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				<title level="a" type="main">Photo Privacy Detection based on Text Classification and Face Clustering</title>
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							<persName><forename type="first">Lyudmila</forename><surname>Kopeykina</surname></persName>
							<email>lnkopeykina@mail.ru</email>
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								<orgName type="institution">National Research University Higher School of Economics Nizhny Novgorod</orgName>
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									<country key="RU">Russia</country>
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							<persName><forename type="first">Andrey</forename><surname>Savchenko</surname></persName>
							<email>avsavchenko@hse.ru</email>
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								<orgName type="institution">National Research University Higher School of Economics Nizhny Novgorod</orgName>
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									<country key="RU">Russia</country>
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						<title level="a" type="main">Photo Privacy Detection based on Text Classification and Face Clustering</title>
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					<term>photo privacy detection</term>
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<div xmlns="http://www.tei-c.org/ns/1.0"><p>Nowadays, the photo privacy detection is becoming an acute task due to a wide spread of mobile devices with photos published on social networks. As a photo might contain private or sensitive data, there is an urgent need to accurately determine them and impose restrictions on their processing. In this paper we focus on the task of personal data detection in a photo gallery. A novel two-stage approach is proposed. At first, text of scanned documents is processed based on an EAST text detector, and extracted text is recognized using Tesseract and neural network classifier. At the second stage, face clustering is implemented for the remaining photos to identify large groups of people (friends, relatives) whose photos also refer to personal data and must be processed directly on a mobile device. The remaining images can be sent to a remote server for processing with higher accuracy. The experimental results of text recognition and face clustering methods using various convolutional networks for facial features extraction are presented.</p></div>
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<div xmlns="http://www.tei-c.org/ns/1.0"><head>I. INTRODUCTION</head><p>The photo gallery of a typical mobile device contains unique information about its user and reflects his or her preferences <ref type="bibr" target="#b0">[1]</ref>. As a result, image-processing methods can be applied to build visual recommender engines <ref type="bibr" target="#b1">[2]</ref>. Such deep learning-based methods usually require significant computing resources and should be implemented on a remote server with GPUs. However, there is an urgent need to restrict the processing of photos with some sensitive data in order to avoid the potential risk of inappropriate usage of private information.</p><p>The privacy detection on photos is a worth considering problem <ref type="bibr" target="#b2">[3,</ref><ref type="bibr" target="#b3">4]</ref> that has already reached a certain level of maturity <ref type="bibr" target="#b4">[5,</ref><ref type="bibr" target="#b5">6,</ref><ref type="bibr" target="#b6">7]</ref>. The demand for handling this issue is justified by the need to distinguish personal photos that cannot be transferred to the third parties in terms of privacy policy, and public information that can be sent to a remote server for further deep processing and analysis. Moreover, the separate processing of public and private photos improves the accuracy and computational efficiency of algorithms.