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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A formation of the heat pump mathematical models</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>A Y Marinchenko</string-name>
          <email>marinchenko@isem.irk.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>A V Edelev</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Melentiev Energy Systems Institute of Siberian Branch of SB RAS</institution>
          ,
          <addr-line>Lermontov St. 130, Irkutsk, Russia, 664033</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>The paper addresses the mathematical modeling heat pump main elements and heat pump based heat supply systems. It is used in the calculating expected heat supply costs on the basis of a heat supply system functioning simulation. Using these models, the current state of the heat pump NT-60-1 located in the Baikal Museum of the Scientific Center of the Siberian Branch of the Russian Academy of Sciences in Listvyanka was analyzed. Recommendations on improving the heat pump efficiency are given.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>The existing Russian district heat supply systems use the thermal power plants that produce combined
heat and electricity as heat sources. The boiler houses of various types are heat sources in other heat
supply systems.</p>
      <sec id="sec-1-1">
        <title>One of the ways to increase the energy efficiency of district heating systems is to use a heat pump (HP) technology, which pick over heat from surface or underground water, industrial or domestic waste water, etc., and transfer it to the consumer with consuming a certain quantity of electricity. The fuel consumption to produce the same heat amount by the HP is lower than by the boiler house.</title>
        <p>Installing heat pump units in the existing boiler houses burning coal and fuel oil and located within
areas with increased environmental requirements (Lake Baikal zone, etc.) will greatly reduce the fuel
consumption. It results in the significant improvement of the environmental situation in a region.</p>
        <p>The most promising load for the HP is heating and hot water production. The heat is released in the
form of hot water with the relatively low temperature (according to the temperature plan 95/70°C or
lower). Under these conditions the HP provides significant fuel savings. However, the heat load
depends on the outdoor temperature and varies significantly during day and according to the seasons
of the year. Possible random deviations of various kinds lead to the necessity of using variable HP
operation modes, redundancy and covering peak loads by other usually less capital-intensive heat
sources.</p>
        <p>Significant opportunities to improve the efficiency of a HP based heat supply system are also
available due to the optimization of equipment size and its operation.</p>
        <p>This work addresses the formation of mathematical models of the HP main elements and heat
supply systems based on HP to use them in the calculating the expected heat supply system costs on
the basis of the heat supply system functioning simulation.</p>
      </sec>
      <sec id="sec-1-2">
        <title>The rest of the paper is structured as follows. Section 2 and 3 give a brief overview of the use of the</title>
      </sec>
      <sec id="sec-1-3">
        <title>HP in heat supply systems and related work, respectively. Section 4 presents a framework for</title>
        <p>mathematical modeling HP main elements. Section 5 describes testing proposed mathematical models.</p>
      </sec>
      <sec id="sec-1-4">
        <title>Section 6 concludes the paper.</title>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. The use of heat pumps in heat supply systems</title>
      <p>The HP is a device that uses the phase transitions of the working fluid (evaporation and condensation)
to pick up energy from a low potential source (evaporation) and transfer it to a consumer with high
temperature (condensation). The theoretical foundation of this process was presented in 1824 by S.
Carnot. And in 1852 W. Thompson (Lord Kelvin) created the first working HP.</p>
      <p>A diagram of a heat supply system based on the HP is shown in Figure 1.</p>
      <p>1
5
9</p>
      <p>7
4
2
8
6
3
The principles of operation of the heat supply system in Figure 1 are as follows:
1. In heat exchanger 2 or evaporator thermal energy from an external heat source is transferred to
the HP working fluid known as a refrigerant.</p>
      <p>2. The refrigerant evaporates and moves to the compressor 3, which compresses it to a certain
value. The refrigerant temperature, pressure, and enthalpy increase.</p>
      <p>3. The compressed refrigerant moves through a heat exchanger 4 (condenser), in which the
refrigerant condenses and transfers heat to water in a consumer’s side system.</p>
      <p>4. The refrigerant enters a throttle valve 5, which reduces the refrigerant pressure, and then it
moves to the evaporator 2.</p>
      <p>5. After the condenser 4 water in a consumer’s side system flows to heating devices 8. If it is
necessary, the electric boiler 6 heats water up to the required temperature.</p>
      <p>As noted above, it is possible to increase the efficiency of the HP based heat supply systems
optimizing their design and operation. This optimization can be carried out on the basis of the
methodology for calculating the expected heating costs based on the heat supply system functioning
simulation.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Related work</title>
      <p>
        Significant economic and environmental advantages make the HP a promising technology in the field
of heat supply for most regions and countries of the world. A number of various heat pumps types
units are operating in many countries now [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1-4</xref>
        ]. Their number is increasing every year. The total
number of installed HP units in the world exceeds 100 million. Many countries provide substantial
support to households that use heat pumps through national energy conservation programs. It should
be noted that the majority (about 68%) of new HP units have the capacity of up to 15 kW that
corresponds to the heat requirements of a separate house with the heated living area of 140 m2. At the
same time, there are quite big heat pumps units. Existing centralized district heat supply systems
which use boiler houses as a heat source can be upgraded with combined installations, including the
HP.
