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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Experimental approach to study pedestrian dynamics towards affective agents modeling</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Francesca Gasparini</string-name>
          <email>francesca.gasparini@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>RCAST Research Center for Advanced Science &amp; Technology The Uni-</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Stefania Bandini</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>The modeling of a new generation of agent-based simulation systems supporting pedestrian and crowd management taking into account affective states represents a new research frontier. As in the case of any study of pedestrian dynamics, adding an affective component implies the rigorous design of experimental protocols and data acquisition sets. The integration of multi-modal signal sources considering both data coming from physical activity and uncontrolled reactions related to affective responses provides new perspectives to study pedestrian dynamics and pedestrian interaction with traditional vehicles as well as with autonomic and autonomous transportation systems. The designed in-vivo experimental protocol devoted to the collection of movement and physiological data as reliable stress indicators during walking and road crossing, and the related analysis will be illustrated.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        According to the World Health Organization (WHO) [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], more than
1.35 million people lose their life on the streets. More than half of
these victims are pedestrians, cyclists or motorcyclists that fall into
the category of vulnerable road users, namely the category that is
most at risk when speaking of road accidents. This can be a
consequence of the fact that this group is composed mainly by children
and elders, and that they are the only one not protected by some kind
of external structure when on the streets.
      </p>
      <p>In order to protect especially these frail categories, it is
important to properly study road safety in order to analyze the
pedestrianvehicle interaction: profiling the attitude that people engage in while
being a pedestrian is important to include a more realistic behaviour
for the agents in simulation models.</p>
      <p>
        The development of models for intelligent agents that are able
to incorporate, use and express affects into reasoning and
interaction processes or supporting decision making activities is becoming
a novel research area in the field of agent-based simulation [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
      </p>
      <p>
        Numerous studies have been developed during recent years in
order to investigate different aspects of the pedestrian behaviour,
focusing on non-signalized pedestrian crossings [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], pedestrian interaction
like evasive behaviours, flows and counter-flows [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] and
pedestrianvehicle interaction in proximity of an un-supervised crossing [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>
        As it is highlighted in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] and in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] especially, the
heterogeneity of the system entities is relevant in order to properly identify the
pedestrians’ microscopic (i.e. individual) dynamics. And this is
because aggregated dynamics can be of interest for who is regulating
the system in its entirety.
      </p>
      <p>
        In the case of agent-based and crowd and pedestrian dynamics
simulations, the modeling of a new generation of systems,
supporting crowd management that takes into account affective states,
represents a new research frontier, involving also many human
disciplines [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. It is evident that different kind of pedestrians have
different response time, speed and approach to walking in the streets,
and having additional inputs about their behaviour could be more
informative than just their sheer visual monitoring. Different
pedestrian behaviours can be related to subjective mobility, and readiness
to respond, and these factors are strongly dependent on the subjective
interaction with the environment. Lazarus and Folkman [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] argued
that stress derives from the stimulus-response relationships. Within
this perspective, stress can be seen as a defensive reaction used to
protect oneself from dangerous events [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. Physiological responses,
that are the uncontrolled body reaction to an induced affective state,
can thus be adopted to measure the level of stress, affecting
pedestrians in walking and road crossing, namely, during dynamic collision
avoidance. In particular arousal is a physiological and psychological
state that can be related to sensory alertness. It is thus activated in the
interaction between pedestrian and the environment as a defensive
reaction to preserve safety, which is the connotation of stress here
adopted.
