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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Converting Asturian Notaries Public Deeds to Linked Data using TEI and ShExML</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Herminio Garc a-Gonzalez</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elena Albarran-Fernandez</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jose Emilio Labra-Gayo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Miguel Calleja-Puerta</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Deparment of Computer Science, University of Oviedo</institution>
          ,
          <addr-line>Oviedo, Asturias</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Deparment of History, University of Oviedo</institution>
          ,
          <addr-line>Oviedo, Asturias</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <fpage>41</fpage>
      <lpage>46</lpage>
      <abstract>
        <p>Comprehension of past events and its reconstruction is one of the tasks performed by historians. With the introduction of computeraided methods the way in which historians perform their work has been transformed. One of these inclusions is the Semantic Web which can act as an alternative for publication, conciliation, standardisation and integration. Asturian notaries public contracts are a valuable material to understand the society of this epoch, specially in the Middle Ages where a renovation process in the institution was taking place. Therefore, in this work we explore the transformation of TEI-based XML transcriptions of notarial contracts to RDF by means of an heterogeneous data mapping tool which can improve the mechanism to publish Linked Data from existing transcriptions.3</p>
      </abstract>
      <kwd-group>
        <kwd>Notaries public</kwd>
        <kwd>TEI</kwd>
        <kwd>XML</kwd>
        <kwd>Linked Data</kwd>
        <kwd>RDF</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Elucidating past events and bringing them to our days is one of the tasks
performed by historians which search evidences to reconstruct historical discourses.
As in many elds, the introduction of computer aided methodologies has opened
a new dimension in historical research in which has been coined as Digital
Humanities. One eld that has had a good reception is the Semantic Web whose
technologies have been envisaged as a mean of publication, conciliation,
standardisation and integration in the Humanities eld [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        A particular main problem, in Digital Humanities, is the generation of Linked
Data from historical material. Although many procedures were proposed, most
of them involve creating ad-hoc solutions that could only handle with a certain
model, and modi cations would need much e ort or a software expert. Another
problem is how to deal with heterogeneous models without creating one solution
per schema. In the Semantic Web community new tools that try to deal with data
transformation and, also with heterogeneity|of formats and data models|have
appeared [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Moreover, they try to o er tools that can be used by domain experts
3 Copyright ©2020 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
without the constant implication of a software expert. Therefore, this kind of
tools can bring a new dimension on Linked Data generation from historical
sources.
      </p>
      <p>
        Among other historical resources, notarial contracts are particularly valuable
for the study of western mediterranean societies in the Middle Ages [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This kind
of documents and the notarial institution itself represented the conjunction of
romanist legal traits|inherited from Ancient times|in a profoundly religious
culture that was already showing evident signs of transformation. In Asturias,
a small northern region of the Castilian Crown, the overall renovation process
of the notarial institution in the mid XIII century transformed its own writing
tradition.
      </p>
      <p>In this paper we describe our work on transforming transcriptions of medieval
Asturian notarial contracts encoded with Text Encoding Inititive (TEI), how
this can be achieved with heterogeneous data mapping tools and what are the
challenges that this methodology poses.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        In the last years several works have explored the idea of transforming
XMLbased historical artefacts to Linked Data. This is the case of [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] which explores
a conversion from XML/TEI to RDF/XML on historical documents, [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] which
discusses the use of XTriples4 to model, link and visualise XML corpora as
Linked Data and [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] which presents a transformation of TEI-XML annotated
Latin medieval texts to RDF by means of XSLT.
      </p>
      <p>
        Regarding the notarial deeds, the most similar work to the one presented in
this paper is presented in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] where the authors produce a dataset of Notarial
Archives in Valleta extracting entities, keyphrases and relations from notarial
deeds. However, the extraction of entities using arti cial intelligence techniques
instead of basing the creation on transcriptions suppose a di erence between
both works.
