<?xml version="1.0" encoding="UTF-8"?>
<TEI xml:space="preserve" xmlns="http://www.tei-c.org/ns/1.0" 
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" 
xsi:schemaLocation="http://www.tei-c.org/ns/1.0 https://raw.githubusercontent.com/kermitt2/grobid/master/grobid-home/schemas/xsd/Grobid.xsd"
 xmlns:xlink="http://www.w3.org/1999/xlink">
	<teiHeader xml:lang="en">
		<fileDesc>
			<titleStmt>
				<title level="a" type="main">Analysis of Aluminium Electrolysis Data in the Context of Extreme Values of Technological Parameters *</title>
			</titleStmt>
			<publicationStmt>
				<publisher/>
				<availability status="unknown"><licence/></availability>
			</publicationStmt>
			<sourceDesc>
				<biblStruct>
					<analytic>
						<author role="corresp">
							<persName><forename type="first">Anna</forename><surname>Metus</surname></persName>
							<email>metus@icm.krasn.ru</email>
							<affiliation key="aff0">
								<orgName type="department" key="dep1">Institute of Computational Modelling</orgName>
								<orgName type="department" key="dep2">Siberian Branch</orgName>
								<orgName type="institution">Russian Academy of Sciences</orgName>
								<address>
									<addrLine>50/44 Akademgorodok</addrLine>
									<postCode>660036</postCode>
									<settlement>Krasnoyarsk</settlement>
									<country key="RU">Russia</country>
								</address>
							</affiliation>
						</author>
						<title level="a" type="main">Analysis of Aluminium Electrolysis Data in the Context of Extreme Values of Technological Parameters *</title>
					</analytic>
					<monogr>
						<imprint>
							<date/>
						</imprint>
					</monogr>
					<idno type="MD5">C44E210F37B00F7908CB68E77A7AF99D</idno>
				</biblStruct>
			</sourceDesc>
		</fileDesc>
		<encodingDesc>
			<appInfo>
				<application version="0.7.2" ident="GROBID" when="2023-03-23T19:56+0000">
					<desc>GROBID - A machine learning software for extracting information from scholarly documents</desc>
					<ref target="https://github.com/kermitt2/grobid"/>
				</application>
			</appInfo>
		</encodingDesc>
		<profileDesc>
			<textClass>
				<keywords>
					<term>Aluminium Electrolysis</term>
					<term>Extreme Values</term>
					<term>Technological Disorders</term>
					<term>Statistical Analysis</term>
				</keywords>
			</textClass>
			<abstract>
<div xmlns="http://www.tei-c.org/ns/1.0"><p>This paper presents the results of monitoring data analysis for experimental areas producing primary aluminum based on the RA-300 and Soderberg technologies. The authors considered the events of technological disorders, such as anode effects and formations on anode face, carried out the statistical analysis of technological parameters and process disruptions in relation to the extreme values of the parameters. The results of analysis allowed us to obtain new knowledge about technological disorders and features of abnormal working states of aluminum reduction cells, detect the technological patterns, conditions and causes for the occurrence of technological disorders.</p></div>
			</abstract>
		</profileDesc>
	</teiHeader>
	<text xml:lang="en">
		<body>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="1">Introduction</head><p>Quality control of the aluminum smelting process is based on monitoring the technological parameters of aluminum reduction cells <ref type="bibr" target="#b0">[1]</ref>. Controlled parameters include measurements of the chemical composition of the melt, physical characteristics of the melt, energy balance, and other working variables. The most common technological disorders in aluminum production include anode effects and distortions of the anode geometry formed during electrolysis <ref type="bibr" target="#b0">[1]</ref><ref type="bibr" target="#b1">[2]</ref>. Anode effect is a phenomenon characterized by decreasing in the alumina dissolution and a significant increase in the cell voltage. Distortions of the anode geometry are classified into formations on the anode face ("spikes", "laggings", "chunks"), and anode destruction ("corner shedding"). "Spike" is a formation of a cylindrical or conical shape <ref type="bibr" target="#b2">[3]</ref>. "Lagging" is the formation of a rectangular crosssection or unevenness, occupying up to 50-60% of the anode bottom <ref type="bibr" target="#b2">[3]</ref>. "Chunk" is a special term, adopted at Bratsk aluminum smelter, for formations of any form weighing up to several hundred kilograms on the Soderberg type of carbon anodes.