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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Workshops, October</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>On Analyzing the Household Energy Consumption Detection for Citizen Behavioral Analysis Carbon Footprint Awareness by Deep Residual Networks</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Arijit Ukil</string-name>
          <email>arijit.ukil@tcs.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Antonio J. Jara</string-name>
          <email>jara@ieee.org</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Leandro Marin</string-name>
          <email>leandro@um.es</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>TCS Research and Innovation, Tata Consultancy Services</institution>
          ,
          <addr-line>Kolkata</addr-line>
          ,
          <country country="IN">India</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Applied Sciences Western Switzerland (HES-SO)</institution>
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Murcia</institution>
          ,
          <addr-line>Murcia</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <volume>1</volume>
      <fpage>9</fpage>
      <lpage>20</lpage>
      <abstract>
        <p>With the exponential growth of household activities particularly due to the lock-down in COVID-19 pandemic as well as with the usual trend of amplified use of energy consuming appliances, household energy usages are becoming extremely high. Consequently, high energy consumption pattern results in severe increase of air pollution and carbon footprint. Carbon footprint is mainly caused by the greenhouse gases while burning of fossil fuels for producing different forms of energy. In order to restrict the carbon footprint, one of the approaches is to analyze the citizen behavioral pattern by detecting the household appliances. We propose deep neural network based supervised learning algorithm that is capable of classifying the household appliances from energy consumption data. More specifically, we use deep residual networks (ResNet) where learning of the residual functions makes the trained model more robust by transforming the representation learning problem to residual learning problem. Our empirical study on publicly available relevant datasets from significantly better and consistent performance over baseline algorithms and state-of-the-art methods. Deep Learning, time series, sensor, classification, residual networks, energy data, carbon Editors of the proceedings (editors): Stefan Conrad, Ilaria Tiddi CEUR Workshop Proceedings (CEUR-WS.org)</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>footprint, appliance detection</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>Global
warming
and
adverse
climatic
change are supposed to be irreversible and
affecting human life to a larger extent. Carbon
di-oxide (CO2) is a greenhouse gas and it is one
of the primary reasons of global warming. CO2
emission restriction is the need of the hour and
individual citizen has to be taken the required
onus</p>
      <p>for
Household
washing
controlled
usage</p>
      <p>of appliances.</p>
      <p>appliances
machine,</p>
      <p>like
kitchen
refrigerator,
appliances,
computing device consume lots of energy,
Name and year of the event: Proceedings of the CIKM 2020
EMAIL:
(a);
(b);</p>
      <p>
        2020 Copyright for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
which is produced from burning fossil fuels.
Hence, carbon
footprint
reduction
is
an
inevitable action which is to be predominantly
taken up by various Governments and other
associations [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Under the current lock-down
in COVID-19 pandemic, household electricity
consumption has also increased to a larger
extent. In order to reduce the carbon footprint
of a nation, different associations along with
Government agencies attempt to understand the
appliance
usage
pattern
from
individual
household. Such analysis is performed over
energy data like individual house smart meter
readings. The household appliance usage can be
linked to enable dynamic energy consumption
charges as well as for inculcating the awareness
among the citizens of their individual carbon
footprints. We find that different human-centric
applications are proposed for remote healthcare
are proposed in literature [
        <xref ref-type="bibr" rid="ref12 ref13 ref16">12, 13, 16</xref>
        ]. In this
paper, our focus is to macro-level human
benefit like carbon-footprint reduction.
      </p>
      <p>
        The technology advancements have led us to
different breakthrough applications and
developments. The challenge of detecting the
household appliance in a non-intrusive way
needs to be done by 1. A strong analytics
algorithm and 2. A smart infrastructural support
that collects the data from household smart
meter and enables the provision for analysis and
feedback. In this paper the we assume that the
smart infrastructure facility is supported by
Internet of Things (IoT) backbone. In this work,
our main focus is to develop a strong analytic
solution which is required for the purpose of
analyzing and detecting the household
appliances from smart meter timeseries data.
We need to keep in mind that the household
energy consumption data from accessing the
smart energy meter is sensitive in nature as it
reveals the in-house activities. It is felt that
appropriate security and privacy infrastructure
is required to be implemented [
        <xref ref-type="bibr" rid="ref14 ref15 ref17 ref18 ref19">14, 15, 17, 18,
19</xref>
        ] and should be made part of the complete
analytics eco-system.