      </p>
      <p>Although these works explore di erent ways of transforming data to RDF,
none of them tackle the use of heterogeneous data mapping tools, which are
capable to integrate|in the same script|data in various forms and formats. This
proposal could lead to a faster transformation process due to the centralisation
in one tool, the higher exibility against model changes and addition of other
sources of information|with heterogeneous formats like: CSV, HTML, JSON,
etc.|and the improvement on learning time from the domain experts.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Historical background</title>
      <p>In the XIII century, during the reign of king Alfonso X, a renewed doctrine in
uenced the elaboration of a legal frame tted to the times and the particularities
of the Castilian Crown.</p>
      <sec id="sec-3-1">
        <title>4 https://xtriples.lod.academy/index.html</title>
        <p>This frame included a new legal corpus and the transformation of judicial
and documentary practices. In this context, the traditional scribes|most of
them coming from clerical institutions|were replaced by public notaries.</p>
        <p>For Asturias, an ancient kingdom located in the north of Castile, the new
policy established by king Alfonso X meant several changes, as it was the king's
intention to modernise not only the administration of his realm, but to transform
rural areas into a more dynamic urban ones.</p>
        <p>Public notaries assumed their predecessors' role with a whole new meaning:
rst, written culture no longer belonged exclusively to the Church; second, they
o ered their services to everyone, no matter their economical solvency or social
background; third, their profession was de ned by the law; thus, they recorded
every single legal action and contract in the daily life of the Asturian society.</p>
        <p>As no notarial registers from this early period remain today, we are working
with documents issued by these notaries. Most of them were preserved by
Asturian monasteries and cathedral, as they frequently used notaries' services to
record their economical activities. Nowadays, a great amount of these documents
are still guarded by an ecclesiastical institution|the monastery of San Pelayo of
Oviedo5 is one of the richest private archives in the region|while many are also
preserved at the Archivo Historico Nacional6|the biggest public-state archive
in Spain.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Methodology</title>
      <p>
        Asturian notarial contracts from XIII and XIV centuries are held by several
private and public-state archives which, in some cases, can hinder their access.
Furthermore, in many cases digitised versions are not available. But even with
digitised versions, it is still to be proven that accuracy of promising
state-of-theart Optical Character Recognition (OCR) techniques [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] can be transposed to
regional variations (i.e., di erences in typographies can pose a problem to these
OCR techniques). Therefore, the work of an editor is essential to transcribe the
writings of this era.
      </p>
      <p>
        As a rst step manuscripts are transcribed to TEI-XML using vocabulary
features plus some additions which cover diplomatic elements [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This rst phase
holds the digitised content plus some structure information about the manuscript
itself and meta-data7. However, entities such as places and names are neither
represented unambiguously nor linked with other existing entities. Therefore,
this step corresponds with the creation phase of historical information life cycle
as proposed by [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>This version of manuscripts transcription can be queried and published but
it has the problem of entities reconciliation and integration with other datasets.
As a way to solve these lacks, the translation of these TEI-XML transcriptions</p>
      <sec id="sec-4-1">
        <title>5 http://sanpelayomonasterio.org/</title>
        <p>6 http://www.culturaydeporte.gob.es/cultura/areas/archivos/mc/archivos/ahn/portada.html
7 An example manuscript transcribed to XML can be seen on:</p>
        <p>https://github.com/albarranelena/AsturianNotaries/blob/master/AAA 7.xml
to Linked Data is explored. In this work we have decided to use ShExML as it
o ers a simple syntax and, as being developed by two of the authors, it can be
tuned if it is necessary.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Transformation process</title>
      <p>The transformation process begins with the creation of the transformation script
in ShExML syntax8.</p>
      <p>To create the data model we have taken the schema.org vocabulary to de ne
the general attributes. This vocabulary, in its pending branch9, o ers new types
that are suitable for generics attributes of works like the one presented in this
paper. Therefore, the archive component type is used to model the content and
meta-data of each TEI-XML transcription.</p>
      <p>Some of these attributes require to have another type in the object part.
For these cases a shape link is made which is a mechanism to de ne a new
shape with a new form that will be linked to the upper one. This is the case of
the schema:locationCreated which is a schema:Place and has a name and a
link to a Linked Data Cloud10 entity. Here, we have linked the schema:sameAs
attribute with their Wikidata counterpart entity. This process is made using the
ShExML matchers feature11 which allows to replace a string for another string
of our choice. For instance, the town of Aviles can be linked with its Wikidata12
entry. Therefore, linking shapes we are able to create links between generated
triples and model schema.org types inside ShExML. With the iterator nesting we
are able to cover the tree structure and, also, multiple children from one parent
which must be considered as a one triple generation per child.</p>
      <p>Once this script is generated we can use the ShExML engine13 to convert an
arbitrary number of les following this encoding model to their RDF counterpart.
