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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Mataquí, Pimampiro River Micro Watershed Management Experience and its Problems Towards Sustainability</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Fausto Calderón-Pineda</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>René Garzozi-Pincay</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yamel Garzozi-Pincay</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roxana Álvarez-Acosta</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Concepción Espinosa-Manosalvas</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad Estatal Península de Santa Elena</institution>
          ,
          <addr-line>Santa Elena</addr-line>
          ,
          <country country="EC">Ecuador</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Universidad Técnica del Norte</institution>
          ,
          <addr-line>Ibarra</addr-line>
          ,
          <country country="EC">Ecuador</country>
        </aff>
      </contrib-group>
      <fpage>99</fpage>
      <lpage>110</lpage>
      <abstract>
        <p>This research focuses on management experiences and the micro watershed management at Mataquí River, Pimampiro; it also analyzes its problems towards sustainability through the application of indicators for a rapid evaluation. It was found that, in relation to micro watershed's governance, citizens' participation is relatively scarce; and the existence of certain agro ecological activities inhibit agricultural frontiers to move forward.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Sustainable Development</kwd>
        <kwd>MicroWatersheds</kwd>
        <kwd>Management</kwd>
        <kwd>Sustainability</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        There is a growing interest from state cooperation institutions and communities to improve the
management of their watersheds, either through research, in order to improve the endowment
and quality of the water they use or through a more comprehensive initiative, where objectives
related to the water resources and beyond may be sought [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        In general, in the Ecuadorian Andean region, rivers’ watersheds are made up of moors and
high montane forests in the upper part. These areas are of great importance due to their ability
to store a large amount of water; and also because populations take advantage of these for
human consumption, irrigation, and industrial use [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>For this research, the Mataquí River’s micro watershed was chosen as the study area. It is
located in the Imbabura and Carchi provinces, in the northern highlands of Ecuador.</p>
      <p>As a study area, Mataquí River’s micro watershed is an emblematic case for the analysis of
the water resource governance in the northern highlands of Ecuador. In this study, an analysis
of the regulations related to the water resources was carried out, the key actors were identified
and characterized in the management of this resource, and the current conflict raised in the
watershed was analyzed.</p>
      <p>With the information already collected, some strategies are proposed to help improve the
management and proper governance of this resource in the study area.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Methodology</title>
      <sec id="sec-2-1">
        <title>2.1. Study Approach</title>
        <p>To meet these objectives, it is necessary to work with a descriptive approach.</p>
        <p>
          Descriptive Approach. This type of approach will allow the collection of the information
from the first baseline of indicators according to the rapid assessment methodology adopted
by FAO [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], which are qualitative and they are based on the experiences and opinions from
the key actors from influence areas. It also includes the observations of the technicians who
visited the site.
        </p>
        <p>This work consists of the description and theoretical explanation of the concepts of
watershed management, sustainable livelihood, and micro watershed’s governance.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Information Collection</title>
        <p>The information was collected using measuring instruments such as questionnaires where the
value of each variable was recorded.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <sec id="sec-3-1">
        <title>3.1. Focus on Sustainable Livelihood and Livelihood Analysis</title>
        <p>In the micro watershed management framework, it is imperat ive to refer to sustainable
livelihoods.</p>
        <p>Approaches to sustainable livelihoods (EMVS, as per its initials in Spanish) place people and
their goals at the center of the development process, as well as their scope and priorities.</p>
        <p>Reflection on livelihoods began in the mid-1980s, since some development agencies adopted
EMVS in their policies and programs to fight against poverty.</p>
        <p>
          According to [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] "a livelihood includes the capabilities, assets (including material and social
resources), and necessary activities for livelihood".
        </p>
        <p>
          According to FAO [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], the Department for International Development defines a sustainable
livelihood MVS, (as per its initials in Spanish) based on the necessary capabilities, assets and,
activities to live. A livelihood is sustainable when it can face and recover from rupture and
sudden falls, and maintains its capabilities and assets both in the present and in the future
without deteriorating its natural resources basis. Thus, livelihoods are afected by external
effects that allow them to increase their resilience and consequently decrease their vulnerability.