      </p>
      <sec id="sec-3-1">
        <title>A significant amount of work has been devoted to the methods of mathematical modeling and</title>
        <p>
          optimization of various HP types and heat-producing plants based on them [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5 ref6 ref7">1-7</xref>
          ]. Usually
mathematical modeling is used to study of thermodynamic cycles [
          <xref ref-type="bibr" rid="ref10 ref11 ref3 ref8 ref9">3, 8-11</xref>
          ], determine the best
working fluids for the HP [
          <xref ref-type="bibr" rid="ref14 ref15 ref16">14-17</xref>
          ], increase the thermodynamic [
          <xref ref-type="bibr" rid="ref10 ref16 ref5 ref7 ref8 ref9">5, 7-10, 16-19</xref>
          ] and economic
efficiency of HP units [
          <xref ref-type="bibr" rid="ref11 ref6 ref7">6, 7, 11, 19-22</xref>
          ].
        </p>
        <p>The specificity of our study is that the developed HP models will be used to investigate the
application of environmental technologies in the Baikal natural territory infrastructure.
4. Mathematical models of the HP elements
One of the main HP elements is a compressor, in which the process of compression of the working
fluid occurs. In the design calculation of the compressor, the input flow rate, pressure and enthalpy of
the working fluid, and its output pressure are known. The output enthalpy of the working fluid and
maximum mechanical capacity of the compressor are calculated.</p>
        <p>The mathematical representation of the compression process of the working fluid is described by
the following dependencies:</p>
        <p>S1  fspiP1, H 1 ,
Had A  fipsP2, S1,
H 2  H 1  H 1  Had A  ots ,</p>
        <p>N  G  H 1  H 2  m ,
where S is entropy; N is capacity; ots is internal relative efficiency of the compressor;  m is
mechanical efficiency of the compressor; Had is enthalpy of the working fluid at the end of the ideal
(adiabatic) process of compression to the outlet pressure, Р is the pressure; G is the flow rate; Н is
enthalpy of the working fluid. Hereinafter, superscript 1 marks input parameters, and 2 marks output
parameters.</p>
      </sec>
      <sec id="sec-3-2">
        <title>The HP condenser is to transfer heat from the working fluid to water in the consumer’s side system.</title>
      </sec>
      <sec id="sec-3-3">
        <title>In this case, the working fluid converts from a vaporous state to a liquid state, i.e., it condenses. In the</title>
        <p>condenser a shell and tube construction is most often used. In this case, the heated water is passed
inside the pipes, and the working fluid is condensed on the outside of pipes in the inter-tube space.</p>
      </sec>
      <sec id="sec-3-4">
        <title>The system of equations describing the operation of the HP condenser includes the following</title>
        <p>dependencies:
 heat balance equation</p>
        <p>Gw  Hw2  H w1  ut  G1p  H 1p  H p2 ,


equation of material balance
heat transfer equation
F  Gw  H w2  H w1   s ,
(1)
(2)
(3)
(4)
(5)
(6)
(7)
where G is flow rate, H is enthalpy, ut is heat exchanger heat utilization coefficient, F is heating
surface area, Tlog is logarithmic temperature head,  s is heat exchanger safety factor on the heating
surface, K is heat transfer coefficient. Hereinafter, subscripts “p” and “w” denote the parameters
related to the HP working fluid and water, respectively.</p>
      </sec>
      <sec id="sec-3-5">
        <title>Dependencies for determining the logarithmic temperature head are</title>
        <p>where Tsat is saturation temperature at an average pressure of the working fluid in the heat exchanger;
Tk is end temperature pressure (at the outlet of water from the heater).</p>
        <p>The relationship between the enthalpy of water and temperature is
Dependence for determining the heat transfer coefficient is</p>
        <p>H w2  fipt Pw2 ,Tw2 .</p>
        <p>K 
where D1 and D2 are the outer and inner diameters of the pipes, respectively,  1 is the heat transfer
coefficient from the working fluid to the pipe,  2 is the heat transfer coefficient from the pipe to
water,  m
determined by the procedure described in [23] for the liquid condensation.</p>
        <p>is the thermal conductivity of the pipe metal. The heat transfer coefficient  1 is
Dependencies for determining the hydraulic resistance of a condenser along the path of the working
fluid and water are
where g is the acceleration of gravity, W is the speed of water or steam, and V is the specific volume.</p>
        <p>The coefficients of hydraulic friction and local losses  n ,  n ,  t ,  mt for water inside the pipes
tp m tp
and for washing the pipe bundle are calculated in accordance with the standard calculation method:</p>
        <p>Pw2  Pw1 
Pp2  Pp1  0,33
 ttp  mt  W cp 2</p>
        <p>w
2  g Vwcp</p>
        <p>,
 tnp  mn  W 1 2</p>
        <p>p
2  g Vp1
Ztp </p>
        <p>Gw1 Vwch
4  Wwch  D 2 ,
2
,
,
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
Zrow </p>
        <p>Ltp 
where Ztp is number of pipes connected in parallel; Ltp is average length of one pipe; Zrow is number