To check the conversion presented in this paper we also o er an online demo14
where we can upload the generated script and select the "Convert to RDF"
option to generate the RDF output15.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Limitations and challenges</title>
      <p>Although this conversion can cover a lot of what is described in the TEI-XML
transcription there are some limitations|which are also in line with some
limitations encountered in TEI vocabulary and related formal ontologies derivatives
8 Script available on:</p>
      <p>
        http://herminiogg.github.io/whiseIII-paper-2020/notariesShort.shexml
9 http://pending.schema.org
10 https://lod-cloud.net/
11 http://shexml.herminiogarcia.com/spec/#matcher
12 https://www.wikidata.org/wiki/Q14649
13 https://github.com/herminiogg/shexml
14 http://shexml.herminiogarcia.com/editor
15 Full output available on:
http://herminiogg.github.io/whiseIII-paper-2020/notariesShort.ttl
[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The rst problem was shown in the O ce shape where the people belonging
to an o ce cannot be represented using schema.org. The most likely relation is
the schema:employee; however, the relations in medieval times cannot be
understood as being an employee of an organisation but as a guild. It is also a problem
that there are not de ned relations between the di erent roles inside a notarial
o ce and there is not a procedure to create these roles.
      </p>
      <p>This problem increases when a diplomatic study is raised. In this case,
modelling aspects such as the legal action described in the contract, the tradition of
the act or the number and role of the participants cannot be achieved with the
current vocabulary. Although this limitation do not restrict the conversion to
Linked Data16 and, it can also be queried through SPARQL queries, it is true
that it can limit future inferences and, moreover, it could limit integration with
other graphs which is the nal goal of Linked Data.</p>
      <p>
        Other ontologies like FRBR [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], NIE-INE17, RiC[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] and ROAR18 can de ne
similar concepts to schema.org with more speci city or exibility. However, they
tend to focus in general concepts and meta-data but not on the domain speci c
content. To the best of our knowledge, there is no domain speci c ontology nor
vocabulary which de nes this topic, and the closest one is the CEI [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]
vocabulary which still do not de ne all the concepts present in our corpora. Therefore,
in order to increase transformation inference capability and standardisation, it
arises that a new ontology de nition for this topic should be tackled.
      </p>
      <p>Another problem is how to identify and disambiguate persons' names which
will require a mechanism to identify and disambiguate them from other people
with the same name and surname. It is also problematic that these people are not
registered in any other repository as may be, for example, the Kings of Spain
(e.g.: Wikidata, DBpedia, etc.). This would involve the addition of an entity
disambiguation mechanism in ShExML plus the creation of speci c algorithms
for this case. This kind of knowledge extraction from the text would imply in
a simpler and faster process for the transcriber that can focus more on the
transcription process and less in the identi cation and categorisation of entities.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions</title>
      <p>In this work we have explored the possibility to apply heterogeneous data
mapping tools to a TEI-based XML transcription of notarial contracts in order to
convert them to RDF. This transformation was carried out using ShExML, which
aims to o er a simple syntax to de ne these kinds of transformations, and using
the schema.org vocabulary to assure the integration of these corpora with other
existing or future resources. The process has shown that schema.org and other
existing vocabularies are not able to synthesise what is needed for diplomatic
16 Full ShExML script with diplomatic features:
http://herminiogg.github.io/whiseIIIpaper-2020/notariesFull.shexml</p>
      <p>Full RDF result: http://herminiogg.github.io/whiseIII-paper-2020/notariesFull.ttl
17 https://github.com/nie-ine/Ontologies
18 https://leonvanwissen.nl/vocab/roar/docs/
studies. Therefore, we envisage the creation of a diplomatic ontology as an
approach to cover this topic. Moreover, we highlight the need for an identi cation
and disambiguation mechanism for person entities to favour further analyses.
Funding This work has been partially funded by the Principality of Asturias
through the Severo Ochoa call (grants BP17-29 and BP16-51) and by the
Ministry of Economy, Industry and Competitiveness under the calls of "Programa
Estatal de I+D+i Orientada a los Retos de la Sociedad" (project
TIN2017-88877R) and "Proyectos de I+D de Generacion de Conocimiento" (project
PGC2018093495-B-100).</p>
    </sec>
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