</p><p>"Corner shedding" is a physical loss of large carbon pieces from the anode surface <ref type="bibr" target="#b3">[4]</ref>. Statistical analysis of the monitoring data allows us to obtain new knowledge about technological disorders and features of abnormal working states of aluminum reduction cells.</p><p>This paper presents the results of the monitoring data analysis in the context of extreme values of technological parameters in order to explore technological patterns and detect the technical conditions and causes for the occurrence of technological disorders.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="2">Analysis of the Monitoring Data in the Context of Extreme Values of Technological Parameters</head><p>The analysis was carried out on monitoring data for three experimental areas: Khakas aluminum smelter (KhAZ), Boguchansky aluminum smelter (BoAZ), that use the RUSAL's proprietary RA-300 technology, and Bratsk aluminum smelter (BrAZ) with Soderberg technology. Technology determines the design features of aluminum reduction cells and plants and, as a result, the scope of controlled technological parameters and types of process disruptions <ref type="bibr" target="#b4">[5,</ref><ref type="bibr" target="#b5">6]</ref>. In the experimental area of KhAZ, there were 6784 cases of "spikes" and 8123 anode effects over the observation period of 2014-2019 years. In the experimental area of BoAZ, there were 3872 cases of "laggings", 349 cases of "spikes" and 4689 anode effects over the 2019 year. In the experimental area of BrAZ, there were 30989 cases of "corner shedding", 2986 cases of "chunks" and 73412 anode effects over the observation period of 2015-2019 years.</p><p>To determine the extreme parameter values, the variability of a set of parameter values was estimated for each cell, and the ranges of reliable values were found as μ ± σ, where μ is the mean value of the data series, σ is the standard deviation. Parameter values outside this range are considered as extreme values. The result of the analysis of the statistical characteristics showed that the cells, in the context of the same parameters, differ significantly both in the average values of the parameters and in their deviation intervals. For each experimental area, the parameters with the largest percent of anomalies over entire observation period were determined, among them: for KhAZ -Back EMF, Dose of alumina, Coefficient of anode-cathode distance; for BoAZ -Cryolite ratio, Coefficient of anode-cathode distance, CaF2 concentration, for BrAZ -AlF3 dose, Minimum distance, MgF2 concentration.</p><p>In order to explore the events of technological disorders in relation to the extreme values of the parameters, we considered the dates of disorders detection (in cases of anode effects) and the five-day period preceding the registration of the disorder (in cases of any formations). As a result, for each type of disorder, the distribution of cases accompanied by extreme values of the parameters was obtained (Tables <ref type="table" target="#tab_0">1, 2</ref>).     It can be seen from the diagrams that during the period of occurrence of disorders, as a rule, outliers of values are observed for several parameters, but there are cases when technological disorders occurred when the values of the parameters were within the statistical norm. At the same time, the number and composition of parameters are different for different types of disorders. Moreover, regardless of the aluminum production technology, in the case of anode effects, the number of parameters with extreme values is less than in the case of formations on the anodes. So, KhAZ is characterized by extreme values of 2-4 parameters for the anode effect and 6-8 parameters for "spikes"; BoAZ is characterized by extreme values of 1-2 parameters for the anode effect, 5-7 parameters for "lagging" and 4-6 parameters for "spikes"; BrAZ is characterized by extreme values of 4-6 parameters in case of anode effects, 9-11 parameters in cases of "corner shedding" and "chunks".</p><p>Also, this research included the correlation analysis of parameters in part of extreme values. The result demonstrated a quite strong relationship between the following parameters: for KhAZ: Duration of pouring and Velocity ratio with correlation coefficient -0.69, Amperage and Bus voltage with correlation coefficient The analysis of detailed data made it possible to detect the dependence of the number of technological disorders on the location of the anodes in the cells (Figures <ref type="figure" target="#fig_5">4, 5</ref>). For instance, at KhAZ we can observe significantly more "spikes" on the anodes of the front side of the cells -in its central part (anodes No. 9 and No. 10) and along the edges (anodes No. 1 and No. 18). At BoAZ, in contrast, we can observe more "spikes" and "laggings" on the anodes of the backside of the cells -mostly around the edges (anodes No. 22, 23 and 33, 34).  Thus, as a result of a detailed analysis of the monitoring data in the context of extreme values of the controlled technological parameters, the authors determined the characteristic dependencies and features of the functioning of individual units of the aluminum production complex in atypical operating modes.</p></div>
