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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Neural-network Method for Determining Text Author's Sentiment to an Aspect Specified by the Named Entity</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Aleksandr Naumov</string-name>
          <email>Naumov-AV@nrcki.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roman Rybka</string-name>
          <email>Rybka_RB@nrcki.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexander Sboev</string-name>
          <email>Sboev_AG@nrcki.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anton Selivanov</string-name>
          <email>Selivanov_AA@nrcki.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Artem Gryaznov</string-name>
          <email>Gryaznov_AV@nrcki.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>MEPhI National Research Nuclear University</institution>
          ,
          <addr-line>Moscow</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National Research Centre ”Kurchatov Institute“</institution>
          ,
          <addr-line>Moscow</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This study presents the approach to aspect-based sentiment analysis where a named entity of a certain category is considered as an aspect. Such task formulation is a novelty and opens up the opportunity to determine writers' attitudes to organizations and people considered in texts. This task required a dataset of Russian-language sentences where sentiment with respect to certain named entities would be labeled, which we collected using a crowdsourcing platform. Sentiment determination is based on a deep neural network with attention mechanism and ELMo language model for word vector representation. The proposed model is validated on available data on a similar task. The resulting performance (by the f1micro metric) on the collected dataset is 0.72, which is the new state of the art for the Russian language.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;text analysis</kwd>
        <kwd>natural language processing</kwd>
        <kwd>aspect based sentiment analysis</kwd>
        <kwd>neural networks</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>A relevant part of social monitoring is determining the sentiment of a text so as to identify its
attitude to significant social events (aspects). Frequently, even one sentence contains several
sentiment evaluations concerning various aspects of the text. For example, in the sentence:
“Alex is an excellent worker, but the company Foo LLC, in which he works, poorly manages
its staf”, there are two named entities mentioned in diferent sentiment. The entity “Alex”, of
the category “Person”, is used in positive sentiment, and the other entity “Foo LLC”, of the
category “Organization”, in a negative one. This research proposes an approach to aspect-based
sentiment determination in text with named entity pre-assigned as an aspect. Such task
formulation is novel and opens up the opportunity to determine authors’ attitudes to organizations
and people considered in texts, which could be useful for social and political analysis.</p>
      <p>
        There are several datasets in diferent languages available for aspect-based sentiment
analysis task, including SemEval 2015 competition dataset [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], containing 830 reviews on three topics
(laptops, restaurants, hotels) in English; SemEval 2016 [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], an extension of the previous one,
containing more than 47000 sentences from reviews on seven topics (restaurants, laptops,
mobile phones, telecommunications, digital cameras, hotels, museums) in eight languages, and in
addition to those reviews, about 23000 more texts in six languages on three topics. The existing
datasets in Russian language are the ones from the SentiRuEval competitions of years 2015 [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]
and 2016 [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The first one contains 822 reviews of cars and restaurants and Twitter messages
(23600 "tweets"). Overall, existing datasets are collected for specific topics and include aspect
sets for some particular domains.
      </p>
      <p>
        This research is based on a specially created dataset containing sentences with aspect-based
sentiment labels. Crowdsourcing was used to extend the number of annotators, their markup
was validated with a special procedure to provide annotation quality (see sec. 2). Analysis
of the related works of the last few years [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5, 6, 7</xref>
        ] shows that algorithms based on complex
topologies (including convolution, recurrent layers, attention mechanism) of deep learning
models have a significant advantage over methods based on dictionaries, rules, and traditional
machine learning methods. Therefore, this research uses neural network components in the
solution development (see sec. 3). Results visualization uses Sankey diagrams, allowing to
compare sentiment classes distribution over diferent named entities and various text sources
(see sec. 5).
