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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Making Sense of the Urban Future: Recommendation Systems in Smart Cities</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Dirk Ahlers</string-name>
          <email>dirk.ahlers@ntnu.no</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>NTNU - Norwegian University of Science and Technology Trondheim</institution>
          ,
          <country country="NO">Norway</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Smart City, Recommendation, Urban Environment, Urban Interactions, Urban Computing, Information Access, Civic Tech</institution>
          ,
          <addr-line>User Interaction, Complex Systems</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>A large variety of Recommender Systems today can help users to understand and make sense of certain aspects of their cities, for example events, restaurants, government services, or transport. With the rise of the Smart Cities concept, more city operations and services will be made available by integrating multiple information systems from all types of city systems. The development of Smart Cities solutions will open up an exciting space for urban recommendations on a new and complex scale, which is the topic of this position paper. Most work today focuses on individual services, such as recommendations for places, routes, or activities, but nothing yet makes use of the vast and complex available information and service space. Recommendations in smart cities can be a fruitful area to explore in order to drive recommendations away from single-item or single-domain systems and towards multi-source, multi-faceted, multi-stakeholder, multi-level, multi-dimensional, and integrated recommendations that explore and combine the rich data and services that cities have to ofer. Apart from giving recommendations, suggestions, and decision support for daily life of citizens, such systems can also be a main building block towards smart cities, making cities and their citizens more green, sustainable, climate-aware, and ultimately, more liveable. The ambition we are sketching here shows integrated recommender systems in smart cities to be a highly complex and multidisciplinary challenge, with considerable input and output data and algorithmic complexity within a complex domain.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>CCS CONCEPTS</title>
      <p>• Information systems → Recommender systems; •
Humancentered computing → Social recommendation.</p>
    </sec>
    <sec id="sec-2">
      <title>INTRODUCTION</title>
      <p>Cities are highly complex, dynamic, and interesting environments.
Growing worldwide urbanisation puts cities under pressure to adapt
to changing circumstances. There is not only a need for planning
and operation of cities and city systems, but also interest in the
huge and growing amount of data that is produced continuously
24/7 through cities and citizens for a variety of use cases, including
navigating these data sources and provide information access to
citizens and stakeholders. Researchers should take the opportunity
to use the growing infrastructure and data availability to build
exciting systems on top of this new city infrastructures to generate
insights and provide new services and systems to people.</p>
      <p>
        Recommendation systems have already been implicitly or
explicitly catering to users in cities, often through specific domains
such as location-based recommenders [
        <xref ref-type="bibr" rid="ref13 ref15 ref8">8, 13, 15</xref>
        ] or citizen services
[
        <xref ref-type="bibr" rid="ref11 ref44">11, 44</xref>
        ]. Current and future work will continue this trend from both
academic and industry perspectives. This is exemplified by
workshops such as RecSys workshops on Location-Aware
Recommendations1, Tourism Recommender Systems2, the CitRec2017 workshop
on urban recommender systems for citizens [
        <xref ref-type="bibr" rid="ref44">44</xref>
        ], as well as other
work we discuss later, that continue to encourage researchers to
identify challenges and opportunities in this area.
      </p>
      <p>
        On the other hand, the concept of Smart Cities [
        <xref ref-type="bibr" rid="ref35 ref41 ref6 ref9">6, 9, 35, 41</xref>
        ] is
getting more traction in research, industry, and city development.
For RecSys purposes, the Smart City concept can be understood
as a convergence of digital information and physical environment
along with social factors within a city. The ’smartness’ from the
ICT view is usually provided by information systems and concerns
certain key areas: governance, people, living, mobility, economy,
environment. Thus, Smart Cities provide a new digital
infrastructure for cities. However, we take a broader view here to get to a
better understanding of the full potential. A Smart City should be
a city that not only provides smart data and services itself, but
should also be able to make smart use and allow its citizens to make
smart use of these and external data that is relevant and available
in open datasets, crowdsourced data, or social networks; to find
new ways of operation, living, and creation. On the one side are
city systems, such as energy, transportation, infrastructure,
sustainability, housing, trafic, control systems, urban data analytics, and
additional sensors. On the other side are external services and data
sources that can be used to make the city smarter. These include
crowdsourced data, mapping, social networks, volunteered data,
external systems and services running within the city, news, and
also open data, both structured and unstructured.