<div xmlns="http://www.tei-c.org/ns/1.0"><head n="3">Conclusion</head><p>In this paper, the authors carried out the analysis of the aluminum production process disruptions in terms of the extreme values of the technological parameters for three experimental areas: KhAZ, BoAZ and BrAZ. The analysis of the statistical characteristics showed that the cells, in the context of the same parameters, differ significantly both in the average values of the parameters and in their deviation intervals. Within the study, for each experimental area, the parameters with the largest percent of anomalies were determined. The distribution of disorders events (in the cases of anode effects and formations on the anode face) by the number of parameters with extreme values was obtained. The results showed that in most cases (75%-95%) a large number of disorders are accompanied by a large number of extreme values of technological parameters. The analysis of detailed data revealed the dependence of the number of technological disorders on the location of the anodes in the cells.</p><p>Thus, the results of research allowed us to obtain new knowledge about technological disorders and features of abnormal working states of aluminum reduction cells, detect the technological patterns, conditions and causes for the occurrence of technological disorders.</p></div><figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_0"><head></head><label></label><figDesc>Most of the anode effects occurred at KhAZ while Dose of alumina or Back EMF or Electrolyte temperature were extremes, at BoAZ most of the anode effects were accompanied by extreme values of Counter EMF or Coefficient of anode-cathode distance or Aluminium level, at BrAZ most of the anode effects were accompanied by extreme values of AlF3 dose or Min. distance or CPC temperature. In most cases, technological disorders occur when several parameters have extreme values at the same time. The distribution of disorders events in the experimental areas by the number of parameters with extreme values is shown below in Figures 1, 2, 3.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_1"><head>Fig. 1 .Fig. 2 .</head><label>12</label><figDesc>Fig. 1. Distribution of disorders events by the number of parameters with extreme values at KhAZ.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_2"><head>Fig. 3 .</head><label>3</label><figDesc>Fig. 3. Distribution of disorders events by the number of parameters with extreme values at BrAZ.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_3"><head></head><label></label><figDesc>; for BoAZ: Electrolyte temperature and Cryolite ratio with correlation coefficient 0.91, Cell Voltage and Electrolyte level with correlation coefficient 0.82, Cell Voltage and Number of Alumina doses with correlation coefficient -0.86; for BrAZ: Distance from anode face and Anode void with correlation coefficient 0.96, Number of Alumina doses and Time of Alumina doses with correlation coefficient 0.9, Aluminium level and Electrolyte level with correlation coefficient -0.84.The distribution of the number of parameters with extreme values and the number of technological disorders for each cell showed that in most cases (75%-95% depending on the disorder type) a large number of disorders are accompanied by a large number of extreme values of technological parameters. Additionally, it was possible to identify periods of everyday disorders with varying duration and to rank the cells of the experimental areas by the number of technological disorders.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_4"><head>Fig. 4 .</head><label>4</label><figDesc>Fig. 4. Distribution of "spikes" cases by the cell anodes at KhAZ.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" xml:id="fig_5"><head>Fig. 5 .</head><label>5</label><figDesc>Fig. 5. Distribution of "spikes" and "laggings" cases by the cell anodes at BoAZ.</figDesc></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_0"><head>Table 2 .