</p><p>It is noticeable that the vast majority of private images mainly contain such characteristics like human faces, textual data (identification data and credit card numbers) and other general objects (private cars and buildings) <ref type="bibr" target="#b2">[3,</ref><ref type="bibr" target="#b7">8]</ref>. Therefore, this work proposes a unified approach for personal data detection in photo gallery using well-known methods of face classification <ref type="bibr" target="#b8">[9,</ref><ref type="bibr" target="#b9">10,</ref><ref type="bibr" target="#b10">11</ref>] and text recognition (optical character recognition, OCR) <ref type="bibr" target="#b11">[12,</ref><ref type="bibr" target="#b12">13]</ref>. In particular, to detect scanned personal documents, it is proposed to sequentially use the EAST text detector <ref type="bibr" target="#b13">[14]</ref>, the Tesseract OCR library <ref type="bibr" target="#b11">[12]</ref> and the neural network classification of recognized text on images. To detect personal photos containing faces of the user himself, his close friends and relatives, the well-known methods of face clustering <ref type="bibr" target="#b14">[15,</ref><ref type="bibr" target="#b15">16,</ref><ref type="bibr" target="#b16">17]</ref> are applied to face embeddings extracted with CNNs (convolutional neural networks) <ref type="bibr" target="#b1">[2,</ref><ref type="bibr" target="#b17">18]</ref>.</p><p>The rest of the paper is organized as follows: In Section II we describe the proposed approach in detail. Section III includes experimental study of privacy detection methods. Finally, in Section 4 the conclusion and future plans are discussed</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>II. MATERIALS AND METHODS</head><p>In this paper we concentrate on the following task. It is required to assign an image from photo album to one of two possible classes: private or public. The proposed approach is shown in Fig. <ref type="figure" target="#fig_1">1</ref>. Let us discuss the most important parts of this pipeline in the rest of this section.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Detection of Scanned Documents</head><p>As a part of scanned documents detection, it is proposed to consider various methods of text recognition. Firstly, image areas containing textual information are detected using the EAST algorithm <ref type="bibr" target="#b13">[14]</ref>. Further, Tesseract OCR in image_to_string mode with LSTM (Long-Short Term Memory) recursive model is used to recognize text in each detected area. The given approach is subsequently compared with a simplified text recognition method, in which the step of preliminary text detection by the EAST detector is omitted. Instead, Tesseract is used both in text recognition mode and in automatic page segmentation mode.</p><p>After that, to classify personal data in the extracted text, it is proposed to use a neural network, which is trained based on the input sequence of words recognized in the training set of scanned documents <ref type="bibr" target="#b12">[13]</ref>. One-hot encoding is used to represent the input data as a feature vector. To be more exact, a dictionary of the V most frequently used words in the training set is created, and each text is represented as a Vdimensional binary vector, where the v-th component of the vector is 1 only if the v-th word from the dictionary is presented in the input text ( so-called bag-of-words model) <ref type="bibr" target="#b18">[19,</ref><ref type="bibr" target="#b19">20]</ref>. To solve the binary classification problem, it is proposed to use a computationally efficient implementation of a fully connected neural network, which has already shown high performance in a similar problem of sentiment analysis <ref type="bibr" target="#b18">[19]</ref>. To train the above-mentioned network, we created a balanced corpus of 700 images <ref type="bibr" target="#b12">[13]</ref>. The positive class is presented by 350 images of driving license and medical insurance cards, passports and invoices from extension of the MIDV dataset <ref type="bibr" target="#b20">[21]</ref>, whereas negative class consists of photos from publicly available datasets for text classification tasks DIQA <ref type="bibr" target="#b21">[22]</ref> and Ghega <ref type="bibr" target="#b22">[23]</ref>. This approach is sometimes as accurate as more complex methods based on CNNs and LSTMs. Moreover, it outperforms well-known traditional methods for detecting personal data, for example, the keyword spotting method <ref type="bibr" target="#b12">[13]</ref>.