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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>BioInfo@UAVR at eRisk 2020: on the use of psycholinguistics features and machine learning for the classi cation and quanti cation of mental diseases</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lu s Oliv</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DETI/IEETA, University of Aveiro</institution>
          ,
          <country country="PT">Portugal</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper describes the participation of the Bioinformatics group of the Institute of Electronics and Engineering Informatics of University of Aveiro in the shared tasks of CLEF eRisk 20201. The eRisk initiative fosters Natural Language Processing research for the automatic detection of risk situations on the internet. Similar to the previous years, the challenge was organized in two tasks, which aimed the early detection of self-harm (T1) and severity of depression (T2) in online forums. We addressed these tasks both from a standard machine learning perspective and from a behavioural point of view. The results we obtained endorse the use of social monitoring as a possible complement to more traditional public health surveillance and intervention practices.</p>
      </abstract>
      <kwd-group>
        <kwd>social mining psycholinguistic patterns</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        In the last decade the digitalization of social interactions has created
opportunities for researchers and practitioners to use social media as a data source for
learning from a di erent perspective about health and well-being. Social data,
de ned as data that is created by people with the goal of sharing it with
others [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ] is a quite recent term that, together with the advances in text mining
and Natural Language Processing (NLP) fueled the development of a new
research area known as social media mining. Research initiatives such as CLEF
Early Risk [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] dynamize the scienti c advances and societal impact that this
research area can have. They foster collaborative work on the topic of mental
health and social data, and push forward new discoveries and insights that can
potentially bene t public health.
      </p>
    </sec>
    <sec id="sec-2">
      <title>1 http://early.irlab.org/</title>
      <p>Copyright c 2020 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0). CLEF 2020, 22-25
September 2020, Thessaloniki, Greece.</p>
      <p>
        The relation between social media and well-being is well recognized, as users
of social media networks often share very personal feelings and beliefs. There are
numerous online communities that provide support and counseling for users in
need. Most important, these social interactions lead to an impressive data lake
that represents an opportunity for scienti c advancement and social good [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
Reliable predictive models allow early detection of heath conditions and pave
the way for health interventions, by promoting relevant health services, or by
delivering useful health information [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. In a systematic review on social mining
for mental health, Alonso et. al [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] conclude that the use of social mining applied
to diseases such as dementia, schizophrenia and depression can be of great help
to the clinical decision, diagnosis prediction and ultimately improve the patient's
life quality. Because mental health issues are current societal issues they demand
new prevention and intervention strategies. Early detection of mental illness is
an essential step in the evolution of our current society.
      </p>
      <p>This paper describes the participation of the BioInfo@UAVR team in the
CLEF eRisk 2020 tasks. This is our second participation in these tasks and our
approach built upon the methodology we used in 2019. As such, we combined
standard machine learning algorithms with extended psycholinguistics and
behavioral patterns derived from the literature. The methodology and associate
results are presented in this paper, along with di erences and improvements with
respect to our previous participation, as well as a discussion on future work.
The rest of this paper is organized as follows: Section 2 overviews the current
background in social data mining. The next two sections are dedicated to the
description of each of the tasks, and include both the methodologies used and
the results obtained. We conclude the paper and discuss possible improvements
and future work in Section 5.
2</p>
      <sec id="sec-2-1">
        <title>Background</title>
        <p>
          Mental and behavioral health, is an area of health with one of the largest gaps
between the seriousness of the problem and the little information we have
available. This makes it one of the most promising areas of research with social
monitoring [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ]. While the landscape of mental health has been changing over
the last decades, the traditional clinical research still faces the lack of precise
and timely diagnosis. A standard diagnosis of mental health issues relies mostly
on patient interviews and clinical diaries. In order to overcome these gaps,
researchers explore social data in an attempt to better understand a wide range of
mental health disorders. As such, big data and arti cial intelligence o er exciting
opportunities for the screening and prediction of mental problems [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ].
