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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>An Initial Analysis of Prediction Techniques as a Support for the Flipped Classroom1,*</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Aarón Rubio-Fernández</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pedro Manuel Moreno-Marcos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pedro J. Muñoz-Merino</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Carlos Delgado Kloos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad Carlos III de Madrid</institution>
        </aff>
      </contrib-group>
      <fpage>9</fpage>
      <lpage>16</lpage>
      <abstract>
        <p>With the increasing use of active learning methodologies such as the Flipped Classroom (FC), many approaches have been taken to enhance the students' learning in such contexts. Prediction techniques can be used in combination with Learning Analytics (LA) dashboards for the improvement of the FC model. In this direction, we analyze some theoretical cases in which this approach can provide academic benefits (e.g. providing additional resources or re-designing the class). Furthermore, we present several initial ideas on how to combine two existing software tools, one which provides LA dashboards and the other that implements prediction techniques, that can be used successfully in such scenarios for the FC. This is a preliminary work for the joint use of prediction techniques and LA dashboards in FC contexts.</p>
      </abstract>
      <kwd-group>
        <kwd>Learning Analytics</kwd>
        <kwd>Prediction</kwd>
        <kwd>Flipped Classroom</kwd>
        <kwd>Visualizations</kwd>
        <kwd>Course Design</kwd>
        <kwd>Orchestration</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Nowadays, active learning methodologies such as the Flipped Classroom (FC) are
widely used. In a FC, students access to academic resources before the face-to-face
lesson, and the lesson is devoted to do active learning methodologies [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. However, the
FC has some disadvantages such as the need of preparing the face-to-face lesson, or the
time investment related to the creation of the academic resources [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In order to
overcome some of these limitations, learning analytics (LA) can be used. In particular,
LA may allow to prevent several problems which appear in a FC environment such as
the lack of preparation of the face-to-face lesson or the student dropout rate.
      </p>
      <p>
        Particularly, the combination of predictive models and LA dashboards may be useful
in FC contexts, since they may allow to solve some of the issues such as e.g., the lack
of preparation of the face-to-face lesson or the student dropout rate. Nonetheless,
despite of the fact that those systems have been used in educational scenarios, and they
are sometimes combined to provide visualizations about the predictions (e.g. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]), the
potential of this combination to support FC contexts has not been deeply analyzed. For
1 Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons
      </p>
      <p>License Attribution 4.0 International (CC BY 4.0)
this reason, this paper aims to provide some ideas on how LA dashboards and predictive
models can be combined to support FC contexts. In this sense, the objectives of this
paper are: (1) to explore some cases where visualizations and predictions might be used
to improve FC, and (2) to present how two existing LA tools can be used to implement
together the analytical and the predictive approaches in order to enhance FC.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Due to the increasingly popularity of the FC model, it is not surprising that many
researchers have tried to improve this model in order to maximize the educational
benefits that it can bring. Among many other approaches, we focus on the use of LA in
FC contexts due to the advantages that it provides. For example, LA can allow students
to receive information to self-reflect about their learning, and teachers to re-design and
improve classroom orchestration [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In this sense, teachers can encourage students to
review some materials or they can provide additional support based on videos’
visualization patterns [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Moreover, researchers have developed predictive models to
forecast dropout (e.g. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]), learning outcomes (e.g. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]) and students’ behaviours (e.g.
[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]). These models can serve to detect which students may have difficulties in the
course, in order to provide them with additional support or in order to adapt the teaching
methodology. In addition, other researchers have developed visualization systems [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ],
and frameworks to use them to support FC (e.g., [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]).
      </p>
      <p>
        The FC is suitable to take advantage of LA techniques in order to improve the
students’ learning model. For instance, LA can provide teachers with information to
adapt the face-to-face lessons to the students’ needs [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], or information to better
understand the learning process in e-learning contexts [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. In the context of this work,
we focus on researches from the perspective of LA dashboards, and works focused on
prediction techniques.