The concern of environmental deterioration leads micro watersheds to sustainable livelihoods.
        </p>
        <p>
          To achieve sustainability, DFID [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] establishes an analytical framework of sustainable
livelihoods that shows the influence of assets such as human, natural, financial, material and social
capital; with the policies and laws that when well defined with participatory processes can
lead to sustainable results (see Figure 1). UICN [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], defines the MVS when it can cope with
and recover from the impact of any situation that has afected them, their capabilit ies and
resources are maintained or improved both in the present and in the future, without destroying
or afecting natural resources.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Case Study:Mataqui’s River’s Micro Watershed</title>
        <p>
          General Description. The Mataquí’s River’s Micro Watershed (the hydrographic unit 15 494),
is located in the Pimampiro canton, San Francisco de Sigsipamba parishes, Chugá, Mariano
Acosta and Pimampiro parish, as well as part of the San Rafael parish belonging to the Bolívar
canton in the province of Carchi [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. In addition, according to the Secretaría Nacional del
Agua del Ecuador [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], this micro watershed is the Hydrographic Unit 15 494 - Mataquí River
watershed, belonging to the Hydrographic Unit 1 549 (Chota River’s Subwatershed) (see Figure
2).
        </p>
        <p>
          The Mataquí river micro watershed occupies a large part of the Pimampiro canton’s
territory, which is known for its agricultural production. Among the most outstanding products
there, are tomatoes Solanum lycopersicum, peppers Capsicum annuum, onions Allium cepa,
Tamarillo Solanum betaceum, mandarin orange Citrus reticulata, sweet granadilla Passiflora
ligularis, peach Prunus pérsica, avocato Presea americana, among many more species; all these
species demand diferent types of crop techniques such as the use of greenhouses, which is one
of the most damaging, in terms of plant covering. [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. This micro watershed has specific
climatic characteristics that allow the diferentiat ion between the lower, middle, and upper parts
of the watershed, being in a range that goes from 1 670 m.a.s.l. up to 3 760 m.a.s.l.
        </p>
        <p>The Pimampiro canton has an agricultural produce collection center (Mercado de
Transferencias) located in the Pimampiro parish at 2 079 m.a.s.l., in the coordinates WGS 84 UTM 17
south x = 841008, y = 10042439.</p>
        <p>
          According to the 2015-2035 Imbabura’s PDOT’s Risks Map for Natural Resources [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ], the
Mataquí River’s watershed is afected by landslides in the lower part of the parish of Chugá,
and in the middle part in San Francisco de Sigsipamba parish, where it is considered a high
vulnerability area due to the influence of the Pimampiro Fault and the sector called “El Infiernillo”
located on the road that leads from downtown to Sigsipamba.
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Components and indicators for a rapid assessment of the micro watershed management at Mataquí River, Pimampiro.</title>
        <p>The components for the rapid assessment for an integral development management are based
on four systems: environmental, economic, sociocultural, and institutional political.</p>
        <p>
          These are described in the FAO [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] Experiencias de Manejo y Gestión de Cuencas Hidrográficas
en el Ecuador. These are described below:
        </p>
        <p>- Environmental System. It refers to the natural heritage that supports and determines the
diferent activities of the population. It can also be called the biophysical system.</p>
        <p>- Economic System. It includes the system of factors linked to the development of the integral
economy of the territory, the various forms of organization of the modes of production and the
options or potentialities that can be exploited to promote the Good Living achievement.</p>
        <p>- Sociocultural System. Within the social field, the set of social organizations in the province
that comes from cantons or parishes, and their level of articulation and organization for an
interrelated or joint work in the province must be identified. Also the tangible and intangible
provincial patrimonial system, or set of patrimonial assets of the province; archaeological sites
that can cover more than one canton; the level of application of public policies on heritage
assets and the levels of coordination between the province, the cantons, and the governing
institution.
- Political System. It is related to the capacity of the public institution and also the territorial
actors, in order to guide and promote development-oriented processes and the management of
the territory of that area.</p>
      </sec>
      <sec id="sec-3-4">
        <title>3.4. Evaluation Indicators</title>
        <p>
          FAO [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] determines the rapid assessment methodology with 45 indicators grouped into four
components. The evaluation of indicators was carried out with 5 values ranging from 1 for the
lowest to 5 for the highest.
