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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Lung-Wise Tuberculosis Analysis and Automatic CT Report Generation with Hybrid Feature and Ensemble Learning</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Muhammad Waqas</string-name>
          <email>waqas.sheikh@nu.edu.pk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zeshan Khan</string-name>
          <email>zeshan.khan@nu.edu.pk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Shaheer Anjum</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Muhammad Atif Tahir</string-name>
          <email>atif.tahir@nu.edu.pk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>National University of Computer and Emerging Sciences</institution>
          ,
          <addr-line>Karachi</addr-line>
          ,
          <country country="PK">Pakistan</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This article presents the proposed methodology for tuberculosis analysis and generation of the computerized report by using 3D Computed Tomography (CT) images, apropos to the ImageCLEF tuberculosis CT report generation task. The contribution of this paper is based on the combination of handcrafted and non-handcrafted feature extraction strategies. Experiments show that more informative input representation can be obtained by combing di erent feature extraction strategies that lead to improved performance. In this work, non-handcrafted features mined by using a ne-tuned version of a pre-trained VGG19 model and handcrafted features extracted using Local Binary Pattern (LBP), Haralick, and Intensity Histogram (IH) descriptors. Extracted features combined by using early fusion and nal probability estimation performed with an ensemble-based soft voting approach. The proposed methodology achieved a 70.5% mean area under the curve AUC and ranked 6th on the leaderboard for best participation by each group. The proposed approach can be further improved by adopting optimized feature selection and fusion techniques.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Tuberculosis (TB) is a bacterial disease, it is an airborne disease that attacks
the respiratory system, through droplets released by the patients via cough.
According to the ndings of WHO, tuberculosis caused around 1.3 million deaths
in 2017 and 2018 [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ]. Timely Diagnosis and treatment of TB can hinder the
deaths of patients. The recent advancements in imaging technologies are helping
medical practitioners to manually analyze the severity of TB, such as Computed
Tomography (CT) scan, which is commonly used for obtaining lesion patterns.
In a single CT image, multiple 2D radiographic projections or 2D slices are
captured around the objects, and a 3D volume is constructed which allows
visualization and slicing at any angle; however, these manual procedures for severity
detection are prone to error and costly in terms of time and capital. On the other
hand, machine learning techniques are used for disease analysis which opens new
research areas for the researchers. These automatic medical image analysis
techniques have shown a pro ciency for several imaging modalities, in terms of time
and precision [
        <xref ref-type="bibr" rid="ref1 ref4">1,4</xref>
        ].
      </p>
      <p>In the case of CT images, variation in inter-slice distance, sizes, and shape of
voxels entail di culty in image analysis. Additionally, advanced image analysis
algorithms are developed by using deep learning techniques. These algorithms
required a large amount of training data and the unavailability of adequate CT
imaging data is a major barrier to the use of deep learning systems for automatic
tuberculosis analysis.</p>
      <p>
        To alleviate the problem of data unavailability in the domain of medical
image analysis, the Cross-Language Evaluation Forum (CLEF) organizes several
challenges through the ImageCLEF initiative every year. These challenges aim
to provide standard datasets for disease analysis and medical image retrieval
[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Tuberculosis task was rst introduced in 2017's edition [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], and
continuously presented every year since then[
        <xref ref-type="bibr" rid="ref14 ref6 ref7 ref8">6,7,8,14</xref>
        ], and substantial data for training
and testing were provided in these editions. This year the task was to generate
an automatic report for detailed lung wise analysis using CT images. The report
has to include probability scores for six di erent class labels[
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. As we know
that feature extraction is one of the most challenging part in any machine
learning problem. The studies in [
        <xref ref-type="bibr" rid="ref18 ref20">20,18</xref>
        ] compared the performance of handcrafted
and non-handcrafted feature extraction techniques and found that the transfer
learning approach for feature extraction performs better than handcrafted
feature extraction methods. However, the experiments also demonstrated that both
feature extraction strategies obtain dissimilar information from input data, and
fusion on these features shown better performance than a single feature
extraction strategy. From taking the motivation from [
        <xref ref-type="bibr" rid="ref18 ref20">20,18</xref>
        ], this paper aims to study
both form of feature extraction strategies, handcrafted and non-handcrafted
feature extraction, to obtain more informative representation from the input, and
their combined impact on classi cation performance for tuberculosis analysis.