</head><label>2</label><figDesc>The part of anode formations accompanied by extreme values of technological parameters (fragment). Most of the "laggings" occurred at BoAZ while Coefficient of anode-cathode distance or Electrolyte temperature or AlF3 dose were extremes. Most of both the "corner sheddings" and the "chunks" occurred at BrAZ while Min. distance or AlF3 dose or Electrolyte level were extremes.</figDesc><table><row><cell>Parameter</cell><cell>Spikes KhAZ</cell><cell>Spikes BoAZ</cell><cell>Laggings BoAZ</cell><cell>Chunks BrAZ</cell><cell>Corner sheddings BrAZ</cell></row><row><cell>AlF3 dose (kg)</cell><cell>-</cell><cell>0.46</cell><cell>0.58</cell><cell>0.79</cell><cell>0.84</cell></row><row><cell>Duration of pouring (sec)</cell><cell>0.60</cell><cell>0.45</cell><cell>0.47</cell><cell>-</cell><cell>-</cell></row><row><cell>Dose of alumina (kg)</cell><cell>0.30</cell><cell>0.28</cell><cell>0.31</cell><cell>-</cell><cell>-</cell></row><row><cell>Number of</cell><cell>0.72</cell><cell>0.46</cell><cell>0.51</cell><cell>0.41</cell><cell>0.33</cell></row><row><cell>Alumina doses (pcs)</cell><cell></cell><cell></cell><cell></cell><cell></cell><cell></cell></row><row><cell>Cryolite ratio</cell><cell>0.51</cell><cell>0.37</cell><cell>0.38</cell><cell>0.35</cell><cell>0.33</cell></row><row><cell>Min. distance (cm)</cell><cell>-</cell><cell>-</cell><cell>-</cell><cell>0.99</cell><cell>0.99</cell></row><row><cell>Cell voltage (V)</cell><cell>0.24</cell><cell>0.32</cell><cell>0.42</cell><cell>0.26</cell><cell>0.27</cell></row><row><cell>Back EMF (V)</cell><cell>0.41</cell><cell>0.25</cell><cell>0.25</cell><cell>-</cell><cell>-</cell></row><row><cell>Velocity ratio (kg/cm)</cell><cell>0.52</cell><cell>-</cell><cell>-</cell><cell>-</cell><cell>-</cell></row><row><cell>Anode void (cm)</cell><cell>-</cell><cell>-</cell><cell>-</cell><cell>0.66</cell><cell>0.60</cell></row><row><cell>Coefficient of anode-cathode</cell><cell>0.76</cell><cell>0.73</cell><cell>0.74</cell><cell>-</cell><cell>-</cell></row><row><cell>distance (mV/s)</cell><cell></cell><cell></cell><cell></cell><cell></cell><cell></cell></row><row><cell>Anode consumption rate (cm/day)</cell><cell>-</cell><cell>-</cell><cell>-</cell><cell>0.51</cell><cell>0.40</cell></row><row><cell>CaF2 concentration (%)</cell><cell>0.33</cell><cell>0.37</cell><cell>0.35</cell><cell>0.46</cell><cell>0.46</cell></row><row><cell>MgF2 concentration (%)</cell><cell>0.36</cell><cell>-</cell><cell>-</cell><cell>0.29</cell><cell>0.38</cell></row><row><cell>CPC temperature (C 0 )</cell><cell>-</cell><cell>-</cell><cell>-</cell><cell>0.51</cell><cell>0.45</cell></row><row><cell>Electrolyte temperature (C 0 )</cell><cell>0.87</cell><cell>0.61</cell><cell>0.66</cell><cell>0.62</cell><cell>0.60</cell></row><row><cell>Aluminium level (cm)</cell><cell>0.51</cell><cell>0.56</cell><cell>0.56</cell><cell>0.33</cell><cell>0.37</cell></row><row><cell>Electrolyte level (cm)</cell><cell>0.44</cell><cell>0.44</cell><cell>0.53</cell><cell>0.67</cell><cell>0.63</cell></row></table><note>In the table, highlighted parameters are most specific to a particular type of disorder in the experimental area. Most of the "spikes" occurred at KhAZ while the values of Electrolyte temperature or Coefficient of anode-cathode distance or Number of AlF3 doses were extremes. At BoAZ most of the "spikes" were accompanied by extreme values of Coefficient of anode-cathode distance or Electrolyte temperature or Aluminium level.</note></figure>
<figure xmlns="http://www.tei-c.org/ns/1.0" type="table" xml:id="tab_1"><head>Table 3 .</head><label>3</label><figDesc>The part of anode effects accompanied by extreme values of parameters (fragment).</figDesc><table><row><cell>Parameter</cell><cell>KhAZ</cell><cell>BoAZ</cell><cell>BrAZ</cell></row><row><cell>AlF3 dose (kg)</cell><cell>-</cell><cell>0.08</cell><cell>0.5</cell></row></table></figure>
		</body>
		<back>
			<div type="references">

				<listBibl>

<biblStruct xml:id="b0">
	<monogr>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">A</forename><surname>Maurits</surname></persName>
		</author>
		<title level="m">Methods for analytical control in non-ferrous metallurgy: Leadership</title>
				<meeting><address><addrLine>Moscow</addrLine></address></meeting>
		<imprint>
			<publisher>Metallurgiya</publisher>
			<date type="published" when="1980">1980</date>
		</imprint>
	</monogr>
</biblStruct>

<biblStruct xml:id="b1">
	<monogr>
		<title level="m">Metallurgist&apos;s Handbook of Nonferrous Metals</title>
				<editor>
			<persName><forename type="first">Baimakov</forename><forename type="middle">V</forename><surname>Yu</surname></persName>
		</editor>
		<editor>