      </p>
      <p>The main innovations for a citizen are the availability of data,
easy access to data and services, and resulting, a higher number
of options to use and participate in a city that turns into a
connected smart urban environment. The research question we want
to explore in this context is,
’What will change from a RecSys perspective once we
have a Smart City surrounding us?’</p>
      <p>We see many challenges and opportunities that not only make
this an valuable and challenging application domain, but also a
possible driver for further development of the recommender
systems field. These cover most important fields such as applications
1https://recsys.acm.org/recsys15/localrec/
2https://recsys.acm.org/recsys19/rectour/
domains, user scenarios and information needs, data integration,
methods and algorithms, and the general applicability of
recommendations in both reactive and proactive situations as well as decision
support and behaviour changes at multiple, complex levels. We
especially see a necessary move away from single-domain
singleitem recommendation towards more complex and cross-domain
approaches.</p>
      <p>To better support our case for integrated Smart Cities as a
valuable new research area for Recommendation Systems, we will first
explore some related work to understand the current state of the
art and then sketch a future path.
2</p>
    </sec>
    <sec id="sec-3">
      <title>RELATED WORK</title>
      <p>Recommendation Systems are a way to filter through an abundance
of data, add personalization, and create a valuable selection tailored
to user preferences and context. With growing amounts of data
and options in data-intensive Smart Cities, such tasks becomes
increasingly important as a means to facilitate information access
to a vast range of options. Recommendation Systems assume a
choice of the user from a selection that usually is triggered by
context or activities. It is diferent from pure control systems or
on-demand search. These other fields will also need to adapt to
the new Smart City urban environments, but in this paper, we are
especially interested in the ramifications for recommenders.</p>
      <p>
        Research related to recommendation systems in the overall and
integrated Smart City context is still in very early stages. It is
noteworthy that we could not find any papers that deal with the Smart
City concept as a whole. The closest would be the workshop
approach of citizen recommendation [
        <xref ref-type="bibr" rid="ref44">44</xref>
        ], though not necessarily the
individual contributions. Other available theoretical and practical
papers usually address rather limited and focused aspects
without discussing the role of recommenders in the overall smart city
context.
2.1
      </p>
    </sec>
    <sec id="sec-4">
      <title>A Definition of Smart Cities</title>
      <p>
        A city as an organism comprises the buildings, roads, sub- ways,
and other built environment, its natural environment in terms of
topology, water, flora (and some fauna) together with machinery
and finally, citizens and inhabitants. Seen on this level, a city is
a highly complex organism with a multitude of dimensions that
can be understood from a variety of viewpoints [
        <xref ref-type="bibr" rid="ref2 ref24 ref6 ref9">2, 6, 9, 24</xref>
        ]. This is
reflected in recent literature that is understanding cities not only
in terms of place and space, but also in terms of systems, structure,
networks, flows, and processes [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Work from a more
computational perspective [
        <xref ref-type="bibr" rid="ref33">33</xref>
        ] understands cities as sites of ubiquitous
information and communication technology and data that people
use to connect to people, places, and services. For example, cities
have previously been ideally designed to be legible [
        <xref ref-type="bibr" rid="ref32">32</xref>
        ], and to
give people the ability to form a mental model and mental map,
and that this is now changing towards cities being transparent or
understandable also from a data side [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]. This need is based on
the observation that media interfaces are becoming the dominant
interfaces to the city. Additional work concerns sustainable [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ],
liveable [
        <xref ref-type="bibr" rid="ref35">35</xref>
        ], or [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] hackable cities and ways to engage citizens [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]
or communities [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <p>
        For our definition of a Smart City, we broaden the usual technical
definition of a computationally-augmented and sensor-enhanced
to that of the sustainable participatory liveable smart city [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        On the infrastructure side, we acknowledge that a real-life smart
city is build up of many separate systems that are not all centrally
controlled by a municipality, as there are many separate services
that can make a city smarter. As such, we see a smart city as an open
ecosystem [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] that facilitates technical integration and collaborative
open innovation where necessary. In combination, this allows us to
also focus on inhabitants and participation/co-creation activities in
addition to technology and infrastructure. The users can be citizens,
defined as people living in the city, as well as travellers coming
from elsewhere to visit the city physically or also use some city
systems remotely, as well as a range of other stakeholders.