      </p>
      <p>
        For example, regarding the analytical approach, we can remark the LA tool used in
[
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], which provides teachers with information about the students’ interactions with the
videos, and the tool shown in [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], which allows teachers to know how students use the
#C compiler used in the practices. However, as far as we are concerned, none of this
type of works makes use of prediction techniques.
      </p>
      <p>
        As for the predictive approach, there are also works focused on FC environments.
The main objective is to predict the students’ performance using the interactions
between the students’ and the academic resources. For instance, in [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], the students’
performance is predicted using the students' interaction with the course material, the
discussion forums, the digital assessments, and the period when students interacted
(e.g., whether they interacted before, during, of after the class). A similar approach was
used by [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] to predict performance. In the latter case, they separated variables
considering all the period or only before classes (e.g., videos watched on time or on the
whole period). Nonetheless, as similar to the previous case, these works are focused
only on the predictive approach and none of them consider using LA dashboards in
combination with predictions.
      </p>
      <p>Therefore, as far as we know, there are no works which specifically propose the joint
use of both analytical and predictive techniques for the improvement of the FC. For this
reason, we present some initial ideas following this direction.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Discussing the Combination of LA Dashboards and</title>
    </sec>
    <sec id="sec-4">
      <title>Prediction Techniques for the FC</title>
      <p>The FC can be significantly improved if the appropriate information is provided to
teachers. In this section, we present some typical cases in LA, and we discuss how the
predictive approach along with LA dashboards can enhance the FC.</p>
      <sec id="sec-4-1">
        <title>Providing Personalized Additional Resources and Alerts Before the Face-to-face</title>
        <p>Sessions. When students prepare the face-to-face sessions for the FC, the provided
resources may not be tailored to their needs. For example, high-achievers can take
advantage of resources focused on complex concepts while low-achievers can need
resources focused on the basic knowledge. In this sense, prediction techniques can help
in several ways, e.g.: (1) predicting if students will interact a lot with the resources, and
determining students at risk of dropout; (2) predicting if students will receive very easy
or very difficult resources and estimating their grades in each case; (3) predicting
students’ performance in each possible exercise.</p>
        <p>These types of predictions should be redone for each face-to-face session. Therefore,
the prediction should be done several times during the time for giving information about
different points of time. Moreover, LA dashboards allow teachers to know the
information related to the most used resources for each student, so that we can provide
students with their most “appealing” types of resources (e.g., videos, lectures) and with
resources tailored to their needs. In addition, we can alert students who are at risk and
have a prediction of not preparing the face-to-face sessions.</p>
        <p>
          Re-designing the Face-to-face Sessions. Using the students’ performance predictions,
we can infer whether they are ready to study complex concepts, or simpler ones, and
which concepts they should review. For example, we can analyze the students’
visualization patterns in order to detect whether they are struggling with some parts of
the video (e.g., if they are watching one part over and over again), so that we can check
that the face-to-face lesson’s exercises are suitable for them. If the students have not
had any issues with the preparatory resources, and they are predicted to obtain high
scores, then the face-to-face session can be designed to explain the most difficult
concepts. On the other hand, if students have difficulties with some concepts, and they
are expected to obtain medium or low scores, then the exercises done during the class
can be focused on that difficult concepts. Moreover, performance predictions can be
used as a metric for grouping students for collaborative activities. Therefore, instead of
using other type of data (e.g. in [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] students’ interactions with videos are used), we
could use these predictions.
Evaluating the Student Learning Behavior Trend. It would be also interesting to
analyze how the students have used the academic resources in the different weeks of
the course, as well as if they are going to use those resources in the future weeks in the
same way. In this direction, we can infer if students prefer one type of resource over
the others (e.g., videos over online exercises), so that the most appealing for them can
be used. Furthermore, we can also infer if students will ask for help if they struggle
with the exercises. Prediction techniques can give us this type of information which can
be used to enhance the learning process.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Learning Analytics Tools and Proposal of Use</title>
      <p>In this section, two LA tools are presented (one providing LA dashboards, and the other
implementing prediction functionalities), and an initial proposal of joint use for the
improvement of the FC.