      </p>
      <p>
        New approaches of Artificial Intelligence that rely on
affective computing are becoming crucial to design new generations of
computer-based systems supporting the creation of services for the
future cities [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. Developing new models incorporating data and
dynamics coming from affective parameters could be investigated
through the involvement of the scientific community devoted to
Affective Computing [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
      </p>
      <p>
        Nowadays, the significant improvement of sensor technology and
the progressive lowering of sensors costs allow their adoption in
many new experimental scenarios, measuring inertial data and
physiological signals during, for example, daily life activities [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. In
particular, physiological signals are widely used to detect and recognize
affective states [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>The integration of multi-modal signal sources considering both
data coming from physical activity and uncontrolled reactions related
to affective responses provides new perspectives to study pedestrian
dynamics and pedestrian interaction with traditional vehicles as well
as with autonomic and autonomous transportation systems.</p>
      <p>
        In order to incorporate affective parameters in the development of
agent-based models, a formal design of experimental protocols and
sets is crucial both for assessing the validity of the model, and
facing data and approaches coming from the related scientific
community [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Movement and physiological data, coming from the related
wearable sensors, need to be carefully tested through observations,
interviews and rigorous experiments, both in-vivo (in a selected
portion of the real world) and in-vitro (inside a formally designed
experimental set, namely under laboratory condition) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>Within this framework, in this paper we illustrate the in-vivo
experimental protocol designed to perform the collection of movement
and physiological data during walking and road crossing, the
performed experimental sessions and some first analyses on the
collected data, done in order to detect meaningful patterns referring to
the level of stress of subjects during walking or road crossing.</p>
      <p>The structure of the paper is the following. In Section 2 the in-vivo
experiment carried out in an uncontrolled outdoor environment is
described. Signal processing on physiological data, in particular to
remove noise and normalize the responses of the subjects, is described
in section 3. This step, together with proper feature extraction, is
required to analyze the data in an intra and inter subjects comparison
with the aim of finding characteristic patterns corresponding to
different affective states. In Section 4 the subjective responses to the self
assessment questionnaires as well as statistical inferences from
physiological data are presented. Finally in the Conclusion final remarks
and future developments are drawn.
2</p>
    </sec>
    <sec id="sec-2">
      <title>The Experiment</title>
      <p>In order to focus on the pedestrians’ perception of safe road crossing
and walking, an experiment in an uncontrolled urban scenario has
been carried out. To this end, a two way road in correspondence to a
crossroad, without traffic lights, has been considered. In figure 1 this
experimental environment is depicted. The zebra crossing where the
experiment was conducted is highlighted with a red rectangle.</p>
      <p>This crossing is considered moderately dangerous for the
pedestrians for the following reasons:</p>
      <sec id="sec-2-1">
        <title>The crosswalk is located on a very busy road.</title>
        <p>There are no traffic lights to control the traffic flow for both cars
and pedestrians.</p>
        <p>There are parking lots surrounding the crosswalk, thus limiting the
view of the pedestrians.</p>
        <p>A lot of different vehicles travel along this road, ranging from
bicycles to cars to trucks and buses.</p>
        <p>Thus, wanting to test the subjects conditions while traversing a
stressing crosswalk, the one located at this crossroads presented
some difficulties that could effectively elicit a stressful affective state.
The only indication the subjects were given was to try and cross the
road when cars were approaching the intersection, in order to make
the experience more realistic.
2.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>The Subjects</title>
      <p>The subjects involved in this study were chosen from a same social
and age group. A total of 14 participants were engaged, 7 males and
7 females, aged between 20 and 26 years (mean = 24.42, standard
deviation = 1,65), and they were all students enrolled in one of the
scientific faculties at the University of Milano-Bicocca. Because of
their attendance on campus, those students were familiar to the
chosen intersection, especially since most of them usually crossed the
street in that same location in order to reach the Department of
Informatics, Systems and Communication.</p>
      <p>The experimental procedure had been explained in all of its parts
to the participants, in order to let them know what their tasks
consisted of. All of the subjects in this experiments were volunteers who
provided informed consent. This study has been approved by the
Ethical Committee of the University of Milano-Bicocca.
2.2</p>
    </sec>
    <sec id="sec-4">
      <title>Physiological data</title>
      <p>
        For this experimentation, the chosen sensors aimed at recording the
physiological responses of the participants, focusing in particular
on three different signals: the Galvanic Skin Response (GSR), also
known as Skin Conductance (SC), which is connected to
sweating and perspiration on the skin and is a reliable stress indicator;
the Plethysmography (PPG), that measures the blood volume
registered just under the skin, which can be used to obtain the heart
rate of the subject; the Electromyography (EMG), measured as
surface electromyography, which measures the muscle activity of the
person. In order to properly record these three signals, two
different sensors have been adopted, from the Irish company Shimmer
(www.shimmersensing.com). These low-cost wearable sensors were
already utilized in different experiments concerning physiological
signals analysis and affective state recognition with encouraging
results [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In this experiment, the Simmer3 GSR+ unit and the
Shimmer3 EMG unit have been adopted, and figure 2 shows how they
were worn by the subjects during the experimentation. In
particular, EMG measures the muscle activity of the medial gastrocnemius
muscle and of the anterior tibial muscle.
