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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Online, Worldwide, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A Dynamic Human-in-the-loop Recommender System for Evidence-based Clinical Staging of COVID-19</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yogatheesan Varatharajah</string-name>
          <email>varatha2@illinois.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrew Trotter</string-name>
          <email>trottera@uic.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Haotian Chen</string-name>
          <email>hc19@illinois.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ravishankar Iyer</string-name>
          <email>rkiyer@illinois.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Illinois at Chicago</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Illinois at Urbana-Champaign</institution>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <volume>26</volume>
      <issue>2020</issue>
      <abstract>
        <p>In this position paper, we discuss the potential use of a reinforcement learning (RL)-based human-in-the-loop recommender system to support clinical management of COVID-19. COVID-19 is a disease of extraordinary complexity that even the most experienced clinicians are struggling to understand. There is an urgent need for an evidence-based model for predicting the severity of the COVID19 disease and its complications that can guide individual clinical management decisions. Such a model will utilize a diverse set of information to determine a patient's disease severity and associated risk of complications. An immediate application would be a clinical protocol tailored for COVID-19 patient care; this is a critical need both today and for future studies of potential treatments.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>CCS CONCEPTS</title>
      <p>• Human-centered computing → Human computer interaction
(HCI); • Applied computing → Health care information systems.
COVID-19; reinforcement learning; human-in-the-loop; staging</p>
    </sec>
    <sec id="sec-2">
      <title>INTRODUCTION</title>
      <p>
        The emergence of the Severe Acute Respiratory Syndrome
Coronavirus (SARS-CoV-2) poses significant challenges to the livelihood
of the afected nations and, in the absence of directed treatment
or a vaccine, requires drastic public health measures which have
crippled national and international economies [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Preliminary data
has shown that there is a spectrum of disease severity for which
the disease mechanisms, patient characteristics, and risk factors are
poorly understood. There is an urgent need for an evidence-based
model to predict the severity of COVID-19 disease and its
complications which can guide individual clinical management decisions
HealthRecSys’20, September 26, 2020, Online, Worldwide
© 2020 Copyright for the individual papers remains with the authors. Use permitted
under Creative Commons License Attribution 4.0 International (CC BY 4.0). This
volume is published and copyrighted by its editors.
2
Our proposed system (shown in Figure 1) is based on a
human-inthe-loop RL algorithm that leverages expert knowledge of clinical
experts and data-driven analytics. Our system will operate as
follows. Consider a situation in which the algorithm is challenged
with a patient who presents to the emergency department with
a defined set of symptoms, laboratory variables, clinical
measurements and imaging results. The learning algorithm will be able to
provide an estimate of the patient’s probability of experiencing
serious complications (such as requiring mechanical ventilation or
death) using the patient’s baseline characteristics. Based on this
prognosis, a decision algorithm would recommend admission or
discharge home and if admitted, the level of medical care required
(e.g., general ward, step down unit, intensive care unit). However,
the final decision regarding the level of hospital care and
administration of supportive and directed treatments (such as anti-viral
drugs) will be determined by a clinical expert, using both the
algorithm’s recommendation and his/her own clinical judgment (a
human-in-the-loop ML model). The individual patient’s clinical
outcome (e.g., need for ventilator support, symptom severity, time
spent in ICU, treatment response, recovery or death, side efects)
will be used to reinforce the prognostic algorithm. The framework
will adapt to continuously refine decisions based on new data and
expert-clinician reinforcement.
