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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards Accessible Abstractive Text Summarization</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Tatiana Vodolazova</string-name>
          <email>tvodolazova@dlsi.ua.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Departamento de Lenguajes y Sistemas Informa ́ticos Universidad de Alicante</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <fpage>63</fpage>
      <lpage>68</lpage>
      <abstract>
        <p>In Natural Language Processing, text summarization and text simplification are the two areas that improve information access for the user. This PhD research project investigates the possibility of integrating text simplification into the abstractive text summarization framework for the purpose of adapting generated summaries to user language proficiency and cognitive ability.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The right to information is defined as a
basic human right by UNESCO1, but in the age
of data overload accessing the required
information is not a straightforward task. The
amount of data and their semantic and
syntactic complexity require the development of
automatic methods capable of representing
information in both a compact and
comprehensible way. Within the field of natural
language processing (NLP), text summarization
and text simplification are the two areas of
text-to-text generation that can tackle this
task.</p>
      <p>
        Text simplification aims to transform
complex text into a more comprehensible
version while preserving its underlying meaning.
The main tasks in text simplification include
readability assessment, lexical and syntactic
simplification
        <xref ref-type="bibr" rid="ref13">(Saggion, 2017)</xref>
        . They
encompass a broad range of techniques from
designing readability formulas to developing
complex word substitution and sentence
simplification algorithms.
      </p>
      <p>
        The main goal of text summarization is to
generate a shorter version of the original data
while preserving its main concepts,
cohe1https://en.unesco.org/themes/accessinformation
sion and grammatical accuracy
        <xref ref-type="bibr" rid="ref6">(Gupta and
Gupta, 2018)</xref>
        . Text summarization is
classified into extractive and abstractive.
Extractive approaches produce summaries through
selection and concatenation of original text
segments. These approaches reveal a number
of weaknesses that include:
• concatenation of non-adjacent text
segments increases the risk of “dangling
anaphora” (i.e. pronouns without
referents or with the incorrect ones) and
misleading temporal expressions
        <xref ref-type="bibr" rid="ref15 ref16 ref5">(Steinberger et al., 2007; Smith, Danielsson,
and J¨onsson, 2012)</xref>
        ;
• tendency to include lengthy sentences
that, apart from the essential
information, carry irrelevant text segments
        <xref ref-type="bibr" rid="ref11">(McKeown et al., 2005)</xref>
        ;
• highly incoherent summaries that fail to
convey the gist, especially in the case
of concatenating non-adjacent text
segments in documents with a high degree
of polarized opinions
        <xref ref-type="bibr" rid="ref1">(Cheung, 2008)</xref>
        ;
• information representation is identical to
the original text. In the worst case
scenario, where essential knowledge is
scattered across all text segments, the
generated summary would contain all the
original text segments.
      </p>
      <p>These deficiencies hinder the extraction
of the key concepts and, at the same time,
they affect readability of generated
summaries making them less comprehensible.</p>
      <p>
        In recent years, interest in text
summarization has switched towards abstractive
approaches
        <xref ref-type="bibr" rid="ref6">(Gupta and Gupta, 2018)</xref>
        . Unlike
extractive summarization, abstractive
summarization methods aim to generate partially
or completely novel text segments.
Abstractive text summarization methods that
involve natural language generation tools, such
as sentence realizers, can generate sentences
with resolved agreements
        <xref ref-type="bibr" rid="ref15 ref5">(Genest and
Lapalme, 2012)</xref>
        . As an input, a sentence realizer
requires base forms of words and a sentence
structure in terms of syntactic constituents.
Control over sentence realization addresses
the limitations faced by the extractive
approach, such that anaphoric expressions and
relative information importance are usually
resolved on the representation level, while
sentence length depends on the chosen
sentence structure.