        </p>
        <p>Once these evaluation indicators were applied, the following results were obtained:</p>
      </sec>
      <sec id="sec-3-5">
        <title>3.5. Ecological Component Indicators</title>
        <p>From the 11 indicators related to ecological component, 4 of them were considered as “fair”,
5 indicators obtained lower weighting values from regular to low; however, there is a
predisposition from the population to improve management in this component. The indicator related
to the existence of water availability for domestic use permanently has a “Very High” value.</p>
        <p>
          Note: Adapted from the United Nations Food and Agriculture Organization [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Watersheds’
Management Experiences Indicators in Ecuador for a Rapid Evaluation. Quito.
        </p>
      </sec>
      <sec id="sec-3-6">
        <title>3.6. Economic Component Indicators</title>
        <p>From the 11 indicators of the economic component, 5 of them were valued as “low”, because
there is an absence of value-added products, small businesses have not been created, and there
are no tourism ofers.In the indicator thatis relatedto markets for commercialization of
products, it has a “five” rating, because the communities settled in the micro watershed have a
Transfer Market, close to the city of Pimampiro.</p>
        <p>
          Note: Adapted from the United Nations Food and Agriculture Organization [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Watersheds
Management Experiences Indicators in Ecuador for a Rapid Evaluation. Quito.
Activities that promote vegetation increase cover the impact´s area of the project
Residents adopt soil conservation practices on their farms
Producers replace chemical/inorganic fertilizers with organic
Activities among the residents for the cleaning of rivers and streams are carried out.
Development of adaptation practices to climate change
Residents perceive an increase in biodiversity in their property
Activities among the residents for the cleaning of rivers and streams are carried out.
River and creek protection areas are respected
There are protection and conservation practices around water springs
        </p>
      </sec>
      <sec id="sec-3-7">
        <title>3.7. Sociocultural Component Indicators</title>
        <p>In the social component of the 11 indicators evaluated, 5 of them were evaluated with “regular”
to “low” weights, because there is low social participation at the community level, families’
entrepreneurship is created and they do not benefit all families.</p>
        <p>
          Note: Adapted from the United Nations Food and Agriculture Organization. [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ].
Watersheds’ Management Experiences Indicators in Ecuador for a Rapid Evaluation. Quito.
        </p>
      </sec>
      <sec id="sec-3-8">
        <title>3.8. Political-Institutional Component Indicators</title>
        <p>In the Political-Institutional component, out of the 12 indicators evaluated, 9 indicators
presented a low weighting. This is the result of a lack of interaction with the community and with
the institutions in order to manage a participatory process in the watershed area.</p>
        <p>
          Note. Adapted from the United Nations Food and Agriculture Organization [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Watersheds’
Management Experiences Indicators in Ecuador for a Rapid Evaluation Quito.
        </p>
        <p>Figure 3, shows the percentages of general weighting by component. In the ecological and
economic component, the highest percentage of the indicators is in a low value. The
sociocultural component with a range from 35% to 40% is in a low and high values. The political –
institutional component, with 50% of the indicators, has regular values.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusions</title>
      <p>As a result of the evaluation in the indicators of the ecological component, a “fair” weighting is
observed, because in the study area there is a marked presence of monocultures and agricultural
activities on riverbanks, streams, and slopes in ranges from 40 % to 80%.</p>
      <p>• In the lower part species such as eucalyptus and agro-ecological activities such as
Beekeeping and Adventure Tourism have been introduced.</p>
      <p>Economic Component Indicator
The residents have access to markets to trade their products
There is an exchange of goods and services in the communities (barter)
Internal production allows a reduction in the expenses
of the residents in thepurchase of articles
Community products are marketed more direct ly,
reducingintermediar ies
Local opportunities for access to credit are given to
producers andentrepreneurs
There is an incentive to property owners for environmental
services providedto the community
There is an improvement in the agricultural productivity
of the goods generated in the community
The products generated in the community have elements
that provide addedvalue to them.</p>
      <p>The community generates goods and services as an innovation
Small businesses and local business opportunities are created
in thecommunity
There is a tourist ofer in the area of influence of the project
Community social organizations are positively recognized by the residents
Community cooperation spaces are generated (collective work)
Residents have time to develop community and family activities
There are spaces for exchanging knowledge and ancient wisdom among community members
Participation of women in the production of goods and generation of services
Community participation in external projects that involve the community
There is social disposition towards the conservation of natural resources
New and diferent leaderships emerge continuously in the community
There is development and increase of local Capabilities
Participation of women in dialogue and community decision spaces
Sociocultural customs of the community are maintained
Weights</p>
      <p>High
Average</p>
      <p>Fair
Low
• Plant covering has been increased with planting of fruit trees such as avocado and
tangerine, but in soils with a steep slope that should only be for conservation purposes.