2.2
      </p>
    </sec>
    <sec id="sec-5">
      <title>Related Recommenders</title>
      <p>
        Longer discussed features for the evolution of recommendation
systems include extensions of older methods, mostly based on
limitations of content-based, collaborative, and hybrid approaches.
Suggestions [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] include an improvement of the understanding of
users and items, the integration of context, multicriteria ratings,
more flexible and less intrusive recommendations, and broader
evaluations based on usefulness or quality. Further discussions [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]
include the use of knowledge-based and group-based approaches
and the exploration of additional applications domains, such as
software engineering, knowledge engineering, product configuration,
and, especially important here, persuasive technologies and smart
homes (both for design and for control to improve quality of life).
The latter show a stronger relation to our topic, but still stay within
smaller niche tasks.
      </p>
      <p>
        Understanding recommender limitations from a human point
of view can help to look at recommenders untied from current
technology [
        <xref ref-type="bibr" rid="ref36">36</xref>
        ]. This view is close to our ambition here, to look
into what would be an ideal system from a human life perspective,
and what options for future work can be derived.
      </p>
      <p>
        The area that currently has the strongest city relation is
locationaware recommendation systems [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and recommendations in
LBSNs [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], often with a focus on venues and places [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. LBSNs with
their locations and user interactions can also be used to get insights
into a city’s internal life and processes [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>
        Aspects of venue and event recommendation can be used to show
the research opportunities that can arise with the use of the digital
infrastructure of a Smart City [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. To get around limitations with
only using location-based social networks (LBSN), that work
explores the use of social and physical sensors, for example analysing
CCTV footage to detect interesting events. This is also described
as a way to bridge diferent silos of closed LBSNs. Similarly, sensor
metadata can be used for city event detection [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] or Twitter can be
used as a set of social sensors to understand and summarise city
events [
        <xref ref-type="bibr" rid="ref34">34</xref>
        ] in preparation for recommender steps.
      </p>
      <p>
        A promising approach is to use parts of the sensor infrastructure
of a smart city to improve quality of life, focusing on the features
of personal health conditions coupled with real-time sensor-based
route information [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Citizen services as a general topic [
        <xref ref-type="bibr" rid="ref44">44</xref>
        ] and
e-government in particular [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] are further relevant domains.
      </p>
      <p>
        For the sensor integration of the Internet of Things (IoT), some
approaches deliver recommendation for analyses of data streams
[
        <xref ref-type="bibr" rid="ref42">42</xref>
        ], while others already approach a smart home scenario [
        <xref ref-type="bibr" rid="ref45">45</xref>
        ] that
recommends things based on relationship of users and RFID-tagged
things, to for example support cooking or similar tasks.
      </p>
      <p>
        Abstracting from individual locations, transportation and
navigation can be considered an area where integration of
recommendations is a bit further developed, either as multi-modality in the
routing or in the data sources. Examples include trip
recommendation [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ] that includes places and events based on a rule- and
preference-based approach or transportation systems that
recommend both taxis and passengers to each other [
        <xref ref-type="bibr" rid="ref46">46</xref>
        ]. Other systems
recommend routes specially adapted to electric vehicles [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. A
very diferent approach recommends beautiful or happy routes
through a city based on maps and picture analysis of street-level
photographs that derive additional dimensions for the city [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ].
      </p>
      <p>
        An interesting survey on smart communities [
        <xref ref-type="bibr" rid="ref43">43</xref>
        ] observes
recommendations used for mobile social learning, event guides, and
context-aware services. Similar to smart cities, it further makes
the important definition of a smart community arising out of three
factors: physical world, online world, and social world. A similar
work examines the applications for context-aware recommenders
in smart urban environments [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] and describes scenario contexts
of restaurants, public transportation, shopping, being at home, or
on a trip.