        </p>
        <p>
          Mental disorders include many di erent illnesses, with depression being the
most prominent. Moreover, self-harm and anxiety can lead to suicidal ideation. In
some of the most varied medical research, data science approaches have allowed
researchers to mine large healthcare datasets to detect patterns and to better
understand a speci c disease or its evolution [
          <xref ref-type="bibr" rid="ref15 ref21 ref28 ref29 ref32 ref33 ref4 ref5">4,5,15,21,28,29,32,33</xref>
          ]. Researchers
have been using over the last decade publicly available social media messages and
interactions as a data source for studying a variety of mental health conditions [7{
9, 12, 22].
        </p>
        <p>
          Even if social media systems can deliver novel, reliable information, there is a
challenge in determining how to act on this information. In areas without existing
empirical data, where social monitoring systems deliver new information, careful
validation and evaluation will be necessary to determine the extent to which the
information can be relied on. A recent study by Ernala et al. [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] questions the
validity of classi cation results when there is no medical con rmation of the
diagnosis and raises a meaningful discussion on the methodologies used so far
for identifying patients at risk in online forums. One of the rst demonstration
of suicide risk assesment through Reddit posts, matched with clinical knowledge
was reported by Shing et al. [
          <xref ref-type="bibr" rid="ref27">27</xref>
          ] and paves the way into bridging computational
social mining and clinical research in the area of mental health.
3
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Task 1 - Early detection of signs of self-harm</title>
        <p>Task 1 consisted in sequentially processing pieces of evidence and detect early
traces of self-harm, as soon as possible. The collection contains writings of social
media content from two categories of users: users that at some point in their
history have harmed themselves and control users, that do not have any history
of self-harming. A labelled training collection was released prior to the evaluation
period. For the test stage a server that iteratively releases user writings was set up
by the organization. After each round of writings that the server would release,
a decision had to be emitted. Classifying a user as being prone to self-harm was
considered an irreversible decision, while a decision of non-self-harming was open
to updates in the following rounds of decisions. Self-harm ideation often relates
to depression and poor mental health, therefore we were interested in exploring
psycholinguistic features that are found in the written or oral expressions of
depressed users.
3.1</p>
        <sec id="sec-2-2-1">
          <title>Dataset description</title>
          <p>
            The training and test collection for this task have the same format as the
collection described in [
            <xref ref-type="bibr" rid="ref18">18</xref>
            ]. They represent collections of writings (posts or comments)
from a set of social media users and, for each user, the collection contains a
sequence of writings in chronological order. Unlike the same task that ran in 2019,
this year edition provided a training dataset. The characteristics of the training
set are presented in Table 1.
3.2
          </p>
        </sec>
        <sec id="sec-2-2-2">
          <title>Metrics</title>
          <p>
            The evaluation metrics that have been regularly used for the eRisk challenges
is ERDE, the early risk detection measure proposed by Losada et al. [
            <xref ref-type="bibr" rid="ref18">18</xref>
            ]. As
identi ed in last year's overview report [
            <xref ref-type="bibr" rid="ref19">19</xref>
            ], this measure has several drawbacks,
which led to the inclusion of alternative evaluation metrics. As such, Flatency a
          </p>
          <p>#subjects
#submissions
avg #posts/subject
avg #words/post</p>
          <p>Self-harm Control</p>
          <p>
            41 299
6 927 163 506
169.0 546.8
24.8 18.8
measure proposed by Sadeque et al. [
            <xref ref-type="bibr" rid="ref26">26</xref>
            ] was also used. This measure takes into
consideration the e ectiveness of the decision (estimated with the F measure)
and the delay for emitting the decision. A perfect system would get an Flatency
of 1. These metrics are further complemented with a ranking evaluation of the
systems after seeing k writings, with varying k.