      </p>
      <p>Both text summarization and text
simplification are designed to improve
information accessibility, but from different
perspectives: summarization reduces text volume to
the key concepts and simplification makes it
more comprehensible.</p>
      <p>This PhD research project explores the
possibility of integrating text simplification
within the framework of abstractive text
summarization in order to generate
summaries adapted to user language proficiency,
knowledge and cognitive ability. This
proposal is designed around the hypothesis that
abstractive paradigm provides deep control
of summarization process that enables the
required flexibility to incorporate simplification
techniques of both a syntactic and lexical
nature. The focus is on examining, applying
and analyzing the impact of different
techniques and approaches in order to detect the
most auspicious ones. Through their
optimal combination, the objective is to develop
an accessible abstractive text summarization
approach.</p>
      <p>
        One of the possible research scenarios
focuses on second language (L2) learners who
will benefit from the proposed summarization
approach. Since the implementation of
Common European Framework of Reference for
Languages (CEFR) grading scale
        <xref ref-type="bibr" rid="ref2">(Council of
Europe, 2001)</xref>
        , all texts for L2 learners are
graded according to these proficiency
guidelines. These texts are written in a clear style
and include main communication concepts as
well as only the necessary linguistic features
corresponding to each linguistic level. They
offer a perfect environment for experiments
with readability assessment and text
summarization.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Background and Related Work</title>
      <p>
        Due to the exponential growth of textual
data on the web, manual filtering and
extraction of necessary information is a
tedious and time-consuming task. The first
attempt to tackle this task occurred in the
mid-twentieth century, when
        <xref ref-type="bibr" rid="ref10">Luhn (1958)</xref>
        designed the first extractive approach to text
summarization. Since then, this area of NLP
has been extensively researched, exploiting a
wide range of both extractive and abstractive
techniques
        <xref ref-type="bibr" rid="ref3 ref6">(Gupta and Gupta, 2018;
Gambhir and Gupta, 2017)</xref>
        .
      </p>
      <p>
        Automatic text simplification, on the
other hand, has become an established NLP
field only recently. It was designed
originally to solve the problem of reduced
literacy, but has been also shown to benefit
L2 learners, children, people with limited
domain knowledge and with cognitive
difficulties, such as dyslexia or aphasia
        <xref ref-type="bibr" rid="ref14">(Siddharthan, 2014)</xref>
        . Text simplification
involves a number of transformations that
include sentence split, sentence deletion,
insertion, reordering and substitution among
others
        <xref ref-type="bibr" rid="ref13">(Saggion, 2017)</xref>
        .
      </p>
      <p>
        To the best of our knowledge there have
been very few studies, all conducted by the
same authors, that aim to generate accessible
summaries through integration of text
simplification into summarization process. These
authors designed an extractive
summarization approach based on a differential
evolution algorithm
        <xref ref-type="bibr" rid="ref12">(Nandhini and Balasundaram,
2014)</xref>
        . Their method represents each
sentence as a set of 4 informativeness features
(sentence position, title similarity, etc.) and
5 readability features (word length, sentence
length, etc.). Summarization is considered as
an optimization problem that aims to
maximize both the informativeness and the
readability scores. However, their approach is
based on the extractive summarization
techniques and doesn’t involve any simplification.
At the same time their set of readability
features is small.
      </p>
    </sec>
    <sec id="sec-3">
      <title>Main Hypothesis and</title>
    </sec>
    <sec id="sec-4">
      <title>Objectives</title>
      <p>This PhD research project explores the
possibility of integrating text simplification into
the framework of abstractive text
summarization in order to generate summaries
adapted to user language proficiency, domain
knowledge and cognitive ability. It is based
on the hypothesis that natural language
generation plays a key role for this integration by
providing access to and manipulation of both
deep semantic and syntactic data structure.</p>
      <p>Evaluation of this hypothesis requires
research, analysis and development of
summarization, natural language generation,
simplification and readability assessment
techniques with their subsequent application to
generate accessible abstractive summaries.
To achieve this goal, the following
subobjectives are proposed:
• to conduct exhaustive research in text
summarization, language generation,
text simplification and readability
assessment tasks, analyzing current
approaches;
• to investigate, propose and analyze new
approaches for these tasks and for the
intelligent representation of extracted
information using techniques based on
NLP, focusing on syntactic and semantic
knowledge;
• to design the application of the proposed
approach for automatic summary
generation following an abstractive paradigm;
• to exhaustively evaluate both the
proposed approach and the produced
summaries. The evaluation will consist of
both intrinsic and extrinsic, quantitative
and qualitative techniques;
• to analyze possible extensions of the
proposed approach for other languages and
different user profiles; and,
• to draw conclusions and outline benefits
of this research together with a proposal
for future work.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Methodology and the proposed experiments</title>
      <p>Since this research encompasses a number of
NLP areas, designing an accurate set of
experiments requires a clear understanding of
where and how these areas interact. For this
purpose we need to identify the stages of the
process and define the workflow direction.
The approach proposed by this PhD research
project consists of 6 main stages, namely,
information extraction, storage, scoring, text
planning, adaptation and text generation.
Each of these stages poses a set of
corresponding questions that include some of the
following:
1. What features to identify in the process
of information extraction?
2. How to store extracted information?
3. How to rank each piece of coherent
information?