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Dataset</title>
      <sec id="sec-2-1">
        <title>2.1. Annotating Process</title>
        <p>
          There are currently no datasets in Russian for setting up tools for solving problems of aspect
analysis when the aspect is a named entity, so one has been gathered and annotated. For
the formation of the corpus, we collected sentences in Russian from several sources: posts
of the LiveJournal social network [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], texts of the online news agency Lenta.ru1 and Twitter
microblog posts [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. A crowdsourcing platform2 was used to annotate the sentences. Only
Russian-speaking users of the 30% of the best performers among all active users of the
platform by internal rating and over 18 years old were allowed into the annotation process. Before
a platform user became an annotator, they underwent a training task, after which they were
to mark 25 test samples, with more than 80% agreement with the annotation that we had
performed ourselves. Upon successful completion of the training task, the user was allowed to
complete the main tasks, consisting of 10 sentences for annotation, one of which was a control
one that we had labeled. For this additional control we labeled 200 sentences. If the accuracy of
an annotator during the annotation process became less than 70% (including test and control
samples), or if the percentage of correct answers to them was less than 66% over the last six
control samples, then such annotator was blocked. A check was also performed on the
number of consecutive identical labels and the time used for annotating the task. If the task was
annotated too quickly (less than 30 seconds) or if there were many identical labels (more than
eight), then such tasks were checked manually and removed from the sample if unfair labels
1https://github.com/yutkin/Lenta.Ru-News-Dataset
2https://toloka.yandex.ru/
were detected. Thus, each sentence was annotated at least three times.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Aspect-Based Sentiment Annotation</title>
        <p>
          Generally, sentences do not always contain sentiment estimations and named entities. Thus,
a preliminary selection of sentences for the subsequent annotation process is carried out. The
selection criterion is the presence in the sentence of a named entity and one word from the
sentiment words list. Named entities were extracted using a neural network model from the
DeepPavlov library3, which is a State-of-the-art solution for the Russian language with an
accuracy of 98.1% (f1-score metric * 100% ) obtained on the Collection3 dataset [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. For filtering
a sentence, we formed a list of sentiment words that based on dictionaries of opinionated words
from domain-oriented Russian sentiment vocabularies of RuSentiLex [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. About two thousand
words were manually selected for positive sentiment, including: “joy”, “pleasure”, “cheerful”,
etc.; and for a negative - about six thousand words, including: “enmity”, “ailment”, “grieve”,
etc.
        </p>
        <p>The annotators were asked to determine in what sentiment the author uses the named entity
in the selected sentences (the classes of sentiment were “Positive”, “Neutral” and “Negative”).
The sentence could not be marked with multiple tags. If the annotator was unable to
unambiguously determine the sentiment class of the selected aspect, then that example was marked
with the label “I find it dificult to determine” and, in the absence of other annotations, was
not included in the resulting dataset. If a selected aspect was erroneously defined by a named
entity, then such an example was marked as a “Wrong aspect” and was also not included in the
ifnal dataset. The final label for the sentence was selected on the basis of the aggregation of
annotators labels by majority voting.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Summary of The Dataset</title>
        <p>The aspect-based sentiment dataset contains 5552 unique sentences (1992 from Twitter, 2050
from the news site “Lenta.ru”, 1500 from the blog platform “Livejournal”). The resulting
number of sentences for every presented sentiment label, as well as the number of unique named
entities, are presented in Table 1.
ber of answers for the selected sentiment label to the number of all answers for all entities.
The agreement value was 0.84. The most similar datasets to the one collected from the point of
aspect-based sentiment annotation for the Russian language are the datasets from
SentiRuEval 2015-2016 competitions. However, the 2015 dataset contains 822 reviews (17000 particular
entities) on two pre-defined topics (restaurants and cars) labeled with four sentiment classes
(positive, negative, neutral, mixed). The 2016 dataset is more representative (approx. 23600
labeled entities), it contains labeling for pre-defined aspect list, which are possible not to be
presented in sentence text. Therefore, the collected dataset is a significant extension of data
available for sentiment analysis of Russian-language texts.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Method for Aspect-Based Sentiment Analysis</title>
      <p>
        The proposed method is based on deep neural network with attention (IAN) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], which solves
a classification task. The architecture of the model consists of two parts: one processes the
context for the target aspect, the other processes the words of the aspect itself. In our model,
the context 1 is all the words of the sentence which contains a named entity, and the aspect 2
is the words that belong to the same named entity for which sentiment is determined.