2.3
      </p>
    </sec>
    <sec id="sec-5">
      <title>Assessment</title>
      <p>
        Human affective states are influenced not only by the
environmental stimuli, but also by several subjective characteristics. In
particular personality traits strongly condition the affective responses [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
To profile an aspect of human being personality that could be
related to the defensive reaction to preserve safety while crossing a
street, we have introduced in our experiment the Rosenberg
SelfEsteem questionnaire [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. Furthermore, to better correlate
physiological responses to safety perception and different environmental
conditions we have added a self-assessment custom questionnaire
about the crossing task. The two selected questionnaires are below
described:
Rosenberg Self-Esteem Questionnaire : this survey measures the
appreciation and confidence that a person has towards herself. The
subject needs to say how much he/she agrees with the presented
sentences on a Likert scale from 1 (Absolutely not) to 4
(Absolutely yes). The items of this questionnaire are the following:
1. I feel that I’m a person of worth, at least on an equal plane with
other.
2. I feel that I have a number of good qualities.
3. All in all, I am inclined to feel that I am a failure
4. I am able to do things as well as most other people.
      </p>
      <sec id="sec-5-1">
        <title>5. I feel I do not have much to be proud of.</title>
      </sec>
      <sec id="sec-5-2">
        <title>6. I take a positive attitude toward myself.</title>
      </sec>
      <sec id="sec-5-3">
        <title>7. On the whole, I am satisfied with myself</title>
      </sec>
      <sec id="sec-5-4">
        <title>8. I wish I could have more respect for myself.</title>
      </sec>
      <sec id="sec-5-5">
        <title>9. I certainly feel useless at times.</title>
        <p>10. At times I think I am no good at all.</p>
        <p>Custom questionnaire about the crossing task: this questionnaire
was used to collect subjective perception about the crossing task,
such as the stress level of the participant, his/her confidence in
drivers, disturbing elements etc. The participant needs to classify
every item of this survey as NULL, LOW or HIGH. The items of
this questionnaire are the following:
1. Stress level during the crossing.
2. Confidence level towards the cars during the crossing.
3. Interference level brought by other means of transportation
during the crossing.</p>
      </sec>
      <sec id="sec-5-6">
        <title>4. Influence level brought by other pedestrians.</title>
        <p>5. Confidence level in the crossing without traffic control or traffic
lights.
6. Confidence level in the crossing with disturbing elements
(parked cars, partially blocked view...)
2.4
The experimental protocol consists of different parts that include the
questionnaire filling, the crossing task and some baseline recordings
which could have helped in the data analysis at the end of the
experiment. Furthermore, the whole experiment has been video recorded.</p>
        <p>After reaching the chosen crossroads, the participants were
instructed on the following procedure:</p>
      </sec>
      <sec id="sec-5-7">
        <title>Questionnaire filling: Rosenberg Self-Esteem Scale</title>
        <p>Experiment Core: repeated 4 times
– Walking on sidewalk (non-stressing task), as depicted in figure
3.
– 30 seconds baseline recording, where the subject had to stay
straight up and still to record his/her physiological response in
absence of tasks.
– Crossing the road and coming back at the start point (stressing
task), as depicted in figure 4. 4
– 30 seconds baseline, same as before, also intended to bring the
subject back to a neutral state before the next crossing.
– Crossing questionnaire filling.</p>
      </sec>
      <sec id="sec-5-8">
        <title>End of trial 3</title>
        <p>During this in-vivo data acquisition, a problematic emerged:
because of the very low temperatures registered during the trial of three
4 In order to better understand the participant’s behaviour, this task was also
filmed with a full HD camera. Every participant has consented the recording
of their crossings.
of the participants, the GSR+ sensor had some difficulties
recording the GSR and PPG signals, thus rendering those three recordings
unusable for our analysis. This likely happened because the GSR+
sensor has an optimal temperature range between 20 °-28 °C in order
to function properly, while the registered temperatures during those
days were around 8 °-10 °C. The whole experiment has been video
recorded.