4. How to combine the selected pieces of
information?
5. How to assess readability and what kind
of simplification techniques to use?
6. How to generate text from the selected
information?</p>
      <p>Though defined as separate issues, all of
these questions are interrelated and cannot
be handled in a linear order. For example,
depending on the required level of
simplification a different piece of duplicated
information, based on its readability level, may be
selected during the text planning stage.
4.1</p>
      <sec id="sec-5-1">
        <title>Relevant Features</title>
        <p>
          The first set of experiments aims to identify
the key features that need to be extracted
from the raw text in order to benefit both
the process of text summarization and
simplification. In our initial research we analyzed
whether semantic information such as word
senses, anaphora resolution and textual
entailment improve informativeness of
extractive summaries
          <xref ref-type="bibr" rid="ref17">(Vodolazova et al., 2012)</xref>
          .
Experiments showed that the combination of
the 3 techniques outperforms the baseline
and some of the existing summarization
systems and, at the same time, it benefits the
summarization process more than each
technique individually.
        </p>
        <p>
          This analysis was followed by a closely
related experiment that considered whether
any type of text can equally benefit from
these techniques. The experiment setup
involved the evaluation of certain linguistic
properties of the original text related to
anaphora resolution and textual entailment
such as, proper noun, pronoun and noun
ratios, and how they affect informativeness
of extractive summaries
          <xref ref-type="bibr" rid="ref18 ref19">(Vodolazova et al.,
2013a)</xref>
          . As expected, the results showed that
high ratios of at least 2 of these
linguistic properties introduce a lot of ambiguity
and that the available tools could not handle
it. This decrease in the quality of generated
summaries emphasized the need for an
additional text analysis stage that would help to
identify the most favourable summarization
technique depending on the linguistic
properties of the original text.
        </p>
        <p>
          The informativeness of generated
summaries is not the only goal of our approach.
While semantic information, under certain
conditions, benefits the informativeness, it
may not necessarily benefit the
readability. An additional experiment studied how
the same semantic techniques within the
framework of extractive summarization
affected readability of the generated summaries
          <xref ref-type="bibr" rid="ref9">(Lloret et al., 2019)</xref>
          . It was shown that,
depending on the chosen readability
metric, evaluation of informativeness versus
readability can generate conflicting results. Out
of 8 tested readability metrics, the
extractive summarization approach that involves a
combination of word sense disambiguation,
anaphora resolution and textual entailment
scored best only on 3 of the metrics. At the
same time, the summarization approach that
is based on anaphora resolution and delivered
the worst ROUGE
          <xref ref-type="bibr" rid="ref7">(Lin, 2004)</xref>
          results scored
best on the other 3 readability metrics.
4.2
        </p>
      </sec>
      <sec id="sec-5-2">
        <title>Information Representation</title>
        <p>
          Both simplification and abstractive
summarization methods require a deep analysis of
original data to extract their semantic and
syntactic information. This information can
be manipulated to generate adapted
summaries while maintaining the original
meaning and correct grammar. In our initial
research within the framework of extractive
summarization we experimented with a
simplified abstract data representation in a form
of a bag of enriched words
          <xref ref-type="bibr" rid="ref18 ref19">(Vodolazova et al.,
2013b)</xref>
          . Each word was either an instance of
a function or of a content word, with the
latter carrying information about its word sense,
concept frequency, part of speech and others.
        </p>
        <p>
          However, for a fully abstractive
summarization approach that uses a sentence
realizer for text generation, this representation
lacks information about semantic roles, voice,
etc. This information will also be required
during the readability adjustment stage in
order to, for example, convert passive
constructions into active ones for the purpose of
syntactic simplification. In our first
approximation of an abstractive method we designed an
abstract representation based on the concept
of subject-verb-object triplets. We adapted
terminology proposed by
          <xref ref-type="bibr" rid="ref4">Genest and
Lapalme (2011)</xref>
          and referred to them as
information items (InIts). Each InIt represents
a piece of coherent information. This
representation was used to generate ultra-concise
summaries within an abstractive
summarization method that obtained better results in
terms of informativeness than other
summarization approaches. The next step would
include readability evaluation of summaries
generated from this abstract representation.
4.3
        </p>
      </sec>
      <sec id="sec-5-3">
        <title>Scoring</title>
        <p>
          The scoring stage may be considered as a
component of the actual summarization
process rather than of the preprocessing stage
described so far. The aim of the scoring
stage is to rank informativeness of InIts
with repect to the selected set of features.