      </p>
      <p>
        = [ 1,  2, ...,   ],
 = [  , ...,   ],
where  is the number of words in the sentence,  and  are the indices of the start and the
end of the named entity, respectively. At the first step, the sentence words are vectorized
using the bi-directional language model ELMo4 [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], so that the representation of a word is the
concatenation of representations from the hidden layers of the bidirectional language model.
      </p>
      <p>
        Then, the vectors corresponding to the words of the aspect [  , ...,   ] and context
[ 1 ,  2 , ...,   , ...,   , ...,   ] are selected. The resulting word embeddings of the
aspect and context we feed into a recurrent neural network based on LSTM layers [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] to
extract their internal states (“aspect representation” and “context representation”, respectively).
After that, their average vectors are used to generate attention vectors. Next, the internal
representations of the aspect and context are combined into the “Final Representation” vector, and
the resulting vector is feed into a fully connected layer with the softmax activation function.
Such implementation of the attention mechanism allows the target aspect and context to
inlfuence the formation of their internal representations in an interactive mode. The scheme of
the proposed model architecture is presented in Fig. 1.
      </p>
      <p>We evaluate the proposed model in terms of F1-macro and F1-micro scores (see section 4.1).
(1)
(2)
4http://docs.deeppavlov.ai/en/master/features/pretrained_vectors.html#elmo</p>
    </sec>
    <sec id="sec-4">
      <title>4. Experiments</title>
      <sec id="sec-4-1">
        <title>4.1. Metrics</title>
        <p>To evaluate the performance of our models, we use the F1-measure metric as the evaluation
score, as in the SentiRuEval 2015-2016 competitions.
(3)
(4)
(5)
 

=   /(</p>
        <p>+   )
=   /(</p>
        <p>+   )
 1 −  = 2 ∗ (  ∗  )/(  +  )
where TP is the number of true positives, FP is the number of false positives, FN is the number
of false negatives.</p>
        <p>In this case, the score is calculated in two variations (F1-macro and F1-micro). For
macroaveraging the F1-measure calculation is averaged for each class separately, but for
microaveraging it is held for all examples together.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Experimental Results</title>
        <p>In the experiments to determine the sentiment for a specified named entity, the deep neural
network method proposed in this paper is validated on the original SentiRuEval-2015
competition dataset, and then trained and tested on the dataset collected in the current work.</p>
        <p>The SentiRuEval-2015 competition dataset was originally split by the competition organizers
into train and test set containing 5974 and 6615 samples respectively. Model training was based
on examples of three classes: positive, negative, and mixed.</p>
        <p>
          The best performance was achieved using the following hyperparameters for our model:
Batch size – 4, Dropout – 0.3 (we add a dropout layer right before the recurrent LSTM layer),
the number of neurons in the LSTM layers is 150, the learning rate is 0.01, the l2-regularization
value is 0.001, the loss function is cross entropy [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ].
        </p>
        <p>
          Table 2 presents the model performance in terms of F1-micro and F1-macro scores. As a
result, the method proposed in this work shows better accuracy compared to other solutions
from the SentiRuEval-2015 competition [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], where the best result was shown by the gradient
boosting model [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. In that work, the authors was given a feature vector formed for each
aspect using emotional lexicon compiled under some rather complex rules. These lexicons were
formed for a particular dataset in each domain area separately using rules written manually by
an expert.