of rows of pipes along the steam flow; S1 is transverse (along the working body) pipe pitch.</p>
        <p>The initial data for the modeling condenser are the flow rate, enthalpy and pressure of the heated
water at the inlet, the pressure and enthalpy of the working fluid, the speeds of the working fluid and
water, the inner and outer diameters of the pipes, and their transverse steps. The flow rate of the
working fluid, the enthalpy and pressure of the water at the outlet, the enthalpy and pressure of the
working fluid at the outlet, the surface area of the heating, the number of pipes, the number of rows of
pipes along the working fluid, etc., are determined.</p>
        <p>The HP evaporator is to take heat from a low-temperature heat source at low temperature and
transfer it to the working fluid; while the working fluid converts from the liquid phase to the gaseous
one.</p>
        <p>The system of equations describing the heat transfer process in the evaporator is:
 heat balance equation</p>
        <p>Gw  H w1  H w2  ut  G1p  H p2  H 1p  ,


material balance equation
heat transfer equation
F  Gw  H w1  H w2   з .
Dependencies for determining the logarithmic temperature pressure are
Tw1  Tsat  Tw2  Tsat  .</p>
        <p>ln Tw1  Tsat </p>
        <p>
 Tw2  Tsat </p>
        <p>Dependencies for determining the heat transfer coefficient, the hydraulic resistance of the
evaporator along the path of the working fluid and water, its design and layout characteristics are
similar to the dependences (14)-(18) used in the modeling the condenser. The heat transfer coefficient
 1 is determined by the method described in [23] for the bubble boiling process.</p>
        <p>The initial data for the modeling evaporator are the enthalpy and pressure of the heated water at the
inlet, the flow rate, the pressure and enthalpy of the working fluid, the speeds of the working fluid and
water, the inner and outer diameters of the pipes, and their transverse steps. The water flow rate,
enthalpy and pressure of the water at the outlet, the enthalpy of the working fluid at the outlet, the
surface area of the heating, the number of pipes, the number of rows of pipes along the working fluid,
etc. are determined.
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)</p>
        <p>To calculate the thermodynamic and transport properties of the HP working fluid there is an
approach that interpolates dependencies between given base (tabular) points at which the properties
are known. The data for Freon R134a (http://www.coolprop.org/fluid_properties/fluids/index.html)
were used as basic table values.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Testing mathematical models</title>
      <p>The developed mathematical model was used to analyse the current state of the HP NT-60-1 located in
the Baikal Museum of the Scientific Center of the Siberian Branch of the Russian Academy of
Sciences in Listvyanka and to develop recommendations for improving its efficiency. The source of
low-grade heat is the running water of the pools with a discharge temperature depending on the season
4 - 9 ºС and a flow rate of about 20 m³/h.</p>
      <p>A general view of the HP NT-60-1 is shown in Figure 2. The scheme of the heat supply system of
the Baikal Museum based on the NT-60-1 vapor compression HP is presented in Figure 3.</p>
      <p>The ozone-safe freon R-134a was used as the NT-60-1 working fluid, the HP scheme was
developed taking into account the specifics of working with low-temperature renewable sources and
provides higher conversion factors compared to traditional layout schemes. For this purpose an
evaporator with an in-line boiling of the refrigerant was used, it is adapted for working conditions in
cold Baikal water at low temperatures of the order of 2-4°C, and schemes for joint operation of the HP
with other heat sources, including electric boilers, were developed.</p>
      <p>In addition, while working on cold heat sources in order to increase the specific HP heat output, it
is planned to heat the low-grade heat carrier (Baikal water) in front of the evaporator due to the deep
cooling of the refrigerant condensate in the subcooler. In this case, all or part of water passes through
the supercooler 8. In the absence of the need for hot water supply, this operation scheme provides an
increase in the overall efficiency of the vapor compression HP by minimizing irreversible losses in the
throttle device.</p>
      <p>The estimated average annual HP coefficient of performance, which determines the ratio of heat
generated to energy consumption of the compressor drive, was about 3.5. During the heating period
the HP provides heating of water up to 60 ºС on the working fluid R-134a, which corresponds to the
HP design specifications. The HP was also worked together with the electric boiler, previously used in
the museum's heating center for heating. The implementation of the scheme of their joint application
for heat supply where the HP works on the base load and of electric works only on peak load, reduces
the total heating energy consumption by 2–3 times.</p>
      <p>Table 1 presents the nominal parameters of the HP NT-60-1 obtained from the operation manual.
