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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Detecting patterns of Socially Shared Regulation of Learning in Smart Learning Environments</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Cristina Villa-Torrano</string-name>
          <email>cristina@gsic.uva.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>GSIC-EMIC Research Group, Universidad de Valladolid</institution>
          ,
          <addr-line>Valladolid</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <fpage>165</fpage>
      <lpage>170</lpage>
      <abstract>
        <p>Smart Learning Environments are capable of adapting the learning experience of learners and providing personalized support based on individual needs and context. It is advisable that SLEs promote and support collaborative learning across physical and virtual spaces. Despite the well-known bene ts of collaborative learning, there are many challenges that need to be addressed. The Socially Shared Regulation of Learning (SSRL) theory aims to understand the processes through which group members negotiate objectives, planning and strategies for carrying out a collaborative activity. Some studies on this topic have been conducted in face-to-face settings using students' self-reported or physiological data. Recently, regulation has been studied through traces of online platforms. However, SSRL has scarcely been explored with trace data nor in the multidimensional educational settings supported by SLEs. Consequently, this PhD thesis focuses on the problem of how to support collaboration by detecting patterns of SSRL using data coming from SLEs.</p>
      </abstract>
      <kwd-group>
        <kwd>Socially Shared Regulation of Learning</kwd>
        <kwd>Collaborative Learning</kwd>
        <kwd>Event-based data</kwd>
        <kwd>Grounded LA in Learning Theory</kwd>
        <kwd>Smart Learning Environments</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction and context</title>
      <p>
        Smart Learning Environments (SLEs) are Technology-Enhanced Learning (TEL)
environments capable of adapting the learning experience of learners and
providing personalized support based on individual needs and context [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. In addition,
they might include features to promote engagement, e ectiveness and e ciency,
as well as support for struggling students, motivation or collaboration [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>
        The ability to collaborate is one of the 21st Century skills [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] and is
increasingly present in academic and work contexts [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Therefore, it is advisable that
SLEs promote and support collaborative learning and include \social-awareness"
among their characteristics [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Furthermore, SLEs can provide support for
learning situations across physical and virtual environments, incorporating mobile
phones or Internet of Things (IoT) devices [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], so they can o er many
collaborative scenarios in formal and informal settings.
0 Copyright c 2020 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0)
      </p>
      <p>
        However, although collaboration has the potential to foster learning, research
has shown that success in collaborative learning can occur when team members
systematically activate and maintain their cognition, motivation and emotions
towards achieving their shared goals [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. There are numerous challenges while
collaborating [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], that team members need to recognize, so that they can develop
strategies to overcome them [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        The Socially Shared Regulation of Learning (SSRL) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] is a theoretical model
that contributes to understand collaborative learning through shared regulation.
SSRL takes place when team members negotiate the perception of tasks,
objectives, planning and strategies. It has four stages that are linked and can be
recursive: i) negotiation and construction of the perception of the task based on
internal and external representations; ii) sharing of objectives and generation of
plans to achieve them; iii) coordination and monitoring of progress; iv) re ection
and redesign of objectives, planning or perception of activities.
      </p>
      <p>
        Recently, regulation has been studied through Learning Analytics (LA) using
traces o ered by online environments [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. These works show that study tactics
and learning strategies can be detected from traces using machine learning
techniques such as \process mining" [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. In addition, they show that students'
behavior changes over the course and suggest that such changes may occur due
to regulatory processes. However, in order to know if these changes are produced
by regulation, more information is needed on students' motivation and intentions
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], as regulation requires re ection to make changes in behaviour to achieve the
stated goals. To the best of our knowledge, the detection of regulation patterns
using traces of online environments has started to be researched in the area of
Self-Regulated Learning (SRL) but it has not been researched in the area of
SSRL.