      </p>
      <p>
        There are obvious diferences in interest and needs for citizens on
the one hand and city planners or operators on the other. Only a few
systems approach smart cities from a city planning or organization
perspective. Some frameworks exist that aim at recommendations
for city planners, but often not with a computational approach
[
        <xref ref-type="bibr" rid="ref37">37</xref>
        ]. Yet, some systems for city planners support smarter planning
and management, often in the form of decision-support systems
[
        <xref ref-type="bibr" rid="ref28">28</xref>
        ]. There are also some very specialised systems, such as
recommendations for the position of air quality measurement stations
[
        <xref ref-type="bibr" rid="ref25">25</xref>
        ].
      </p>
      <p>
        Finally, towards sustainable cities and citizen involvement, initial
work is exploring the use of recommendations as an ofer to citizens
to adapt their behaviour, for example in the choice of mobility with
personalised options that provide easier access [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ].
3
      </p>
    </sec>
    <sec id="sec-6">
      <title>SMART CITY RECOMMENDER</title>
    </sec>
    <sec id="sec-7">
      <title>CHALLENGES</title>
      <p>
        There are some initial promising approaches in the related literature.
Smart City sensors are already initially included to broaden data
sources [
        <xref ref-type="bibr" rid="ref10 ref14">10, 14</xref>
        ] and some work shows a positive vision towards
more complex city level scenarios [
        <xref ref-type="bibr" rid="ref21 ref43 ref44">21, 43, 44</xref>
        ]. However, there is a
strong need to broaden the scope of recommenders and to focus
more strongly on wide integration of systems and more complex
scenarios.
      </p>
      <p>
        For the overall Smart City Recommendation System vision, we
see a strong need to get away from single-item and single-domain
recommendations. Development should be towards multi-criteria,
multi-domain, multi-community, multi-source, multi-faceted,
multilevel, and multi-dimensional recommendations. Further, set
recommendation would be important where not a single item, but
rather a set of items from multiple domains/systems is the suitable
user support. This will also mean to re-examine and re-assess the
purpose of these systems towards user needs [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ].
      </p>
      <p>
        To understand and utilise all services in and around the Smart
City and to integrate them, Recommenders have to work at
diferent levels and scales. A possible goal would be to move the city
experience into a Smart City Experience that combines exploration
of the city, service discovery, proactive recommendations, and more
into a personal assistant to enable a personal sustainable liveable
city (cf. [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]). Some of the identified challenges are:
      </p>
      <p>
        Data integration: Recommendations spanning multiple data sources
and systems, user scenarios, and user information needs.
Integration into an open ecosystem of smart cities [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] to access for example
municipal, local or national public and private, and worldwide
systems, ranging from social media over vertical collections, down to
individual municipal or local citizen services.
      </p>
      <p>
        Improved context-awareness: approaches need to draw from more
complex user and city environment context and need increased
adaptability [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ].
      </p>
      <p>
        Scenario-based approaches: more complex, real-life oriented
scenarios, including ensemble-based, task-based, or exploration-based
recommendations, curated [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ] from multiple streams.
Complementary domains may be location, events, people, products, services,
routes, transportation, schedules, fitness, jobs, or news.
      </p>
      <p>
        Increased complexity: Complexity has to be handled inside the
system, on the UI side, and also will require better explanations for
users into how the system works and why certain recommendations
are made [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ]. Complexity occurs both on the input side with
multiple connected systems and data sources, as well as on the
output side with needs for results to span these systems and options
and possibly combine them to satisfy user needs.
      </p>
      <p>Cross-domain: recommendations may come from multiple
domains of a smart city depending on user context, or set
recommendations may be needed.</p>
      <p>Integrated and new domains: Recommendations as a support tool
to explore and experience and use the city, for both tourists and
locals.</p>
      <p>Stakeholders: Systems need to address the right users, which
can range from citizens, visitors, tourists, commuters, students,
homeowners, children, adults, elderly, municipality, service users,
businesses, civic society, NGOs etc.</p>
      <p>User involvement: How do we find relevant civic engagement
opportunities? This can range from urban plans and consultations
up to NGO engagement or concern the development of these
systems themselves as civic tech or systems for the common good, for
example by involving citizens and communities in development
and use cases, requirements, or systems.</p>
      <p>
        Individual vs. community targets: New challenges can occur for
public services, where recommendations should be both for the
common good and the individual needs [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ], which may be achieved
by more inclusion of participatory design and open data use.