      </p>
      <p>
        For the CNN based feature extraction, we ne-tuned the VGG19 model [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ],
pre-trained on the ImageNet dataset [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Besides, deep features, we
experimented with Haralick [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], LBP [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ], and Intensity Histogram (IH) feature
extraction techniques for hand-crafted features. Finally, after the fusion of both
types of features, the nal probability scores for each class is calculated using
an ensemble-based soft majority voting approach.
      </p>
      <p>The proposed method provides the bene ts of simplicity and generality: The
method is less computationally expensive as compared to training deep learning
models, which required time and resources. The proposed approach is also useful
when the size of available training data is small, and training a deep learning
model might not be advantageous. Furthermore, fused descriptors could easily
be used to train any classi cation model for arbitrary labeling.</p>
      <p>The organization of the paper is as follows. Section 2 describes the dataset,
the types of images, and the splitting criteria for train and test distribution.
Section 3, discusses the proposed methodology. Section 4 presents the results of
the experiments. Finally, We make conclusion and present potential future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Task and Dataset Description</title>
      <p>
        The tuberculosis task in previous editions of ImageCLEF was divided into several
subtasks, such as severity scoring, TB types detection and CT report generation.
However, The objective of this year's task is to generate an automatic lung-wise
report that incorporates probability scores for six di erent class labels, including
"Left-Lung-E ected", "Right-Lung-E ected", "Caverns-Left", "Caverns-Right",
"Pleurisy-Left" and "Pleurisy-Right" respectively, based on the CT image data
[
        <xref ref-type="bibr" rid="ref12 ref13 ref17">13,12,17</xref>
        ].
      </p>
      <p>The dataset consists of 3D CT images in NIfTI (Neuroimaging Informatics
Technology Initiative) format and stored with the ".nii.gz" extension. Each 3D
CT image compromised of around 100 2D slices of size 512*512. In this year's
edition, the dataset consists of 403 3D CT images, further divided into 283
training and 120 testing images. The dataset is labeled lung-wise, which double
the size of training examples for lung-wise analysis. The numbers of occurrence
for each class label in training data are shown in Table 1.</p>
      <p>
        Furthermore, an automatically extracted lung mask is also provided for every
patient [
        <xref ref-type="bibr" rid="ref19 ref5">5,19</xref>
        ]. The numbers of occurrence for each class label in training data
are shown in Table 1. Furthermore, some of the image slices are shown in gure
1.
In this section, the proposed methodology is discussed in detail. The
methodology is a 4 stage process, which includes preprocessing, feature extraction, fusion,
and nally classi cation. All these stages are discussed in detail and shown in
gure 2.
(a) Left Lung A ected
(b) Right Lung A ected
(c) Left Lung Caverns
(d) Right Lung Caverns
(e) Left Lung Pleurisy
(f) Right Lung Pleurisy
The proposed approach intends to fuse several features from each slice, for this
purpose the provided NIfTI format images are rst converted into .png format
by using NiBabel library [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The conversion is accomplished by extracting all
slices of size 512*512 and stored in .png format [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], and around 100 images in
.png format are extracted from each 3D CT image.
3.2
      </p>
      <sec id="sec-2-1">
        <title>Fine-tuning Pre-trained VGG19</title>
        <p>
          Deep learning models require considerably large training time and training data
to achieve good results, however, this necessity can be alleviated using transfer
learning. In this approach, a complex representation previously learned from
a large training dataset by a model, which can be reused as input for a second
task. This approach has shown remarkable performance in several medical image
Classi cation frameworks [
          <xref ref-type="bibr" rid="ref15 ref16 ref22">16,15,22</xref>
          ]. For the process of transfer learning
pretrained VGG19 model [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ] trained on ImageNet data[
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] is ne-tuned. The
pretrained model modi ed by substituting the last three layers which are de ned
for the ImageNet dataset, by three fully connected layers of 1024,512 and 6
neurons respectively. The modi ed network is then retrained by using Stochastic
Gradient Descent (SGD), by xing a learning rate, momentum, and a mini-batch
size to 0.01, 0.9 and 30 respectively; moreover, 50 epochs are performed for each
provided part of the dataset i.e., the original, masks1, and masks2. The dropout
rate of neurons and weight decay parameters are used to avoid over tting in a
prede ned network.
3.3
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Feature Extraction and Fusion</title>
        <p>
          The extracted features are combined using early fusion technique, combinations
of various features are evaluated in comparison with deep features. To validate
the performance of each combination of descriptors, we used various classi ers,
including Decision Tree [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ] (DT), Extremely Randomized Tree [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] (ET),
Random Forest (RF), Logistic Regression (LR) and Gaussian Naive Bayes (GNB),
for evaluation criteria we used average F1-score.