4.1</p>
      <sec id="sec-5-1">
        <title>Course Context and Data Collection</title>
        <p>
          These tools have been designed to support university courses at Universidad Carlos III
of Madrid which offer SPOCs (Small Private Online Course) [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] to support the
faceto-face classes. These SPOCs are hosted in a local instance of Open edX, and they
typically contain videos and exercises. The use of the SPOCs allows retrieving student
data about activity, and interactions with videos and problems. Despite designing the
tools to be used in the abovementioned SPOCs, it is worth mentioning that the tools
could be used in other Open edX contexts, as the data would be the same.
        </p>
        <p>For the development of the tools, data from the events (tracking logs) was
considered. These events are: problem_check, play_video, pause_video, and
seek_video. With these events, some variables were retrieved for the pair
“studentitem”, where an item can be either a video or exercise. These variables are used in the
first tool.
• Variables retrieved for each video: 1) percentage viewed and 2) number of times
each second of the video has been watched by the student.
• Variables retrieved for each exercise: 1) grade, number of attempts and number of
times the exercise is solved correctly by the student.</p>
        <p>Similarly, for the predictive models, several variables have been obtained. However,
these variables are obtained at student level (and not the pair “student-item”) so that
they can be used as predictors:
• Variables related with videos: 1) percentage of opened videos, 2) completed videos,
3) percentage of viewed time, 4) average number of repetitions and 5) average
number of pauses.
• Variables related with exercises: 1) percentage of attempted exercises, 2) average
number of attempts, 3) average grade of attempted exercises with all attempts and 4)
with only the first attempt, 5) percentage of correct exercises with all attempts and
6) only considering first attempts, and 7) maximum number of consecutive correct
exercises.
• Variables related to activity: 1) percentage of days the student accesses to the SPOC,
2) maximum number of consecutive days the student accesses, and 3) average
number of consecutive days the student accesses to the SPOC.
4.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Tool for LA Dashboards</title>
        <p>
          This tool provides teachers with information about the past and present students’
learning process. With this aim, the tool offers many visualizations such as the most
watched parts of a video, or the students’ performance when solving exercises [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ]. In
particular, the tool shows information related to the students’ interaction with: videos,
exercises, lectures (PDFs or HTML pages), and online discussion forums. Moreover, it
also includes a functionality to group students using their learning data [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
        </p>
        <p>Regarding the technologies, PHP and JavaScript (web interface), MySQL
(database), and Python (analysis of the data) are used. Moreover, the tool is integrated
within the GEL platform, which was developed by the “Servicio de Informática y
Comunicaciones” of the Universidad Carlos III of Madrid.</p>
        <p>Finally, the tool allows teachers to know: 1) whether students are preparing the
faceto-face lesson, and the specific students who are doing so; 2) the use of the academic
resources; and 3) the most difficult concepts for students.
4.3</p>
      </sec>
      <sec id="sec-5-3">
        <title>Prediction tool</title>
        <p>
          The second tool aims to provide the predictions of two variables about what students
will have done by the end of the course. The first one is dropout, which is defined as
completing 75% of the exercises at least (a typical threshold, used in other platforms,
such as MiríadaX, [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ]). The second one is success, which is defined as achieving an
average grade of 50% at least, considering all the exercises of the SPOC (non-attempted
exercises count as 0). In order to develop the predictive models, variables mentioned in
the previous section were used. In addition, four of the most common algorithms,
according to [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], were tested: Logistic Regression, Random Forest, Support Vector
Machines and Decision Trees. From those models, Random Forest was selected as it
provided better results in this context. Taking this into account, one model was trained
each of the 16 weeks of each SPOC (all university courses lasts 16 weeks), considering
all the data available until that moment. This way, when a student is in week X (e.g.,
week 2), their predictions are obtained with the model trained in week X (e.g., week 2).
Using this approach, it can be possible to compute the interactions of the student each
week and update predictions based on models trained for each period.