      </p>
      <p>Algorithms: new scenario-based approaches may require other
recommendation algorithms, moving beyond item-based,
collaborative, or knowledge-based paradigms.</p>
      <p>Evaluation: Not just accuracy, but also diversity, serendipity,
robustness, trust, security, privacy, usefulness, quality,
unobtrusiveness.</p>
      <p>
        Privacy and data ownership: Privacy issues in many forms can
arise from the smart city concept [
        <xref ref-type="bibr" rid="ref48">48</xref>
        ], especially if it is seen
implemented as the data-driven, surveillance-prone variant. But also the
variation mostly described here would generate a lot of
privacyrelated data, that needs to be properly safeguarded. It is also not
just about obvious CCTV blanket coverage; also the combination
of less invasive data sources can lead to privacy leaks. Such issues
are already necessary considerations in existing data collections
and systems, and should be treated there initially. However, also
systems only built on top of those even without own data gathering,
have a responsibility and need to consider the use of such data, and
for recommender systems to for example avoid data leakage [
        <xref ref-type="bibr" rid="ref47">47</xref>
        ].
Also data governance and ownership is an important issue, where
larger systems make it harder to understand what is happening
to user-provided or sensed data further downstream, who owns
it and can decide on sharing or integration, and whether/how it
may be used. But with the integration across systems discussed
here, more critical privacy issues could arise and also need to be
considered in building these aggregating systems. Privacy should
be a guiding factor in such future systems. Surveillance of citizens
and data abuses are not specifically to recommender systems. In
the context of Smart Cities, it is a particular crucial aspect, when
data collection systems are deployed city-wide, also opening up
issues of ownership and anonymous use of public spaces and
services and rights to the city [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. However, this issue is also one of
cultural background. Some countries place a much stronger focus
on commercialisation and surveillance in the smart city concept,
while others set a stronger counterpoint of municipal needs,
appropriate governance approaches [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], and citizen focus [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. It will
require work to strengthen or maintain these democratic aspects
throughout.
      </p>
      <p>The initial discussion shows that a lot of work is already available,
but that merely combining it would not be enough. Strong new
research approaches are necessary.
4</p>
    </sec>
    <sec id="sec-8">
      <title>CONCLUSION</title>
      <p>
        The metropolitan region is now the functional unit of
our environment, and it is desirable that this functional
unit should be identified and structured by its
inhabitants. The new means of communication which allow us
to live and work in such a large interdependent region,
could also allow us to make our images commensurate
with our experiences. [
        <xref ref-type="bibr" rid="ref32">32</xref>
        ]
      </p>
      <p>The Smart City scenario is a challenging next frontier to explore.
Improving cities and sustainability will be one of the major issues
facing us in coming years. Cities can be made more liveable,
sustainable, and understandable through a range of measures. Their
growing complexity coupled with growing data, information
access, and urban options opens huge pathways for development of
innovation, citizen involvement, and data-intensive smart systems.</p>
      <p>Recommendation Systems can and must help to shape this urban
future towards important real-life recommendations. The
multitude of open challenges coupled with interesting opportunities
makes this a very valuable and rewarding area for research to drive
recommendation systems towards their urban future.</p>
      <p>In the breadth that we have presented our vision here, it is an
as-yet underspecified problem. The ambitions sketched out here
will have to be conceptualised and refined in more detail. In this
paper, we made a small contribution towards this goal.</p>
    </sec>
    <sec id="sec-9">
      <title>ACKNOWLEDGEMENTS</title>
      <p>We thank our colleagues at the NTNU Smart Sustainable Cities
group and others for helpful discussions around the topics presented
here, for data ecosystems, data use, and inspiration for use cases.
Special thanks go to Sole Pera, who inspired the integrative view
of this paper and shared invaluable insights and discussions.</p>
    </sec>
  </body>
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