3.3
          </p>
        </sec>
        <sec id="sec-2-2-3">
          <title>Methods</title>
          <p>For this task we submitted 3 di erent runs. Each team was allowed to submit up
to ve di erent runs. All runs had to complete one round's decisions prior to
getting the next round writing. This means there could not be any transfer learning
from one run to another. For all 3 runs, we followed a number of common steps
in the preprocessing phase. The posts were lowercased and tokenized. Stopwords
are ltered, based on the stopwords list of the Natural Language Toolkit2.</p>
          <p>For the rst run, we also removed all non-alphabetic characters. For this
approach, we followed a standard processing stream for text classi cation. We
initially split the dataset into training and validation chunks, with a ratio of
2:1. We considered Bag of Words (BoW) and tf-idf based feature weighting with
linear Support Vector Machine with Stochastic Gradient Descent and Passive
Aggressive classi ers. We trained and validated both classi ers on the validation
corpus. The SVM led to slightly better results in terms of F1 in the validation
stage, so we retrained the model with the whole corpus (training + validation).
We only started emitting decisions in the 10th round of server writings and we did
all the classi cation online, without applying any o ine knowledge. This means
that in the rst 9 rounds all decisions were emitted as 0. This threshold for the
delay in emitting the decision was selected based on our previous participation,
where we concluded that each user had a history of at least 10 writings.</p>
          <p>
            Our second run was based on a mixture of machine learning and
psycholinguistic features. The methodology is composed by ve di erent feature extraction
algorithms. The rst two algorithms are intended to compute features within the
data by measuring the frequencies of speci c characters or words. The rst one
acts before any processing takes place and its purpose is to nd emojis and
punctuation symbols on the given text. The second one, receives as argument a
list of self-harm related keywords. Synonyms as well as antonyms are extracted
for every keyword using NLTK's wordnet [
            <xref ref-type="bibr" rid="ref13">13</xref>
            ]. Moreover, it also has a collection
of sets of words. Some of the sets are absolutist words [
            <xref ref-type="bibr" rid="ref1">1</xref>
            ], rst person words
          </p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>2 https://www.nltk.org/</title>
      <p>and symptoms. We summarize in Table 2 the main linguistics features that we
considered and the lexicon source. The list of absolutist words is presented in
Table 3.</p>
      <p>Feature Source
Negative words https://www.enchantedlearning.com/wordlist/negativewords.shtml
Positive words https://www.enchantedlearning.com/wordlist/positivewords.shtml
Symptoms https://www.valleybehavioral.com/disorders/self-harm/
Related diseases https://www.valleybehavioral.com/disorders/self-harm/
harm lexicon https://www.thesaurus.com/browse/harm
depression lexicon https://www.thesaurus.com/browse/depression
anxiety https://www.thesaurus.com/browse/anxiety</p>
      <p>
        The third algorithm is a tf-idf vectorizer which turns the text into a tf-idf
matrix. The forth and fth algorithm use paragraph vectors based on gensim 3
Doc2vec [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], with two di erent models, Distributed Memory and Distributed
Bag of Words. The output of these ve algorithms is concatenated and the best
features are extracted. These features are then fed to the Adaboost classi er,
which led to better results in the validation stage among di erent classi ers that
we trained.
      </p>
      <p>absolutely all always complete completely
constant constantly de nitely entire ever
every everyone everything full must
never nothing totall whole</p>
      <p>Our third and last run was a combination of the previous two in a sense
that it made a decision based on the highest probability score output by the two
rst runs. Simply put, our third run would emit the decision whose score in the
previous two runs was higher when the decisions emitted by the rst two runs
would not be identical.
3.4</p>
      <sec id="sec-3-1">
        <title>Results</title>
        <p>
          The results obtained are shown in Table 4, along with the best results in this
task, for comparison. The results of all participating teams can be found in [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ].
        </p>
        <p>Our second run obtained the best scores among our three submission. This
was somehow expected as it was the most complex one. It took into consideration</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>3 https://radimrehurek.com/gensim/auto examples/index.html</title>
      <p>not only linguistic features, but also psycholinguistic and behavioral patterns.
Unfortunately for us, during the test period we were only able to process roughly
a quarter of the total writings. That was mainly due to our late submission of the
runs and to some backup disk writings that slowed down our script. Following
the competition's test phase, we processed o -line the whole corpus with the
same algorithms that we submitted in our best-performing run (second run).