        </p>
        <p>The dataset collected in the current study was split into training and testing sets as 80% and
20% samples, respectively. The training set included 1081 named entities with negative
sentiment, 1829 entities with a positive sentiment, and 2454 with neutral. The testing set included
460 positive entities, 267 negative entities, and 614 neutral entities. To evaluate the obtained
model results, experiments were conducted with baseline methods that solve the usual
problem of classifying sentences without paying any attention to the extracted named entity. These
methods are built both on the rules using the vocabulary of emotive vocabulary, and with a
classifier analyzing the entire sentence. To train such a classifier and select its
hyperparameters, the AutoML method based on the TPOT library is used [16]. Thus, for comparison are
used:
1.  : Random definition of a label for each aspect;
2.  : This classifier is based on the positive and negative sentiment word lists that
were in Section 2 used for pre-selecting sentences. The sentence is given a sentiment
label that belongs to the dictionary the largest number of words from which are present
in the sentence. If the number of words included in dictionaries of diferent sentiments
is the same, then the label of the most representative sentiment of the corpus is put, that
is, “positive” in this case. If the sentence doesn’t contain any words from the sentiment
lists, then the sentiment of the sentence is considered neutral.
3.    (  ): This classifier is based on the TPOT software library. The average vectors
of aspect words of the analyzed sentence obtained from the ELMo model are used as
input features. The type of classifier and its parameters were selected automatically by
the TPOT library.</p>
        <p>The performance of the model on the proposed dataset, in comparison with the baseline
methods, is presented in Table 3.</p>
        <p>Besides, we have analyzed the ability of the model to classify aspects that are not present in
the training set. The average performance across all sources has not changed. This confirms
the efectiveness of the proposed approach for working with other named entities.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Results Visualization</title>
      <p>In this section, we present an example of a visualization of the results of aspect-based sentiment
analysis. Experiments were conducted using Russian text corpus of the LiveJournal posts and
the SCTM-ru dataset [17], compiled from articles from the Russian Wikinews website. For
analysis, 47 news and 40 blog texts on the topic “cinema, oscar” was selected. These texts
contain the following keywords: “film”, “role”, “cinema”, “oscar” etc.</p>
      <p>Visualization of the results is carried out in the form of Sankey diagrams, which shows the
frequency of named entities contained in diferent sentiment contexts (see Fig. 2). The figure 2
shows that authors of news articles have a more positive point of view in their publications,
while LiveJournal posts authors often create negative context.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Future work</title>
      <p>The main issues requiring further research are:
1. Reproducibility of results for other languages. This task is complicated by the fact that
there are no labeled data sets where named entities are considered as aspects;
2. Verification and use of modern language models (for example BERT [18]), as well as other
implementations of attention mechanisms;
3. Besides, it is planned to further develop the collected dataset, both from the side of
increasing the number of examples and from the side of expanding sources and domain
areas, which will make it possible to better assess the universality of the developed method;
4. Establishing identity between diferent spellings of the same entities to more accurately
determine the integral assessment of their sentiment.</p>
    </sec>
    <sec id="sec-7">
      <title>7. Conclusion</title>
      <p>The paper presents a deep-neural-network-based method for aspect-based sentiment analysis,
where aspect is expressed by the named entity (organization or person), for textual data in
Russian.</p>
      <p>To solve the problem, a dataset of annotated sentences for several sources (blogs, microblogs,
and news) were collected. The collected dataset is available for researchers upon request with
https://sagteam.ru/en website. The developed method for building a dataset based on
crowdsourcing resources can be used to extend the dataset size and improve the performance of the
proposed classifier. Also, the proposed method can be used in other domain areas to create
labeled examples.</p>
      <p>Evaluation of the model both on the open dataset from SentiRuEval-2015 competition and on
the collected annotated corpus shows the eficiency of the developed solution. The resulting
performance is a baseline for this type of task in Russian and allows one to provide
aspectbased analysis with clear visualization of the results, an example of which is presented in the
paper.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgments</title>
      <p>The reported study was funded by an internal grant of the NRC "Kurchatov Institute" (Order No.
1359) and has been carried out using computing resources of the federal collective usage center
Complex for Simulation and Data Processing for Mega-science Facilities at NRC “Kurchatov
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      <p>Intellektual’nyye tekhnologii na transporte (2018).
[18] J. Devlin, M.-W. Chang, K. Lee, K. Toutanova, Bert: Pre-training of deep bidirectional
transformers for language understanding, arXiv preprint arXiv:1810.04805 (2018).</p>
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