        </p>
        <p>The training data is divided into two parts, training part and validation part
with a ratio of 75% and 25% respectively. Based on experiments we selected
(LBP and Haralick) features beside deep features for further experiments. The
performance of several combinations of features is presented in Table 2.
For classi cation, ensemble based strategy is adopted. We trained DT,LR and
GNB classi ers independently trained on hybrid feature vectors, and nal results
were combined with soft and hard voting techniques.</p>
        <p>The ensembles of classi ers can have hard and soft voting. Hard voting counts
the vote or predicts Y the label through majority predicted class based on
equation 1, here Cm is the predicted class label of model m. Soft voting predict the
class label by using predicted probability Pc by each classi er based on equation
2 where Wc is assigned weight to cth classi er.
(1)
(2)
(3)
(4)
Y = modfCi(x) : i 2 modelsg</p>
        <p>c
Y = argmax X
j=1</p>
        <p>Wj Pi;j
Pi =
(1; if x</p>
        <p>0:5
0; otherwise</p>
        <p>The resulted probability scored for each image-slice are then passed to a
threshold function to obtain nal class label, described in equation 3 where Pi
is the probability of ith class label.</p>
        <p>Finally, the ultimate probability scores for of single 3D CT image is computed
by the averaging the class labels for all the image-slices inside a single CT image
as shown in equation 4, where Pj is the probability score of jth class and Sk is
number of slices in each 3D image. We used scikit-learn package implementation
for classi cation models. Hyperparameters for all of the models were tuned by
cross-validation using grid search.</p>
        <p>k
Pj = (1=Sk) X Ci;j
i=1
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Submission and Results</title>
      <p>
        The method described in the previous section was applied to generate
predictions for the test set[
        <xref ref-type="bibr" rid="ref12 ref17">12,17</xref>
        ]. The labels for test set were not provided, all the
participations were evaluated using AUC, and nal results and the participant
standing were calculated by organizers. We submitted three di erent runs,
details of each run is given below. A complete list of the results for the task is
available at ImageCLEF Website.
      </p>
      <p>{ Run1 In this run, the results are obtained by training ensemble model
discussed in section 3.4 using best performing combination of descriptors (LBP
+ Haralik + Deep features), and with the usage of soft voting approach.
{ Run2 In this run, the ensemble model is trained on the descriptors as in</p>
      <p>Run 1 and the hard-voting technique is applied instead of soft voting.
{ Run3 In this run, the ensemble model is trained on the fused version of
descriptors obtained by using all features extraction techniques, mentioned
in section 3.3, and performance is tested by applying soft-voting technique.</p>
      <p>The best results are obtained by Run 1 followed by Run 2 and Run 3. It can
be observed that hard and soft voting techniques can lead to dissimilar decision
boundaries.</p>
      <p>Run1 with soft voting shows the best performance, since it takes into
classier's uncertainties in the nal decision, and the nal decision boundary relies on
strong classi er and works well when classi ers are carefully adjusted.
Furthermore, incorporating only important features in classi cation removes redundancy
in input space and helps to reduce the complexity of learner, Due to this, a clear
di erence can be seen in the performance of Run 1, Run 3. As compared to Run
1, the performance of Run 3 su ers from the redundancy in input space. The
results obtained by our submitted runs are not well ranked as compared to the
top-ranked runs. This is due to the fact that each team has submitted several
runs and performance variation between them is probably not high.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusion and Future Work</title>
      <p>In this article, we presented our contribution to ImageCLEFmed 2020
Tuberculosis task. We used the combination of transfer learning and handcrafted feature
extraction techniques. In the proposed approach, VGG19 model ne-tuned for
transfer learning and extracted features are fused with LBP and Haraclick
features. Results show that two di erent feature extraction methods can obtain
diverse representation for input, and performs better as compared to the
standalone feature extraction approach. Moreover, an ensemble-based soft voting
approach is proposed for the classi cation of 3D CT images. The proposed
technique is simple, less resource-oriented, but yet e ective. Although the proposed
technique has not produced the best result, however, the performance of the
proposed technique could be further improved by combing several other deep
and handcrafted features and adopting some optimized way to select the set of
best performing attributes from the fused vector. Furthermore, In future work,
heuristic strategies for sample selection and feature selection will be adopted.
Additionally, sieving technique to select informative slices from a 3D image, and
ignoring unnecessary slices or slices with no information will also be explored.
This could lead to further improvement in performance.</p>
    </sec>
  </body>
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