We simulated the same round-based writing release and the results obtained in
our o -line simulation setup are very close to the best results obtained during
the on-line test stage. In this o -line test stage, we obtained a precision score
of 0.80, a recall score of 0.58 and an F1 - score of 0.67. Furthermore, using a
di erent classi er to build the pipeline, a deep learning model, the results were
even better. Precision score of 0.75, recall score of 0.72 and F1 score of 0.73.
4</p>
      <sec id="sec-4-1">
        <title>Task 2 - Estimating the level of depression</title>
        <p>
          This task was aimed at exploring the viability of automatically estimating the
severity of multiple symptoms associated with depression [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]. Given the user's
history of writings, participants had to work out a solution for predicting the
user's response to each individual question included in Beck's Depression
Inventory Questionnaire (BDI) [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. The questionnaire assesses the presence of feelings
like sadness, pessimism, loss of energy, hunger/loss of appetite, etc. For each
individual question, a numeric value between 0 and 3 is considered a valid answer,
with the exception of two questions, whose possible answers were: 0, 1a, 1b, 2a,
2b, 3a or 3b.
4.1
        </p>
        <sec id="sec-4-1-1">
          <title>Dataset description</title>
          <p>
            The training dataset was the dataset used in the test stage of the task's rst
edition, CLEF eRisk 2019 [
            <xref ref-type="bibr" rid="ref19">19</xref>
            ]. It contained 20 les, with one le per user
provided. For each user, a le containing the history of writings on a social network
was also provided. An annotation le, or ground truth le was also provided,
containing the answers of all users to each of the questions in the questionnaire.
The number of writings per user varied from 30 to 1511. The average number of
writings of the dataset was 548, with a median of 328.5.
4.2
The organizers of this task collected questionnaires lled by social media users
together with their history of writings. For each user, the history of writings
was extracted right after the user provided us the lled in questionnaire. The
questionnaires lled by the users were considered the ground truth and were
used to assess the quality of the responses provided by each participating team.
          </p>
          <p>
            The evaluation metrics re ected the di erences between the answers of the
questionnaire provided by the task participants and the ones provided by the
users that were part of the dataset. Moreover, in the psychological domain it is
customary to associate depression levels with categories. Depression levels are
de ned as the sum of all answers of the 21 questions of the questionnaire. The
following depression categories were used for further extension of the evaluation
metrics:
minimal depression - [0{9]
mild depression - [10{18]
moderate depression - [19{29]
severe depression - [30{63]
The following metrics were considered for the evaluation of the results [
            <xref ref-type="bibr" rid="ref20">20</xref>
            ]:
Hit Rate (HR) - the ratio of cases where the automatic questionnaire has
exactly the same answer as the real questionnaire.
          </p>
          <p>Average Hit Rate (AHR) - HR averaged over all users.</p>
          <p>Closeness Rate (CR) - the absolute di erence between the real and the
participant provided answer.</p>
          <p>Average Closeness Rate (ACR) - CR averaged over all users.</p>
          <p>Di erence between overall depression levels (DODL).</p>
          <p>Average DODL (ADODL) - DODL averaged over all users.</p>
          <p>Depression Category Hit Rate (DCHR) - the fraction of cases where the
automated questionnaire led to a depression category that is equivalent to
the depression category obtained from the real questionnaire.
4.3</p>
        </sec>
        <sec id="sec-4-1-2">
          <title>Methods</title>
          <p>
            Our approach for solving this task built upon algorithms that we used in CLEF
eRisk 2019 edition for solving not only this task, but also Task 1. In the previous
year we have used for the training stage of Task 1 a machine learning model
trained on Yates et al. [
            <xref ref-type="bibr" rid="ref31">31</xref>
            ] Reddit depression dataset. This dataset consists of
all Reddit users who made a post between January and October 2016, matching
high-precision patterns of self-reported diagnosis (e.g. \I was diagnosed with
depression"). The depressed users were matched by control users, who have never
posted in a subreddit related to mental health and never used a term related to
it. In order to avoid a straight-forward separation of the two groups, all posts of
diagnosed users related to depression or mental health were removed.