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Detection of Personal Photos Based on Face Clustering</head><p>As scanned documents are not the only option for personal data in the gallery, it is proposed to select images that contain faces of the user himself, his close friends and relatives <ref type="bibr" target="#b0">[1,</ref><ref type="bibr" target="#b23">24]</ref>. To detect such kind of personal photos, it is proposed to apply the following approach. At first, the facial regions are detected in all photographs using well-known methods for face detection like cascade classifiers or MTCNN <ref type="bibr" target="#b24">[25]</ref>. Since there are no labels of people in the user's photo gallery, the task can be reformulated as a face clustering problem <ref type="bibr" target="#b15">[16,</ref><ref type="bibr" target="#b23">24]</ref>. For doing this, D-dimensional feature vectors are extracted <ref type="bibr" target="#b8">[9,</ref><ref type="bibr" target="#b10">11]</ref> for each of N &gt; 0 selected facial images by using a CNN, pre-trained to identify faces from a large (external) datasets like VGGFace-2, MS-Celeb, etc.</p><p>The procedure for combining selected individuals into clusters supposes the assignment of each i-th facial image (i = 1, ..., N) to one of C ≥ 1 group, where C is usually unknown. Hence, one can apply either traditional agglomerative clustering algorithms or rank linkage <ref type="bibr" target="#b14">[15,</ref><ref type="bibr" target="#b15">16]</ref> and graph CNNs <ref type="bibr" target="#b16">[17]</ref>. An image is considered to be private if it contains faces from sufficiently large clusters. In other words, a person presents at least Kmin times on different types of photos, where Kmin is a hyper-parameter of our method. That assumption is based on the idea that the user's gallery contains his own face and faces of his close friends on the substantial part of photos.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>III. EXPERIMENTS AND RESULTS</head><p>In this section we present the experimental results of a comparative analysis of the well-known text classification. Moreover, the comparison of clustering methods applied to facial features extracted with various CNN is given. Finally, we analyze the performance of our approach to split user's photos into to private and public images.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>A. Detection of Scanned Documents</head><p>At first, we compare various approaches for text extraction in terms of traditional keyword spotting method, which aims to search specially selected words ("passport", "card", etc.) <ref type="bibr" target="#b12">[13]</ref> in recognized text. Namely, we compare simultaneous detection of text on images and its recognition using Tesseract with the approach when text regions are preliminary detected by EAST detector and text is recognized by Tesseract OCR engine. In addition to traditional keyword spotting, three neural network models are compared:  Recurrent model, which fed a sequence of 400 words from a dictionary of V = 5000 frequently encountered words as input for the vector representation (embedding) with the size of the attribute space 256. Next, we use the LSTM layer with 128 hidden components, the dropout layer with a drop rate of 0.5.</p><p> CNN, consisting of one-dimensional convolutional layer (with 32 neurons, core size of 7 and ReLU activation function), maxpooling and dropout layers (with a drop rate of 0.5). As the first layer of the model, a vector representation (embedding) of 256 was also used.</p><p> Fully connected network with 2 hidden layers of 16 neurons with hyperbolic tangent activation. The V-dimensional vector encoded as described in Subsection IIA (bag-of-words) is considered as input for the model.</p><p>The last fully connected layer of each model used the sigmoid activation. To train classifiers, TensorFlow and Keras frameworks were used. All classifiers were trained over 20 epochs using the RMSprop optimizer.</p><p>A quantitative comparison of all methods described above is presented in Table <ref type="table" target="#tab_0">I</ref>. The results were obtained using a 5fold cross-validation. Here the use of EAST text detector to identify areas with text was a reasonable solution. While the error rate attained using only Tesseract is more than 27%, the proposed preliminary detection of text using the EAST detector reduces this error to approximately 16%. In addition, we can conclude that the proposed implementation with the EAST text detector increases the average accuracy by approximately 2%. A fullyconnected network achieves best results with accuracy that exceeds even traditional LSTM. Moreover, such an implementation 15% more accurately determines the image class of the document in comparison with the traditional keyword spotting.