      </p>
      <p>
        We propose deep residual network based
supervised learning method to classify different
household appliances. The current trend of
supervised learning by deep neural networks
have demonstrated success of deep residual
learning, particularly in the applications of 2D
(image) and 3D (video) analytics, mostly for
computer vision applications. It is perceived
that deep residual learning elegantly solves the
menacing learning degradation problem
especially when the deep network architecture
has good number of layers [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. With the
evidences supporting towards deep residual
network as a candidate architecture, we propose
deep residual architecture for household
appliance detection problem using energy
signals. It is to be noted that the deep residual
network is largely used in visual analytics
applications with 2D or 3D data. The current
problem is supervised learning over 1D time
series. In this paper, we further use
regularization of the network parameters
(weights) such that the deep neural network
does not overfit with the training datasets.
Unlike, computer vision application, which
often enjoys the luxury of millions of training
examples, the energy consumption data with
associated annotations are very tiny in number.
In fact, the collection, annotation and
distribution of such data is an expensive
process. Owing to the scarcity of the training
examples, we feel that an appropriate
regularization technique is required to
optimally fit the network to the training
examples.
      </p>
      <p>
        Traditionally, time series supervised
learning baseline algorithm is the dynamic time
warping (DTW) based similarity measures with
k-nearest neighbor (kNN) based classifier
(DTW-1NN) [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ], which is a good
benchmark. Symbolic Aggregate
Approximation (SAX) is a symbolic
representation for time series for
dimensionality reduction [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and sliding
window-based SAX with cosine similarity
based supervised learning technique
SAXVSM has also provided much needed
momentum to time series classification
solutions. With the advent and success of
multilayer perceptron or MLP algorithms have been
studied by researchers for similar time of
classification problems [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In this work, we
consider DTW-1NN, SAX-VSM and MLP as
the relevant baseline algorithms.
      </p>
      <p>
        We present empirical evidence of the
proposed deep residual networks, tailored for
energy data analysis through experimentations
over publicly available UCR time series archive
[
        <xref ref-type="bibr" rid="ref7 ref8">7 – 8</xref>
        ]. It is observed that our method
conveniently performs better than the relevant
baseline algorithms.
      </p>
    </sec>
    <sec id="sec-3">
      <title>2. Proposed deep residual network architecture</title>
      <p>
        Deep residual network [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] provides the
layer-wise recursive learning (with the basic
transformation and layer mapping process is
shown in Fig. 1) of ℋ +1( ) = ℋ ( ) +
  (ℋ ( )), where   is the non-linear neural
network (in our method, it is a convolution
network), ℋ ( ) is the desired mapping at  th
layer and the initial condition ℋ0( ) =
0,  0 (ℋ0( )) =  ,  is the input time series,
which is defined as:  = [ 1,  2,  3, … ,   ] be
the univariate time series, where  ∈ ℝ and 
is a time series energy consumption signal.
and
and
of
Training data
      </p>
      <p>consists of consists of 
number of time series signals each of length 
each
of the
training
instances
has
corresponding class label 
 ∈ [1,  ],  ∈ ℤ
[ 1,  2,  3, …   ],   ∈ ℝ , 
corresponding class labels, 
learning
algorithm
constructs
= [ ,  ]. The
a function
 : ℝ → {1,2, … ,  }. The learning algorithm
requires the (training) dataset 
and generates
trained model  . The learning algorithm is
further a function of regularization factors 
and functions Υ along with a collection of
necessary hyperparemeters Θ for constructing
the trained model 
and trained model is
is
 =
the
generated as: 
→
 : ( , ,Υ,Θ )
̂

 ̂ ∈ [1,  ] is the predicted inference out.
than the optimization of the unreferenced raw
mapping. Owing to the justification made by
the authors and the supported evidences of
superior performance of ResNet, we consider
that such type of deep residual network is a
prudent deep neural architecture choice. Our
deep neural architecture is shown in Fig. 2. It
consists of three residual blocks, each of the
with
the
residual blocks contain number of batch
normalization layers along with convolution
layers followed by</p>
      <sec id="sec-3-1">
        <title>Rectified</title>
      </sec>
      <sec id="sec-3-2">
        <title>Linear</title>
        <p>Unit
(ReLU) activation function. Finally, a fully
connected dense layer is placed. The final
discrimination layer is the softmax function that
predicts the output label  ̂ . The predicted label
 ̂ . and actual class label  are compared by a
loss function (cross-entropy). In this case, we
minimize the cost function  over the training
examples  consisting of 
number instances,
while the is formed by using the stochastic
gradient
descent
algorithm.</p>
        <p>
          Given
the
possibility of insufficiency in the number of
training examples, there exists a perpetual
possibility of constructing an over-complex
model with very high number of network
parameters, in terms of weight parameters  ,
which is likely to be overfitted on the training
distribution without attempting to approximate
the source data generation function or the target
function. In our earlier work [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ], we have
proposed
strongly
regularized
∇  ̂( ;  ,  ) =  sign( ) +
        </p>
        <p>From equation (3) and equation (6), we are
able to note that  2 and  1 regularizations
impact the network parameters differently.