      </p>
      <p>
        SLEs o er a good opportunity to do research in this direction, because they
receive information from di erent learning environments and devices. In this way,
they can potentially improve self-regulation [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] and socially shared regulation
skills, as we expect to gain a more complete picture of the learning process.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Research questions and goals</title>
      <p>The underlying research question of this doctoral thesis is: How can we
support collaboration by detecting patterns of SSRL using data coming
from SLEs? Our approach to answer this question is to automatically extract
meaningful features from trace data and sensors based on the SSRL theoretical
model.</p>
      <p>The general objective (to support student groups to collaborate by detecting
patterns of SSRL using SLEs data) is divided into three particular objectives:
1. To map event-based data to SSRL theory constructs.</p>
      <p>
        According to [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], to achieve this objective we should rst de ne a protocol
that allows us to interpret and generalize the measurement method. We need
to de ne a precise SSRL model where we can indicate the SSRL constructs or
phases that interest us. Then, we can de ne the phases or constructs at the
event level. This mapping of traces to SSRL phases/constructs can allow us
to identify important features to detect shared regulation patterns. Finally,
we need to theorize how we can support collaboration using this model.
2. To generate early predictive models of successful collaboration
based on SSRL strategies.
      </p>
      <p>We have to explore which machine learning techniques could detect SSRL
patterns through the mapped data. Once we have achieved the above
objective, we could identify which features can help us make early predictions.
3. To design early interventions to support students' collaboration
Once we have theorized about how we could support collaboration
(considering the teachers), we will have to design together with the teachers possible
interventions to be done automatically according to the early predictions.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Brief state of the art</title>
      <p>In order to answer the research question, the author is conducting a literature
review on SRL and SSRL. In this section we are going to present some of the
most important empirical works in these elds that have led us to motivate this
thesis project.</p>
      <p>
        In recent years, a number of empirical studies have been conducted in the
area of SSRL. In particular, a learning environment with regulation tools was
used in [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] to prompt students to recognize challenges that may hinder
collaboration and to develop SSRL strategies to overcome them. This study employs
students' self-reported answers to the questions asked in the virtual
environment coded by the authors. The result of this study indicates that there is a
di erence between the regulatory processes followed by high and low performing
groups. On the other hand, [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] studies the temporal and sequential order of the
di erent types of regulation (self-regulation, co-regulation and socially shared
regulation of learning) in collaborative activities. The data used in the study
consist of videos of the working groups during two months in a math didactics
course. Finally, in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], a preliminary study uses data from di erent sources to
help understand SSRL processes. Speci cally, the use of physiological sensors is
explored in greater depth, as is also detailed in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        These studies have been carried out with self-reported data or
physiological data from students using invasive sensors. However, regulation can also be
mapped to dynamic series of events that change over the learning situation [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]
using traces from learning platforms. This approach has started to be researched
in the area of Self-Regulated Learning (SRL) through process mining [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] but,
to the best of our knowledge, it has not been researched in the area of SSRL
and SLEs. As we mentioned above, since SLEs get information from di erent
learning environments and devices, we can map these traces into SSRL phases to
support socially-shared regulation skills, as we expect to gain a more complete
picture of the learning process.
      </p>
    </sec>
    <sec id="sec-4">
      <title>Methodology</title>
      <p>
        The proposed methodology to answer the research question is Design Science
Research Methodology (DSRM) [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. DSRM aims at the creation and evaluation
of artifacts that solve problems, like constructs, models or any designed object
that o ers a solution to the research problem. This methodology de nes a
process model involving the following phases: (i) identify a problem and motivate
its interest; (ii) de ne the objectives of a solution; (iii) design and develop an
artifact for the solution; (iv) demonstrate how the artifact solves the problem;
(v) evaluate it; and (vi) communicate its performance. These phases do not need
to happen necessarily sequentially. Indeed, re nements of the proposed solutions
are foreseen by iteration of the di erent activities.