3</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Signal processing</title>
      <p>Before passing on to evaluate the stressful state deriving from
crossing the street, a preliminary analysis on the recorded physiological
responses is required. The raw signals obtained during the
experimentation needed to be pre-processed and cleaned, and proper
features needed to be extracted from the signals before performing the
analysis, since the original recordings may contain noise and artifacts
that can throw off the results.</p>
      <p>The recorded signals were sampled with a frequency of 128Hz
for the GSR and the PPG, and of 512Hz for the EMG. For the GSR
and the PPG filtering step, we used a zero-phase filter in order to
properly remove the noise and the possible high-frequency artifacts
that we could expect, while for the EMG we decided to use a
zerolag Butterworth bandpass filter with a cut-off frequency of 20Hz. In
figures 5 and 6 two examples of unfiltered and filtered signals for
both GSR and EMG are reported.</p>
      <p>The filtered signals were normalized with a z-score function in
order to have all of the signals to confront in a same reference range,
and then were split into different segments following the markers
directions. This way, for every participant, we obtained a total of 22
segments:</p>
      <sec id="sec-6-1">
        <title>4 crossing segments 4 walking segments 8 (4 + 4) baseline segments 6 questionnaire segments</title>
        <p>After this step we then proceeded to display all of the signals
overlapping with the markers we activated during the experiment in order
to properly highlight the different tasks, obtaining for everyone of
the remaining 11 participants a graphic similar to the one displayed
in figure 7.</p>
        <p>With such a visualization, every task of the experiment can be
easily distinguished. The different event markers were created ad hoc
beforehand and were differentiated using different heights, and these
are the experimental phases corresponding to those different sizes:</p>
        <p>Y=2: Questionnaire period (Q)
Y=4: Walking period (W)
Y=6: Baseline period (B)
Y=8: Crossing period (C)
3.1</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Results Analysis</title>
      <p>We calculated a total of 13 features from the acquired data. Table 1
shows all of these features and for what signals we computed them
in order to perform the following analysis 5.</p>
      <p>In this section the subjective responses to the self assessment
questionnaires as well as statistical inferences from physiological data are
presented.</p>
      <p>The only thing that needs to be addressed is that, in order to
correctly compute the features for the GSR, we firstly had to separate
the two different components of this signal: the Skin Conductance
Level (SCL) and the Skin Conductance Response (SCR). The SCL
comprises all of the low frequencies of the GSR signal, thus giving
the general trend of the signal, while the SCR includes all of the high
frequencies and shows clearly all of the peaks that can be
categorized as ”natural peaks” or ”elicitation peaks” (that are more relevant
in our analysis since they highlight the person’s response to
external events and elicitations). In order to do this, we derived the SCL
by using a low-pass filter at 0.05Hz, obtaining the tonic part of the
GSR, and the SCR was derived using a high-pass filter with the same
frequency, thus generating the phasic part.</p>
      <p>All of the GSR features were calculated from the phasic part of
the various GSR signals whit the exception of the Regression
Coefficient, which was obtained from the tonic part since it contained the
necessary information about the signal slope.
5 IBI is the Inter-Beat Interval feature, while RMSSD is the Root Mean
Square of the Successive Differences feature
4.1</p>
    </sec>
    <sec id="sec-8">
      <title>Rosenberg’s Questionnaire Analysis</title>
      <p>Looking at the results obtained from the Rosenberg’s Self-Esteem
Scale, what we understood about our subject sampling was that all of
the participants had a very good self-perception, tending to approach
in a serene way new tasks given them. This was to be expected since,
as we said before, the subjects we took into consideration were young
students in good health. This analysis also confirm the homogeneity
of the population considered in the experiment reducing the variables
to be considered.