While, Lasso or  1 regularization attempts to
generate sparser weight matrix, Tikhonov or  2
regularization clips or controls the network
weight ( ) values.
(6)
for energy consumption data analytics to
detect household appliances. It consists of
three consecutive residual blocks along with
other required layers.</p>
        <p>The hyperparameter set is described in
that the network is thinner at the initial and final
residual blocks with three convolution layers
with number of feature maps of 64 at each layer,
while the middle residual block is deeper with
five convolution layers with number of feature
maps of 128 at each of the layers. From the
understanding of the machine learning problem
we attempt to solve, the regularization factor
settings play an important role for constructing
an effectively learned model. Accordingly, we
set the  1 regularization factor hyperparameter
( 1) to be lower than that of  2 regularization
factor hyperparameter ( 2) with the intent of
having lesser sparser weight vectors while the
weight vector values are clipped or controlled.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>3. Experimental</title>
    </sec>
    <sec id="sec-5">
      <title>Analysis and</title>
    </sec>
    <sec id="sec-6">
      <title>Results</title>
      <p>We consider UCR time series archive with
representative datasets which are aligned to the
problem statement. The dataset description is
made in Table 2. There are five different types
of energy consumption dataset are used for the
experimentation purposes. Each of the datasets
consists of separate training and testing parts.
Our model is first trained over the training
dataset and the trained model is tested on the
given testing dataset. We report the test
accuracies. The experimental datasets represent
different types of appliances like kitchen
appliances, computing devices and others. UK
Government's initiative called 'Powering the
Nation', where the behavioral analysis about the
usage of electricity by the citizen is used to
make an attempt to reduce the carbon footprint.
The number of classes also vary among
different datasets. With diverse types of
appliance detection problem that these datasets
(Table 2) represent, we can fairly justify that the
experimental evaluation covers large problem
areas of detection of appliances from energy
consumption data.</p>
      <p>
        In Table 3, we depict the experimental
results of our proposed method. The test
accuracy of our method has significantly higher
performance merit over the baseline algorithms
like MLP [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], DTW-R1-1NN [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and
SAXVSM [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. In fact, out of the total five different
use cases, our method outperforms rest of the
baseline algorithms. In a relative merit,
DTWR1-1NN and SAX-VSM are the closer
competitors. With this supporting empirical
evidence, we claim that our proposed deep
residual network-based model is an apt choice
for energy data analysis to detect the household
appliances. We further consider SRDCNN as
another state-of-the-art algorithm, which has
demonstrated substantially better efficacy than
other state-of-the-art [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. In comparison with
SRDCNN, we observe that our method works
better in 80% of the total number of datasets.
One of the major differences with SRDCNN is
the architecture of the deep neural network:
SRDCNN is a convolution neural network
architecture and ours is deep residual network.
      </p>
      <p>The performance table (Table 3) clearly
indicates that the proposed method provides
better learning and inferencing capability of
energy consumption data to detect the
household appliances.</p>
    </sec>
    <sec id="sec-7">
      <title>4. Conclusion</title>
      <p>Carbon footprint reduction is one of the
most important problems for creating
awareness drive to understand the carbon
footprint of individual households to achieve
the goal of manifold reduction of overall carbon
footprint. In that regard, we propose an analytic
solution to detect the appliances at the
households using energy consumption data,
which is available from the smart energy meter
recording. We propose a robust detection
algorithm by using deep residual network along
with regularization. Our proposed method has
shown considerably better test accuracy over
the baseline algorithms for various appliance
detection tasks. This proposed method is part of
the larger eco-system that attempts to build a
convergent human-centric application for the
betterment of all of us. We hope that our
analytics method provides the required impetus
for such human-centered purposes and the
global warming concerns can be addressed
through citizen-level awareness.</p>
    </sec>
    <sec id="sec-8">
      <title>5. Acknowledgements</title>
      <p>Leandro Marin is partially supported by
Research Project TIN2017-86885-R from the
Spanish Ministery of Economy, Industry and
Competitivity and Feder (European Union).</p>
      <p>Antonio J. Jara is funded by the European
Union’s Horizon 2020 research and innovation
programme under grant agreement No 732679,
ACTIVAGE project
https://www.activageproject.eu/.</p>
    </sec>
    <sec id="sec-9">
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