        </p>
        <p>With these models, it is important to note that first predictions are less accurate, but
they provide more anticipation. Particularly, predictions of dropout achieve an Area
Under the Curve (AUC) of 0.8 from week 3 and 0.9 from week 6, and predictions of
success achieve and AUC of 0.8 from week 2 and 0.9 from week 6. This means that it
is possible to obtain early predictions that could anticipate possible problems.</p>
        <p>
          When predictions are computed, a probability is obtained for each variable (dropout
and success). The results of the prediction tool are not currently connected to any
dashboard, although there are some ideas about how these visualizations could be. For
example, some traffic lights with the probabilities could be used (as they were used by
[
          <xref ref-type="bibr" rid="ref19">19</xref>
          ]). In addition, some aggregated values for each class could be given using a similar
format (e.g., number of students with high, medium, low risk of dropout/failure). This
way, instructors could get an idea of the situation of the whole class and then delve into
specific students. That could be particularly relevant for big groups, where the
instructor may be more focused on aggregated data.
4.4
        </p>
      </sec>
      <sec id="sec-5-4">
        <title>Combination of LA Tools to Support Flipped Classroom</title>
        <p>In this section we present different ways to use the two presented tools within some of
the cases described in section 3.</p>
        <p>Personalized Resources Before the Face-to-face Lessons. Using the prediction tool,
teachers can determine which students are expected to be high-achievers and which
ones low-achievers for the specific lesson. After that, teachers can use the tool that
provides LA dashboards to analyze how much the students use the preparatory videos,
exercises, etc. With this information, teachers would provide tailored resources to the
different types of students (e.g., basic materials for low-achievers, or videos for the
high-achievers which prefer videos over exercises). For instance, teachers can analyze
the students’ number of attempts related to one exercise and if they are high-achievers
or low-achievers, as we can see in the following figure (Fig. 1).
Re-designing the class. In this case, teachers start analyzing the most watched parts of
the preparatory videos in order to know whether their students are struggling with the
explained concepts. Next, teachers analyze the predicted dropout rate, in order to know
if the face-to-face lesson has to be focused on engaging activities devoted to encourage
students not to dropout, and/or on activities focused on the most difficult concepts for
students. An example of the integrated visualization of these two types of information
is shown below (Fig. 2).
Furthermore, teachers can also analyze the number of times that the preparatory
exercises have been attempted and have been solved correctly, along with the
performance prediction. If students are predicted not to pass, basic activities can be
done related to the concepts of the most difficult exercises for the students. However,
if students are predicted to pass, the class can be devoted to more complex activities.
5</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusions and Future Work</title>
      <p>
        In this paper, we propose some initial ideas about the combination of LA dashboards
with LA prediction techniques to enhance different aspects of the FC model. Although
the joint use of LA an FC has been analyzed in some previous works (e.g., in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] LA
is used to find out the students’ use of the resources), as far as we know there are no
research focused on the proposed approach.
      </p>
      <p>Along with the definition of some scenarios where the approach would enhance the
FC, we present two LA tools which can be combined to obtain the advantages of LA
dashboards and prediction techniques. Furthermore, we provide some specific
examples that show how these tools would be used to obtain the benefits of the
approach.</p>
      <p>This paper is a very preliminary work in which some initial ideas are presented.
There are other scenarios and possibilities that can be explored in the future, e.g.,
through a specific framework focused on combining LA dashboards and prediction
techniques with the FC. Moreover, the tools are separated tools, so that an integration
process is needed to ease the implementation of the approach. Finally, the learning
outcomes have to be validated in real contexts.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>This work has been partially funded by: FEDER/Ministerio de Ciencia, Innovación y
Universidades – Agencia Estatal de Investigación/Smartlet project
(TIN2017-85179C3-1-R). In addition, this work has been partially funded by the e-Madrid-CM project
with grant no. S2018/TCS-4307, which is funded by the Madrid Regional Government
(Comunidad de Madrid), by the Fondo Social Europeo (FSE) and by the Fondo Europeo
de Desarrollo Regional (FEDER). This work also received partial support by Ministerio
de Ciencia, Innovación y Universidades, under an FPU fellowship (FPU016/00526).</p>
    </sec>
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