      </p>
      <sec id="sec-2-1">
        <title>Expert</title>
      </sec>
      <sec id="sec-2-2">
        <title>Biomarker data</title>
      </sec>
      <sec id="sec-2-3">
        <title>Disease stage prediction</title>
      </sec>
      <sec id="sec-2-4">
        <title>Online optimizer</title>
      </sec>
      <sec id="sec-2-5">
        <title>Decision</title>
      </sec>
      <sec id="sec-2-6">
        <title>Learning</title>
      </sec>
      <sec id="sec-2-7">
        <title>Patient</title>
      </sec>
      <sec id="sec-2-8">
        <title>Treatment environment</title>
        <sec id="sec-2-8-1">
          <title>Mild</title>
        </sec>
        <sec id="sec-2-8-2">
          <title>Moderate</title>
        </sec>
        <sec id="sec-2-8-3">
          <title>Severe</title>
        </sec>
        <sec id="sec-2-8-4">
          <title>Critical</title>
        </sec>
      </sec>
      <sec id="sec-2-9">
        <title>Outcome</title>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3 CHALLENGES</title>
      <p>There are several challenges in developing a successful
human-inthe-loop reinforcement-learning framework that generalizes across
the entire disease severity spectrum.</p>
      <p>Extracting actionable intelligence from heterogeneous and
incomplete data: Owing to the complexity of COVID-19, the
identification of distinct clinical stages of COVID-19 progression and
patient trajectories requires the integration of multiple data sources.
We believe that domain-guided models that integrate machine
learning methods and clinical insights will be beneficial. Specifically,
probabilistic graphical models, can represent the domain-driven
relationships between diferent information sources, and can be
transformed into discriminative models that can be trained using
the available data. The goals are to improve outcomes,
appropriately allocate healthcare resources, and reduce mortality rates while
directed treatments and vaccines are being developed.
Quantifying the uncertainty in model predictions: Since data
are limited in the beginning, uncertainty in the prognostics will be
high in the early stages and will gradually decrease as the model is
updated using new data. The ability to quantify such uncertainty is
critical in order for clinicians to accurately gauge the importance
of their own assessments relative to the model’s predictions. We
recommend the use of Bayesian methods and attribution-based
approaches to quantify the uncertainty and interpret model
predictions, respectively, both of which will inform the clinicians.
Time-frames for model development and reinforcement: It
is unclear how many data points are required to train an accurate
initial model. A potential measure that can guide this decision is
the convergence of class probabilities to their respective population
means. In addition, there have been multiple reports indicating
varied lengths of hospitalizations. Such variability depends on multiple
factors including disease severity, comorbidities, health provider
policies, decisions regarding withdrawal of life support, cost of
treatments, etc. Clearly, some of these factors are non-deterministic
and data on such factors are typically unavailable for the machine
learning model. Learning a suficiently accurate and robust decision
scheme with those dificult-to-measure elements and determining
when to reinforce the learning algorithm remain challenging tasks.
Modeling the human-in-the-loop decision process: A typical
RL approach relies on an efective balance between exploration
and exploitation such that the algorithm is allowed suficient
exploration of the input space prior to basing predictions primarily on
the space that it has already explored. However, that paradigm is
not usable in this setting, because treatment decisions are a matter
of life and death; we cannot take actions that would jeopardize
medical ethics. Therefore, our approach requires the presence of a
clinical expert who will make decisions after appraising the model’s
predictions in light of his/her own assessments.</p>
    </sec>
    <sec id="sec-4">
      <title>4 CONCLUSION</title>
      <p>In this paper, we described a novel domain-guided
human-in-theloop RL framework to assist physicians in clinical decision-making
to stage COVID-19 patients across the disease severity spectrum.
Going forward, the clinical stages as defined by this approach could
form the basis for evaluating the eficacy of existing and new drugs
related to the patients in diferent stages of disease progression.
While the proposed model is specifically designed and trained for
COVID-19, the underlying paradigm of our model, i.e., the human
in the loop RL, afords the adaptivity to be applicable to other
respiratory illnesses and other future pandemics, with re-calibration.</p>
    </sec>
    <sec id="sec-5">
      <title>5 ACKNOWLEDGEMENTS</title>
      <p>This project has been funded by the Jump ARCHES endowment
through the Health Care Engineering Systems Center at the
University of Illinois.</p>
    </sec>
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