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>B. Face Clustering</head><p>We used the publicly available facial datasets:</p><p> Gallagher collection person dataset <ref type="bibr" target="#b25">[26]</ref>, which contains 589 images with 931 labeled faces of 32 various people.</p><p>As only eyes positions are available in this dataset, to gather faces MTCNN <ref type="bibr" target="#b24">[25]</ref> was preliminarily used to detect faces and choose the subject with the largest intersection of facial region with given eyes region. If the face is not detected, a square region with the size chosen as a 1.5-times distance between eyes is extracted.</p><p> Subset of labeled faces in the wild (LFW) dataset <ref type="bibr" target="#b26">[27]</ref> used to test face identification algorithms <ref type="bibr" target="#b10">[11]</ref>. It includes photos of those subjects, who has at least two images in the original LFW dataset and at least one video in the YouTube Faces (YTF) collection.</p><p>Firstly, hierarchical agglomerative clustering is considered for the distance L2 between normalized feature vectors with the following types of linkage: single linkage, average linkage, complete linkage, weighted linkage, centroid linkage and median linkage from the SciPy library. Further, the rank-order clustering <ref type="bibr" target="#b14">[15]</ref> was examined as it was specially developed for organizing faces in photo albums. It uses special rank linkage, which is further used to compute distance measure. Then this approach was compared to the approximate rank-order algorithm <ref type="bibr" target="#b27">[28]</ref>, in which only the top-k neighbors are taken into consideration rather than the complete list of neighbors. This approach makes the actual rank of neighbors irrelevant because the importance is shifted towards the presence / absence of shared nearest neighbors. Finally, we examined clustering method based on the graph CNN <ref type="bibr" target="#b28">[29,</ref><ref type="bibr" target="#b29">30]</ref>. Each element of the feature matrix is considered as a separate vertex of the graph. Using the cosine distance, k nearest neighbors are found for each element of the dataset. Thus, by connecting between neighbors, a similarity graph for the entire dataset is obtained. Instead of processing such graph directly, subgraphsproposals are first generated, on the basis of which the resulting clusters are subsequently built.</p><p>To extract facial features, traditional pre-trained models downloaded from the official websites of their developers were considered:</p><p> VGGFace (VGGNet-16) <ref type="bibr" target="#b30">[31]</ref> extracts 4096-D vectors;  VGGFace2 (ResNet-50) <ref type="bibr" target="#b8">[9]</ref> extracts 2048-D vectors;</p><p> MobileNet <ref type="bibr" target="#b23">[24]</ref> extracts 1024-D vectors;  InsightFace (ArcFace) <ref type="bibr" target="#b31">[32]</ref> extracts 512-D vectors;  FaceNet (Inception ResNet v1) <ref type="bibr" target="#b9">[10]</ref> extracts 512-D vectors.</p><p>Table <ref type="table" target="#tab_1">III</ref> contains the Rand index (ARI), mutual information index (AMI), homogeneity and completeness. In addition, the average number K of selected clusters to the number of groups C and the b-cubed F-measure, traditional for assessing the quality of face clustering, are calculated.