Our experiments with extractive
summarization methods showed that scoring based on
concept frequency with resolved anaphoric
relations and disambiguated word senses
improves the informativeness of summaries
          <xref ref-type="bibr" rid="ref17">(Vodolazova et al., 2012)</xref>
          . Similarly, a
different experiment with an abstractive
summarization approach that scores InIts on
subject-verb-object and named entities
frequencies was shown to outperform other
summarization systems
          <xref ref-type="bibr" rid="ref8">(Lloret et al., 2015)</xref>
          .
        </p>
        <p>
          We plan to design the next set of
experiments for the scoring stage around the
combination of all features that we have tested.
Assigning weights to different features
according to their impact on informativeness and
readability may also benefit the
summarization process. Another extension to the
scoring stage may involve the integration of
readability either as a separate feature or,
following the example of
          <xref ref-type="bibr" rid="ref12">Nandhini and
Balasundaram (2014)</xref>
          , by combining it with the
informativeness features in a composite score.
4.4
        </p>
      </sec>
      <sec id="sec-5-4">
        <title>Text Planning</title>
        <p>Once the InIts have been scored, it may be
sufficient to generate a summary by selecting
the top ranked InIts individually and
converting each one to text until the required
summary size has been reached. In this case,
the present stage may be omitted. However,
mere scoring may be insufficient to produce
well-formed summaries. The text planning
stage raises a number of challenges that
require additional experiments, such as:
• Redundancy detection is the most
evident. Redundancy may be present both
in terms of identical (or semantically
very related) InIts and repeated
subjects in adjacent sentences;
• Context information, namely, whether
the method should select only the
highest ranked InIts or whether it should
include the InIt that precedes the
highest ranked ones in the original text; and,
• Compression rate considerations,
whereby for higher compression rates
(i.e. shorter summaries) it may be
beneficial to include more InIts by
reducing noun phrases to their head
nouns.
4.5</p>
      </sec>
      <sec id="sec-5-5">
        <title>Readability Assessment</title>
        <p>Once provided with the simplification
requirement, the readability of each InIt needs
to be assessed. This may involve conversion
of passive constructions into active ones,
substitution of long and infrequent words with
their shorter and more frequent counterparts.</p>
        <p>
          The exact simplification techniques that
may be involved at this stage will be governed
by the simplification requirements. The
readability metrics that we used in our initial
research are of a general nature and all belong
to the same family of superficial length-based
metrics
          <xref ref-type="bibr" rid="ref9">(Lloret et al., 2019)</xref>
          . They neither
reflect syntactic nor lexical complexity.
Future experiments in the field of readability
assessment will include an in-depth research
of readability metrics and corresponding
simplification techniques for each of the possible
target groups, including (but not limited to)
L2 learners.
4.6
        </p>
      </sec>
      <sec id="sec-5-6">
        <title>Text Generation</title>
        <p>
          The final stage of our proposal uses a text
realizer to generate sentences from the selected
InIts. To evaluate the quality of generated
sentences we conducted some initial
experiments with our first approximation to
abstractive summarization. The results showed
a decrease in the informativeness of generated
summaries when compared to the original
sentences
          <xref ref-type="bibr" rid="ref8">(Lloret et al., 2015)</xref>
          . However, this
method outperformed some other
summarization approaches. We will repeat this
experiment once all the aforementioned stages
are fully developed and integrated with
redundancy detection, anaphora resolution, as
well the other open issues previously
mentioned.
5
        </p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Issues to Discuss</title>
      <p>This paper describes a research proposal that
focuses on examining how text
summarization and text simplification can be
combined in order to make information
accessible through adaptation of summaries to the
users with different language proficiency
levels and cognitive abilities. The outlined
approach raises the following issues for
discussion:
• A general structure of the approach
describing the stages involved and the
workflow has been defined. Each stage
will trigger a series of experiments in
order to analyze and determine its most
auspicious implementation. However, is
it the optimal combination of stages?
Does each stage meet its objective or
should it integrate additional functions?
• If we had to choose between syntactic
and lexical simplification of summaries,
which would be the most appropriate for
the L2 learners target group?
• What semantic readability metrics
would be the most representative of the
target group and what source can be
used to gauge their distribution across
different levels?</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>This research work has been partially
funded by the University of Alicante
(Spain), Generalitat Valenciana and
the Spanish Government through the
projects SIIA (PROMETEU/2018/089),
LIVING-LANG (RTI2018-094653-B-C22),
INTEGER:(RTI2018-094649-B-I00) and Red
iGLN (TIN2017-90773-REDT).</p>
    </sec>
  </body>
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