• It should be noted that crop wastes are no longer burned. They are used as an organic
matter contribution to other crops.</p>
      <p>Political-Institutional Component Indicators
There are decision-making processes within communities
There are accountability processes performed by local organizations
There is a high rate of land legalization
There is a proactive link between the parish council and the community
There is a relationship between the parish council, the canton’s mayor’s
ofice and the Provincial Government (among GADs, as per its initials in Spanish)
State institutions and their extension agents participate jointly and they
plan in the communities
There is an infrastructure with state contributions or cooperation
There are state agricultural programs that are implemented in the communities
(ERAs, as per its initials in Spanish)
There are landholding conflicts among residents
There is environmental education for the population
The lessons learned are recognized in other places, even with the interest
of replicating and exchanging experiences.</p>
      <p>Locally based governance structures are generated</p>
      <p>• The use of organic fertilizers in agriculture is reduced only to the incorporation of waste
from previous crops.
• The quality of water for human consumption comes from piped water, but the presence
of livestock on the agricultural frontier is evident. For this reason, it is necessary to
analyze the location of water, although the perception difers from the opinion of the
inhabitants, who consider it to be of good quality.
• Due to the slope of the soil there are no activities that compact the soil, such as grazing
and use of agricultural machinery.
• In the watershed’s upper part there are no irrigation systems, but in the lower part some
of these are evident.
• There is a strong presence of monoculture.
• There is no respect for the protected zones. There is the presence of crops in the protected
zones, with a distance between 10 and 20 meters, on the banks of streams and rivers.
In the economic component indicators, the most relevant is accessibility in local and regional
markets. However, there are certain characteristics that have not reached an adequate
economic management.</p>
      <p>• The population of the micro watershed has been drastically reduced by migration due to
lack of employment sources, and because of young people who look for work in other
activities diferent than agriculture, which is the main economic activity.
• There are no local business opportunities, but family businesses do work, as is the case
of Beekeeping in the Quinta Yuquin community.</p>
      <p>The following aspects can be observed in the sociocultural component:
• At the Quinta Yuquin community there is a school that is no longer being used, and
the few school-age children are forced to travel to larger populated places to study. The
community is not legally organized. However, there is an agreement to perform joint
activities such as collective work. There are no new leaderships within the community,
because the new generations have migrated.
• There is not a notorious participation of women in dialogue spaces.
• The community has bus transportation service twice a day, and there is also a truck
company that goes to the sector. They have garbage collection service done by the
municipality, electricity, telephone with radio operators.</p>
      <p>• There is no sewer service, latrines are used.</p>
      <p>In the political component, according to the residents, NGOs aid is scarce. This has been
reduced to the participation of a Swiss NGO, for more than 15 years, working on reforestation
with introduced species such as eucalyptus. There is a presence of State agencies such as MAG
(Ministry of Agriculture, as per its initials in Spanish) and BanEcuador in support of agr
icultural and credit activities.</p>
      <sec id="sec-4-1">
        <title>4.1. The Challenges of Moving Towards Sustainability</title>
        <p>
          There is a clear and notable skepticism from the authorities about the efectiveness of citizen
participation in government management. Public workers mention that participation hinders
their work, and coupled with this, they have a series of beliefs against participation [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ].