      </p>
      <p>The overarching objectives of this thesis and its iterative nature make DSRM
a suitable methodology to frame this thesis work. This PhD. thesis aims to design
and develop artifacts that support collaboration by detecting patterns of SSRL
using SLEs data. During the demonstration of the solutions, we will collaborate
with the main stakeholders in order to: (i) carry out stable interventions during
collaboration; and (ii) evaluate the degree in which the solutions meet the needs
of the participants.</p>
      <p>Regarding the number of iterations needed, we foresee three iterations. The
rst iteration consists on a literature review focusing on theoretical models and
the adoption of these models in empirical studies to support students. This
literature review is complemented with an exploration of the relevant collaborative
scenarios in SLEs that can bene t from SSRL and the relevant data sources,
machine learning techniques and actionable information to generate through SSRL.
During the second iteration, the conceptual and technological solution to solve
the detected gaps will be proposed and developed. Finally, the third iteration
will focus on the evaluation and validation of the proposed solution.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Expected contributions</title>
      <p>The contributions we hope to design and develop are intended to support
collaboration in scenarios like the following one:</p>
      <p>Jorge and Marta are Computer Science students. Collaboratively, they have
to develop an application to manage musical events in their city following
software design patterns. They have all the resources needed in Moodle: theoretical
contents, practical exercises, video tutorials to install and use the necessary
software...</p>
      <p>Although they are very good students, they know that they will not be able
to complete the project during face-to-face lectures and lab sessions, so they will
have to work remotely as well. This is not a problem, since the teacher has asked
them to work in a collaborative environment to program and generate the nal
report. The environment is Etherpad, which allows collaborative writing and
o ers to create audio and video sessions. In addition, during the lab sessions,
the students groups will have a microphone at their table to record the spoken
interactions they make.</p>
      <p>Prior to this situation, the teacher had launched her SLE and had deployed
the Learning Design of the subject. At this point, the SLE knew that it had to
monitor the di erent environments (Moodle and Etherpad) and obtain di erent
types of data from them (traces, video and audio).</p>
      <p>Once Jorge and Marta start working together, the SLE is ready to process
the actions they are performing and discover the study tactics they are using to
develop the application.</p>
      <p>At some point, the SLE detects that both students are in a bottleneck during
the \coordination and progress monitoring" phase, since the events they have
performed through Moodle are related to the \Adapter" pattern and they have
written and deleted many lines of code for more than an hour. Furthermore, the
spoken communication rates working in lab sessions or remotely are very low; it
seems that they are not being coordinated properly.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Current progress</title>
      <p>So far, the author has been working on the rst iteration of the thesis plan. She
has carried out a non-systematic review of the state of the art of SSRL and SRL,
focusing on the de nition of the theoretical models, the adoption of these models
in empirical studies and the types of data collected. In addition, a systematic
literature review in Smart Learning Environments is being carried out.</p>
      <p>Since our main objective is to improve collaboration skills of student groups
by detecting patterns of SSRL using data coming from SLEs, the next steps
are: i) to identify and describe collaborative scenarios in SLEs that can bene t
from SSRL; ii) to identify which data sources can help us detect SSRL patterns;
iii) to identify what actionable information we want to generate through SSRL;
iv) to explore the use of machine learning techniques (i.e., process mining) to
discover SSRL patterns. Then, we have to put them into practice with accessible
datasets.</p>
      <p>In the following exploratory phase, the author wants to analyze which are
the main challenges that students face during collaboration to design early
interventions involving teachers. It is expected that the aforementioned interventions
can be triggered automatically based on the early predictions.</p>
      <p>Finally, the contributions will be evaluated with students and teachers.</p>
      <p>The PhD thesis is at an initial step. Further discussion about the proposals,
the methodological work and the evaluation strategies could greatly bene t the
author for progressing in this dissertation.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>This research is partially funded by the European Regional Development Fund
and the National Research Agency of the Spanish Ministry of Science,
Innovations and Universities under project grants TIN2017-85179-C3-2-R.</p>
    </sec>
  </body>
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