</p><p>Considering the results, clustering applied to facial features extracted with ResNet-50 (VGGFace2) and Inception ResNet v1 (FaceNet) perform more accurate results according to most of the metrics compared to other models. Although MobileNet is slightly inferior, it takes twice less time to extract face embeddings compared to VGGFace2 and FaceNet. InsightFace features in most cases shows slightly worse capacity to define clusters. In addition, the weighted linkage demonstrates higher F-score for both datasets in comparison with other clustering methods (over 92%). Agglomerative clustering with average linkage performs the second most accurate results (approximately 90%). Furthermore, connectivity graph-based method demonstrates poor results on the given data. The use of rank distance is impractical due to the rather low values for each metric and its quadratic complexity. Even though the approximation of rankorder clustering takes less time to split data into groups compared to the original method, the results still do not outperform those of traditional agglomerative algorithms. Moreover, we analyzed the dependence between the minimum number of faces in cluster to set it private (Kmin) and the type 1 and type 2 error rates for the LFW subset (Fig. <ref type="figure" target="#fig_2">2</ref>). Since ground truth labels in terms of private and public photos for that dataset were not provided, we determined them as follows. All objects from classes, the number of photos in which is greater than or equal to Kmin, were considered to be private. The remaining images were assigned to public images. We used agglomerative clustering with weighted linkage and VGGFace2 descriptor as it provided best results according to conducted experiments. According to the results, zero rate of missing private photos is achieved with Kmin=2. It means that all photos from dataset are initially private and they are marked as private by algorithm. If Kmin=3, then 5% of private photos will be moved to public set. With an increase of Kmin, the trend for type 1 error is going upwards unstably and ends up with 2%. At the same time, the probability to assign public images to private decreases and reaches 0%.</p><p>In the final experiment, we compared the results given by various descriptors on LFW (Table <ref type="table" target="#tab_2">IV</ref>). "0" class consists of 3263 private images, whereas public class "1" includes 474. Here, images containing faces from clusters that include Kmin=3 or more facial images, were considered personal. Here all face descriptors lead to a fairly high quality of detection, but zero probability of missing personal data was not achieved. In this case, the best results are obtained using VGGFace2 (ResNet-50) and FaceNet models. </p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head>IV. CONCLUSION</head><p>The task of personal photos detection is difficult in terms of finding an effective solution due to its inherent subjectivity. In this paper, it is assumed that personal data contains confidential textual information and images with the user, his close friends and relatives. This assumption allows to highlight personal photos accurately and impose restrictions on their processing. To highlight such data, a novel approach was proposed in the current work (Fig. <ref type="figure" target="#fig_1">1</ref>). It is proposed to use the EAST text detector and recognize text in the detected areas with Tesseract OCR library to classify scanned documents. It has been experimentally shown that a simple fully-connected neural network for text encoded using bag-of-words <ref type="bibr" target="#b12">[13]</ref> exceeds more complex network architectures, such as CNN, by more than 10% and achieves high accuracy in detecting personal documents. In addition, in agglomerative clustering with a weighted linkage performed higher results in extracting groups of user's faces, friends and relatives (Tables <ref type="table" target="#tab_1">II and III</ref>).</p></div><figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_1"><head>Fig. 1 .</head><label>1</label><figDesc>Fig. 1. Proposed pipeline for photo privacy detection.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_2"><head>Fig. 2 .</head><label>2</label><figDesc>Fig.2. The dependence between the minimal number Kmin of photos in a personal cluster and type1/type 2 error rates, LFW dataset.</figDesc><graphic coords="5,45.36,457.80,251.52,203.40" type="bitmap" /></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_0"><head>TABLE I .