Table 2 presents the calculated HP parameters obtained using the mathematical model of the HP at the
initial nominal parameters. As one can see from Table 2, the power consumption of the compressor of
the HP is 24.9 kW at nominal temperatures at the outlet of the condenser and evaporator.</p>
      <sec id="sec-4-1">
        <title>Maximum power consumption</title>
      </sec>
      <sec id="sec-4-2">
        <title>Nominal flow rate per condenser</title>
      </sec>
      <sec id="sec-4-3">
        <title>Nominal evaporator water consumption</title>
      </sec>
      <sec id="sec-4-4">
        <title>Nominal water temperature at the condenser outlet</title>
        <p>The main recommendation drown from the results of the experimental analysis is to increase the
flow rate of low-grade water through the evaporator to nominal values. This will bring the parameters
of NT-60-1 to ones given in the passport and significantly increase the efficiency of the HP. A
decrease in the temperature at the inlet of the condenser to 30-35°C and at the output of the condenser</p>
      </sec>
      <sec id="sec-4-5">
        <title>Power consumption</title>
      </sec>
      <sec id="sec-4-6">
        <title>Condenser water flow</title>
      </sec>
      <sec id="sec-4-7">
        <title>Evaporator water consumption</title>
      </sec>
      <sec id="sec-4-8">
        <title>Condenser inlet water temperature</title>
      </sec>
      <sec id="sec-4-9">
        <title>Condenser outlet water temperature</title>
      </sec>
      <sec id="sec-4-10">
        <title>Evaporator inlet water temperature</title>
      </sec>
      <sec id="sec-4-11">
        <title>Evaporator outlet water temperature</title>
      </sec>
      <sec id="sec-4-12">
        <title>Coefficient of performance</title>
      </sec>
      <sec id="sec-4-13">
        <title>Power consumption</title>
      </sec>
      <sec id="sec-4-14">
        <title>Condenser water flow</title>
      </sec>
      <sec id="sec-4-15">
        <title>Evaporator water consumption</title>
      </sec>
      <sec id="sec-4-16">
        <title>Condenser inlet water temperature</title>
      </sec>
      <sec id="sec-4-17">
        <title>Condenser outlet water temperature</title>
      </sec>
      <sec id="sec-4-18">
        <title>Evaporator inlet water temperature</title>
      </sec>
      <sec id="sec-4-19">
        <title>Evaporator outlet water temperature</title>
      </sec>
      <sec id="sec-4-20">
        <title>Coefficient of performance</title>
        <p>Table 4 presents the NT-60-1 parameters calculated under the same conditions as in Table 3, except
for the return water temperature, which was adopted at 42°C (7°C lower than before). As one can see
from Table 4, it is allowed for almost the same electricity consumption value to double the efficiency
of the NT-60-1 (coefficient of performance is 2.7)
to 500С will also have a positive effect, which will lead to a decrease in the compressor energy
consumption without reducing the thermal efficiency of the HP.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>6. Conclusions</title>
      <p>In the paper, we focused on the problem of the HP use study. It is a relevant problem. This is due to
significant economic and environmental advantages the HP use.</p>
      <p>To this end, we have proposed the specialized mathematical models for modeling and studying the
operation efficiency of HP under its practical use. Based on the experimental analysis, we have formed
useful recommendations related to improving the functioning of this HP.</p>
      <p>Our future work related to applying the proposed models in calculating the expected heat supply
system costs.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The study is supported by the Russian Foundation of Basic Research and Government of Irkutsk
Region, project no. 20-47-380002. We sincerely thank the director, scientific leader, management, and
employees of the Baikal Museum for advising and expert supporting in our study.
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