        </p>
        <p>
          Tradition states that consulting people, involving them in collective decision-making
processes, only causes headaches, obstacles, and delays. Authority and hierarchy without consent,
and absolute respect for the decisions of authority and hierarchy arising through the
mechanisms of democratic representation, are the constants that have influenced this skeptical view
on participation [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ].
        </p>
        <p>
          Even though there are these observations on participation, it is important to reflect, as [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]
points out: “We have to forget about the solutions and think about the problems. And do it by
transforming our access to democracy into a democracy of deliberation and debate, understanding
that it is not about asking people what they think about what we have decided, but about
incorporating the opinions and reasons of the social actors involved in their own problem determinations.
But incorporating into the discussion not only the issues related to "how", but also elucidating the
respective protagonists of administrations and actors, or directly asking the question of whether or
not we need those administrations".
        </p>
        <p>
          National governments across the developing world have advanced strong claims about the
imperative to establish and strengthen partnerships in which local administrative and
organizational arrangements complement or substitute for more central eforts to govern
environmental resources. In many cases, they have backed these claims with changes in renewable
resource policies [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Likewise, between the diferent groups and organizations involved in
the mechanisms there must be a minimum sense of identification and responsibility for the
whole, in a word, a common identity. The nation can culture the reference framework for that
identity, but its basis must be social and cultural integration" [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ].
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Towards a Proper Governance of a Micro Watershed</title>
        <p>
          Governance is not the same as government. It includes the actions of the state and, in addition,
encompasses actors such as communities, businesses, and NGOs. Key to diferent forms of
environmental governance are the political-economic relationships that institutions embody
and how these relationships shape identities, actions, and outcomes [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
        </p>
        <p>
          Governance is related to the strengthening of vertical structures for the proper exercise of
power and decision-making by governments, whether at the local or national levels [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ].
Becomes “continuous dynamic reconstruction of social elements (diversity) in their
interrelationships (complexity)” [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ].
        </p>
        <p>
          [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] defines governance as decision-making processes on collective afairs. It is remarked
that unlike traditional approaches that are based on hierarchical and unilateral decisions,
governance gives an innovative style of government. “The system of formal and informal rules
(regulations, procedures, customs) that establish the patterns of interaction and cooperation
between relevant actors in the decision- making process, considers as “relevant actors” both to
the public authorities and to the various Social and economic agents. Therefore, a good
governance scheme requires the society to have a certain level of social capital and civic culture to
improve collective action and coordination”.
        </p>
        <p>
          It refers to the broad method of "governing" which includes but is not restricted to the more
limited perspective of "government". It refers to the interrelation of formal and informal
structures, procedures and processes [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ]; to the systems of creating the rules, the networks of
actors at all levels of society (from local to global), within the context of sustainable development,
which implies a very significant change in the socio-economic model [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ].
        </p>
        <p>
          For some authors, these solidary values and responsible behaviors demand to overcome a
“clearly anthropocentric posit ioning that prioritizes the human with respect to the nature” for
the sake of a biocentrism that “integrates the human, as one more species, in the ecosystem”
[
          <xref ref-type="bibr" rid="ref21">21</xref>
          ].
        </p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Conclusions</title>
        <p>There are certain agroecological activities that prevent the agricultural frontier progress.</p>
        <p>The site under study shows a high tourism potential, due to the presence of a virgin forest
and its activities may include bird watching and adventure tourism.</p>
        <p>Citizen participation is scarce in the aspects of governance of the micro watershed.</p>
      </sec>
      <sec id="sec-4-4">
        <title>4.4. Recommendations</title>
        <p>Generate a thematic cartography, performed by institutional actors, especially climate and
hydrological information. This will have a greater precision in the interpretation of the data.</p>
        <p>Encourage citizen participation in terms of micro watershed’s governance.</p>
        <p>Train the population in proper agriculture and conservation practices, with the use of new
technologies, in order to balance the natural disadvantages, reflected in soil wear.</p>
        <p>A water quality analysis for human consumption is required.</p>
      </sec>
    </sec>
  </body>
  <back>
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