One of the first analysis performed on the obtained features was a
Kruskal-Wallis test, in order to understand if the physiological
feature distributions coming from different tasks recorded during our
experimentation (baseline, walking and crossing) were statistically
different, thus corroborating the hypothesis that the physiological
response of a subject can differentiate between different states of being
of the person.</p>
      <p>The Kruskal-Wallis test provides a null hypothesis, for which two
distribution provided as input are similar enough to be considered as
coming from the same initial distribution. If the returned result of the
test, the p-value, is lower than a certain significance level (that for
us was fixed as = 0:05), the null hypothesis is rejected and the
two input distributions are deemed as statistically different and thus
diversifiable. Needless to say, our goal was to obtain low p-values in
order to confirm that physiological features differed while in different
states.</p>
      <p>The first test we performed was about comparing the features
distributions of the Walking tasks with the ones from the Crossing tasks,
and table 2 shows the obtained results.</p>
      <p>The green values highlighted in the table are the ones that were
lower than the significance level we put. In this case, we can see how
almost half of the performed tests comparing feature distributions
from different activities were found to be genuinely diverse, and this
kind of results corroborate our hypothesis.</p>
      <p>The same, if not better, response is also achieved from the
comparison of Crossing and Baseline and of Walking and Baseline, whose
Kruskal-Wallis test results are reported in tables 3 and 4.</p>
      <p>Another thing that emerges from the analysis of the above
mentioned tables is that the PPG and the EMG signals does not seem to
be really correlated to an affective state (stress or non-stress) but to
be more connected to movement in general: comparing table 2 with
tables 3 and 4 it is clear that the distributions coming from walking
and crossing tasks for these two signals, the PPG in particular, seem
more similar (thus not passing the KW test) than in the other two
cases.</p>
      <p>After this signal analysis, we decided also to perform a
sample checking analysis in order to better understand what impression
of the crossing task the participants had. Therefore, the first thing
we did was gather all of the custom questionnaire answers for all
of the subjects and all of their crossing tasks, thus obtaining a total
of 56 answers to every question we created. From this set we then
computed the percentages of NULL, LOW and HIGH answers given
by the participants, obtaining the graphic that can be seen in figure
10.</p>
      <p>As we can see, the majority of the crossings delivered low to null
stress to the subjects, and only a few high stress levels were reported
through the custom questionnaires after the task. This data is not
unexpected since, as we previously highlighted, the subject sample for
this experiment was narrowed down to healthy and young students
who are also accustomed to crossing this particular intersection while
walking through the university campus.</p>
      <p>Figure 11, on the other hand, shows the correlation matrix
obtained by checking the relations between the answers, a test
performed using Pearson correlation index. From left to right, and from
low to high, we have these categories: Stress Level, Confidence
(Vehicles), Interference (Other Vehicles), Interference (Other
Pedestrians), Confidence (Crossing without Controls), Confidence
(Crossing with Disturbances). We can see how the highest Pearson
correlation coefficient (0.4574) is between Confidence (Crossing
without Controls) and Confidence (Crossing with Disturbances): this can
mean that many participants were less confident in crossing the street
for both these factors. The lowest Pearson correlation coefficient
(0.4089), on the other hand, is between Stress Level and Confidence
(Crossing without Controls).</p>
      <p>Even if from the self assessment questionnaires emerges that the
subjects involved in the experiment were not particularly stressed by
the crossing tasks, the physiological data clearly shows different
patterns with respect to the different activities as well as differences in
the feature distributions that are statistically significant. These
considerations are important hints towards the adoptions of
physiological signals as indicators of uncontrolled affective reactions of
subjects in the pedestrians-vehicles interaction.
5</p>
    </sec>
    <sec id="sec-9">
      <title>Conclusion</title>
      <p>
        The paper illustrated an in-vivo experiment to evaluate the
pedestrian-vehicle interactions from an affective point of view.
Collected physiological data has shown to be reliable indicators of
variations of affective states during walking and road crossing. The
results of this research will drive the design of agent-based models for
pedestrian dynamics simulation, taking in account the representation
of affective states, namely, stress during road crossing. Moreover,
parallel experiments conducted in in-vitro environments (as
illustrated in[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]) will allow a deeper comparison with the collected data,
in order to develop affective models for agent-based approaches to
the study of pedestrian dynamics.
      </p>
      <p>It will also be important to explore in follow-up experiments how</p>
      <p>Answer percentages for every evaluation category obtained for the custom questionnaires about the crossing experience of our subjects.
affective states and quantitative measures can be correlated. This
kind of connection between a pedestrian’s mood and his reaction
times, speed and direction may bring great value to agent
simulators, being especially useful to help calibrating them for different
types of pedestrians. Moreover as the whole experiment has been
video recorded, the analysis of these video will be helpful to further
analysed pedestrian behaviour, and related physiological responses
in order to integrate our findings in pedestrian dynamic modelling.</p>
      <p>This analysis will be object of our future works.</p>
    </sec>
    <sec id="sec-10">
      <title>Acknoledgement</title>
      <p>This research is partially supported by the FONDAZIONE
CARIPLO “LONGEVICITY-Social Inclusion for a Elderly through
Walkability” (Ref. 2017-0938) and by the Japan Society for the
Promotion of Science (Ref. L19513). We want to give our thanks to
Maria Elena Manisera and Gianluca Toffanin, for their supporting
work during the experimentation and data analysis.</p>
    </sec>
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