</head><label>I</label><figDesc>RESULS FOR CLASSIFICATION OF SCANNED DOCUMENTS</figDesc><table><row><cell></cell><cell>Model</cell><cell>Precision</cell><cell>Recall</cell><cell>F-score</cell><cell>Error rate</cell></row><row><cell></cell><cell>Keyword spotting</cell><cell>0.83</cell><cell>0.62</cell><cell>0.70</cell><cell>0.276</cell></row><row><cell>Tesseract</cell><cell>LSTM CNN</cell><cell>0.97 0.88</cell><cell>0.93 0.77</cell><cell>0.94 0.82</cell><cell>0.043 0.161</cell></row><row><cell></cell><cell>Fully-connected</cell><cell>0.98</cell><cell>0.94</cell><cell>0.95</cell><cell>0.028</cell></row><row><cell>Proposed (EAST+ Tesseract)</cell><cell>Keyword spotting LSTM CNN Fully-connected</cell><cell>0.90 0.93 0.89 1.00</cell><cell>0.75 0.99 0.79 0.97</cell><cell>0.81 0.95 0.83 0.98</cell><cell>0.161 0.038 0.144 0.015</cell></row></table></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_1"><head>TABLE III .</head><label>III</label><figDesc>CLUSTERING RESULTS FOR LFW DATASET (CONT.)</figDesc><table><row><cell></cell><cell>VGGFace2</cell><cell>0.63</cell><cell>1.37</cell><cell>0.893</cell><cell>0.941</cell><cell>0.998</cell><cell>0.952</cell><cell>0.923</cell></row><row><cell>Weighted linkage</cell><cell>VGGFace MobileNet InsightFace</cell><cell>0.61 0.59 0.67</cell><cell>1.28 1.44 1.42</cell><cell>0.925 0.961 0.879</cell><cell>0.925 0.940 0.864</cell><cell>0.984 0.996 0.972</cell><cell>0.950 0.952 0.913</cell><cell>0.901 0.919 0.820</cell></row><row><cell></cell><cell>FaceNet</cell><cell>0.64</cell><cell>1.44</cell><cell>0.935</cell><cell>0.938</cell><cell>0.997</cell><cell>0.950</cell><cell>0.919</cell></row><row><cell></cell><cell>VGGFace2</cell><cell>9.49</cell><cell>1.42</cell><cell>0.803</cell><cell>0.877</cell><cell>0.924</cell><cell>0.952</cell><cell>0.923</cell></row><row><cell>Approximate rank-order</cell><cell>VGGFace MobileNet InsightFace</cell><cell>7.12 7.06 12.32</cell><cell>1.30 1.79 1.57</cell><cell>0.621 0.610 0.684</cell><cell>0.706 0.741 0.711</cell><cell>0.893 0.864 0.849</cell><cell>0.816 0.912 0.908</cell><cell>0.724 0.740 0.685</cell></row><row><cell></cell><cell>FaceNet</cell><cell>12.72</cell><cell>1.13</cell><cell>0.782</cell><cell>0.859</cell><cell>0.932</cell><cell>0.937</cell><cell>0.844</cell></row><row><cell></cell><cell>VGGFace2</cell><cell>30.33</cell><cell>0.84</cell><cell>0.075</cell><cell>0.395</cell><cell>0.814</cell><cell>0.711</cell><cell>0.512</cell></row><row><cell></cell><cell>VGGFace</cell><cell>28.47</cell><cell>0.69</cell><cell>0.044</cell><cell>0.235</cell><cell>0.866</cell><cell>0.669</cell><cell>0.456</cell></row><row><cell>GCN-D</cell><cell>MobileNet</cell><cell>31.23</cell><cell>0.86</cell><cell>0.332</cell><cell>0.665</cell><cell>0.882</cell><cell>0.825</cell><cell>0.639</cell></row><row><cell></cell><cell>InsightFace</cell><cell>30.18</cell><cell>0.74</cell><cell>0.802</cell><cell>0.732</cell><cell>0.874</cell><cell>0.875</cell><cell>0.666</cell></row><row><cell></cell><cell>FaceNet</cell><cell>31.79</cell><cell>0.92</cell><cell>0.141</cell><cell>0.543</cell><cell>0.828</cell><cell>0.770</cell><cell>0.588</cell></row></table></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_2"><head>TABLE IV .</head><label>IV</label><figDesc>CLASSIFICATION RESULTS FOR LFW</figDesc><table><row><cell>Feature extractor</cell><cell>FPR</cell><cell>FNR</cell><cell>Precision</cell><cell>Recall</cell><cell>F1-score</cell><cell>Error rate</cell></row><row><cell cols="3">VGGFace2 0.051 0.019</cell><cell>0.738</cell><cell>0.978</cell><cell>0.842</cell><cell>0.047</cell></row><row><cell>VGGFace</cell><cell cols="2">0.055 0.276</cell><cell>0.655</cell><cell>0.723</cell><cell cols="2">0.688 0.084</cell></row><row><cell>MobileNet</cell><cell cols="2">0.054 0.168</cell><cell>0.687</cell><cell>0.831</cell><cell cols="2">0.752 0.069</cell></row><row><cell cols="3">InsightFace 0.115 0.281</cell><cell>0.474</cell><cell>0.719</cell><cell cols="2">0.571 0.137</cell></row><row><cell>FaceNet</cell><cell cols="2">0.056 0.044</cell><cell>0.712</cell><cell>0.952</cell><cell cols="2">0.816 0.055</cell></row></table></figure>
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			<div type="acknowledgement">
<div xmlns="http://www.tei-c.org/ns/1.0"><head>ACKNOWLEDGMENT</head><p>The paper was prepared within the framework of the Academic Fund Program at the National Research University Higher School of Economics (HSE University) in 2019-2020 (grant No 19-04-004) and by the Russian Academic Excellence Project «5-100».</p></div>
			</div>

			<div type="annex">
<div xmlns="http://www.tei-c.org/ns/1.0" />			</div>
			<div type="references">

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