          </p>
          <p>
            The rst step in this year's approach to addressing Task 2 was to predict
whether a user was depressed using the classi er previously trained of the Yates
et. al dataset. Next, we conjugated the score of this classi cation with several
psycholinguistics and behavioral patterns, as presented next. For each category,
a score was calculated for each user as a normalized value of the number of
occurrences of the features considered for each category with respect to the
total number of occurrences of the same features over the dataset. These scores
were then normalized to the interval [
            <xref ref-type="bibr" rid="ref3">0,3</xref>
            ].
          </p>
          <p>
            { Lexical category of a user's text - depressed users tend to have an overall
more negative connotation of their texts [
            <xref ref-type="bibr" rid="ref23 ref9">9,23</xref>
            ]. To this purpose we employed
Empath, an NLP framework for calculating the average polarity of a user's
writings.
{ Use of self-related words (e.g: I, myself, mine) - depressed users tend to use
them more often in their writings [
            <xref ref-type="bibr" rid="ref25 ref6">6, 25</xref>
            ]
{ Use of absolutist words - Al-Mosaiwi et al. [
            <xref ref-type="bibr" rid="ref1">1</xref>
            ] recently showed that anxiety,
depression, and suicidal ideation forums contained more absolutist words
than control forums. The list of absolutist words used is presented next in
Table 3.
{ Mentions of words related to mental disorders, (e.g.:depression, bipolar,
schizophrenia, psychotic, ocd).
{ Use of the words cry, guilt and their derivatives.
{ Use of the words sleep, anxious and their derivatives.
{ Use of the words irritated, fatigue, tired and their derivatives.
          </p>
          <p>
            This list is based on the psycholinguistic patterns and semantic clusters that
we used in our previous participation in this shared lab. Compared to the
approach that we took in our rst participation in this task, we decided to
remove some of the features that we used last year and we explored the use of
Empath [
            <xref ref-type="bibr" rid="ref11">11</xref>
            ]. A statistical analysis of the training corpus revealed that the
nondepressed users had relatively low depression scores, as it would be expected.
As such, the users that our trained model would consider non-depressive were
scored with low scores in all categories. Regarding the psycholinguistic features,
our follow-up analysis of our eRisk2019 submission revealed that some of the
features we included last year did not signi cantly contribute to the overall scores.
4.4
          </p>
        </sec>
        <sec id="sec-4-1-3">
          <title>Results</title>
          <p>
            Task participants had to provide a result le with one line per user in the test
dataset. Each line contained the username and 21 values that corresponded to
3 https://github.com/Ejhfast/empath-client
the answers of the 21 questions included in Beck's Depression Inventory. The
results obtained by our team are presented in Table 5, along with the best results
obtained in this task, for each of the metrics. The results of all participating
teams can be found in [
            <xref ref-type="bibr" rid="ref20">20</xref>
            ].While the general results obtained in this task have
slightly improved since last year, they stand as proof of its di culty. One
important aspect to be mentioned is that our team obtained the best score for the
AHR metric and second best score for ACR.
We presented in this paper the results of our team's participation in the eRisk2020
shared tasks. Considering this is the second participation in this shared lab, our
submissions were built upon the core approaches used in the previous edition.
We extended the previous work by having considered more psycholinguistic and
behavioral features, which led to more submissions for Task 1 and overall better
results obtained in both tasks. While we recognize the potential that social
mining has for signaling a user's mental health status and for the early detection of
risk situation, we have come to understand that one possible limitation of our
work is the lack of clinical knowledge. As researchers with computational
backgrounds, who are often unfamiliar with existing practices in mental healthcare,
we are in the frontline of developing new algorithms for social data. In order to
better understand the tasks that we have in our hands and to improve the end
solution we will focus on having the missing clinical perspective on our future
participations.
          </p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>Acknowledgments</title>
        <p>This work was supported by the Integrated Programme of SR&amp;TD SOCA (Ref.
CENTRO-01-0145-FEDER-000010), co-funded by Centro 2020 program,
Portugal 2020, European Union, through the European Regional Development Fund.</p>
      </sec>
    </sec>
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