCs, we can conclude that for faster learning and forecasting of the model it is
necessary to use faster data carriers.
5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Received Results and Discussion</title>
      <p>Since the Random Forest Regressor with smoothing performs more than sufficient
prediction at the stator temperature (as shown by the various line diagrams shown
below), to use a relatively modest model like this is much better than more bulky and
requiring more memory alternatives such as k-NN, Linear Regression, and various
neural networks.
The purpose of this work was to predict the temperature of a synchronous motor with
a permanent magnet using machine-learning methods. First of all, in this work, a
study of the subject area and a review of publications with research established in the
laboratory of the University of Paderborn SDPM. With the help of the unified UML
language, diagrams are designed that show how the implemented model can act as a
part of the control system of the mechanism that works on SDPM. To implement this
project, the method of machine learning Random Forest Regression is chosen. The
implementation tool is the Python programming language with add-ins such as
NumPy, Pandas, Scikit-learn, Matplotlib, and Seaborn. A comparison of the machine
learning method and the means of implementation with analogues is also performed.
Because of this project, a study of data from the SDPM sensory data set is conducted,
the predicted feature, which was the temperature of the stator winding, is determined,
and this feature was predicted. After analysing the obtained forecasting results, we
can conclude that the purpose and main objectives of this work are achieved and the
trained model can be used to accurately estimate and predict the stator and rotor
temperatures of a synchronous motor on permanent magnets.
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  </body>
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