			<persName><forename type="middle">E</forename><surname>Kontorovich Ya</surname></persName>
		</editor>
		<meeting><address><addrLine>Moscow</addrLine></address></meeting>
		<imprint>
			<publisher>Metallurgiya</publisher>
			<date type="published" when="1971">1971</date>
		</imprint>
	</monogr>
	<note>Production of Aluminium</note>
</biblStruct>

<biblStruct xml:id="b2">
	<analytic>
		<title level="a" type="main">Spikes generation on anode of aluminium reduction cell</title>
		<author>
			<persName><forename type="first">Mikhalev</forename><forename type="middle">G</forename><surname>Yu</surname></persName>
		</author>
		<author>
			<persName><forename type="first">P</forename><forename type="middle">V</forename><surname>Polyakov</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">S</forename><surname>Yasinsky</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">A</forename><surname>Polyakov</surname></persName>
		</author>
		<idno type="DOI">10.17580/tsm.2018.09.06</idno>
	</analytic>
	<monogr>
		<title level="j">Tsvetnye Metally</title>
		<imprint>
			<biblScope unit="volume">9</biblScope>
			<biblScope unit="page" from="43" to="48" />
			<date type="published" when="2018">2018</date>
		</imprint>
	</monogr>
</biblStruct>

<biblStruct xml:id="b3">
	<analytic>
		<title level="a" type="main">Critical issues in anode production and quality to avoid anode performance problems</title>
		<author>
			<persName><forename type="first">B</forename><forename type="middle">A</forename><surname>Sadler</surname></persName>
		</author>
		<idno>doi: 0.17516/1999-494X-2015-8-5-546-568</idno>
	</analytic>
	<monogr>
		<title level="j">Journal of Siberian Federal University. Engineering &amp; Technologies</title>
		<imprint>
			<biblScope unit="volume">5</biblScope>
			<biblScope unit="issue">8</biblScope>
			<biblScope unit="page" from="546" to="568" />
			<date type="published" when="2015">2015</date>
		</imprint>
	</monogr>
</biblStruct>

<biblStruct xml:id="b4">
	<analytic>
		<title level="a" type="main">Causes of technological disturbances during anode processes. Review of research by Russian and foreign experimenters</title>
		<author>
			<persName><forename type="first">Mikhalev</forename><forename type="middle">G</forename><surname>Yu</surname></persName>
		</author>
		<author>
			<persName><forename type="first">P</forename><forename type="middle">V</forename><surname>Polyakov</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">S</forename><surname>Yasinsky</surname></persName>
		</author>
		<author>
			<persName><forename type="first">S</forename><forename type="middle">G</forename><surname>Shakhrai</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">I</forename><surname>Bezrukikh</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">V</forename><surname>Zavadyak</surname></persName>
		</author>
		<idno type="DOI">10.17516/1999-494X-2017-10-5-593-606</idno>
	</analytic>
	<monogr>
		<title level="j">Journal of Siberian Federal University. Technics and technology</title>
		<imprint>
			<biblScope unit="volume">10</biblScope>
			<biblScope unit="issue">5</biblScope>
			<biblScope unit="page" from="593" to="606" />
			<date type="published" when="2017">2017</date>
		</imprint>
	</monogr>
</biblStruct>

<biblStruct xml:id="b5">
	<analytic>
		<title level="a" type="main">Mathematical modeling of the impact of anode bottom problems of the anode current distribution high current electrolyzer</title>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">V</forename><surname>Zavadyak</surname></persName>
		</author>
		<author>
			<persName><forename type="first">I</forename><forename type="middle">I</forename><surname>Puzanov</surname></persName>
		</author>
		<author>
			<persName><forename type="first">Ya</forename><forename type="middle">A</forename><surname>Tretyakov</surname></persName>
		</author>
		<author>
			<persName><forename type="first">M</forename><forename type="middle">M</forename><surname>Morozov</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">V</forename><surname>Makeev</surname></persName>
		</author>
		<author>
			<persName><forename type="first">A</forename><forename type="middle">A</forename><surname>Pianykh</surname></persName>
		</author>
		<idno type="DOI">10.17516/1999-494X-2017-10-7-862-873</idno>
	</analytic>
	<monogr>
		<title level="j">J. Sib. Fed. Univ. Eng. technol</title>
		<imprint>
			<biblScope unit="volume">10</biblScope>
			<biblScope unit="issue">7</biblScope>
			<biblScope unit="page" from="862" to="873" />
			<date type="published" when="2017">2017</date>
		</imprint>
	</monogr>
</biblStruct>

				</listBibl>
			</div>
		</back>
	</text>
</TEI>
